Sponsor Check › Sponsor group
13 issuers linked to one sponsor · LONDON, X0
Grouped because: 11 shared people, 3 shared management entities, same business address (12 issuers), similar issuer names (13) (automatic match from the filings) ·Not the same sponsor? Request a correction
Data last updated: Oct 23, 2026, 5:45 PM ET · Latest filing in this group: May 18, 2026 · Courts (RECAP) last checked: Oct 23, 2026, 11:54 PM ET · SEC enforcement last checked: not yet
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found so far in sources searched for 13 of 13 issuers in this group.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:54 PM ET. Searched so far: 13 of 13 issuers in this group; 0 not yet searched (13 queued). Results are added automatically.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
Search queued. Results are added automatically; check back later or follow this page to be notified.
None found so far in sources searched for 13 of 13 issuers in this group.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:54 PM ET. Searched so far: 13 of 13 issuers in this group; 0 not yet searched (13 queued). Results are added automatically.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known only from an approved profile claim or the Form ADV of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.
0 of 14 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | May 18, 2026 D File 021-584392 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 19, 2026 D/A File 021-73168 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 19, 2026 D/A File 021-319922 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 19, 2026 D/A File 021-336012 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 19, 2026 D/A File 021-473877 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 19, 2026 D/A File 021-473880 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 19, 2026 D/A File 021-473881 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 19, 2026 D/A File 021-473882 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 20, 2024 D/A File 021-348947 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 20, 2024 D/A File 021-473875 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 8, 2010 D File 021-144573 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 16, 2010 D/A File 021-132041 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 15, 2010 D/A File 021-132043 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 15, 2010 D/A File 021-132057 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across all 13 issuers in this group — every filing in our index, latest filing per offering (SEC file number).
0 recorded documents and 0 ownership records matched to Caxton in the sources searched.
Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Not yet searched for this group (queued): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.
Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not yet searched). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not yet searched. Last refresh: Oct 23, 2026, 11:30 PM ET; last subject check: Oct 23, 2026, 11:57 PM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.
Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.
| Source | Issuer | Linked by | Location | Industry | Filings | Sold (max) | Investors | Min. investment (latest filing) | Active |
|---|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Caxton Global Investments USA LLC | shared people, shared management entity, same business address, similar issuer names | LONDON, X0 | Pooled Investment Fund | 19 | $3,622,978,027 offering Indefinite · similar: $155,000–$5,250,000 | 178 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 | 2009–2026 |
| EDGAR ↗ | CAXTON EQUITY GROWTH LLC | shared people, same business address, similar issuer names | PRINCETON, NJ | Pooled Investment Fund | 3 | $1,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 | 2009–2010 |
| EDGAR ↗ | Caxton Alpha Equity LLC | shared people, same business address, similar issuer names | PRINCETON, NJ | Pooled Investment Fund | 3 | $69,516,993 offering Indefinite · similar: $155,000–$5,250,000 | 22 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 | 2009–2010 |
| EDGAR ↗ | Caxton Equity Growth (BVI) Ltd. | shared people, similar issuer names | DUBLIN, L2 | Pooled Investment Fund | 2 | $2,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 | 2009–2010 |
| EDGAR ↗ | Caxton Global Investments (Institutional) Ltd | shared people, shared management entity, same business address, similar issuer names | LONDON, X0 | Pooled Investment Fund | 5 | $927,471,246 offering Indefinite · similar: $155,000–$5,250,000 | 101 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 | 2010–2026 |
| EDGAR ↗ | Caxton Macro (USA) LLC | shared people, shared management entity, same business address, similar issuer names | LONDON, X0 | Pooled Investment Fund | 9 | $806,415,881 offering Indefinite · similar: $155,000–$5,250,000 | 68 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 | 2018–2026 |
| EDGAR ↗ | Caxton Dynamis (USA) LLC | shared people, same business address, similar issuer names | LONDON, X0 | Pooled Investment Fund | 8 | $67,379,213 offering Indefinite · similar: $155,000–$5,250,000 | 24 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 | 2019–2026 |
| EDGAR ↗ | Caxton Advantage (USA) LLC | shared people, shared management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 6 | $189,100,000 offering Indefinite · similar: $155,000–$5,250,000 | 7 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 | 2019–2024 |
| EDGAR ↗ | Caxton Global Investments Ltd | shared people, shared management entity, same business address, similar issuer names | LONDON, X0 | Pooled Investment Fund | 4 | $2,189,152,652 offering Indefinite · similar: $155,000–$5,250,000 | 304 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 | 2023–2026 |
| EDGAR ↗ | Caxton Dynamis Ltd | shared people, shared management entity, same business address, similar issuer names | LONDON, X0 | Pooled Investment Fund | 4 | $246,289,431 offering Indefinite · similar: $155,000–$5,250,000 | 33 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 | 2023–2026 |
| EDGAR ↗ | Caxton Macro Ltd | shared people, shared management entity, same business address, similar issuer names | LONDON, X0 | Pooled Investment Fund | 4 | $937,827,078 offering Indefinite · similar: $155,000–$5,250,000 | 62 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 | 2023–2026 |
| EDGAR ↗ | Caxton Advantage Ltd | shared people, shared management entity, same business address, similar issuer names | NEW YORK, NY | Pooled Investment Fund | 2 | $54,823,997 offering Indefinite · similar: $155,000–$5,250,000 | 11 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 | 2023–2024 |
| EDGAR ↗ | Caxton Cadence (USA) LLC | shared people, shared management entity, same business address, similar issuer names | LONDON, X0 | Pooled Investment Fund | 1 | $11,000,000 offering Indefinite · similar: $155,000–$5,250,000 | 3 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 | 2026–2026 |
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
| Source | Filed | Issuer | Form | Industry | Offered | Sold |
|---|---|---|---|---|---|---|
| EDGAR ↗ | May 18, 2026 | Caxton Cadence (USA) LLC | D | Pooled Investment Fund | Indefinite | $11,000,000 |
| EDGAR ↗ | Feb 19, 2026 | Caxton Global Investments USA LLC | D/A | Pooled Investment Fund | Indefinite | $3,622,978,027 |
| EDGAR ↗ | Feb 19, 2026 | Caxton Macro (USA) LLC | D/A | Pooled Investment Fund | Indefinite | $806,415,881 |
| EDGAR ↗ | Feb 19, 2026 | Caxton Global Investments (Institutional) Ltd | D/A | Pooled Investment Fund | Indefinite | $927,471,246 |
| EDGAR ↗ | Feb 19, 2026 | Caxton Global Investments Ltd | D/A | Pooled Investment Fund | Indefinite | $2,041,223,864 |
| EDGAR ↗ | Feb 19, 2026 | Caxton Macro Ltd | D/A | Pooled Investment Fund | Indefinite | $937,827,078 |
| EDGAR ↗ | Feb 19, 2026 | Caxton Dynamis (USA) LLC | D/A | Pooled Investment Fund | Indefinite | $67,379,213 |
| EDGAR ↗ | Feb 19, 2026 | Caxton Dynamis Ltd | D/A | Pooled Investment Fund | Indefinite | $211,342,285 |
| EDGAR ↗ | Feb 19, 2025 | Caxton Macro Ltd | D/A | Pooled Investment Fund | Indefinite | $419,543,518 |
| EDGAR ↗ | Feb 19, 2025 | Caxton Dynamis (USA) LLC | D/A | Pooled Investment Fund | Indefinite | $44,569,213 |
| EDGAR ↗ | Feb 19, 2025 | Caxton Dynamis Ltd | D/A | Pooled Investment Fund | Indefinite | $198,622,285 |
| EDGAR ↗ | Feb 19, 2025 | Caxton Global Investments (Institutional) Ltd | D/A | Pooled Investment Fund | Indefinite | $927,471,246 |
| EDGAR ↗ | Feb 19, 2025 | Caxton Global Investments Ltd | D/A | Pooled Investment Fund | Indefinite | $2,032,273,864 |
| EDGAR ↗ | Feb 19, 2025 | Caxton Global Investments USA LLC | D/A | Pooled Investment Fund | Indefinite | $3,620,378,027 |
| EDGAR ↗ | Feb 19, 2025 | Caxton Macro (USA) LLC | D/A | Pooled Investment Fund | Indefinite | $403,090,673 |
| EDGAR ↗ | Feb 20, 2024 | Caxton Macro Ltd | D/A | Pooled Investment Fund | Indefinite | $360,810,265 |
| EDGAR ↗ | Feb 20, 2024 | Caxton Advantage (USA) LLC | D/A | Pooled Investment Fund | Indefinite | $189,100,000 |
| EDGAR ↗ | Feb 20, 2024 | Caxton Dynamis (USA) LLC | D/A | Pooled Investment Fund | Indefinite | $40,969,213 |
| EDGAR ↗ | Feb 20, 2024 | Caxton Dynamis Ltd | D/A | Pooled Investment Fund | Indefinite | $246,289,431 |
| EDGAR ↗ | Feb 20, 2024 | Caxton Global Investments (Institutional) Ltd | D/A | Pooled Investment Fund | Indefinite | $915,877,433 |
| EDGAR ↗ | Feb 20, 2024 | Caxton Global Investments Ltd | D/A | Pooled Investment Fund | Indefinite | $2,189,152,652 |
| EDGAR ↗ | Feb 20, 2024 | Caxton Global Investments USA LLC | D/A | Pooled Investment Fund | Indefinite | $3,387,259,037 |
| EDGAR ↗ | Feb 20, 2024 | Caxton Macro (USA) LLC | D/A | Pooled Investment Fund | Indefinite | $323,168,173 |
| EDGAR ↗ | Feb 20, 2024 | Caxton Advantage Ltd | D/A | Pooled Investment Fund | Indefinite | $54,823,997 |
| EDGAR ↗ | Feb 21, 2023 | Caxton Macro Ltd | D | Pooled Investment Fund | Indefinite | $273,400,265 |
| EDGAR ↗ | Feb 21, 2023 | Caxton Macro (USA) LLC | D/A | Pooled Investment Fund | Indefinite | $133,118,173 |
| EDGAR ↗ | Feb 21, 2023 | Caxton Global Investments USA LLC | D/A | Pooled Investment Fund | Indefinite | $3,154,673,947 |
| EDGAR ↗ | Feb 21, 2023 | Caxton Global Investments Ltd | D | Pooled Investment Fund | Indefinite | $2,135,032,731 |
| EDGAR ↗ | Feb 21, 2023 | Caxton Global Investments (Institutional) Ltd | D | Pooled Investment Fund | Indefinite | $915,877,433 |
| EDGAR ↗ | Feb 21, 2023 | Caxton Dynamis Ltd | D | Pooled Investment Fund | Indefinite | $243,889,431 |
| EDGAR ↗ | Feb 21, 2023 | Caxton Dynamis (USA) LLC | D/A | Pooled Investment Fund | Indefinite | $36,969,213 |
| EDGAR ↗ | Feb 21, 2023 | Caxton Advantage Ltd | D | Pooled Investment Fund | Indefinite | $54,823,997 |
| EDGAR ↗ | Feb 21, 2023 | Caxton Advantage (USA) LLC | D/A | Pooled Investment Fund | Indefinite | $189,100,000 |
| EDGAR ↗ | Feb 23, 2022 | Caxton Macro (USA) LLC | D/A | Pooled Investment Fund | Indefinite | $133,118,173 |
| EDGAR ↗ | Feb 23, 2022 | Caxton Global Investments USA LLC | D/A | Pooled Investment Fund | Indefinite | $2,597,423,947 |
| EDGAR ↗ | Feb 23, 2022 | Caxton Dynamis (USA) LLC | D/A | Pooled Investment Fund | Indefinite | $35,529,213 |
| EDGAR ↗ | Feb 23, 2022 | Caxton Advantage (USA) LLC | D/A | Pooled Investment Fund | Indefinite | $189,100,000 |
| EDGAR ↗ | Mar 31, 2021 | Caxton Macro (USA) LLC | D/A | Pooled Investment Fund | Indefinite | $7,871,673 |
| EDGAR ↗ | Mar 31, 2021 | Caxton Global Investments USA LLC | D/A | Pooled Investment Fund | Indefinite | $2,488,645,259 |
| EDGAR ↗ | Mar 31, 2021 | Caxton Dynamis (USA) LLC | D/A | Pooled Investment Fund | Indefinite | $27,740,000 |
| EDGAR ↗ | Mar 31, 2021 | Caxton Advantage (USA) LLC | D/A | Pooled Investment Fund | Indefinite | $189,100,000 |
| EDGAR ↗ | Aug 11, 2020 | Caxton Macro (USA) LLC | D/A | Pooled Investment Fund | Indefinite | $6,371,673 |
| EDGAR ↗ | Aug 11, 2020 | Caxton Global Investments USA LLC | D/A | Pooled Investment Fund | Indefinite | $2,252,063,255 |
| EDGAR ↗ | Aug 11, 2020 | Caxton Advantage (USA) LLC | D/A | Pooled Investment Fund | Indefinite | $189,100,000 |
| EDGAR ↗ | Mar 26, 2020 | Caxton Dynamis (USA) LLC | D/A | Pooled Investment Fund | Indefinite | $15,940,000 |
| EDGAR ↗ | Sep 16, 2019 | Caxton Advantage (USA) LLC | D | Pooled Investment Fund | Indefinite | $25,400,000 |
| EDGAR ↗ | Aug 16, 2019 | Caxton Macro (USA) LLC | D/A | Pooled Investment Fund | Indefinite | $6,371,673 |
| EDGAR ↗ | Aug 13, 2019 | Caxton Global Investments USA LLC | D/A | Pooled Investment Fund | Indefinite | $2,247,063,255 |
| EDGAR ↗ | Mar 29, 2019 | Caxton Dynamis (USA) LLC | D | Pooled Investment Fund | Indefinite | $6,380,000 |
| EDGAR ↗ | Aug 23, 2018 | Caxton Macro (USA) LLC | D | Pooled Investment Fund | Indefinite | $6,371,673 |
| EDGAR ↗ | Aug 7, 2018 | Caxton Global Investments USA LLC | D/A | Pooled Investment Fund | Indefinite | $2,245,563,255 |
| EDGAR ↗ | Aug 8, 2017 | Caxton Global Investments USA LLC | D/A | Pooled Investment Fund | Indefinite | $2,244,138,255 |
| EDGAR ↗ | Aug 5, 2016 | Caxton Global Investments USA LLC | D/A | Pooled Investment Fund | Indefinite | $2,201,301,452 |
| EDGAR ↗ | Aug 10, 2015 | Caxton Global Investments USA LLC | D/A | Pooled Investment Fund | Indefinite | $1,965,919,237 |
| EDGAR ↗ | Aug 8, 2014 | Caxton Global Investments USA LLC | D/A | Pooled Investment Fund | Indefinite | $1,701,601,754 |
| EDGAR ↗ | Aug 9, 2013 | Caxton Global Investments USA LLC | D/A | Pooled Investment Fund | Indefinite | $1,317,181,099 |
| EDGAR ↗ | Aug 10, 2012 | Caxton Global Investments USA LLC | D/A | Pooled Investment Fund | Indefinite | $1,996,328,911 |
| EDGAR ↗ | Aug 11, 2011 | Caxton Global Investments USA LLC | D/A | Pooled Investment Fund | Indefinite | $1,637,431,040 |
| EDGAR ↗ | Jul 8, 2010 | Caxton Global Investments (Institutional) Ltd | D | Pooled Investment Fund | Indefinite | $15,750,000 |
| EDGAR ↗ | Jun 16, 2010 | Caxton Alpha Equity LLC | D/A | Pooled Investment Fund | Indefinite | $69,516,993 |
| EDGAR ↗ | Jun 16, 2010 | Caxton Global Investments USA LLC | D/A | Pooled Investment Fund | Indefinite | $316,467,464 |
| EDGAR ↗ | Jun 15, 2010 | Caxton Equity Growth (BVI) Ltd. | D/A | Pooled Investment Fund | Indefinite | $2,000,000 |
| EDGAR ↗ | Jun 15, 2010 | CAXTON EQUITY GROWTH LLC | D/A | Pooled Investment Fund | Indefinite | $1,000,000 |
| EDGAR ↗ | Jun 17, 2009 | Caxton Equity Growth (BVI) Ltd. | D | Pooled Investment Fund | Indefinite | $2,000,000 |
| EDGAR ↗ | Jun 17, 2009 | Caxton Alpha Equity LLC | D | Pooled Investment Fund | Indefinite | $8,100,000 |
| EDGAR ↗ | Jun 17, 2009 | Caxton Global Investments USA LLC | D/A | Pooled Investment Fund | Indefinite | $119,505,077 |
| EDGAR ↗ | Jun 17, 2009 | Caxton Alpha Equity LLC | D/A | Pooled Investment Fund | Indefinite | $8,100,000 |
| EDGAR ↗ | Jun 17, 2009 | CAXTON EQUITY GROWTH LLC | D/A | Pooled Investment Fund | Indefinite | $1,000,000 |
| EDGAR ↗ | Jun 17, 2009 | Caxton Global Investments USA LLC | D | Pooled Investment Fund | Indefinite | $119,505,077 |
| EDGAR ↗ | Jun 17, 2009 | CAXTON EQUITY GROWTH LLC | D | Pooled Investment Fund | Indefinite | $1,000,000 |
Activity: 1 new offering in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing May 18, 2026. Industry history, as reported on each offering's latest filing: All 14 offerings reported: Pooled Investment Fund (2009–2026).
| Name | Roles | Issuers here | First → last listed |
|---|---|---|---|
| Andrew E. Law | Executive Officer | 10 | Aug 10, 2012 → May 18, 2026 |
| Matthew D. Wade | Executive Officer | 10 | Aug 8, 2014 → May 18, 2026 |
| Chanelle Nicholls | Executive Officer | 10 | Feb 23, 2022 → May 18, 2026 |
| Caxton Associates LLP entity | Promoter | 8 | Feb 21, 2023 → Feb 19, 2026 |
| Scott B. Bernstein | Executive Officer, Director | 7 | Jun 17, 2009 → Mar 29, 2019 |
| Caxton Associates LLP entity | Promoter | 6 | Feb 19, 2026 → May 18, 2026 |
| Caxton Europe LLP entity | Promoter | 5 | Feb 19, 2025 → Feb 19, 2025 |
| Peter P D'Angelo | Executive Officer, Director | 5 | Jun 17, 2009 → Aug 11, 2011 |
| Simon Anderson | Executive Officer | 4 | Aug 13, 2019 → Mar 31, 2021 |
| John G. Forbes | Executive Officer | 3 | Jun 17, 2009 → Aug 9, 2013 |
| Bruce S Kovner | Executive Officer | 3 | Jun 17, 2009 → Aug 11, 2011 |
| Maxwell L.H. Quin | Executive Officer, Director | 2 | Jun 17, 2009 → Jul 8, 2010 |
| William J. Anderson | Executive Officer, Director | 2 | Jun 17, 2009 → Jul 8, 2010 |
| Robert Burrow | Director | 2 | Jun 17, 2009 → Jul 8, 2010 |
| E. Caxton Associates LLP entity | Promoter | 1 | Feb 19, 2026 → Feb 19, 2026 |
| E. Caxton Europe LLP entity | Promoter | 1 | Feb 19, 2025 → Feb 19, 2025 |
| Caxton Europe LLP entity | Promoter | 1 | Feb 19, 2025 → Feb 19, 2025 |
| E. Caxton Associates LP entity | Promoter | 1 | Feb 21, 2023 → Feb 20, 2024 |
| Ajay Mehra | Executive Officer | 1 | Aug 9, 2013 → Aug 5, 2016 |
| Joseph Kelly | Executive Officer | 1 | Jul 8, 2010 → Jul 8, 2010 |
Not yet searched. Sources to be searched: SEC Investment Adviser Information Reports — Form ADV data for SEC-registered advisers and exempt reporting advisers (file dated 2026-10-02); SEC Investment Adviser Public Disclosure (IAPD) firm search — registered and exempt reporting advisers · Search queued. Results are added automatically; check back later.
Not yet searched.
Sources to be searched: the sponsor's own website (known only from an approved profile claim or the matched adviser's Form ADV) for Meta Pixel ids and Facebook / Instagram page links; Meta Ad Library API: not yet searched (API access pending). We never read facebook.com or instagram.com; readers get a link to Meta's public Ad Library instead.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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