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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:29 AM ET

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Robert C. Smith

Named as an officer, director or promoter on SEC Form D filings · GA · Jan 11, 2021 → Jan 11, 2021

1deal (issuers)
$5.89Mreported sold
17investors
1Form D filing
2021year on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:06 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert C. Smith is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Jan 2021: Oakbridge Management LLC (Lagrange, GA — insurance — 2021; $5.89M reported sold to 17 investors).

What this means One deal on file with the SEC, filed Jan 2021. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Oakbridge Holdings 1, LLC (1 shared filing, management entity).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 5 state regulator orders, 8 bankruptcy cases matching the name listed in Key records below.

What this means 13 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Robert C. Smith and found 5 differences: No amendment in the last 12 months on an offering that may still be open; Same name, different state: "Robert Smith" (CO) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert C. Smith has not run yet — it is joining a line of 17,449 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:06 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

5 state regulator orders

Order AZ · Arizona Corporation Commission, Securities Division (ACC)
Order date Sep 13, 2019 · Regulator: Arizona Corporation Commission, Securities Division (ACC) · Decision No. 77411 · Parties (regulator's caption): Robert S. Smith (CRD #1145094); Janice Smith
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 46 people with this name in Form D filings; regulator in AZ (not a filing state); middle initial differs
Action filed AZ · Arizona Corporation Commission, Securities Division (ACC)
Order date Sep 18, 2018 · Regulator: Arizona Corporation Commission, Securities Division (ACC) · eDocket 21692 ↗ · Parties (regulator's caption): Skytrace, Inc.; Robert S. Smith (CRD #1145094); Janice Smith; Roland B. Woolsey
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 46 people with this name in Form D filings; regulator in AZ (not a filing state); middle initial differs
Consent Order WA · Washington State Department of Financial Institutions, Securities Division (DFI)
Order date Sep 18, 2007 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-05-121-06-CO01 · Parties (regulator's caption): International Global Position, Inc., FyBX Corporation, John F. Riley and Robert S. Smith · Order entered with/against: Robert S. Smith
As listed by the regulator: On September 18, 2007, the Securities Division entered into a Consent Order with Robert S. Smith. The Division previously entered a Statement of Charges and Notice of Intent to Enter Order to Cease and Desist and Notice of Intent to Deny Future Registration, Impose Fines and Recover Costs against International Global Position, Inc., FyBX Corporation, John F. Riley and Robert S. Smith on January 23, 2007. … Respondent Smith neither admitted nor denied the allegations, but agreed to cease and desist from violations of the registration and anti-fraud provisions of the Securities Act of Washington. Respondent Smith agreed to pay a $5000 fine and agreed to a three year suspension for registration as a securities broker-dealer, securities salesperson, investment adviser, or investment adviser representative. Order / docket ↗ Regulator's list ↗
same full name in the order; 46 people with this name in Form D filings; regulator in WA (not a filing state); middle initial differs
Final Order WA · Washington State Department of Financial Institutions, Securities Division (DFI)
Order date Mar 5, 2007 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-05-121-07-FO01 · Parties (regulator's caption): International Global Position, Inc., FyBX Corporation, John F. Riley and Robert S. Smith · Order entered with/against: John F. Riley
As listed by the regulator: On March 5, 2007, the Securities Division entered a Final Order to Cease and Desist and Recover Costs against John F. Riley. The Division entered a Statement of Charges and Notice of Intent to Enter Order to Cease and Desist and Notice of Intent to Deny Future Registration, Impose Fines and Recover Costs against International Global Position, Inc., FyBX Corporation, John F. Riley and Robert S. Smith on January 23, 2007. … The Securities Division ordered the Respondent to cease and desist from violating the Securities Act of Washington and imposed a fine of $10,000. Order / docket ↗ Regulator's list ↗
same full name in the order; 46 people with this name in Form D filings; regulator in WA (not a filing state); middle initial differs; named in the regulator's case caption but not in the entry sentence stating who the order was entered with/against
Statement of Charges WA · Washington State Department of Financial Institutions, Securities Division (DFI)
Order date Jan 23, 2007 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-05-121-06-SC01 · Parties (regulator's caption): International Global Positioning, Inc.; FyBX Corporation; John F. Riley; and Robert S. Smith · Order entered with/against: International Global Positioning, Inc. (“IGP”); FyBX Corporation (“FyBX”); John F. Riley (“Riley”); and Robert S. Smith
As listed by the regulator: On January 23, 2007, the Securities Division entered a Statement of Charges and Notice of Intent to Enter Order to Cease and Desist and Notice of Intent to Deny Future Registration, Impose Fines and Recover Costs against International Global Positioning, Inc. (“IGP”); FyBX Corporation (“FyBX”); John F. Riley (“Riley”); and Robert S. Smith (“Smith”). Order / docket ↗ Regulator's list ↗
same full name in the order; 46 people with this name in Form D filings; regulator in WA (not a filing state); middle initial differs
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert C. Smith..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

8 cases: 7 closed (disposition not in docket feed), 1 open

Robert L. Smith, Jr. and Carole Leighanne Smith closed
United States Bankruptcy Court, M.D. Georgia · No. 24-51421 · Filed Sep 20, 2024 · Closed Jan 10, 2025
Role of Robert L. Smith, Jr.: Debtor · Outcome: Case closed 2025-01-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 6804 federal dockets); 46 people with this name in Form D filings; court in the person's filing state (GA); middle initial differs
Robert L Smith, Sr. and Susan C Smith closed
United States Bankruptcy Court, M.D. Georgia · No. 24-51361 · Filed Sep 9, 2024 · Closed Jan 23, 2025
Role of Robert L Smith, Sr.: Debtor · Outcome: Case closed 2025-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 6804 federal dockets); 46 people with this name in Form D filings; court in the person's filing state (GA); middle initial differs
Robert T. Smith closed
United States Bankruptcy Court, N.D. Georgia · No. 23-54563 · Filed May 16, 2023 · Closed Aug 21, 2023
Role of Robert T. Smith: Debtor · Outcome: Case closed 2023-08-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 6804 federal dockets); 46 people with this name in Form D filings; court in the person's filing state (GA); middle initial differs
Robert G. Smith and Sandra Renee Smith closed
United States Bankruptcy Court, M.D. Georgia · No. 21-50115 · Filed Feb 2, 2021 · Closed May 10, 2021
Role of Robert G. Smith and Sandra Renee Smith: Debtor · Outcome: Case closed 2021-05-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 6804 federal dockets); 46 people with this name in Form D filings; court in the person's filing state (GA); middle initial differs
Robert E L Smith and Christy L. Wiggins-Clay closed
United States Bankruptcy Court, M.D. Georgia · No. 20-51136 · Filed Aug 25, 2020 · Closed Nov 24, 2020
Role of Robert E L Smith and Christy L. Wiggins-Clay: Debtor · Outcome: Case closed 2020-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 6804 federal dockets); 46 people with this name in Form D filings; court in the person's filing state (GA); middle initial differs
Robert A. Smith, Sr. and Stacey J. Smith open
United States Bankruptcy Court, S.D. Georgia · No. 20-60226 · Filed Aug 10, 2020
Role of Robert A. Smith, Sr.: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 6804 federal dockets); 46 people with this name in Form D filings; court in the person's filing state (GA); middle initial differs
Robert Smith, Jr. closed
United States Bankruptcy Court, M.D. Georgia · No. 20-30131 · Filed Feb 6, 2020 · Closed Jan 20, 2025
Role of Robert Smith, Jr.: Debtor · Outcome: Case closed 2025-01-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 6804 federal dockets); 46 people with this name in Form D filings; court in the person's filing state (GA)
Robert L Smith closed
United States Bankruptcy Court, N.D. Georgia · No. 19-69429 · Filed Dec 3, 2019 · Closed Mar 16, 2020
Role of Robert L Smith: Debtor · Outcome: Case closed 2020-03-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 6804 federal dockets); 46 people with this name in Form D filings; court in the person's filing state (GA); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:06 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

5 differences found between the filings for Robert C. Smith (compared 1 filing on Oct 24, 2026)

Note · Dec 31, 2020 – Jan 11, 2021

No amendment in the last 12 months on an offering that may still be open — Oakbridge Management LLC (latest filing Jan 11, 2021)

The latest filing for this offering is dated Jan 11, 2021 (first sale Dec 31, 2020). It reports $5,890,779 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Sources
Note · Dec 20, 2012 – Nov 7, 2018

Same name, different state: "Robert Smith" (CO) is a separate record

This page covers filings where the address state is GA. A separate record, "Robert Smith" with address state CO, is listed on 7 filings — most recently by PlayerLync Holdings, Inc. (Nov 7, 2018). The two records do not overlap in time: this page has one filing dated Jan 11, 2021; the other runs Dec 20, 2012 to Nov 7, 2018.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Sep 13, 2011 – Jul 18, 2014

Same name, different state: "Robert Smith" (OH) is a separate record

This page covers filings where the address state is GA. A separate record, "Robert Smith" with address state OH, is listed on 3 filings — most recently by IECP Fund I LP (Jul 18, 2014). The two records do not overlap in time: this page has one filing dated Jan 11, 2021; the other runs Sep 13, 2011 to Jul 18, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Nov 13, 2009 – Feb 15, 2013

Same name, different state: "Robert Smith" (WA) is a separate record

This page covers filings where the address state is GA. A separate record, "Robert Smith" with address state WA, is listed on 3 filings — most recently by STRETTA INC (Feb 15, 2013). The two records do not overlap in time: this page has one filing dated Jan 11, 2021; the other runs Nov 13, 2009 to Feb 15, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Aug 6, 2009

Same name, different state: "Robert Smith" (IN) is a separate record

This page covers filings where the address state is GA. A separate record, "Robert Smith" with address state IN, is listed on 1 filing — most recently by WABASH NATIONAL CORP /DE (Aug 6, 2009). The two records do not overlap in time: this page has one filing dated Jan 11, 2021; the other has one filing dated Aug 6, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 1 offering — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 11, 2021 D
Oakbridge Management LLC
File 021-385874
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Robert C. Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Insurance

Oakbridge Management LLC

Lagrange, GA · Jan 11, 2021
  • Jan 11, 2021 · D · $5,890,779 sold of Indefinite · 17 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the Managing Member) EDGAR ↗

Raised $5.89M from 17 investors as of the latest filing. Robert is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(b) (687 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (20)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Robert F. Smith — CA, 163 issuers, Sep 24, 2009 → Oct 22, 2026 · no shared issuer
  • Robert F. Smith — TX, 20 issuers, Sep 30, 2010 → Apr 2, 2026 · no shared issuer
  • Robert Smith — CA, 9 issuers, Dec 1, 2009 → Sep 4, 2026 · no shared issuer
  • Robert B. Smith, IV — VA, 8 issuers, Feb 12, 2019 → Jul 25, 2019 · no shared issuer
  • Robert L. Smith, Jr. — IA, 7 issuers, Dec 29, 2009 → Apr 8, 2025 · no shared issuer
  • ROBERT A. SMITH — NV, MA, 6 issuers, Jan 14, 2014 → Sep 30, 2016 · no shared issuer
  • Robert Smith — MD, 4 issuers, Jun 23, 2010 → Aug 19, 2026 · no shared issuer
  • Robert Smith — MA, 4 issuers, Jul 11, 2016 → Sep 27, 2024 · no shared issuer
  • Robert Allen Smith — MS, 3 issuers, Jun 19, 2009 → Feb 21, 2024 · no shared issuer
  • Robert Smith — CO, 3 issuers, Dec 20, 2012 → Nov 7, 2018 · no shared issuer
  • ROBERT F. SMITH — MD, 3 issuers, Nov 9, 2011 → Aug 4, 2014 · no shared issuer
  • Robert L. Smith, Jr. — MO, 2 issuers, Sep 27, 2021 → Oct 31, 2025 · no shared issuer
  • Robert Smith — OH, 2 issuers, Sep 13, 2011 → Jul 18, 2014 · no shared issuer
  • Robert Smith — UT, 2 issuers, Feb 7, 2018 → May 11, 2022 · no shared issuer
  • Robert Scott SMith — TX, 2 issuers, Dec 17, 2010 → Oct 17, 2025 · no shared issuer
  • Robert Smith — AZ, 2 issuers, Feb 27, 2017 → Jan 24, 2023 · no shared issuer
  • Robert Smith — TX, 2 issuers, Jul 17, 2017 → Oct 22, 2020 · no shared issuer
  • Robert Smith — IN, 1 issuer, Aug 6, 2009 → Aug 6, 2009 · no shared issuer
  • Robert Smith — WA, 1 issuer, Nov 13, 2009 → Feb 15, 2013 · no shared issuer
  • Robert Smith — GA, 1 issuer, Jun 24, 2010 → Feb 23, 2011 · no shared issuer

People around Robert 1

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Oakbridge Holdings 1, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Robert C. Smith. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert C. Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert C. Smith is listed on: none on file. No website or social profile named in Oakbridge Management LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #202,725 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Lagrange, GA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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