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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:01 AM ET

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Andrew E. Law

Named as an officer, director or promoter on SEC Form D filings · United Kingdom (as filed: X0) · Aug 10, 2012 → May 18, 2026

10deals (issuers)
$9.05Breported sold
791investors
57Form D filings
2012–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:26 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Andrew E. Law is listed as an executive officer on 57 SEC Form D filings by 10 issuers between Aug 2012 and May 2026. Largest by amount reported sold: Caxton Global Investments USA LLC (London, United Kingdom (as filed: X0) — pooled investment fund — 2012–2026; $3.62B reported sold to 178 investors), Caxton Global Investments Ltd (London, United Kingdom (as filed: X0) — pooled investment fund — 2023–2026; $2.19B reported sold to 304 investors), Caxton Macro Ltd (London, United Kingdom (as filed: X0) — pooled investment fund — 2023–2026; $937.8M reported sold to 62 investors), Caxton Global Investments (Institutional) Ltd (London, United Kingdom (as filed: X0) — pooled investment fund — 2023–2026; $927.5M reported sold to 101 investors), Caxton Macro (USA) LLC (London, United Kingdom (as filed: X0) — pooled investment fund — 2018–2026; $806.4M reported sold to 68 investors) and 5 more (all listed below).

What this means That is a lot of deals — 10 separate companies raised money with this person listed as executive officer, over about 14 years. Across those companies the filings report $9.05B sold in total.

Listed alongside Matthew D. Wade (55 shared filings), Chanelle Nicholls (37 shared filings), Caxton Associates LLP (17 shared filings, management entity), Simon Anderson (11 shared filings), Scott B. Bernstein (9 shared filings) and 8 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Andrew. Each name links to their own page.

All 10 issuers belong to the sponsor group Caxton (10 issuers, $8.87B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Caxton has 10 companies on file and $8.87B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 57 public filings for Andrew E. Law and found 16 differences, 6 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Andrew E. Law has not run yet — it is joining a line of 4,204 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:26 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Andrew E. Law..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Andrew S. Law closed
United States Bankruptcy Court, M.D. Florida · No. 8:10-bk-09782 · Filed Apr 27, 2010 · Closed Aug 17, 2012
Role of Andrew S. Law: Debtor · Outcome: Case closed 2012-08-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 6 federal dockets); court in FL (not a filing state); middle initial differs
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:26 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

16 differences found between the filings for Andrew E. Law — 6 worth asking about (compared the newest 50 of 57 filings on Oct 24, 2026; older filings not covered)

Worth asking · Feb 20, 2024 – Feb 19, 2025

Amount sold went down between filings — Caxton Global Investments Ltd

The Feb 20, 2024 filing says $2,189,152,652 sold; the Feb 19, 2025 Form D/A says $2,032,273,864 sold — $156,878,788 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Feb 20, 2024 ↗Form D/A (later) · Feb 19, 2025 ↗Caxton Global Investments Ltd — PartnerFacts page ↗
Sources
Worth asking · Feb 20, 2024 – Feb 19, 2025

Amount sold went down between filings — Caxton Dynamis Ltd

The Feb 20, 2024 filing says $246,289,431 sold; the Feb 19, 2025 Form D/A says $198,622,285 sold — $47,667,146 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Feb 20, 2024 ↗Form D/A (later) · Feb 19, 2025 ↗Caxton Dynamis Ltd — PartnerFacts page ↗
Sources
Worth asking · Feb 20, 2024 – Feb 19, 2025

Investor count went down between filings — Caxton Global Investments (Institutional) Ltd

The Feb 20, 2024 filing reports 101 investors; the Feb 19, 2025 Form D/A reports 36 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Feb 20, 2024 ↗Form D/A (later) · Feb 19, 2025 ↗Caxton Global Investments (Institutional) Ltd — PartnerFacts page ↗
Sources
Worth asking · Feb 20, 2024 – Feb 19, 2025

Investor count went down between filings — Caxton Global Investments Ltd

The Feb 20, 2024 filing reports 304 investors; the Feb 19, 2025 Form D/A reports 116 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Feb 20, 2024 ↗Form D/A (later) · Feb 19, 2025 ↗Caxton Global Investments Ltd — PartnerFacts page ↗
Sources
Worth asking · Feb 20, 2024 – Feb 19, 2025

Investor count went down between filings — Caxton Dynamis Ltd

The Feb 20, 2024 filing reports 26 investors; the Feb 19, 2025 Form D/A reports 17 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Feb 20, 2024 ↗Form D/A (later) · Feb 19, 2025 ↗Caxton Dynamis Ltd — PartnerFacts page ↗
Sources
Worth asking · Apr 1, 1997 – May 18, 2026

9 Form Ds were filed more than 15 days after the first sale

Form D filed 661 days after the first sale — Caxton Macro Ltd · Form D filed 9,457 days after the first sale — Caxton Global Investments Ltd · Form D filed 4,618 days after the first sale — Caxton Global Investments (Institutional) Ltd · Form D filed 1,453 days after the first sale — Caxton Dynamis Ltd · Form D filed 1,147 days after the first sale — Caxton Advantage Ltd · and 4 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Feb 21, 2023 ↗Caxton Macro Ltd — PartnerFacts page ↗Form D · Feb 21, 2023 ↗Caxton Global Investments Ltd — PartnerFacts page ↗
Sources
Note · Mar 1, 2019 – Feb 20, 2024

No amendment in the last 12 months on an offering that may still be open — Caxton Advantage (USA) LLC (latest filing Feb 20, 2024)

The latest filing for this offering is dated Feb 20, 2024 (first sale Mar 1, 2019). It reports $189,100,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Feb 20, 2024 ↗Caxton Advantage (USA) LLC — PartnerFacts page ↗
Sources
Note · Jan 1, 2020 – Feb 20, 2024

No amendment in the last 12 months on an offering that may still be open — Caxton Advantage Ltd (latest filing Feb 20, 2024)

The latest filing for this offering is dated Feb 20, 2024 (first sale Jan 1, 2020). It reports $54,823,997 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Feb 20, 2024 ↗Caxton Advantage Ltd — PartnerFacts page ↗
Sources
Note · Aug 10, 2012 – Feb 21, 2023

Andrew E. Law is written 2 different ways on the filings

listed as "Andrew E. Law" on 53 filings (from Aug 10, 2012), and "Andrew Law" on 4 filings (from Feb 21, 2023).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Aug 10, 2012 ↗Form D/A · Feb 21, 2023 ↗Andrew E. Law — PartnerFacts page ↗
Sources
Note · Mar 31, 2021 – Feb 23, 2022

4 address changes between filings

Address moved from New York, NY to London, United Kingdom (as filed: X0) — Caxton Global Investments USA LLC · Address moved from New York, NY to London, United Kingdom (as filed: X0) — Caxton Macro (USA) LLC · Address moved from New York, NY to London, United Kingdom (as filed: X0) — Caxton Dynamis (USA) LLC · Address moved from New York, NY to London, United Kingdom (as filed: X0) — Caxton Advantage (USA) LLC

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Mar 31, 2021 ↗Form D/A · Feb 23, 2022 ↗Caxton Global Investments USA LLC — PartnerFacts page ↗Form D/A · Mar 31, 2021 ↗
Sources
Note · Feb 23, 2022 – Feb 21, 2023

Minimum investment changed between filings — Caxton Global Investments USA LLC

The Feb 23, 2022 filing lists a minimum of $5,000,000; the Feb 21, 2023 Form D/A lists $10,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Feb 23, 2022 ↗Form D/A (later) · Feb 21, 2023 ↗Caxton Global Investments USA LLC — PartnerFacts page ↗
Sources
Note · Feb 23, 2022 – Feb 21, 2023

Minimum investment changed between filings — Caxton Macro (USA) LLC

The Feb 23, 2022 filing lists a minimum of $15,000,000; the Feb 21, 2023 Form D/A lists $10,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Feb 23, 2022 ↗Form D/A (later) · Feb 21, 2023 ↗Caxton Macro (USA) LLC — PartnerFacts page ↗
Sources
Note · Feb 23, 2022 – Feb 21, 2023

Minimum investment changed between filings — Caxton Advantage (USA) LLC

The Feb 23, 2022 filing lists a minimum of $5,000,000; the Feb 21, 2023 Form D/A lists $10,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Feb 23, 2022 ↗Form D/A (later) · Feb 21, 2023 ↗Caxton Advantage (USA) LLC — PartnerFacts page ↗
Sources
Note · Mar 31, 2021 – Feb 23, 2022

Minimum investment changed between filings — Caxton Dynamis (USA) LLC

The Mar 31, 2021 filing lists a minimum of $0; the Feb 23, 2022 Form D/A lists $10,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 31, 2021 ↗Form D/A (later) · Feb 23, 2022 ↗Caxton Dynamis (USA) LLC — PartnerFacts page ↗
Sources
Note · Aug 11, 2020 – Mar 31, 2021

Minimum investment changed between filings — Caxton Macro (USA) LLC

The Aug 11, 2020 filing lists a minimum of $0; the Mar 31, 2021 Form D/A lists $15,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Aug 11, 2020 ↗Form D/A (later) · Mar 31, 2021 ↗Caxton Macro (USA) LLC — PartnerFacts page ↗
Sources
Note · Aug 11, 2020 – Mar 31, 2021

Minimum investment changed between filings — Caxton Advantage (USA) LLC

The Aug 11, 2020 filing lists a minimum of $0; the Mar 31, 2021 Form D/A lists $5,000,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Aug 11, 2020 ↗Form D/A (later) · Mar 31, 2021 ↗Caxton Advantage (USA) LLC — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 57 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

None reported on 10 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 18, 2026 D
Caxton Cadence (USA) LLC
File 021-584392
$0$0$0None listed on this filingEDGAR ↗
Feb 19, 2026 D/A
Caxton Global Investments USA LLC
File 021-73168
$0$0$0None listed on this filingEDGAR ↗
Feb 19, 2026 D/A
Caxton Macro (USA) LLC
File 021-319922
$0$0$0None listed on this filingEDGAR ↗
Feb 19, 2026 D/A
Caxton Dynamis (USA) LLC
File 021-336012
$0$0$0None listed on this filingEDGAR ↗
Feb 19, 2026 D/A
Caxton Dynamis Ltd
File 021-473877
$0$0$0None listed on this filingEDGAR ↗
Feb 19, 2026 D/A
Caxton Global Investments (Institutional) Ltd
File 021-473880
$0$0$0None listed on this filingEDGAR ↗
Feb 19, 2026 D/A
Caxton Global Investments Ltd
File 021-473881
$0$0$0None listed on this filingEDGAR ↗
Feb 19, 2026 D/A
Caxton Macro Ltd
File 021-473882
$0$0$0None listed on this filingEDGAR ↗
Feb 20, 2024 D/A
Caxton Advantage (USA) LLC
File 021-348947
$0$0$0None listed on this filingEDGAR ↗
Feb 20, 2024 D/A
Caxton Advantage Ltd
File 021-473875
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 10

Every issuer that named Andrew E. Law on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CC
Pooled Investment Fund · group: Caxton

Caxton Cadence (USA) LLC

London, United Kingdom (as filed: X0) · May 18, 2026
  • May 18, 2026 · D · $11,000,000 sold of Indefinite · 3 investors · min. $10,000,000 · role: Executive Officer (Mr. Law is the chief executive officer of Caxton Associates LLP, the investment manager of the Issuer.) EDGAR ↗

Raised $11M from 3 investors as of the latest filing. Andrew is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CG
Pooled Investment Fund · group: Caxton

Caxton Global Investments USA LLC

London, United Kingdom (as filed: X0) · Aug 10, 2012 → Feb 19, 2026 · 15 filings
  • Feb 19, 2026 · D/A · $3,622,978,027 sold of Indefinite · 178 investors · min. $10,000,000 · role: Executive Officer (Mr. Law is the chairman and chief executive officer of Caxton Associates LLP, the investment manager of the Issuer.) EDGAR ↗
  • Feb 19, 2025 · D/A · $3,620,378,027 sold of Indefinite · 176 investors · min. $10,000,000 · role: Executive Officer (Mr. Law is the chairman and chief executive officer of Caxton Europe LLP, the investment manager of the Issuer.) EDGAR ↗
  • Feb 20, 2024 · D/A · $3,387,259,037 sold of Indefinite · 169 investors · min. $10,000,000 · role: Executive Officer (Mr. Law is the chairman and chief executive officer of Caxton Associates LP, the investment manager of the Issuer.) EDGAR ↗
  • Feb 21, 2023 · D/A · $3,154,673,947 sold of Indefinite · 166 investors · min. $10,000,000 · role: Executive Officer (Mr. Law is the chairman and chief executive officer of Caxton Associates LP, the investment manager of the Issuer.) EDGAR ↗
  • Feb 23, 2022 · D/A · $2,597,423,947 sold of Indefinite · 163 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗
  • Mar 31, 2021 · D/A · $2,488,645,259 sold of Indefinite · 147 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗
  • Aug 11, 2020 · D/A · $2,252,063,255 sold of Indefinite · 139 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗
  • Aug 13, 2019 · D/A · $2,247,063,255 sold of Indefinite · 137 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗
  • Aug 7, 2018 · D/A · $2,245,563,255 sold of Indefinite · 137 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗
  • Aug 8, 2017 · D/A · $2,244,138,255 sold of Indefinite · 137 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗
  • Aug 5, 2016 · D/A · $2,201,301,452 sold of Indefinite · 134 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗
  • Aug 10, 2015 · D/A · $1,965,919,237 sold of Indefinite · 123 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗
  • Aug 8, 2014 · D/A · $1,701,601,754 sold of Indefinite · 109 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗
  • Aug 9, 2013 · D/A · $1,317,181,099 sold of Indefinite · 84 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗
  • Aug 10, 2012 · D/A · $1,996,328,911 sold of Indefinite · 119 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗

Raised $3.62B from 178 investors as of the latest filing. Andrew is listed as executive officer on 15 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CM
Pooled Investment Fund · group: Caxton

Caxton Macro (USA) LLC

London, United Kingdom (as filed: X0) · Aug 23, 2018 → Feb 19, 2026 · 9 filings
  • Feb 19, 2026 · D/A · $806,415,881 sold of Indefinite · 68 investors · min. $10,000,000 · role: Executive Officer (Mr. Law is the chairman and chief executive officer of Caxton Associates LLP, the investment manager of the Issuer.) EDGAR ↗
  • Feb 19, 2025 · D/A · $403,090,673 sold of Indefinite · 34 investors · min. $10,000,000 · role: Executive Officer (Mr. Law is the chairman and chief executive officer of Caxton Europe LLP, the investment manager of the Issuer.) EDGAR ↗
  • Feb 20, 2024 · D/A · $323,168,173 sold of Indefinite · 22 investors · min. $10,000,000 · role: Executive Officer (Mr. Law is the chairman and chief executive officer of Caxton Associates LP, the investment manager of the Issuer.) EDGAR ↗
  • Feb 21, 2023 · D/A · $133,118,173 sold of Indefinite · 11 investors · min. $10,000,000 · role: Executive Officer (Mr. Law is the chairman and chief executive officer of Caxton Associates LP, the investment manager of the Issuer.) EDGAR ↗
  • Feb 23, 2022 · D/A · $133,118,173 sold of Indefinite · 11 investors · min. $15,000,000 · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗
  • Mar 31, 2021 · D/A · $7,871,673 sold of Indefinite · 2 investors · min. $15,000,000 · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗
  • Aug 11, 2020 · D/A · $6,371,673 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗
  • Aug 16, 2019 · D/A · $6,371,673 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗
  • Aug 23, 2018 · D · $6,371,673 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗

Raised $806.4M from 68 investors as of the latest filing. Andrew is listed as executive officer on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CG
Pooled Investment Fund · group: Caxton

Caxton Global Investments (Institutional) Ltd

London, United Kingdom (as filed: X0) · Feb 21, 2023 → Feb 19, 2026 · 4 filings
  • Feb 19, 2026 · D/A · $927,471,246 sold of Indefinite · 36 investors · min. $10,000,000 · role: Executive Officer (Mr. Law is the chairman and chief executive officer of Caxton Associates LLP, the investment manager of the Issuer.) EDGAR ↗
  • Feb 19, 2025 · D/A · $927,471,246 sold of Indefinite · 36 investors · min. $10,000,000 · role: Executive Officer (Mr. Law is the chairman and chief executive officer of Caxton Europe LLP, the investment manager of the Issuer.) EDGAR ↗
  • Feb 20, 2024 · D/A · $915,877,433 sold of Indefinite · 101 investors · min. $10,000,000 · role: Executive Officer (Mr. Law is the chairman and chief executive officer of Caxton Associates LP, the investment manager of the Issuer.) EDGAR ↗
  • Feb 21, 2023 · D · $915,877,433 sold of Indefinite · 101 investors · min. $10,000,000 · role: Executive Officer (Mr. Law is the chairman and chief executive officer of Caxton Associates LP, the investment manager of the Issuer.) EDGAR ↗

Raised $927.5M from 101 investors as of the latest filing. Andrew is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CG
Pooled Investment Fund · group: Caxton

Caxton Global Investments Ltd

London, United Kingdom (as filed: X0) · Feb 21, 2023 → Feb 19, 2026 · 4 filings
  • Feb 19, 2026 · D/A · $2,041,223,864 sold of Indefinite · 117 investors · min. $10,000,000 · role: Executive Officer (Mr. Law is the chairman and chief executive officer of Caxton Associates LLP, the investment manager of the Issuer.) EDGAR ↗
  • Feb 19, 2025 · D/A · $2,032,273,864 sold of Indefinite · 116 investors · min. $10,000,000 · role: Executive Officer (Mr. Law is the chairman and chief executive officer of Caxton Europe LLP, the investment manager of the Issuer.) EDGAR ↗
  • Feb 20, 2024 · D/A · $2,189,152,652 sold of Indefinite · 304 investors · min. $10,000,000 · role: Executive Officer (Mr. Law is the chairman and chief executive officer of Caxton Associates LP, the investment manager of the Issuer.) EDGAR ↗
  • Feb 21, 2023 · D · $2,135,032,731 sold of Indefinite · 303 investors · min. $10,000,000 · role: Executive Officer (Mr. Law is the chairman and chief executive officer of Caxton Associates LP, the investment manager of the Issuer.) EDGAR ↗

Raised $2.19B from 304 investors as of the latest filing. Andrew is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CM
Pooled Investment Fund · group: Caxton

Caxton Macro Ltd

London, United Kingdom (as filed: X0) · Feb 21, 2023 → Feb 19, 2026 · 4 filings
  • Feb 19, 2026 · D/A · $937,827,078 sold of Indefinite · 62 investors · min. $10,000,000 · role: Executive Officer (Mr. Law is the chairman and chief executive officer of Caxton Associates LLP, the investment manager of the Issuer.) EDGAR ↗
  • Feb 19, 2025 · D/A · $419,543,518 sold of Indefinite · 39 investors · min. $10,000,000 · role: Executive Officer (Mr. Law is the chairman and chief executive officer of Caxton Europe LLP, the investment manager of the Issuer.) EDGAR ↗
  • Feb 20, 2024 · D/A · $360,810,265 sold of Indefinite · 35 investors · min. $10,000,000 · role: Executive Officer (Mr. Law is the chairman and chief executive officer of Caxton Associates LP, the investment manager of the Issuer.) EDGAR ↗
  • Feb 21, 2023 · D · $273,400,265 sold of Indefinite · 18 investors · min. $10,000,000 · role: Executive Officer (Mr. Law is the chairman and chief executive officer of Caxton Associates LP, the investment manager of the Issuer.) EDGAR ↗

Raised $937.8M from 62 investors as of the latest filing. Andrew is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CD
Pooled Investment Fund · group: Caxton

Caxton Dynamis (USA) LLC

London, United Kingdom (as filed: X0) · Mar 29, 2019 → Feb 19, 2026 · 8 filings
  • Feb 19, 2026 · D/A · $67,379,213 sold of Indefinite · 24 investors · min. $10,000,000 · role: Executive Officer (Mr. Law is the chairman and chief executive officer Caxton Associates LLP, the investment manager of the Issuer.) EDGAR ↗
  • Feb 19, 2025 · D/A · $44,569,213 sold of Indefinite · 11 investors · min. $10,000,000 · role: Executive Officer (Mr. Law is the chairman and chief executive officer Caxton Europe LLP, the investment manager of the Issuer.) EDGAR ↗
  • Feb 20, 2024 · D/A · $40,969,213 sold of Indefinite · 8 investors · min. $10,000,000 · role: Executive Officer (Mr. Law is the chairman and chief executive officer of the investment manager of the Issuer.) EDGAR ↗
  • Feb 21, 2023 · D/A · $36,969,213 sold of Indefinite · 8 investors · min. $10,000,000 · role: Executive Officer (Mr. Law is the chairman and chief executive officer of the investment manager of the Issuer.) EDGAR ↗
  • Feb 23, 2022 · D/A · $35,529,213 sold of Indefinite · 8 investors · min. $10,000,000 · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗
  • Mar 31, 2021 · D/A · $27,740,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗
  • Mar 26, 2020 · D/A · $15,940,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗
  • Mar 29, 2019 · D · $6,380,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗

Raised $67.4M from 24 investors as of the latest filing. Andrew is listed as executive officer on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CD
Pooled Investment Fund · group: Caxton

Caxton Dynamis Ltd

London, United Kingdom (as filed: X0) · Feb 21, 2023 → Feb 19, 2026 · 4 filings
  • Feb 19, 2026 · D/A · $211,342,285 sold of Indefinite · 33 investors · min. $10,000,000 · role: Executive Officer (Mr. Law is chairman and chief executive officer of Caxton Associates LLP, the investment manager of the Issuer.) EDGAR ↗
  • Feb 19, 2025 · D/A · $198,622,285 sold of Indefinite · 17 investors · min. $10,000,000 · role: Executive Officer (Mr. Law is chairman and chief executive officer of Caxton Europe LLP, the investment manager of the Issuer.) EDGAR ↗
  • Feb 20, 2024 · D/A · $246,289,431 sold of Indefinite · 26 investors · min. $10,000,000 · role: Executive Officer (Mr. Law is chairman and chief executive officer of Caxton Associates LP, the investment manager of the Issuer.) EDGAR ↗
  • Feb 21, 2023 · D · $243,889,431 sold of Indefinite · 26 investors · min. $10,000,000 · role: Executive Officer (Mr. Law is chairman and chief executive officer of Caxton Associates LP, the investment manager of the Issuer.) EDGAR ↗

Raised $246.3M from 33 investors as of the latest filing. Andrew is listed as executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CA
Pooled Investment Fund · group: Caxton

Caxton Advantage (USA) LLC

New York, NY · Sep 16, 2019 → Feb 20, 2024 · 6 filings
  • Feb 20, 2024 · D/A · $189,100,000 sold of Indefinite · 7 investors · min. $10,000,000 · role: Executive Officer (Mr. Law is the chairman and chief executive officer of the investment manager of the Issuer.) EDGAR ↗
  • Feb 21, 2023 · D/A · $189,100,000 sold of Indefinite · 7 investors · min. $10,000,000 · role: Executive Officer (Mr. Law is the chairman and chief executive officer of the investment manager of the Issuer.) EDGAR ↗
  • Feb 23, 2022 · D/A · $189,100,000 sold of Indefinite · 7 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗
  • Mar 31, 2021 · D/A · $189,100,000 sold of Indefinite · 7 investors · min. $5,000,000 · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗
  • Aug 11, 2020 · D/A · $189,100,000 sold of Indefinite · 7 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗
  • Sep 16, 2019 · D · $25,400,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the Manager of the Issuer) EDGAR ↗

Raised $189.1M from 7 investors as of the latest filing. Andrew is listed as executive officer on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CA
Pooled Investment Fund · group: Caxton

Caxton Advantage Ltd

New York, NY · Feb 21, 2023 → Feb 20, 2024 · 2 filings
  • Feb 20, 2024 · D/A · $54,823,997 sold of Indefinite · 11 investors · min. $10,000,000 · role: Executive Officer (Mr. Law is the chairman and chief executive officer of Caxton Associates LP, the investment manager of the Issuer.) EDGAR ↗
  • Feb 21, 2023 · D · $54,823,997 sold of Indefinite · 11 investors · min. $10,000,000 · role: Executive Officer (Mr. Law is the chairman and chief executive officer of Caxton Associates LP, the investment manager of the Issuer.) EDGAR ↗

Raised $54.8M from 11 investors as of the latest filing. Andrew is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Andrew 13

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CA
Management entity

Caxton Associates LLP

Promoter · 17 shared filings (8 issuers)

Caxton Associates LLP is on 8 issuers in total — a repeat sponsor. Their page lists every one.

CA
Management entity

Caxton Associates LLP

Promoter · 6 shared filings (6 issuers)

Caxton Associates LLP is on 6 issuers in total — a repeat sponsor. Their page lists every one.

CE
Management entity

Caxton Europe LLP

Promoter · 5 shared filings (5 issuers)

Caxton Europe LLP is on 5 issuers in total — a repeat sponsor. Their page lists every one.

EC
Management entity

E. Caxton Associates LP

Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Andrew E. Law. Their page shows their other deals.

EC
Management entity

E. Caxton Europe LLP

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Andrew E. Law. Their page shows their other deals.

CE
Management entity

Caxton Europe LLP

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Andrew E. Law. Their page shows their other deals.

EC
Management entity

E. Caxton Associates LLP

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Andrew E. Law. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Matthew D. Wade

Executive Officer · 55 shared filings (10 issuers)

Matthew D. Wade is on 10 issuers in total — a repeat sponsor. Their page lists every one.

CN
No photo found yet (own website and image search run after this page is viewed)
Person

Chanelle Nicholls

Executive Officer · 37 shared filings (10 issuers)

Chanelle Nicholls is on 10 issuers in total — a repeat sponsor. Their page lists every one.

SA
No photo found yet (own website and image search run after this page is viewed)
Person

Simon Anderson

Executive Officer · 11 shared filings (4 issuers)

Listed on the same filings as Andrew E. Law. Their page shows their other deals.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Scott B. Bernstein

Executive Officer · 9 shared filings (3 issuers) · also on 5 other issuers

Scott B. Bernstein is on 8 issuers in total — a repeat sponsor. Their page lists every one.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Ajay Mehra

Executive Officer · 4 shared filings (1 issuer) · also on 12 other issuers

Ajay Mehra is on 13 issuers in total — a repeat sponsor. Their page lists every one.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

John G. Forbes

Executive Officer · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Andrew E. Law. Their page shows their other deals.

The team behind the deals

C
Sponsor group

Caxton

10 issuers · 62 filings · $8.87B reported sold · 2009–2026

One team, 10 deal companies. Andrew E. Law is listed on 10 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Andrew E. Law.

Same business address

12 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 9 of the 10 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Caxton Cadence (USA) LLC, Caxton Global Investments USA LLC, Caxton Macro (USA) LLC, Caxton Macro Ltd, Caxton Global Investments Ltd, Caxton Global Investments (Institutional) Ltd, Caxton Dynamis Ltd, Caxton Advantage (USA) LLC, Caxton Advantage Ltd.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Andrew E. Law by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 10 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Andrew E. Law is listed on: none on file. No website or social profile named in Caxton Global Investments Ltd's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #41,051 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (London, X0). Each opens in a new tab; what you find there is not verified by PartnerFacts.

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗OpenCorporates ↗

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