Robert E. Keith, Jr. is listed as a director on 4 SEC Form D filings by 1 issuer between Jun 2010 and Dec 2012: Square 1 Financial Inc (Durham, NC — commercial banking — 2010–2012; $48.5M reported sold to 25 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
The issuer belongs to the sponsor group Square (2 issuers, $44.3M reported sold, 2009–2012).
What this means A sponsor group is one team that sets up a new company for each deal. Square has 2 companies on file and $44.3M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.
What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 4 public filings for Robert E. Keith, Jr. and found 4 differences: Offering amount changed between filings; Same name, different state: "Robert Keith III" (IN) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.