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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:26 AM ET

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PO
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Patrick Oakes

Named as an officer, director or promoter on SEC Form D filings · NC, CA · Oct 1, 2012 → Dec 19, 2012

2deals (issuers)
$78.5Mreported sold
64investors
5Form D filings
2012year on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:27 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Patrick Oakes is listed as an executive officer on 5 SEC Form D filings by 2 issuers between Oct 2012 and Aug 2026: Square 1 Financial Inc (Durham, NC — commercial banking — 2012; $48.5M reported sold to 25 investors) and Avidbank Holdings, Inc. (San Jose, CA — commercial banking — 2022–2026; $30M reported sold to 39 investors).

What this means 2 separate companies raised money with this person listed as executive officer, over about 14 years. Across those companies the filings report $78.5M sold in total.

Listed alongside Robert H. Scott (5 shared filings), Adrian N. Wilson (3 shared filings), Daniel R. Mathis (3 shared filings), Douglas H. Bowers (3 shared filings), John T. Pietrzak (3 shared filings) and 33 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Patrick. Each name links to their own page.

1 of the issuers belongs to the sponsor group Square (2 issuers, $44.3M reported sold, 2009–2012).

What this means A sponsor group is one team that sets up a new company for each deal. Square has 2 companies on file and $44.3M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 bankruptcy cases matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 5 public filings for Patrick Oakes and found 2 differences: Same name, different state: "Patrick T. Oakes" (GA) is a separate record; Patrick Oakes is listed with 2 different address states: NC, CA.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Patrick Oakes has not run yet — it is joining a line of 16,348 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:27 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Patrick Oakes..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

2 cases: 2 closed (disposition not in docket feed)

Patrick J Oakes closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 14-11154 · Filed Feb 19, 2014 · Closed Jun 13, 2014
Role of Patrick J Oakes: Debtor · Outcome: Case closed 2014-06-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5 federal dockets); 2 people with this name in Form D filings; court in PA (not a filing state)
Patrick C. Oakes and Carolyn M. Oakes closed
United States Bankruptcy Court, E.D. Michigan · No. 95-49291 · Filed Aug 31, 1995 · Closed Mar 25, 1996
Role of Patrick C. Oakes and Carolyn M. Oakes: Debtor · Outcome: Case closed 1996-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 5 federal dockets); 2 people with this name in Form D filings; court in MI (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:27 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

2 differences found between the filings for Patrick Oakes (compared 5 filings on Oct 24, 2026)

Note · Sep 4, 2020

Same name, different state: "Patrick T. Oakes" (GA) is a separate record

This page covers filings where the address state is NC or CA. A separate record, "Patrick T. Oakes" with address state GA, is listed on 2 filings — most recently by Atlantic Capital Bancshares, Inc. (Sep 4, 2020). The two records do not overlap in time: this page runs Oct 1, 2012 to Dec 19, 2012; the other has one filing dated Sep 4, 2020.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Oct 1, 2012 – Aug 31, 2026

Patrick Oakes is listed with 2 different address states: NC, CA

NC on 3 filings (Oct 1, 2012 to Dec 19, 2012); CA on 2 filings (May 12, 2022 to Aug 31, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 5 offerings report sales commissions totalling $1,081,969; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 31, 2026 D
Avidbank Holdings, Inc.
File 021-595902
$525,000$0$0Piper Sandler & Co. BrokerCheck CRD 665 ↗EDGAR ↗
May 12, 2022 D
Avidbank Holdings, Inc.
File 021-445392
$556,969 (est.)$0$0Piper Sandler & Co. BrokerCheck CRD 23328 ↗
via Piper Sandler & Co. (CRD 23328 ↗)
EDGAR ↗
Dec 19, 2012 D
Square 1 Financial Inc
File 021-188680
$0$0$0None listed on this filingEDGAR ↗
Nov 27, 2012 D
Square 1 Financial Inc
File 021-187533
$0$0$0None listed on this filingEDGAR ↗
Oct 1, 2012 D
Square 1 Financial Inc
File 021-184837
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Patrick Oakes on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Commercial Banking

Avidbank Holdings, Inc.

San Jose, CA · May 12, 2022 → Aug 31, 2026 · 2 filings
  • Aug 31, 2026 · D · $30,000,000 sold of $30,000,000 · 13 investors · min. No minimum reported · role: Executive Officer (EVP & CFO) EDGAR ↗
  • May 12, 2022 · D · $28,562,535 sold of $28,562,535 · 31 investors · min. No minimum reported · role: Executive Officer (EVP and CFO) EDGAR ↗

Raised $30M from 39 investors (100% of the $30M target) as of the latest filing. Patrick is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial Banking / 506(b) (624 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Commercial Banking · group: Square

Square 1 Financial Inc

Durham, NC · Oct 1, 2012 → Dec 19, 2012 · 3 filings
  • Dec 19, 2012 · D · $778,250 sold of $778,250 · 17 investors · min. $1,700 · role: Executive Officer (Executive Vice President and Chief Financial Officer) EDGAR ↗
  • Nov 27, 2012 · D · $1,843,985 sold of $1,843,985 · 6 investors · min. No minimum reported · role: Executive Officer (Executive Vice President and Chief Financial Officer) EDGAR ↗
  • Oct 1, 2012 · D · $20,617,135 sold of $20,617,135 · 4 investors · min. No minimum reported · role: Executive Officer (Executive Vice President and Chief Financial Officer) EDGAR ↗

Raised $48.5M from 25 investors (100% of the $778K target) as of the latest filing. Patrick is listed as executive officer on 3 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Patrick T. Oakes — GA, 1 issuer, Sep 4, 2020 → Sep 4, 2020 · no shared issuer

People around Patrick 38

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Robert H. Scott

Director · 5 shared filings (2 issuers)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Adrian N. Wilson

Executive Officer · 3 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel R. Mathis

Director · 3 shared filings (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

LS
No photo found yet (own website and image search run after this page is viewed)
Person

Lee Settle

Director · 3 shared filings (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

NC
No photo found yet (own website and image search run after this page is viewed)
Person

Norman P. Creighton

Director · 3 shared filings (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Susan G. Casey

Director · 3 shared filings (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

WG
No photo found yet (own website and image search run after this page is viewed)
Person

William F. Grant, III

Director · 3 shared filings (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

John T. Pietrzak

Director · 3 shared filings (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

PB
No photo found yet (own website and image search run after this page is viewed)
Person

Paul R. Burke

Director · 3 shared filings (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Robert E. Keith, Jr.

Director · 3 shared filings (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

WW
No photo found yet (own website and image search run after this page is viewed)
Person

W. Kirk Wycoff

Director · 3 shared filings (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Robert S. Muehlenbeck

Director · 3 shared filings (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas H. Bowers

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

GT
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory B. Thompson

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

KB
No photo found yet (own website and image search run after this page is viewed)
Person

Kristofer W. Biorn

Director · 2 shared filings (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Mark D. Mordell

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

BP
No photo found yet (own website and image search run after this page is viewed)
Person

Bryan C. Polster

Director · 2 shared filings (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Rosinus

Director · 2 shared filings (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

MV
No photo found yet (own website and image search run after this page is viewed)
Person

Marc J. Verissimo

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

Diane J. Flynn

Director · 2 shared filings (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

LH
No photo found yet (own website and image search run after this page is viewed)
Person

Lisa B. Hendrickson

Director · 1 shared filing (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

RR
No photo found yet (own website and image search run after this page is viewed)
Person

Roxy H. Rapp

Director · 1 shared filing (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Dori Hamilton

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

FB
No photo found yet (own website and image search run after this page is viewed)
Person

Fergal J. O'Boyle

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

GP
No photo found yet (own website and image search run after this page is viewed)
Person

Gina Thoma Peterson

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Geoffrey E. Butner

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

MC
No photo found yet (own website and image search run after this page is viewed)
Person

Mark Cameron

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Sam Bhaumik

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

Joe Maleti

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

KJ
No photo found yet (own website and image search run after this page is viewed)
Person

Keith F. Jensen

Director · 1 shared filing (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

LM
No photo found yet (own website and image search run after this page is viewed)
Person

Linda R. Morris

Director · 1 shared filing (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

EF
No photo found yet (own website and image search run after this page is viewed)
Person

Elisabeth Foussianes

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Dale

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Tami Laura Benedict

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

JD
No photo found yet (own website and image search run after this page is viewed)
Person

James F. Deutsch

Director · 1 shared filing (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

VD
No photo found yet (own website and image search run after this page is viewed)
Person

Victor DeMarco

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

Arthur Wasson

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

GP
No photo found yet (own website and image search run after this page is viewed)
Person

Gina Thoma-Peterson

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Patrick Oakes. Their page shows their other deals.

The team behind the deals

Sponsor group

Square

2 issuers · 7 filings · $44.3M reported sold · 2009–2012

One team, 2 deal companies. Patrick Oakes is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Patrick Oakes.

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Patrick Oakes by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Patrick Oakes is listed on: none on file. No website or social profile named in Avidbank Holdings, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #11,329 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Jose, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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