Patrick Oakes is listed as an executive officer on 5 SEC Form D filings by 2 issuers between Oct 2012 and Aug 2026: Square 1 Financial Inc (Durham, NC — commercial banking — 2012; $48.5M reported sold to 25 investors) and Avidbank Holdings, Inc. (San Jose, CA — commercial banking — 2022–2026; $30M reported sold to 39 investors).
What this means 2 separate companies raised money with this person listed as executive officer, over about 14 years. Across those companies the filings report $78.5M sold in total.
1 of the issuers belongs to the sponsor group Square (2 issuers, $44.3M reported sold, 2009–2012).
What this means A sponsor group is one team that sets up a new company for each deal. Square has 2 companies on file and $44.3M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Patrick Oakes and found 2 differences: Same name, different state: "Patrick T. Oakes" (GA) is a separate record; Patrick Oakes is listed with 2 different address states: NC, CA.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.