Robert Burrow is listed as an executive officer and director on 15 SEC Form D filings by 5 issuers between Jun 2009 and Sep 2021: Caxton Global Investments (Institutional) Ltd (London, United Kingdom (as filed: X0) — pooled investment fund — 2010; $927.5M reported sold to 101 investors), A.R.T. INTERNATIONAL INVESTORS (BVI) LTD. (Road Town, Tortola, Virgin Islands, British (as filed: D8) — pooled investment fund — 2013–2021; $176.4M reported sold to 8 investors), AllianceBernstein Select US Equity (BVI) Ltd (Tortola, Virgin Islands, British (as filed: D8) — pooled investment fund — 2009–2010; $82.4M reported sold to 48 investors), Caxton Equity Growth (BVI) Ltd. (Dublin, Ireland (as filed: L2) — pooled investment fund — 2009–2010; $2M reported sold to 1 investors) and Quindell Plc (Fareham, Hampshire, United Kingdom (as filed: X0) — other technology — 2015; $1.17M reported sold to 14 investors).
What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer and director, over about 12 years. Across those companies the filings report $1.19B sold in total.
The issuers belong to 3 sponsor groups: Caxton (3 issuers, $72.5M reported sold, 2009–2010), Caxton (10 issuers, $8.87B reported sold, 2009–2026) and Alliancebernstein (8 issuers, $951M reported sold, 2009–2026).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 12 bankruptcy cases matching the name listed in Key records below.
What this means 12 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 15 public filings for Robert Burrow and found 7 differences, 3 worth asking the sponsor about: 4 Form Ds were filed more than 15 days after the first sale; Robert Burrow is no longer listed on the Sep 13, 2022 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.