Robert C. Smith is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Jan 2021: Oakbridge Management LLC (Lagrange, GA — insurance — 2021; $5.89M reported sold to 17 investors).
What this means One deal on file with the SEC, filed Jan 2021. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Oakbridge Holdings 1, LLC (1 shared filing, management entity).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 state regulator orders, 8 bankruptcy cases matching the name listed in Key records below.
What this means 13 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 1 public filing for Robert C. Smith and found 5 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Robert Smith" (CO) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.