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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 4:57 AM ET

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Robert Allen Smith

Named as an officer, director or promoter on SEC Form D filings · MS · Jun 19, 2009 → Feb 21, 2024

3deals (issuers)
$6.14Mreported sold
29investors
6Form D filings
2009–2024years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Robert Allen Smith is listed as an executive officer and director on 6 SEC Form D filings by 3 issuers between Jun 2009 and Feb 2024: Keraplast Technologies, LLC (San Antonio, TX — biotechnology — 2009–2011; $2.5M reported sold to 14 investors), Keraplast Technologies Management, LLC (San Antonio, TX — biotechnology — 2009; $2.37M reported sold to 14 investors) and Keraplast Manufacturing (Lincoln, New Zealand (as filed: Q2) — biotechnology — 2024; $1.26M reported sold to 1 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 15 years. Across those companies the filings report $6.14M sold in total.

Listed alongside Michael Espensen (5 shared filings), Norman Blake (5 shared filings), Tim Herring (5 shared filings), William Shea (5 shared filings), Charles LeMaistre (4 shared filings) and 9 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Robert. Each name links to their own page.

All 3 issuers belong to the sponsor group Keraplast Technologies (3 issuers, $3.64M reported sold, 2009–2024).

What this means A sponsor group is one team that sets up a new company for each deal. Keraplast Technologies has 3 companies on file and $3.64M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 6 SEC releases, 5 state regulator orders, 11 bankruptcy cases matching the name listed in Key records below.

What this means 22 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 6 public filings for Robert Allen Smith and found 12 differences: Form D filed 54 days after the first sale; Robert Allen Smith's role changed at Keraplast Technologies, LLC: executive officer, director → director; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Robert Allen Smith has not run yet — it is joining a line of 2,408 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

6 SEC releases; 5 state regulator orders

James Wallace Nall, III, Michael Hale Smith, Michael Dwaine Smith, Robert Walter Smith and Walter Vice Tutt Litigation release
SEC · Sep 21, 2021 · Parties as named in the release: James Wallace Nall, III, Michael Hale Smith, Michael Dwaine Smith, Robert Walter Smith and Walter Vice Tutt Read the release ↗
person name, middle initial differs; common name
Order AZ · Arizona Corporation Commission, Securities Division (ACC)
Order date Sep 13, 2019 · Regulator: Arizona Corporation Commission, Securities Division (ACC) · Decision No. 77411 · Parties (regulator's caption): Robert S. Smith (CRD #1145094); Janice Smith
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 46 people with this name in Form D filings; regulator in AZ (not a filing state); middle initial differs
Action filed AZ · Arizona Corporation Commission, Securities Division (ACC)
Order date Sep 18, 2018 · Regulator: Arizona Corporation Commission, Securities Division (ACC) · eDocket 21692 ↗ · Parties (regulator's caption): Skytrace, Inc.; Robert S. Smith (CRD #1145094); Janice Smith; Roland B. Woolsey
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 46 people with this name in Form D filings; regulator in AZ (not a filing state); middle initial differs
Consent Order WA · Washington State Department of Financial Institutions, Securities Division (DFI)
Order date Sep 18, 2007 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-05-121-06-CO01 · Parties (regulator's caption): International Global Position, Inc., FyBX Corporation, John F. Riley and Robert S. Smith · Order entered with/against: Robert S. Smith
As listed by the regulator: On September 18, 2007, the Securities Division entered into a Consent Order with Robert S. Smith. The Division previously entered a Statement of Charges and Notice of Intent to Enter Order to Cease and Desist and Notice of Intent to Deny Future Registration, Impose Fines and Recover Costs against International Global Position, Inc., FyBX Corporation, John F. Riley and Robert S. Smith on January 23, 2007. … Respondent Smith neither admitted nor denied the allegations, but agreed to cease and desist from violations of the registration and anti-fraud provisions of the Securities Act of Washington. Respondent Smith agreed to pay a $5000 fine and agreed to a three year suspension for registration as a securities broker-dealer, securities salesperson, investment adviser, or investment adviser representative. Order / docket ↗ Regulator's list ↗
same full name in the order; 46 people with this name in Form D filings; regulator in WA (not a filing state); middle initial differs
Final Order WA · Washington State Department of Financial Institutions, Securities Division (DFI)
Order date Mar 5, 2007 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-05-121-07-FO01 · Parties (regulator's caption): International Global Position, Inc., FyBX Corporation, John F. Riley and Robert S. Smith · Order entered with/against: John F. Riley
As listed by the regulator: On March 5, 2007, the Securities Division entered a Final Order to Cease and Desist and Recover Costs against John F. Riley. The Division entered a Statement of Charges and Notice of Intent to Enter Order to Cease and Desist and Notice of Intent to Deny Future Registration, Impose Fines and Recover Costs against International Global Position, Inc., FyBX Corporation, John F. Riley and Robert S. Smith on January 23, 2007. … The Securities Division ordered the Respondent to cease and desist from violating the Securities Act of Washington and imposed a fine of $10,000. Order / docket ↗ Regulator's list ↗
same full name in the order; 46 people with this name in Form D filings; regulator in WA (not a filing state); middle initial differs; named in the regulator's case caption but not in the entry sentence stating who the order was entered with/against
Statement of Charges WA · Washington State Department of Financial Institutions, Securities Division (DFI)
Order date Jan 23, 2007 · Regulator: Washington State Department of Financial Institutions, Securities Division (DFI) · S-05-121-06-SC01 · Parties (regulator's caption): International Global Positioning, Inc.; FyBX Corporation; John F. Riley; and Robert S. Smith · Order entered with/against: International Global Positioning, Inc. (“IGP”); FyBX Corporation (“FyBX”); John F. Riley (“Riley”); and Robert S. Smith
As listed by the regulator: On January 23, 2007, the Securities Division entered a Statement of Charges and Notice of Intent to Enter Order to Cease and Desist and Notice of Intent to Deny Future Registration, Impose Fines and Recover Costs against International Global Positioning, Inc. (“IGP”); FyBX Corporation (“FyBX”); John F. Riley (“Riley”); and Robert S. Smith (“Smith”). Order / docket ↗ Regulator's list ↗
same full name in the order; 46 people with this name in Form D filings; regulator in WA (not a filing state); middle initial differs
Global Telelink Services, Inc., Global Contact Corporation, and Robert Smith III Litigation release
SEC · Aug 28, 2003 · Parties as named in the release: Global Telelink Services, Inc., Global Contact Corporation, and Robert Smith III Read the release ↗
same full name in the release title; 46 people with this name in Form D filings; the person's filing state is not named
Global Telelink Services, Inc., Global Contact Corporation and Robert Smith III Litigation release
SEC · Mar 9, 2001 · Parties as named in the release: Global Telelink Services, Inc., Global Contact Corporation and Robert Smith III Read the release ↗
same full name in the release title; 46 people with this name in Form D filings; the person's filing state is not named
Robert J. Smith Administrative proceeding
SEC · Sep 29, 1999 · Parties as named in the release: Robert J. Smith Read the release ↗
same full name in the release title; 46 people with this name in Form D filings; the person's filing state is not named; middle initial differs
Robert J. Smith Administrative proceeding
SEC · Mar 10, 1999 · Parties as named in the release: Robert J. Smith Read the release ↗
same full name in the release title; 46 people with this name in Form D filings; the person's filing state is not named; middle initial differs
Robert J. Smith Administrative proceeding
SEC · Nov 25, 1998 · Parties as named in the release: Robert J. Smith Read the release ↗
same full name in the release title; 46 people with this name in Form D filings; the person's filing state is not named; middle initial differs
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Robert Allen Smith..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

11 cases: 5 open, 6 closed (disposition not in docket feed)

Robert F Smith and Florence J Smith open
United States Bankruptcy Court, E.D. Texas · No. 26-60335 · Filed May 20, 2026
Role of Robert F Smith and Florence J Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 6804 federal dockets); 46 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
Robert L Smith and Deborah Lynne Smith open
United States Bankruptcy Court, S.D. Texas · No. 25-30195 · Filed Jan 9, 2025
Role of Robert L Smith and Deborah Lynne Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 6804 federal dockets); 46 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
Robert W Smith open
United States Bankruptcy Court, N.D. Mississippi · No. 25-10039 · Filed Jan 6, 2025
Role of Robert W Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 6804 federal dockets); 46 people with this name in Form D filings; court in the person's filing state (MS); middle initial differs
Robert E Smith closed
United States Bankruptcy Court, N.D. Mississippi · No. 23-13361 · Filed Oct 31, 2023 · Closed Mar 29, 2024
Role of Robert E Smith: Debtor · Outcome: Case closed 2024-03-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 6804 federal dockets); 46 people with this name in Form D filings; court in the person's filing state (MS); middle initial differs
Robert C Smith, Sr closed
United States Bankruptcy Court, N.D. Mississippi · No. 22-11643 · Filed Jul 13, 2022 · Closed Oct 11, 2022
Role of Robert C Smith, Sr: Debtor · Outcome: Case closed 2022-10-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 6804 federal dockets); 46 people with this name in Form D filings; court in the person's filing state (MS); middle initial differs
Robert Smith closed
United States Bankruptcy Court, N.D. Texas · No. 22-41149 · Filed May 25, 2022 · Closed Aug 25, 2022
Role of Robert Smith: Debtor · Outcome: Case closed 2022-08-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 6804 federal dockets); 46 people with this name in Form D filings; court in the person's filing state (TX)
Robert F Smith and Florence J Smith open
United States Bankruptcy Court, E.D. Texas · No. 21-60513 · Filed Dec 6, 2021
Role of Robert F Smith and Florence J Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 6804 federal dockets); 46 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
Robert H Smith and Leigh A Smith closed
United States Bankruptcy Court, S.D. Texas · No. 20-33216 · Filed Jun 26, 2020 · Closed Oct 6, 2020
Role of Robert H Smith and Leigh A Smith: Debtor · Outcome: Case closed 2020-10-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 6804 federal dockets); 46 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
Robert L Smith and Terri E Smith closed
United States Bankruptcy Court, N.D. Texas · No. 19-34088 · Filed Dec 10, 2019 · Closed Mar 20, 2020
Role of Robert L Smith and Terri E Smith: Debtor · Outcome: Case closed 2020-03-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 6804 federal dockets); 46 people with this name in Form D filings; court in the person's filing state (TX); middle initial differs
Robert A Smith open
United States Bankruptcy Court, N.D. Mississippi · No. 19-14567 · Filed Nov 8, 2019
Role of Robert A Smith: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 6804 federal dockets); 46 people with this name in Form D filings; court in the person's filing state (MS)
Robert A. Smith, Jr. closed
United States Bankruptcy Court, N.D. Mississippi · No. 19-14236 · Filed Oct 17, 2019 · Closed Mar 6, 2020
Role of Robert A. Smith, Jr.: Debtor · Outcome: Case closed 2020-03-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 6804 federal dockets); 46 people with this name in Form D filings; court in the person's filing state (MS)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

12 differences found between the filings for Robert Allen Smith (compared 6 filings on Oct 24, 2026)

Note · Dec 29, 2023 – Feb 21, 2024

Form D filed 54 days after the first sale — Keraplast Manufacturing

The filing says the first sale was Dec 29, 2023. The Form D was filed Feb 21, 2024 — 54 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 39 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 21, 2024 ↗Keraplast Manufacturing — PartnerFacts page ↗
Sources
Note · May 27, 2010 – Dec 30, 2010

Robert Allen Smith's role changed at Keraplast Technologies, LLC: executive officer, director → director

The May 27, 2010 filing lists Robert Allen Smith as executive officer, director; the Dec 30, 2010 Form D lists director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · May 27, 2010 ↗Form D · Dec 30, 2010 ↗Robert Allen Smith — PartnerFacts page ↗Keraplast Technologies, LLC — PartnerFacts page ↗
Sources
Note · Jun 19, 2009 – May 27, 2010

Robert Allen Smith's role changed at Keraplast Technologies, LLC: director → executive officer, director

The Jun 19, 2009 filing lists Robert Allen Smith as director; the May 27, 2010 Form D lists executive officer, director.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D · Jun 19, 2009 ↗Form D · May 27, 2010 ↗Robert Allen Smith — PartnerFacts page ↗Keraplast Technologies, LLC — PartnerFacts page ↗
Sources
Note · Dec 30, 2010 – Feb 9, 2011

Offering amount changed between filings — Keraplast Technologies, LLC

The Dec 30, 2010 filing says $150,000 offered; the Feb 9, 2011 Form D/A says $1,267,476.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Dec 30, 2010 ↗Form D/A (later) · Feb 9, 2011 ↗Keraplast Technologies, LLC — PartnerFacts page ↗
Sources
Note · May 20, 2010 – May 27, 2010

No amendment in the last 12 months on an offering that may still be open — Keraplast Technologies, LLC (latest filing May 27, 2010)

The latest filing for this offering is dated May 27, 2010 (first sale May 20, 2010). It reports $2,500,000 sold of $5,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · May 27, 2010 ↗Keraplast Technologies, LLC — PartnerFacts page ↗
Sources
Note · Jun 19, 2009 – Feb 21, 2024

Robert Allen Smith is written 3 different ways on the filings

listed as "Robert A. Smith" on 2 filings (from Jun 19, 2009), and "Robert Smith" on 3 filings (from May 27, 2010), and "Robert Allen Smith" on the Feb 21, 2024 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jun 19, 2009 ↗Form D · May 27, 2010 ↗Form D · Feb 21, 2024 ↗Robert Allen Smith — PartnerFacts page ↗
Sources
Note · Sep 13, 2011 – Jul 18, 2014

Same name, different state: "Robert Smith" (OH) is a separate record

This page covers filings where the address state is MS. A separate record, "Robert Smith" with address state OH, is listed on 3 filings — most recently by IECP Fund I LP (Jul 18, 2014). Both records have filings in the same period (Sep 13, 2011 to Jul 18, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Smith (OH) — PartnerFacts page ↗Form D · Jul 18, 2014 ↗IECP Fund I LP — PartnerFacts page ↗Robert Allen Smith (MS) — this page ↗
Sources
Note · Nov 13, 2009 – Feb 15, 2013

Same name, different state: "Robert Smith" (WA) is a separate record

This page covers filings where the address state is MS. A separate record, "Robert Smith" with address state WA, is listed on 3 filings — most recently by STRETTA INC (Feb 15, 2013). Both records have filings in the same period (Nov 13, 2009 to Feb 15, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Smith (WA) — PartnerFacts page ↗Form D · Feb 15, 2013 ↗STRETTA INC — PartnerFacts page ↗Robert Allen Smith (MS) — this page ↗
Sources
Note · Jun 24, 2010 – Feb 23, 2011

Same name, different state: "Robert Smith" (GA) is a separate record

This page covers filings where the address state is MS. A separate record, "Robert Smith" with address state GA, is listed on 2 filings — most recently by Mobile Application Development Partners, LLC (Feb 23, 2011). Both records have filings in the same period (Jun 24, 2010 to Feb 23, 2011).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Smith (GA) — PartnerFacts page ↗Form D · Feb 23, 2011 ↗Mobile Application Development Partners, LLC — PartnerFacts page ↗Robert Allen Smith (MS) — this page ↗
Sources
Note · Apr 15, 2010

Same name, different state: "Robert A. Smith" (TN) is a separate record

This page covers filings where the address state is MS. A separate record, "Robert A. Smith" with address state TN, is listed on 1 filing — most recently by HealthTeacher, Inc. (Apr 15, 2010). Both records have filings in the same period (Apr 15, 2010).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert A. Smith (TN) — PartnerFacts page ↗Form D · Apr 15, 2010 ↗HealthTeacher, Inc. — PartnerFacts page ↗Robert Allen Smith (MS) — this page ↗
Sources
Note · Aug 6, 2009

Same name, different state: "Robert Smith" (IN) is a separate record

This page covers filings where the address state is MS. A separate record, "Robert Smith" with address state IN, is listed on 1 filing — most recently by WABASH NATIONAL CORP /DE (Aug 6, 2009). Both records have filings in the same period (Aug 6, 2009).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Robert Smith (IN) — PartnerFacts page ↗Form D · Aug 6, 2009 ↗WABASH NATIONAL CORP /DE — PartnerFacts page ↗Robert Allen Smith (MS) — this page ↗
Sources
Note · Jun 19, 2009 – May 27, 2010

Reported revenue range changed between filings — Keraplast Technologies, LLC

"No Revenues" (Jun 19, 2009); then "$1,000,001 - $5,000,000" (May 27, 2010).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · Jun 19, 2009 ↗Form D · May 27, 2010 ↗Keraplast Technologies, LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 5 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $37,570. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Feb 21, 2024 D
Keraplast Manufacturing
File 021-505714
$0$0$37,570
An executive officer received payment equal to 3% of the equity investment into Keraplast. The value of the payment is $60,000.00 New Zealand Dollars (or $37,570.00 US Dollars).
None listed on this filingEDGAR ↗
Feb 9, 2011 D/A
Keraplast Technologies, LLC
File 021-152767
$0$0$0None listed on this filingEDGAR ↗
May 27, 2010 D
Keraplast Technologies, LLC
File 021-142623
$0$0$0None listed on this filingEDGAR ↗
Jun 19, 2009 D
Keraplast Technologies Management, LLC
File 021-132098
$0$0$0 (est.)NA no CRD number reportedEDGAR ↗
Jun 19, 2009 D
Keraplast Technologies, LLC
File 021-132100
$0$0$0NA no CRD number reported
via NA
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Robert Allen Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

KM
Biotechnology · group: Keraplast Technologies

Keraplast Manufacturing

Lincoln, New Zealand (as filed: Q2) · Feb 21, 2024
  • Feb 21, 2024 · D · $1,264,782 sold of $1,264,782 · 1 investors · min. $1,264,782 · role: Director EDGAR ↗

Raised $1.26M from 1 investor (100% of the $1.26M target) as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Biotechnology / 506(b) (3,253 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

KT
Biotechnology · group: Keraplast Technologies

Keraplast Technologies, LLC

San Antonio, TX · Jun 19, 2009 → Feb 9, 2011 · 4 filings
  • Feb 9, 2011 · D/A · $0 sold of $1,267,476 · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 30, 2010 · D · $0 sold of $150,000 · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 27, 2010 · D · $2,500,000 sold of $5,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Jun 19, 2009 · D · $2,371,149 sold of $2,500,000 · 14 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.5M from 14 investors (100% of the $1.27M target) as of the latest filing. Robert is listed as director, executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

KT
Biotechnology · group: Keraplast Technologies

Keraplast Technologies Management, LLC

San Antonio, TX · Jun 19, 2009
  • Jun 19, 2009 · D · $2,371,149 sold of $2,500,000 · 14 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.37M from 14 investors (95% of the $2.5M target) as of the latest filing. Robert is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (20)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Robert F. Smith — CA, 163 issuers, Sep 24, 2009 → Oct 22, 2026 · no shared issuer
  • Robert F. Smith — TX, 20 issuers, Sep 30, 2010 → Apr 2, 2026 · no shared issuer
  • Robert Smith — CA, 9 issuers, Dec 1, 2009 → Sep 4, 2026 · no shared issuer
  • Robert B. Smith, IV — VA, 8 issuers, Feb 12, 2019 → Jul 25, 2019 · no shared issuer
  • Robert L. Smith, Jr. — IA, 7 issuers, Dec 29, 2009 → Apr 8, 2025 · no shared issuer
  • ROBERT A. SMITH — NV, MA, 6 issuers, Jan 14, 2014 → Sep 30, 2016 · no shared issuer
  • Robert Smith — MD, 4 issuers, Jun 23, 2010 → Aug 19, 2026 · no shared issuer
  • Robert Smith — MA, 4 issuers, Jul 11, 2016 → Sep 27, 2024 · no shared issuer
  • Robert Smith — CO, 3 issuers, Dec 20, 2012 → Nov 7, 2018 · no shared issuer
  • ROBERT F. SMITH — MD, 3 issuers, Nov 9, 2011 → Aug 4, 2014 · no shared issuer
  • Robert L. Smith, Jr. — MO, 2 issuers, Sep 27, 2021 → Oct 31, 2025 · no shared issuer
  • Robert Smith — OH, 2 issuers, Sep 13, 2011 → Jul 18, 2014 · no shared issuer
  • Robert Smith — UT, 2 issuers, Feb 7, 2018 → May 11, 2022 · no shared issuer
  • Robert Scott SMith — TX, 2 issuers, Dec 17, 2010 → Oct 17, 2025 · no shared issuer
  • Robert Smith — AZ, 2 issuers, Feb 27, 2017 → Jan 24, 2023 · no shared issuer
  • Robert Smith — TX, 2 issuers, Jul 17, 2017 → Oct 22, 2020 · no shared issuer
  • Robert Smith — IN, 1 issuer, Aug 6, 2009 → Aug 6, 2009 · no shared issuer
  • Robert Smith — WA, 1 issuer, Nov 13, 2009 → Feb 15, 2013 · no shared issuer
  • Robert Smith — GA, 1 issuer, Jun 24, 2010 → Feb 23, 2011 · no shared issuer
  • Robert A. Smith — TN, 1 issuer, Apr 15, 2010 → Apr 15, 2010 · no shared issuer

People around Robert 14

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

WS
No photo found yet (own website and image search run after this page is viewed)
Person

William Shea

Director, Executive Officer · 5 shared filings (2 issuers)

Listed on the same filings as Robert Allen Smith. Their page shows their other deals.

NB
No photo found yet (own website and image search run after this page is viewed)
Person

Norman Blake

Director, Executive Officer · 5 shared filings (2 issuers)

Listed on the same filings as Robert Allen Smith. Their page shows their other deals.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Tim Herring

Executive Officer, Director · 5 shared filings (2 issuers)

Listed on the same filings as Robert Allen Smith. Their page shows their other deals.

ME
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Espensen

Director, Executive Officer · 5 shared filings (2 issuers)

Listed on the same filings as Robert Allen Smith. Their page shows their other deals.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Charles LeMaistre

Director · 4 shared filings (1 issuer)

Listed on the same filings as Robert Allen Smith. Their page shows their other deals.

GK
No photo found yet (own website and image search run after this page is viewed)
Person

Greg A. Kozmetsky

Director · 2 shared filings (2 issuers)

Listed on the same filings as Robert Allen Smith. Their page shows their other deals.

GK
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory Kozmetsky

Director · 2 shared filings (1 issuer)

Listed on the same filings as Robert Allen Smith. Their page shows their other deals.

EL
No photo found yet (own website and image search run after this page is viewed)
Person

Edward Shihai Lee

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Robert Allen Smith. Their page shows their other deals.

CL
No photo found yet (own website and image search run after this page is viewed)
Person

Charles LaMaistre

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert Allen Smith. Their page shows their other deals.

GK
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory Kosmetsky

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert Allen Smith. Their page shows their other deals.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy Howard Herring

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert Allen Smith. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Michael William Shea

Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert Allen Smith. Their page shows their other deals.

HM
No photo found yet (own website and image search run after this page is viewed)
Person

Howard Stanley Moore

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Robert Allen Smith. Their page shows their other deals.

The team behind the deals

KT
Sponsor group

Keraplast Technologies

3 issuers · 6 filings · $3.64M reported sold · 2009–2024

One team, 3 deal companies. Robert Allen Smith is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Robert Allen Smith.

Registrations and other filings

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Robert Allen Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Robert Allen Smith is listed on: none on file. No website or social profile named in Keraplast Technologies, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #355,740 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (San Antonio, TX). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Mississippi state courts — find the court ↗Texas re:SearchTX court records ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Mississippi Secretary of State business search ↗Texas Secretary of State business search ↗OpenCorporates ↗

Change history

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