Sponsor Check › Person
Related person on Form D filings · address states/countries as listed: Switzerland (as filed: V8), Cayman Islands (as filed: E9), Ireland (as filed: L2) · listed Dec 21, 2010 → Dec 28, 2023
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:22 AM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 2:22 AM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
No SEC search has run yet for this person.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:22 AM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
14 of 78 offerings report sales commissions totalling $47,536,004; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Nov 13, 2025 D/A File 021-416667 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 13, 2025 D/A File 021-325734 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Nov 13, 2025 D/A File 021-418980 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Oct 17, 2025 D File 021-561319 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 17, 2024 D/A File 021-462233 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Dec 28, 2023 D/A File 021-230910 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Dec 21, 2023 D/A File 021-152266 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Dec 21, 2023 D/A File 021-152269 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Dec 21, 2023 D/A File 021-152271 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Dec 21, 2023 D/A File 021-301507 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Dec 15, 2023 D/A File 021-152267 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Dec 15, 2023 D/A File 021-152268 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Dec 14, 2023 D/A File 021-252881 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Dec 14, 2023 D/A File 021-467350 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Dec 8, 2023 D/A File 021-327568 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Dec 8, 2023 D/A File 021-424438 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Dec 7, 2023 D/A File 021-275963 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Dec 5, 2023 D/A File 021-420021 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Nov 16, 2023 D/A File 021-151569 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Nov 9, 2023 D/A File 021-325830 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Oct 26, 2023 D/A File 021-268655 | $38,362 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | UBS Financial Services Inc. BrokerCheck CRD 8174 ↗ |
| EDGAR ↗ | Oct 19, 2023 D/A File 021-241653 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Oct 13, 2023 D/A File 021-272143 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Sep 15, 2023 D/A File 021-348998 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Sep 8, 2023 D/A File 021-270556 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Aug 11, 2023 D/A File 021-164591 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Jul 21, 2023 D/A File 021-181883 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Jul 18, 2023 D/A File 021-181353 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Jul 18, 2023 D/A File 021-181403 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Jul 12, 2023 D/A File 021-266773 | $2,374,672 (est.) | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ |
| EDGAR ↗ | Jul 11, 2023 D/A File 021-343993 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Jul 7, 2023 D/A File 021-220575 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Jul 7, 2023 D/A File 021-220576 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Jun 8, 2023 D/A File 021-181400 | $12,168,169 (est.) | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | Deutsche Bank Trust Company Americas no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ |
| EDGAR ↗ | Jun 2, 2023 D/A File 021-341180 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | May 18, 2023 D/A File 021-240415 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | May 11, 2023 D/A File 021-178159 | $0 | $0 | $0 Expenses are reimbursed by the Fund to the Investment Manager under terms that are described in the Fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Apr 14, 2023 D/A File 021-365041 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Apr 7, 2023 D/A File 021-275828 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Mar 24, 2023 D/A File 021-363813 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Feb 22, 2023 D/A File 021-226060 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Feb 15, 2023 D/A File 021-305742 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Feb 10, 2023 D/A File 021-360270 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Feb 8, 2023 D/A File 021-280491 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Jan 19, 2023 D/A File 021-152273 | $7,990,723 (est.) | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | Deutsche Bank Trust Company Americas no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ Raymond James & Associates, Inc. BrokerCheck CRD 705 ↗ Raymond James Financial Services, Inc. BrokerCheck CRD 6694 ↗ |
| EDGAR ↗ | Jan 11, 2023 D/A File 021-278073 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Jan 11, 2023 D/A File 021-330277 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Jan 6, 2023 D/A File 021-330036 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Jan 6, 2023 D/A File 021-428410 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Nov 10, 2022 D/A File 021-42030 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Jul 20, 2022 D/A File 021-344670 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Jul 15, 2022 D/A File 021-110797 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Feb 8, 2022 D/A File 021-280489 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Jun 25, 2021 D/A File 021-181402 | $7,645,043 (est.) | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ |
| EDGAR ↗ | Jun 24, 2021 D/A File 021-265759 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Mar 5, 2021 D File 021-391355 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Jul 18, 2017 D/A File 021-88661 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Feb 24, 2017 D/A File 021-204895 | $1,184,035 (est.) | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | JP Morgan Securities Inc. BrokerCheck CRD 18718 ↗ JP Morgan Securities LLC BrokerCheck CRD 18718 ↗ |
| EDGAR ↗ | Dec 14, 2016 D/A File 021-253020 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Sep 15, 2016 D/A File 021-184088 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Jul 18, 2016 D/A File 021-150061 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Jul 16, 2014 D/A File 021-144896 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | Deutsche Bank Trust Company Americas no CRD number reported Deutsche Bank Securities Inc. BrokerCheck CRD 2525 ↗ |
| EDGAR ↗ | Jul 17, 2013 D/A File 021-181404 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Jul 16, 2013 D/A File 021-181315 | $0 | $0 | $0 The fund charges a management fee that is described in the funds governing documents. | None listed on this filing |
| EDGAR ↗ | Jun 25, 2013 D/A File 021-143999 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Dec 10, 2012 D/A File 021-151582 | $0 | $0 | $0 The fund charges a management fee that is described in the funds governing documents. | None listed on this filing |
| EDGAR ↗ | Dec 10, 2012 D/A File 021-151585 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Nov 2, 2012 D/A File 021-120536 | $6,000,000 (est.) | $0 | $0 (est.) | Martin J. Phipps BrokerCheck CRD 5267004 ↗ via Gartmore Distribution Services, Inc. (CRD 143032 ↗) Corinne Lambert BrokerCheck CRD 2348439 ↗ via Gartmore Distribution Services, Inc. (CRD 143032 ↗) JOHN A. EARLY III BrokerCheck CRD 2726671 ↗ via Gartmore Distribution Services, Inc. (CRD 143032 ↗) James P. MacMillan BrokerCheck CRD 1609239 ↗ via Gartmore Distribution Services, Inc. (CRD 143032 ↗) NATIONWIDE FUND DISTRIBUTORS LLC BrokerCheck CRD 25910 ↗ via NATIONWIDE FUND DISTRIBUTORS LLC (CRD 25910 ↗) HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. BrokerCheck CRD 101640 ↗ via HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. (CRD 101640 ↗) |
| EDGAR ↗ | Oct 16, 2012 D/A File 021-120203 | $500,000 (est.) | $0 | $0 (est.) | Martin J. Phipps BrokerCheck CRD 5267004 ↗ via GARTMORE DISTRIBUTION SERVICES, INC. (CRD 143032 ↗) JOHN A. EARLY III BrokerCheck CRD 2726671 ↗ via GARTMORE DISTRIBUTION SERVICES, INC. (CRD 143032 ↗) CORINNE T. LAMBERT BrokerCheck CRD 2348439 ↗ via GARTMORE DISTRIBUTION SERVICES, INC. (CRD 143032 ↗) Nationwide Fund Distributions LLC BrokerCheck CRD 25910 ↗ via Nationwide Fund Distributions LLC (CRD 25910 ↗) James P. MacMillan BrokerCheck CRD 1609239 ↗ via GARTMORE DISTRIBUTION SERVICES, INC. (CRD 143032 ↗) HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. BrokerCheck CRD 101640 ↗ via HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. (CRD 101640 ↗) |
| EDGAR ↗ | Oct 16, 2012 D/A File 021-120208 | $500,000 (est.) | $0 | $0 (est.) | JOHN A. EARLY III BrokerCheck CRD 2726671 ↗ via GARTMORE DISTRIBUTION SERVICES, INC. (CRD 143032 ↗) CORINNE T. LAMBERT BrokerCheck CRD 2348439 ↗ via GARTMORE DISTRIBUTION SERVICES, INC. (CRD 143032 ↗) MARTIN J. PHIPPS BrokerCheck CRD 5267004 ↗ via GARTMORE DISTRIBUTION SERVICES, INC. (CRD 143032 ↗) JAMES P. MACMILLAN BrokerCheck CRD 1609239 ↗ via GARTMORE DISTRIBUTION SERVICES, INC. (CRD 143032 ↗) NATIONWIDE FUND DISTRIBUTORS LLC BrokerCheck CRD 25910 ↗ via NATIONWIDE FUND DISTRIBUTORS LLC (CRD 25910 ↗) HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. BrokerCheck CRD 101640 ↗ via HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. (CRD 101640 ↗) |
| EDGAR ↗ | Oct 16, 2012 D/A File 021-120178 | $1,000,000 (est.) | $0 | $0 (est.) | CORINNE T. LAMBERT BrokerCheck CRD 2348439 ↗ via Gartmore Distribution Services, Inc. (CRD 143032 ↗) MARTIN J. PHIPPS BrokerCheck CRD 5267004 ↗ via GARTMORE DISTRIBUTION SERVICES, INC. (CRD 143032 ↗) JOHN A. EARLY III BrokerCheck CRD 2726671 ↗ via GARTMORE DISTRIBUTION SERVICES, INC (CRD 143032 ↗) JAMES P. MACMILLAN BrokerCheck CRD 1609239 ↗ via GARTMORE DISTRIBUTION SERVICES, INC. (CRD 143032 ↗) NATIONWIDE FUND DISTRIBUTORS LLC BrokerCheck CRD 25910 ↗ via NATIONWIDE FUND DISTRIBUTORS LLC (CRD 25910 ↗) HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. BrokerCheck CRD 101640 ↗ via HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. (CRD 101640 ↗) |
| EDGAR ↗ | Oct 16, 2012 D/A File 021-120537 | $6,000,000 (est.) | $0 | $0 (est.) | CORINNE T. LAMBERT BrokerCheck CRD 2348439 ↗ via GARTMORE DISTRIBUTION SERVICES, INC. (CRD 143032 ↗) MARTIN J. PHIPPS BrokerCheck CRD 5267004 ↗ via GARTMORE DISTRIBUTION SERVICES, INC. (CRD 143032 ↗) JOHN A. EARLY III BrokerCheck CRD 2726671 ↗ via GARTMORE DISTRIBUTION SERVICES, INC. (CRD 143032 ↗) JAMES P. MACMILLAN BrokerCheck CRD 1609239 ↗ via GARTMORE DISTRIBUTION SERVICES, INC. (CRD 143032 ↗) NATIONWIDE FUND DISTRIBUTORS LLC BrokerCheck CRD 25910 ↗ via NATIONWIDE FUND DISTRIBUTORS LLC (CRD 25910 ↗) HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. BrokerCheck CRD 101640 ↗ via HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. (CRD 101640 ↗) |
| EDGAR ↗ | Oct 16, 2012 D/A File 021-120183 | $2,000,000 (est.) | $0 | $0 | John A. Early BrokerCheck CRD 2726671 ↗ via Gartmore Dirtribution Services, Inc. (CRD 143032 ↗) Martin J. Phipps BrokerCheck CRD 5267004 ↗ via Gartmore Distribution Services, Inc. (CRD 143032 ↗) Corinne T. Lambert BrokerCheck CRD 2348439 ↗ via Gartmore Distribution Services, Inc. (CRD 143032 ↗) James P. MacMillan BrokerCheck CRD 1609239 ↗ via Gartmore Distribution Services, Inc. (CRD 143032 ↗) Nationwide Fund Distributors LLC BrokerCheck CRD 25910 ↗ via Nationwide Fund Distributors LLC (CRD 25910 ↗) HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. BrokerCheck CRD 101640 ↗ via HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. (CRD 101640 ↗) |
| EDGAR ↗ | Dec 21, 2011 D/A File 021-152265 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Dec 21, 2011 D/A File 021-152270 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Dec 21, 2011 D/A File 021-152272 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's governing documents. | None listed on this filing |
| EDGAR ↗ | Jul 27, 2010 D/A File 021-120196 | $35,000 (est.) | $0 | $0 | John A. Early BrokerCheck CRD 2726671 ↗ via Gartmore Distribution Service, Inc. (CRD 143032 ↗) Martin J. Phipps BrokerCheck CRD 5267004 ↗ via Gartmore Distribution services, inc. (CRD 143032 ↗) Corinne T.Lambert BrokerCheck CRD 2348439 ↗ via Gartmore Distribution Services, Inc. (CRD 143032 ↗) James P. MacMillan BrokerCheck CRD 1609239 ↗ via Gartmore Distribution Services, Inc. (CRD 143032 ↗) Nationwide Fund Distributors LLC BrokerCheck CRD 25910 ↗ via Nationwide Fund Distrbutors LLC (CRD 25910 ↗) |
| EDGAR ↗ | Jul 27, 2010 D/A File 021-120187 | $100,000 (est.) | $0 | $0 (est.) | Martin Phipps BrokerCheck CRD 5267004 ↗ via Gartmore Distribution Services, Inc. (CRD 143032 ↗) Corinne Lambert BrokerCheck CRD 2348439 ↗ via Gartmore Distribution Services, Inc. (CRD 143032 ↗) John Arthur Early III BrokerCheck CRD 2726671 ↗ via Gartmore Distribution Services, Inc. (CRD 143032 ↗) JAMES P. MACMILLAN BrokerCheck CRD 1609239 ↗ via Gartmore Distribution Services, Inc. (CRD 143032 ↗) NATIONWIDE FUND DISTRIBUTORS LLC BrokerCheck CRD 25910 ↗ via NATIONWIDE FUND DISTRIBUTORS LLC (CRD 25910 ↗) |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | 1798 Volantis Catalyst III Ltd group: Lombard Odier | Director | Nov 13, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $34,938,764 | 3 similar: 4–27 | $1,380,250 similar: $1,000–$100,000 |
| EDGAR ↗ | 1798 Volantis Fund Ltd group: Lombard Odier | Director | Nov 13, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $76,206,981 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | 1798 UK Small Cap Best Ideas Fund Ltd. group: Lombard Odier | Director | Nov 13, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $181,915,168 | 12 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Janus Henderson Equity Long/Short Fund Ltd group: Janus Henderson | Director | Oct 17, 2025 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | 1798 UK Small Cap Best Ideas Fund Ltd. group: Lombard Odier | Director | Oct 30, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $181,915,168 | 12 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | 1798 Volantis Fund Ltd group: Lombard Odier | Director | Oct 30, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $76,206,981 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | 1798 Volantis Catalyst III Ltd group: Lombard Odier | Director | Oct 18, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $34,938,764 | 3 similar: 4–27 | $1,380,250 similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Alpha Plus (US) Fund II group: Marshall Wace | Director Director of the General Partner | Oct 17, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $399,465,820 | 20 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW TOPS ERISA Fund group: Marshall Wace | Director | Dec 28, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $326,004,203 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Market Neutral TOPS Fund group: Marshall Wace | Director | Dec 21, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $366,719,201 | 20 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW TOPS Fund group: Marshall Wace | Director | Dec 21, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $528,637,215 | 30 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW Eureka Plus Fund group: Marshall Wace | Director | Dec 21, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $14,242,082 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Europa Fund group: Marshall Wace | Director | Dec 21, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,775,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Market Neutral Fund group: Marshall Wace | Director | Dec 15, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $61,500,000 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Gekirin Fund group: Marshall Wace | Director | Dec 15, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,000,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Americas TOPS Long-Only (US) Fund II group: Marshall Wace | Director Director of the General Partner | Dec 14, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $155,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS World ex-US Plus Emerging Markets (US) Fund group: Marshall Wace | Director Director of the General Partner | Dec 14, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,800,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS US Equities (US) Fund group: Marshall Wace | Director Director of the General Partner | Dec 8, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,300,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS Emerging Markets Absolute Return (US) Fund group: Marshall Wace | Director Director of the General Partner | Dec 8, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,400,000 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Long Strategies ICAV-MW Global Opportunities Long-Only Fund group: Marshall Wace | Director | Dec 7, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,249 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Moontower (US) Fund group: Marshall Wace | Director Director of the General Partner | Dec 5, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $683,040,440 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund group: Marshall Wace | Director Director of the General Partner | Nov 16, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,238,994,989 | 216 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Long Strategies ICAV - MW TOPS China A Share Fund group: Marshall Wace | Director | Nov 9, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $205,287,179 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Alpha Plus (US) Fund group: Marshall Wace | Director Director of the General Partner | Oct 26, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $704,207,755 | 24 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Europa Long Fund group: Marshall Wace | Director | Oct 19, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $50,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Alpha Plus (US) Fund II group: Marshall Wace | Director Director of the General Partner | Oct 19, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $399,465,820 | 29 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund VI group: Marshall Wace | Director Director of the General Partner | Oct 13, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $205,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Long Strategies ICAV - MW TOPS Emerging Markets Fund group: Marshall Wace | Director | Sep 15, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $730,668,235 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW Eureka SRI Fund group: Marshall Wace | Director | Sep 8, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $47,000,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Market Neutral ERISA Fund group: Marshall Wace | Director | Aug 11, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $31,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Alpha Plus (US) Fund group: Marshall Wace | Director Director of the General Partner | Aug 9, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $704,207,755 | 24 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Global Opportunities Fund group: Marshall Wace | Director | Jul 21, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $734,578,245 | 59 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Global Opportunities (US) Fund group: Marshall Wace | Director Director of the General Partner | Jul 18, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $593,950,901 | 144 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Global Financials Market Neutral Fund group: Marshall Wace | Director | Jul 18, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $12,015,015 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW Eureka Fund IV group: Marshall Wace | Director | Jul 12, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $50,888,404 | 25 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Long Strategies ICAV - MW TOPS Americas Equities Fund group: Marshall Wace | Director | Jul 11, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $166,500,000 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Market Neutral TOPS (US) Fund group: Marshall Wace | Executive Officer Director of the General Partner | Jul 7, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $291,349,794 | 25 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS World Equities (US) Fund group: Marshall Wace | Director Director of the General Partner | Jul 7, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,739,391,396 | 20 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund II group: Marshall Wace | Director Director of the General Partner | Jun 8, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $312,786,292 | 400 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Europa Long Fund group: Marshall Wace | Director | Jun 8, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $50,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS Emerging Markets (US) Fund group: Marshall Wace | Director Director of the General Partner | Jun 2, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $325,000,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV-MW TOPS International Equities Fund group: Marshall Wace | Director | May 18, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $250,001,249 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MW Americas TOPS Long-Only Fund LP group: Marshall Wace | Executive Officer Director of the General Partner | May 11, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,307,000,000 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW TOPS Emerging Markets Fund II group: Marshall Wace | Director | Apr 14, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $500,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Alpha Plus Fund group: Marshall Wace | Director | Apr 7, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $189,538,522 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW TOPS Global Equities LE Fund group: Marshall Wace | Director | Mar 24, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,010,600,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS (US) Fund group: Marshall Wace | Director Director of the General Partner | Feb 22, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $172,039,465 | 23 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka Plus (US) Fund group: Marshall Wace | Director Director of the General Partner | Feb 15, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $29,023,669 | 12 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Long Strategies ICAV - MW TOPS World Equities Fund group: Marshall Wace | Director | Feb 10, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $758,041,193 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS China Absolute Return (US) Fund group: Marshall Wace | Director Director of the General Partner | Feb 8, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,525,024 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Eureka Fund group: Marshall Wace | Director | Jan 19, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,477,406,265 | 331 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Japan Market Neutral Plus (US) Fund group: Marshall Wace | Director Director of the General Partner | Jan 11, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $25,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Market Neutral TOPS Plus (US) Fund group: Marshall Wace | Director Director of the General Partner | Jan 11, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $27,369,101 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW Market Neutral TOPS Plus Fund group: Marshall Wace | Director | Jan 6, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,459,498 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MW Americas TOPS Long-Only Fund IV LP group: Marshall Wace | Director Director of the General Partner | Jan 6, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $600,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW TOPS ERISA Fund group: Marshall Wace | Director | Dec 28, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $326,004,203 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW Eureka Plus Fund group: Marshall Wace | Director | Dec 21, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $14,242,082 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Market Neutral TOPS Fund group: Marshall Wace | Director | Dec 21, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $363,498,932 | 20 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW TOPS Fund group: Marshall Wace | Director | Dec 21, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $528,337,215 | 30 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Europa Fund group: Marshall Wace | Director | Dec 21, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,775,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Market Neutral Fund group: Marshall Wace | Director | Dec 16, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $36,500,000 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Gekirin Fund group: Marshall Wace | Director | Dec 16, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,000,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS World ex-US Plus Emerging Markets (US) Fund group: Marshall Wace | Director Director of the General Partner | Dec 14, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,670,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Americas TOPS Long-Only (US) Fund II group: Marshall Wace | Director Director of the General Partner | Dec 14, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $130,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS US Equities (US) Fund group: Marshall Wace | Director Director of the General Partner | Dec 9, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,200,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS Emerging Markets Absolute Return (US) Fund group: Marshall Wace | Director Director of the General Partner | Dec 9, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,400,000 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Long Strategies ICAV-MW Global Opportunities Long-Only Fund group: Marshall Wace | Director | Dec 7, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,249 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Moontower (US) Fund group: Marshall Wace | Director Director of the General Partner | Dec 5, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $683,040,440 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund group: Marshall Wace | Director Director of the General Partner | Nov 16, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,093,843,090 | 210 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | POLAR CAPITAL FUNDS PUBLIC LTD CO group: Polar | Director | Nov 10, 2022 | D/A | Indefinite similar: $2,144,500–$20,220,000 | $17,019,633 | 3 similar: 2–24 | $100,000 similar: $10,000–$100,000 |
| EDGAR ↗ | Marshall Wace Long Strategies ICAV - MW TOPS China A Share Fund group: Marshall Wace | Director | Nov 10, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $205,287,179 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Alpha Plus (US) Fund II group: Marshall Wace | Director Director of the General Partner | Oct 19, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $112,476,289 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund VI group: Marshall Wace | Director Director of the General Partner | Oct 13, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $205,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Long Strategies ICAV - MW TOPS Emerging Markets Fund group: Marshall Wace | Director | Sep 16, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $730,668,235 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW Eureka SRI Fund group: Marshall Wace | Director | Sep 9, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $47,000,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Market Neutral ERISA Fund group: Marshall Wace | Director | Aug 12, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $31,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Alpha Plus (US) Fund group: Marshall Wace | Director Director of the General Partner | Aug 9, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $704,207,755 | 24 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Global Opportunities Fund group: Marshall Wace | Director | Jul 22, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $734,371,685 | 58 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Polar Capital China Mercury Fund Ltd group: Polar | Director | Jul 20, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $227,300 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Global Opportunities (US) Fund group: Marshall Wace | Director Director of the General Partner | Jul 18, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $587,450,901 | 138 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Global Financials Market Neutral Fund group: Marshall Wace | Director | Jul 18, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $12,015,015 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Polar Capital European Forager Fund Ltd group: Polar | Director | Jul 15, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $115,092,009 | 2 similar: 4–27 | $113,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW Eureka Fund IV group: Marshall Wace | Director | Jul 12, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $50,888,404 | 25 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Long Strategies ICAV - MW TOPS Americas Equities Fund group: Marshall Wace | Director | Jul 11, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $166,500,000 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS World Equities (US) Fund group: Marshall Wace | Director Director of the General Partner | Jul 8, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,329,621,396 | 16 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Market Neutral TOPS (US) Fund group: Marshall Wace | Executive Officer Director of the General Partner | Jul 8, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $289,884,740 | 25 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund II group: Marshall Wace | Director Director of the General Partner | Jun 8, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $311,384,091 | 397 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Europa Long Fund group: Marshall Wace | Director | Jun 8, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $50,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS Emerging Markets (US) Fund group: Marshall Wace | Director Director of the General Partner | Jun 3, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $275,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV-MW TOPS International Equities Fund group: Marshall Wace | Director | May 18, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $250,001,249 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MW Americas TOPS Long-Only Fund LP group: Marshall Wace | Executive Officer Director of the General Partner | May 11, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $463,179,539 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW TOPS Emerging Markets Fund II group: Marshall Wace | Director | Apr 15, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $500,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Alpha Plus Fund group: Marshall Wace | Director | Apr 8, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $143,538,522 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Alpha Plus (US) Fund group: Marshall Wace | Director Director of the General Partner | Apr 8, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $704,207,755 | 24 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW TOPS Global Equities LE Fund group: Marshall Wace | Director | Mar 25, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $665,600,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS (US) Fund group: Marshall Wace | Director Director of the General Partner | Feb 22, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $160,039,465 | 22 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka Plus (US) Fund group: Marshall Wace | Director Director of the General Partner | Feb 15, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $29,023,669 | 12 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Long Strategies ICAV - MW TOPS World Equities Fund group: Marshall Wace | Director | Feb 11, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $683,041,193 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Long Strategies ICAV - MW India Long-Only Fund group: Marshall Wace | Director | Feb 8, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $26,258 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS China Absolute Return (US) Fund group: Marshall Wace | Director Director of the General Partner | Feb 8, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,525,024 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Eureka Fund group: Marshall Wace | Director | Jan 19, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,477,406,265 | 331 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Japan Market Neutral Plus (US) Fund group: Marshall Wace | Director Director of the General Partner | Jan 11, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $25,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Market Neutral TOPS Plus (US) Fund group: Marshall Wace | Director Director of the General Partner | Jan 11, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $8,669,101 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MW Americas TOPS Long-Only Fund IV LP group: Marshall Wace | Director Director of the General Partner | Jan 7, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $600,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW Market Neutral TOPS Plus Fund group: Marshall Wace | Director | Jan 7, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,459,498 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW TOPS ERISA Fund group: Marshall Wace | Director | Dec 28, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $326,004,203 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Market Neutral TOPS Fund group: Marshall Wace | Director | Dec 21, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $362,248,932 | 20 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW Eureka Plus Fund group: Marshall Wace | Director | Dec 21, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $14,242,082 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW TOPS Fund group: Marshall Wace | Director | Dec 21, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $527,837,215 | 30 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Europa Fund group: Marshall Wace | Director | Dec 21, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,775,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Market Neutral Fund group: Marshall Wace | Director | Dec 17, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $24,500,000 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Gekirin Fund group: Marshall Wace | Director | Dec 17, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,000,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS World ex-US Plus Emerging Markets (US) Fund group: Marshall Wace | Director Director of the General Partner | Dec 14, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,570,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS US Equities (US) Fund group: Marshall Wace | Director Director of the General Partner | Dec 10, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,200,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS Emerging Markets Absolute Return (US) Fund group: Marshall Wace | Director Director of the General Partner | Dec 9, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $2,150,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Alpha Plus Fund group: Marshall Wace | Director | Dec 7, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $87,709,539 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Long Strategies ICAV-MW Global Opportunities Long-Only Fund group: Marshall Wace | Director | Dec 7, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,249 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund group: Marshall Wace | Director Director of the General Partner | Nov 16, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,084,977,118 | 204 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | POLAR CAPITAL FUNDS PUBLIC LTD CO group: Polar | Director | Nov 12, 2021 | D/A | Indefinite similar: $2,144,500–$20,220,000 | $2,272,765 | 5 similar: 2–24 | $100,000 similar: $10,000–$100,000 |
| EDGAR ↗ | Marshall Wace Long Strategies ICAV - MW TOPS China A Share Fund group: Marshall Wace | Director | Nov 12, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $201,133,736 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Moontower (US) Fund group: Marshall Wace | Director Director of the General Partner | Nov 5, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $683,040,440 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund VI group: Marshall Wace | Director Director of the General Partner | Oct 13, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $205,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Long Strategies ICAV - MW TOPS Emerging Markets Fund group: Marshall Wace | Director | Sep 17, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $685,668,235 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW Eureka SRI Fund group: Marshall Wace | Director | Sep 10, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $47,000,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Market Neutral ERISA Fund group: Marshall Wace | Director | Aug 13, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $31,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Global Opportunities Fund group: Marshall Wace | Director | Jul 23, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $725,940,125 | 56 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Polar Capital China Mercury Fund Ltd group: Polar | Director | Jul 20, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $299,777 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Polar Capital European Forager Fund Ltd group: Polar | Director | Jul 16, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $110,095,502 | 2 similar: 4–27 | $113,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Global Financials Market Neutral Fund group: Marshall Wace | Director | Jul 16, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $12,015,015 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Global Opportunities (US) Fund group: Marshall Wace | Director Director of the General Partner | Jul 16, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $585,124,151 | 133 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW Eureka Fund IV group: Marshall Wace | Director | Jul 12, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $49,596,000 | 24 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Long Strategies ICAV - MW TOPS Americas Equities Fund group: Marshall Wace | Director | Jul 9, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $166,500,000 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS World Equities (US) Fund group: Marshall Wace | Director Director of the General Partner | Jul 8, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,045,621,396 | 16 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Market Neutral TOPS (US) Fund group: Marshall Wace | Executive Officer Director of the General Partner | Jul 8, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $273,796,366 | 21 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace UCITS Funds PLC-MW TOPS UCITS Fund group: Marshall Wace | Director | Jun 25, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $210,929,153 | 19 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace UCITS Funds PLC - MW Systematic Alpha UCITS Fund group: Marshall Wace | Director | Jun 24, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $5,404,424 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund II group: Marshall Wace | Director Director of the General Partner | Jun 8, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $309,051,201 | 393 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Europa Long Fund group: Marshall Wace | Director | Jun 8, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $50,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS Emerging Markets (US) Fund group: Marshall Wace | Director Director of the General Partner | Jun 4, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $200,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV-MW TOPS International Equities Fund group: Marshall Wace | Director | May 18, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $200,001,249 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MW Americas TOPS Long-Only Fund LP group: Marshall Wace | Executive Officer Director of the General Partner | May 11, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $463,179,539 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Alpha Plus Fund group: Marshall Wace | Director | Apr 9, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $67,709,539 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Alpha Plus (US) Fund group: Marshall Wace | Director Director of the General Partner | Apr 9, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $442,343,215 | 16 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW TOPS Global Equities LE Fund group: Marshall Wace | Director | Mar 26, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $665,600,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MW Americas TOPS Long Fund II group: Marshall Wace | Director | Mar 5, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS (US) Fund group: Marshall Wace | Director Director of the General Partner | Feb 22, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $159,614,465 | 21 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka Plus (US) Fund group: Marshall Wace | Director Director of the General Partner | Feb 12, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $23,013,669 | 11 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Long Strategies ICAV - MW TOPS World Equities Fund group: Marshall Wace | Director | Feb 11, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $583,041,193 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS China Absolute Return (US) Fund group: Marshall Wace | Director Director of the General Partner | Feb 8, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,525,024 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Long Strategies ICAV - MW India Long-Only Fund group: Marshall Wace | Director | Feb 8, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $26,258 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Eureka Fund group: Marshall Wace | Director | Jan 19, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,383,565,878 | 329 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Market Neutral TOPS Plus (US) Fund group: Marshall Wace | Director Director of the General Partner | Jan 11, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,719,101 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Japan Market Neutral Plus (US) Fund group: Marshall Wace | Director Director of the General Partner | Jan 11, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $25,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW Market Neutral TOPS Plus Fund group: Marshall Wace | Director | Jan 8, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,424,705 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW TOPS ERISA Fund group: Marshall Wace | Director | Dec 28, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $326,004,203 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW TOPS Fund group: Marshall Wace | Director | Dec 21, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $504,837,215 | 29 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Europa Fund group: Marshall Wace | Director | Dec 21, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,775,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Market Neutral TOPS Fund group: Marshall Wace | Director | Dec 21, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $361,400,708 | 20 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW Eureka Plus Fund group: Marshall Wace | Director | Dec 21, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,978,791 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Gekirin Fund group: Marshall Wace | Director | Dec 18, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,000,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Market Neutral Fund group: Marshall Wace | Director | Dec 18, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $24,500,000 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS World ex-US Plus Emerging Markets (US) Fund group: Marshall Wace | Director Director of the General Partner | Dec 14, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,350,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS US Equities (US) Fund group: Marshall Wace | Director Director of the General Partner | Dec 11, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,200,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Alpha Plus Fund group: Marshall Wace | Director | Dec 7, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $67,467,365 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Long Strategies ICAV-MW Global Opportunities Long-Only Fund group: Marshall Wace | Director | Dec 7, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,249 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund group: Marshall Wace | Director Director of the General Partner | Nov 16, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,930,019,478 | 196 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | POLAR CAPITAL FUNDS PUBLIC LTD CO group: Polar | Director | Nov 13, 2020 | D/A | Indefinite similar: $2,144,500–$20,220,000 | $1,855,384 | 5 similar: 2–24 | $100,000 similar: $10,000–$100,000 |
| EDGAR ↗ | Marshall Wace Long Strategies ICAV - MW TOPS China A Share Fund group: Marshall Wace | Director | Nov 13, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $200,295,707 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund VI group: Marshall Wace | Director Director of the General Partner | Oct 13, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $205,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Long Strategies ICAV - MW TOPS Emerging Markets Fund group: Marshall Wace | Director | Sep 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $405,001,609 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW Eureka SRI Fund group: Marshall Wace | Director | Sep 11, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $47,000,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Market Neutral ERISA Fund group: Marshall Wace | Director | Aug 14, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $31,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Alpha Plus (US) Fund group: Marshall Wace | Director Director of the General Partner | Aug 10, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $268,960,910 | 13 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Global Opportunities Fund group: Marshall Wace | Director | Jul 24, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $707,392,685 | 45 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Polar Capital China Mercury Fund Ltd group: Polar | Director | Jul 20, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $273,094 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Polar Capital European Forager Fund Ltd group: Polar | Director | Jul 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $97,706,292 | 4 similar: 4–27 | $113,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Global Opportunities (US) Fund group: Marshall Wace | Director Director of the General Partner | Jul 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $550,341,664 | 101 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Global Financials Market Neutral Fund group: Marshall Wace | Director | Jul 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $12,015,015 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Long Strategies ICAV - MW TOPS Americas Equities Fund group: Marshall Wace | Director | Jul 10, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $165,000,000 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Market Neutral TOPS (US) Fund group: Marshall Wace | Executive Officer Director of the General Partner | Jul 8, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $267,484,828 | 19 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS World Equities (US) Fund group: Marshall Wace | Director Director of the General Partner | Jul 8, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,020,621,396 | 14 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace UCITS Funds PLC-MW TOPS UCITS Fund group: Marshall Wace | Director | Jun 26, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $210,929,153 | 19 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace UCITS Funds PLC - MW Systematic Alpha UCITS Fund group: Marshall Wace | Director | Jun 24, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $5,404,424 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace UCITS Funds PLC - MW Systematic Alpha UCITS Fund group: Marshall Wace | Director | Jun 22, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $5,404,424 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund II group: Marshall Wace | Director Director of the General Partner | Jun 8, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $296,510,296 | 380 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Europa Long Fund group: Marshall Wace | Director | Jun 8, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $50,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS Emerging Markets (US) Fund group: Marshall Wace | Director Director of the General Partner | Jun 5, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $150,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV-MW TOPS International Equities Fund group: Marshall Wace | Director | May 18, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $160,001,249 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MW Americas TOPS Long-Only Fund LP group: Marshall Wace | Executive Officer Director of the General Partner | May 11, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $463,179,539 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW TOPS Global Equities LE Fund group: Marshall Wace | Director | May 7, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $465,600,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW TOPS Emerging Markets Fund II group: Marshall Wace | Director | Apr 15, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $250,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Alpha Plus Fund group: Marshall Wace | Director | Apr 8, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $67,467,365 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Alpha Plus (US) Fund group: Marshall Wace | Director Director of the General Partner | Apr 8, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $266,901,500 | 12 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW TOPS Global Equities LE Fund group: Marshall Wace | Director | Mar 27, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $380,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS (US) Fund group: Marshall Wace | Director Director of the General Partner | Feb 21, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $159,614,465 | 21 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka Plus (US) Fund group: Marshall Wace | Director Director of the General Partner | Feb 14, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $14,038,669 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Long Strategies ICAV - MW TOPS World Equities Fund group: Marshall Wace | Director | Feb 11, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $75,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Long Strategies ICAV - MW India Long-Only Fund group: Marshall Wace | Director | Feb 7, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $26,258 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS China Absolute Return (US) Fund group: Marshall Wace | Director Director of the General Partner | Feb 7, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,525,024 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Eureka Fund group: Marshall Wace | Director | Jan 17, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,077,115,330 | 310 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Market Neutral TOPS Plus (US) Fund group: Marshall Wace | Director Director of the General Partner | Jan 10, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,619,101 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Japan Market Neutral Plus (US) Fund group: Marshall Wace | Director Director of the General Partner | Jan 10, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $205,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW Market Neutral TOPS Plus Fund group: Marshall Wace | Director | Jan 9, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $792,615 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW TOPS ERISA Fund group: Marshall Wace | Director | Dec 27, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $256,004,203 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Europa Fund group: Marshall Wace | Director | Dec 20, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,775,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW TOPS Fund group: Marshall Wace | Director | Dec 20, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $466,466,715 | 25 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW Eureka Plus Fund group: Marshall Wace | Director | Dec 20, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $11,305,921 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Market Neutral TOPS Fund group: Marshall Wace | Director | Dec 20, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $284,247,783 | 17 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Market Neutral Fund group: Marshall Wace | Director | Dec 19, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $18,500,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Gekirin Fund group: Marshall Wace | Director | Dec 19, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,000,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS World ex-US Plus Emerging Markets (US) Fund group: Marshall Wace | Director Director of the General Partner | Dec 13, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $950,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS US Equities (US) Fund group: Marshall Wace | Director Director of the General Partner | Dec 11, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,000,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Alpha Plus Fund group: Marshall Wace | Director | Dec 6, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $67,467,365 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Long Strategies ICAV-MW Global Opportunities Long-Only Fund group: Marshall Wace | Director | Dec 6, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,249 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund group: Marshall Wace | Director Director of the General Partner | Nov 15, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,654,567,692 | 185 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Long Strategies ICAV - MW TOPS China A Share Fund group: Marshall Wace | Director | Nov 14, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $200,295,707 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | POLAR CAPITAL FUNDS PUBLIC LTD CO group: Polar | Director | Nov 13, 2019 | D/A | Indefinite similar: $2,144,500–$20,220,000 | $2,609,863 | 5 similar: 2–24 | $100,000 similar: $10,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund VI group: Marshall Wace | Director Director of the General Partner | Oct 11, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $205,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Long Strategies ICAV - MW TOPS Emerging Markets Fund group: Marshall Wace | Director | Sep 17, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $100,000,609 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW Eureka SRI Fund group: Marshall Wace | Director | Sep 12, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $47,000,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Market Neutral ERISA Fund group: Marshall Wace | Director | Aug 15, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $31,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Alpha Plus (US) Fund group: Marshall Wace | Director Director of the General Partner | Aug 9, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $266,324,000 | 11 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Global Opportunities Fund group: Marshall Wace | Director | Jul 25, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $593,140,595 | 39 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Polar Capital China Mercury Fund Ltd group: Polar | Director | Jul 19, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $250,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Polar Capital European Forager Fund Ltd group: Polar | Director | Jul 18, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $170,309,561 | 7 similar: 4–27 | $112,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Global Opportunities (US) Fund group: Marshall Wace | Director Director of the General Partner | Jul 18, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $540,621,664 | 91 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Global Financials Market Neutral Fund group: Marshall Wace | Director | Jul 18, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $12,015,015 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW Eureka Fund IV group: Marshall Wace | Director | Jul 12, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $39,741,000 | 21 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Long Strategies ICAV - MW TOPS Americas Equities Fund group: Marshall Wace | Director | Jul 11, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $50,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS World Equities (US) Fund group: Marshall Wace | Director Director of the General Partner | Jul 8, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $675,000,000 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Market Neutral TOPS (US) Fund group: Marshall Wace | Executive Officer Director of the General Partner | Jul 8, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $262,904,551 | 18 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace UCITS Funds PLC-MW TOPS UCITS Fund group: Marshall Wace | Director | Jun 27, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $210,929,153 | 19 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace UCITS Funds PLC - MW Systematic Alpha UCITS Fund group: Marshall Wace | Director | Jun 21, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $5,404,424 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund II group: Marshall Wace | Director Director of the General Partner | Jun 7, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $241,845,242 | 339 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Europa Long Fund group: Marshall Wace | Director | Jun 7, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $50,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS Emerging Markets (US) Fund group: Marshall Wace | Director Director of the General Partner | Jun 5, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $100,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV-MW TOPS International Equities Fund group: Marshall Wace | Director | May 17, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $95,001,249 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MW Americas TOPS Long-Only Fund LP group: Marshall Wace | Executive Officer Director of the General Partner | May 10, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $463,179,539 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS (US) Fund group: Marshall Wace | Director Director of the General Partner | Feb 22, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $159,614,465 | 21 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka Plus (US) Fund group: Marshall Wace | Director Director of the General Partner | Feb 15, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,636,082 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS China Absolute Return (US) Fund group: Marshall Wace | Director Director of the General Partner | Feb 8, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,525,024 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Long Strategies ICAV - MW India Long-Only Fund group: Marshall Wace | Director | Feb 8, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $26,258 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Eureka Fund group: Marshall Wace | Director | Jan 18, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,152,614,016 | 301 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Market Neutral TOPS Plus (US) Fund group: Marshall Wace | Director Director of the General Partner | Jan 11, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $1,619,101 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Japan Market Neutral Plus (US) Fund group: Marshall Wace | Director Director of the General Partner | Jan 10, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $205,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW Market Neutral TOPS Plus Fund group: Marshall Wace | Director | Jan 9, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $718,400 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW TOPS ERISA Fund group: Marshall Wace | Director | Dec 28, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $242,100,000 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW TOPS Fund group: Marshall Wace | Director | Dec 21, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $487,318,847 | 27 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Market Neutral TOPS Fund group: Marshall Wace | Director | Dec 21, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $308,102,502 | 18 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW Eureka Plus Fund group: Marshall Wace | Director | Dec 21, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $8,001,300 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Europa Fund group: Marshall Wace | Director | Dec 21, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,038,683 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Gekirin Fund group: Marshall Wace | Director | Dec 19, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $7,135,535 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Market Neutral Fund group: Marshall Wace | Director | Dec 19, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $42,405,846 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS World ex-US Plus Emerging Markets (US) Fund group: Marshall Wace | Director Director of the General Partner | Dec 13, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $650,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS US Equities (US) Fund group: Marshall Wace | Director Director of the General Partner | Dec 11, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $800,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Long Strategies ICAV-MW Global Opportunities Long-Only Fund group: Marshall Wace | Director | Dec 7, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,249 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Alpha Plus Fund group: Marshall Wace | Director | Dec 7, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $67,396,000 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund group: Marshall Wace | Director Director of the General Partner | Nov 16, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,602,659,507 | 183 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Long Strategies ICAV - MW TOPS China A Share Fund group: Marshall Wace | Director | Nov 14, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $200,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | POLAR CAPITAL FUNDS PUBLIC LTD CO group: Polar | Director | Nov 13, 2018 | D/A | Indefinite similar: $2,144,500–$20,220,000 | $2,976,855 | 4 similar: 2–24 | $100,000 similar: $10,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund VI group: Marshall Wace | Director Director of the General Partner | Oct 11, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $205,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW Eureka SRI Fund group: Marshall Wace | Director | Sep 12, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $47,000,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Market Neutral ERISA Fund group: Marshall Wace | Director | Aug 15, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $31,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Alpha Plus (US) Fund group: Marshall Wace | Director Director of the General Partner | Aug 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $12,874,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Global Opportunities Fund group: Marshall Wace | Director | Jul 25, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $571,302,677 | 28 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Polar Capital European Forager Fund Ltd group: Polar | Director | Jul 18, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $141,880,031 | 12 similar: 4–27 | $117,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Global Financials Market Neutral Fund group: Marshall Wace | Director | Jul 18, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $29,330,137 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Global Opportunities (US) Fund group: Marshall Wace | Director Director of the General Partner | Jul 18, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $404,791,359 | 82 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW Eureka Fund IV group: Marshall Wace | Director | Jul 12, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $35,776,000 | 16 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Market Neutral TOPS (US) Fund group: Marshall Wace | Executive Officer Director of the General Partner | Jul 6, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $223,304,420 | 16 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS World Equities (US) Fund group: Marshall Wace | Director Director of the General Partner | Jul 6, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $295,000,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace UCITS Funds PLC-MW TOPS UCITS Fund group: Marshall Wace | Director | Jun 27, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $153,126,634 | 13 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace UCITS Funds PLC - MW Systematic Alpha UCITS Fund group: Marshall Wace | Director | Jun 22, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $5,360,275 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS China Absolute Return (US) Fund group: Marshall Wace | Director Director of the General Partner | Jun 20, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,925,024 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Europa Long Fund group: Marshall Wace | Director | Jun 8, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $50,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund II group: Marshall Wace | Director Director of the General Partner | Jun 8, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $215,820,708 | 309 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV-MW TOPS International Equities Fund group: Marshall Wace | Director | May 18, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $65,001,249 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MW Americas TOPS Long-Only Fund LP group: Marshall Wace | Executive Officer Director of the General Partner | May 11, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $463,179,539 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS (US) Fund group: Marshall Wace | Director Director of the General Partner | Feb 23, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $158,568,418 | 18 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS China Absolute Return (US) Fund group: Marshall Wace | Director Director of the General Partner | Feb 9, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,425,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Long Strategies ICAV - MW India Long-Only Fund group: Marshall Wace | Director | Feb 9, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $26,258 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Eureka Fund group: Marshall Wace | Director | Jan 19, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,751,588,102 | 263 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Japan Market Neutral Plus (US) Fund group: Marshall Wace | Director Director of the General Partner | Jan 10, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $155,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW TOPS ERISA Fund group: Marshall Wace | Director | Dec 29, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $186,100,000 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW Eureka Plus Fund group: Marshall Wace | Director | Dec 22, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $8,001,300 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Market Neutral TOPS Fund group: Marshall Wace | Director | Dec 22, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $282,131,502 | 18 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW TOPS Fund group: Marshall Wace | Director | Dec 22, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $474,022,690 | 24 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Europa Fund group: Marshall Wace | Director | Dec 22, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,038,683 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Market Neutral Fund group: Marshall Wace | Director | Dec 19, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $42,405,846 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Gekirin Fund group: Marshall Wace | Director | Dec 19, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $7,135,535 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS World ex-US Plus Emerging Markets (US) Fund group: Marshall Wace | Director Director of the General Partner | Dec 13, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $650,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Long Strategies ICAV-MW Global Opportunities Long-Only Fund group: Marshall Wace | Director | Dec 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,249 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Alpha Plus Fund group: Marshall Wace | Director | Dec 7, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $42,201,000 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund group: Marshall Wace | Director Director of the General Partner | Nov 17, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,190,734,221 | 160 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | POLAR CAPITAL FUNDS PUBLIC LTD CO group: Polar | Director | Nov 13, 2017 | D/A | Indefinite similar: $2,144,500–$20,220,000 | $2,930,827 | 4 similar: 2–24 | $100,000 similar: $10,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund VI group: Marshall Wace | Director Director of the General Partner | Oct 11, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $175,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW Eureka SRI Fund group: Marshall Wace | Director | Sep 13, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $37,000,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Market Neutral ERISA Fund group: Marshall Wace | Director | Aug 15, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $50,093,404 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Alpha Plus (US) Fund group: Marshall Wace | Director Director of the General Partner | Aug 10, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,599,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Global Opportunities Fund group: Marshall Wace | Director | Jul 25, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $500,865,315 | 27 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Polar Capital European Forager Fund Ltd group: Polar | Director | Jul 18, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $166,183,522 | 15 similar: 4–27 | $114,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Polar Capital European Conviction Fund Ltd group: Polar | Director | Jul 18, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $114,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Global Financials Market Neutral Fund group: Marshall Wace | Director | Jul 18, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $29,330,137 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Global Opportunities (US) Fund group: Marshall Wace | Director Director of the General Partner | Jul 18, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $381,557,767 | 64 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW Eureka Fund IV group: Marshall Wace | Director | Jul 12, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,066,000 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS World Equities (US) Fund group: Marshall Wace | Director Director of the General Partner | Jul 7, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $270,000,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Market Neutral TOPS (US) Fund group: Marshall Wace | Executive Officer Director of the General Partner | Jul 7, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $216,732,218 | 15 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace UCITS Funds PLC-MW TOPS UCITS Fund group: Marshall Wace | Director | Jun 27, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $153,108,653 | 13 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace UCITS Funds PLC - MW Systematic Alpha UCITS Fund group: Marshall Wace | Director | Jun 23, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,737,668 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Europa Long Fund group: Marshall Wace | Director | Jun 9, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $30,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund II group: Marshall Wace | Director Director of the General Partner | Jun 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $175,964,933 | 261 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace UCITS Funds PLC-MW TOPS UCITS Fund group: Marshall Wace | Director | Jun 8, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $153,108,653 | 13 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV-MW TOPS International Equities Fund group: Marshall Wace | Director | May 19, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $65,001,249 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MW Americas TOPS Long-Only Fund LP group: Marshall Wace | Executive Officer Director of the General Partner | May 12, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $463,179,539 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS (US) Fund II group: Marshall Wace | Director Director of the General Partner | Feb 24, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $83,200,000 | 10 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS (US) Fund group: Marshall Wace | Director Director of the General Partner | Feb 24, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $158,568,418 | 18 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS China Absolute Return (US) Fund group: Marshall Wace | Director Director of the General Partner | Feb 10, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $1,000,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Long Strategies ICAV - MW India Long-Only Fund group: Marshall Wace | Director | Feb 10, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $26,258 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Eureka Fund group: Marshall Wace | Director | Jan 20, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,941,354,549 | 195 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Japan Market Neutral Plus (US) Fund group: Marshall Wace | Director Director of the General Partner | Jan 10, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $75,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW TOPS ERISA Fund group: Marshall Wace | Director | Dec 29, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $161,100,000 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Market Neutral TOPS Fund group: Marshall Wace | Director | Dec 22, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $277,376,571 | 18 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW TOPS Fund group: Marshall Wace | Director | Dec 22, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $382,522,690 | 16 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Europa Fund group: Marshall Wace | Director | Dec 22, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $17,038,683 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Market Neutral Fund group: Marshall Wace | Director | Dec 19, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $42,405,846 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Gekirin Fund group: Marshall Wace | Director | Dec 19, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $7,135,535 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Helium (US) Fund group: Marshall Wace | Director Director of the General Partner | Dec 14, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,500,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS World ex-US Plus Emerging Markets (US) Fund group: Marshall Wace | Director Director of the General Partner | Dec 12, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $650,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Long Strategies ICAV-MW Global Opportunities Long-Only Fund group: Marshall Wace | Director | Dec 9, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $2,249 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Alpha Plus Fund group: Marshall Wace | Director | Dec 7, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $29,501,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund group: Marshall Wace | Executive Officer Director of the General Partner | Nov 18, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,050,497,221 | 153 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | POLAR CAPITAL FUNDS PUBLIC LTD CO group: Polar | Director | Nov 10, 2016 | D/A | Indefinite similar: $2,144,500–$20,220,000 | $4,221,897 | 4 similar: 2–24 | $100,000 similar: $10,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS (US) Fund group: Marshall Wace | Director Director of the General Partner | Nov 9, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $153,000,000 | 13 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund VI group: Marshall Wace | Director Director of the General Partner | Oct 11, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $150,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts PLC - MW Europa Fund II group: Marshall Wace | Director | Sep 15, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $150,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW Eureka SRI Fund group: Marshall Wace | Director | Sep 13, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $15,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Market Neutral ERISA Fund group: Marshall Wace | Director | Aug 15, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $50,093,404 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Alpha Plus (US) Fund group: Marshall Wace | Executive Officer Director of the General Partner | Aug 10, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $7,325,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Global Opportunities Fund group: Marshall Wace | Director | Jul 25, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $371,486,185 | 21 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Global Opportunities (US) Fund group: Marshall Wace | Executive Officer, Director | Jul 18, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $364,034,377 | 51 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Global Financials Market Neutral Fund group: Marshall Wace | Director | Jul 18, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $29,330,137 | 6 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Polar Capital European Forager Fund Ltd group: Polar | Director | Jul 18, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $298,905,753 | 17 similar: 4–27 | $111,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Polar Capital Alva Global Convertible Fund Ltd group: Polar | Director | Jul 18, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $644,050 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Polar Capital European Conviction Fund Ltd group: Polar | Director | Jul 18, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $111,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV - MW Eureka Fund IV group: Marshall Wace | Director | Jul 12, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $8,166,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS World Equities (US) Fund group: Marshall Wace | Director Director of the General Partner | Jul 8, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $250,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Market Neutral TOPS (US) Fund group: Marshall Wace | Executive Officer Director of the General Partner | Jul 8, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $210,539,629 | 12 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace UCITS Funds PLC - MW Systematic Alpha UCITS Fund group: Marshall Wace | Director | Jun 24, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $2,457,720 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Europa Long Fund group: Marshall Wace | Director | Jun 10, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $30,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund II group: Marshall Wace | Director | Jun 8, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $111,921,183 | 189 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace UCITS Funds PLC-MW TOPS UCITS Fund group: Marshall Wace | Director | Jun 8, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $153,029,705 | 13 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV-MW TOPS International Equities Fund group: Marshall Wace | Director | May 20, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $50,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MW Americas TOPS Long-Only Fund LP group: Marshall Wace | Executive Officer Director of the General Partner | May 13, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $463,179,539 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS (US) Fund group: Marshall Wace | Director Director of the General Partner | Feb 25, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $123,500,000 | 5 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS (US) Fund II group: Marshall Wace | Director Director of the General Partner | Feb 25, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $83,200,000 | 10 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Eureka Fund group: Marshall Wace | Director | Jan 20, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,387,796,778 | 153 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund II group: Marshall Wace | Director | Jan 20, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $77,436,008 | 135 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW TOPS ERISA Fund group: Marshall Wace | Director | Dec 29, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $37,100,000 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW TOPS Fund group: Marshall Wace | Director | Dec 22, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $243,370,558 | 13 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Market Neutral TOPS Fund group: Marshall Wace | Director | Dec 22, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $187,976,533 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Eureka Fund group: Marshall Wace | Director | Dec 22, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,331,008,659 | 142 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Europa Fund group: Marshall Wace | Director | Dec 22, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $8,265,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Market Neutral Fund group: Marshall Wace | Director | Dec 18, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $8,500,000 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Gekirin Fund group: Marshall Wace | Director | Dec 18, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Helium (US) Fund group: Marshall Wace | Executive Officer Director of the General Partner | Dec 14, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $3,200,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS World ex-US Plus Emerging Markets (US) Fund group: Marshall Wace | Executive Officer Director of the General Partner | Dec 11, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $375,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund group: Marshall Wace | Executive Officer Director of the General Partner | Nov 18, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $871,716,949 | 99 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | POLAR CAPITAL FUNDS PUBLIC LTD CO group: Polar | Director | Nov 12, 2015 | D/A | Indefinite similar: $2,144,500–$20,220,000 | $4,647,100 | 5 similar: 2–24 | $100,000 similar: $10,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts PLC - MW Europa Fund II group: Marshall Wace | Director | Sep 15, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $150,000,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Market Neutral ERISA Fund group: Marshall Wace | Director | Aug 14, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $43,200,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Global Opportunities Fund group: Marshall Wace | Director | Jul 24, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $359,616,765 | 17 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Polar Capital Alva Global Convertible Fund Ltd group: Polar | Director | Jul 17, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $648,800 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Polar Capital European Forager Fund Ltd group: Polar | Director | Jul 17, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $382,217,102 | 19 similar: 4–27 | $113,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Polar Capital European Conviction Fund Ltd group: Polar | Director | Jul 17, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $82,769 | 3 similar: 4–27 | $113,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Global Financials Market Neutral Fund group: Marshall Wace | Director | Jul 17, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,515,015 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund II group: Marshall Wace | Director | Jul 17, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $47,336,008 | 84 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Global Opportunities (US) Fund group: Marshall Wace | Executive Officer, Director | Jul 17, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $342,481,007 | 39 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Market Neutral TOPS (US) Fund group: Marshall Wace | Executive Officer Director of the General Partnerr | Jul 8, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $175,690,000 | 5 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS World Equities (US) Fund group: Marshall Wace | Director Director of the General Partner | Jul 8, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $250,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Europa Long Fund group: Marshall Wace | Director | Jun 12, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $30,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace UCITS Funds PLC-MW TOPS UCITS Fund group: Marshall Wace | Director | Jun 8, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $151,277,380 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts ICAV-MW TOPS International Equities Fund group: Marshall Wace | Director | May 22, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $50,000,000 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | MW Americas TOPS Long-Only Fund LP group: Marshall Wace | Executive Officer Director of the General Partner | May 14, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $353,724,040 | 1 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS (US) Fund II group: Marshall Wace | Director Director of the General Partner | Feb 25, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $83,380,000 | 4 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS (US) Fund group: Marshall Wace | Director Director of the General Partner | Feb 25, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $129,594,947 | 3 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW TOPS ERISA Fund group: Marshall Wace | Director | Dec 29, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $6,219,659 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Europa Fund group: Marshall Wace | Director | Dec 22, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $51,268,475 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW TOPS Fund group: Marshall Wace | Director | Dec 22, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $326,591,268 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Eureka Fund group: Marshall Wace | Director | Dec 22, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,393,839,167 | 120 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Market Neutral TOPS Fund group: Marshall Wace | Director | Dec 22, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $212,704,737 | 8 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund group: Marshall Wace | Executive Officer Director of the General Partner | Dec 22, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $692,216,497 | 62 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Market Neutral Fund group: Marshall Wace | Director | Dec 19, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $33,767,470 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Gekirin Fund group: Marshall Wace | Director | Dec 19, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,183,878 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | POLAR CAPITAL FUNDS PUBLIC LTD CO group: Polar | Director | Nov 12, 2014 | D/A | Indefinite similar: $2,144,500–$20,220,000 | $4,854,307 | 3 similar: 2–24 | $100,000 similar: $10,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS (US) Fund group: Marshall Wace | Director Director of the General Partner | Oct 8, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $119,290,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts PLC - MW Europa Fund II group: Marshall Wace | Director | Sep 15, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $150,000,000 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Market Neutral ERISA Fund group: Marshall Wace | Director | Aug 15, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $32,700,000 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Global Opportunities Fund group: Marshall Wace | Director | Jul 25, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $364,300,000 | 14 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund II group: Marshall Wace | Director | Jul 17, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $42,221,008 | 57 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Global Financials Market Neutral Fund group: Marshall Wace | Director | Jul 17, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $40,565,014 | 9 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace UCITS Funds PLC-MW TOPS UCITS Fund group: Marshall Wace | Director | Jul 17, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $88,211,253 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Global Opportunities (US) Fund group: Marshall Wace | Director | Jul 17, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $339,605,985 | 24 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Polar Capital European Forager Fund Ltd group: Polar | Director | Jul 17, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $305,564,801 | 24 similar: 4–27 | $137,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Polar Capital European Conviction Fund Ltd group: Polar | Director | Jul 17, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $78,078,718 | 5 similar: 4–27 | $137,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Polar Capital Alva Global Convertible Fund Ltd group: Polar | Director | Jul 17, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $4,357,558 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP | Director Director of the General Partner | Jul 16, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,567,930,088 | 32 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Market Neutral TOPS (US) Fund group: Marshall Wace | Director Director of the General Partner | Jul 8, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $150,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS World Equities (US) Fund group: Marshall Wace | Director Director of the General Partner | Jul 8, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $250,000,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | MW Americas TOPS Long-Only Fund LP group: Marshall Wace | Executive Officer Director of the General Partner | May 14, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $353,724,040 | 1 similar: 4–27 | $500,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Gekirin Fund group: Marshall Wace | Director | Dec 20, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,183,878 | 2 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Market Neutral Fund group: Marshall Wace | Director | Dec 20, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,310,005 | 1 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW TOPS Fund group: Marshall Wace | Director | Dec 20, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $100,147,265 | 7 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Market Neutral TOPS Fund group: Marshall Wace | Director | Dec 20, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $20,410,793 | 3 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Eureka Fund group: Marshall Wace | Director | Dec 20, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $708,150,281 | 45 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Europa Fund group: Marshall Wace | Director | Dec 20, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $50,308,091 | 7 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund group: Marshall Wace | Executive Officer Director of the General Partner | Dec 10, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $393,023,058 | 41 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | POLAR CAPITAL FUNDS PUBLIC LTD CO group: Polar | Director | Nov 12, 2013 | D/A | Indefinite similar: $2,144,500–$20,220,000 | $12,970,806 | 4 similar: 2–24 | $100,000 similar: $10,000–$100,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW TOPS (US) Fund II group: Marshall Wace | Director Director of the General Partner | Oct 18, 2013 | D | Indefinite similar: $155,000–$5,250,000 | $19,600,000 | 4 similar: 4–27 | $10,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts PLC - MW Europa Fund II group: Marshall Wace | Director | Sep 13, 2013 | D/A | Indefinite | $50,000,000 | 1 | No minimum reported |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Market Neutral ERISA Fund group: Marshall Wace | Director | Aug 16, 2013 | D/A | Indefinite | $21,189,953 | 3 | No minimum reported |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Global Opportunities Fund group: Marshall Wace | Director | Jul 26, 2013 | D/A | Indefinite | $124,538,623 | 7 | No minimum reported |
| EDGAR ↗ | Polar Capital European Conviction Fund Ltd group: Polar | Director | Jul 17, 2013 | D/A | Indefinite | $17,377,422 | 5 | $100,000 |
| EDGAR ↗ | Polar Capital Alva Global Convertible Fund Ltd group: Polar | Director | Jul 17, 2013 | D/A | Indefinite | $3,950,921 | 2 | $100,000 |
| EDGAR ↗ | Polar Capital European Forager Fund Ltd group: Polar | Director | Jul 17, 2013 | D/A | Indefinite | $100,184,154 | 24 | $100,000 |
| EDGAR ↗ | MW Global Financials Market Neutral (US) Fund group: Marshall Wace | Director | Jul 17, 2013 | D/A | Indefinite | $6,596,203 | 3 | No minimum reported |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Global Financials Market Neutral Fund group: Marshall Wace | Director | Jul 17, 2013 | D/A | Indefinite | $20,960,269 | 9 | No minimum reported |
| EDGAR ↗ | Marshall Wace Funds LP - MW Global Opportunities (US) Fund group: Marshall Wace | Director | Jul 17, 2013 | D/A | Indefinite | $60,822,653 | 11 | $500,000 |
| EDGAR ↗ | Marshall Wace UCITS Funds PLC-MW TOPS UCITS Fund group: Marshall Wace | Director | Jul 17, 2013 | D/A | Indefinite | $260,315 | 3 | No minimum reported |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund II group: Marshall Wace | Director | Jul 17, 2013 | D/A | Indefinite | $7,590,037 | 22 | No minimum reported |
| EDGAR ↗ | MW Global Financials Market Neutral ERISA Fund group: Marshall Wace | Director | Jul 16, 2013 | D/A | Indefinite | $21,021,263 | 3 | $100,000 |
| EDGAR ↗ | Marshall Wace Funds LP | Director Director of the General Partner | Jul 16, 2013 | D/A | Indefinite | $44,193,563 | 32 | $250,000 |
| EDGAR ↗ | Polar Capital European Market Neutral Fund Ltd group: Polar | Director | Jun 25, 2013 | D/A | Indefinite | $0 | 0 | $100,000 |
| EDGAR ↗ | MW Americas TOPS Long-Only Fund LP group: Marshall Wace | Executive Officer Director of the General Partner | May 14, 2013 | D/A | Indefinite | $254,000,000 | 1 | No minimum reported |
| EDGAR ↗ | Marshall Wace Funds PLC - MW TOPS Fund group: Marshall Wace | Director | Dec 20, 2012 | D/A | Indefinite | $96,777,518 | 3 | No minimum reported |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Market Neutral Fund group: Marshall Wace | Director | Dec 20, 2012 | D/A | Indefinite | $27,709,367 | 4 | No minimum reported |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Eureka Fund group: Marshall Wace | Director | Dec 20, 2012 | D/A | Indefinite | $652,080,785 | 28 | No minimum reported |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Gekirin Fund group: Marshall Wace | Director | Dec 20, 2012 | D/A | Indefinite | $1,146,666 | 2 | No minimum reported |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Market Neutral TOPS Fund group: Marshall Wace | Director | Dec 20, 2012 | D/A | Indefinite | $20,820,767 | 2 | No minimum reported |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Europa Fund group: Marshall Wace | Director | Dec 20, 2012 | D/A | Indefinite | $50,019,263 | 3 | No minimum reported |
| EDGAR ↗ | MW Global Financials Emerging Growth (US) Fund group: Marshall Wace | Executive Officer Director of the General Partner | Dec 10, 2012 | D/A | Indefinite | $750,000 | 1 | $500,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund group: Marshall Wace | Executive Officer Director of the General Partner | Dec 10, 2012 | D/A | Indefinite | $31,958,218 | 18 | $5,000,000 |
| EDGAR ↗ | MW Americas TOPS (US) Fund group: Marshall Wace | Executive Officer Director of the General Partner | Dec 10, 2012 | D/A | Indefinite | $4,470,828 | 7 | $500,000 |
| EDGAR ↗ | POLAR CAPITAL FUNDS PUBLIC LTD CO group: Polar | Director | Nov 9, 2012 | D/A | Indefinite | $738,277 | 4 | $100,000 |
| EDGAR ↗ | AlphaGen Capella Fund Ltd group: Alphagen | Director | Nov 2, 2012 | D/A | Indefinite | $313,046,241 | 37 | $100,000 |
| EDGAR ↗ | ALPHAGEN TUCANA FUND LTD group: Alphagen | Director | Oct 16, 2012 | D/A | Indefinite | $28,523,573 | 5 | $50,000 |
| EDGAR ↗ | AlphaGen RhoCas Fund Ltd group: Alphagen | Director | Oct 16, 2012 | D/A | Indefinite | $341,293,316 | 25 | $100,000 |
| EDGAR ↗ | ALPHAGEN OCTANIS FUND LTD group: Alphagen | Director | Oct 16, 2012 | D/A | Indefinite | $127,483,365 | 115 | $100,000 |
| EDGAR ↗ | ALPHAGEN VOLANTIS FUND LTD group: Alphagen | Director | Oct 16, 2012 | D/A | Indefinite | $49,987,600 | 8 | $100,000 |
| EDGAR ↗ | ALPHAGEN HOKUTO FUND LTD group: Alphagen | Director | Oct 16, 2012 | D/A | Indefinite | $51,653,000 | 7 | $100,000 |
| EDGAR ↗ | Marshall Wace Managed Accounts PLC - MW Europa Fund II group: Marshall Wace | Director | Sep 13, 2012 | D | Indefinite | $50,000,000 | 1 | No minimum reported |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Market Neutral ERISA Fund group: Marshall Wace | Director | Aug 17, 2012 | D/A | Indefinite | $18,689,953 | 2 | No minimum reported |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Global Opportunities Fund group: Marshall Wace | Director | Jul 27, 2012 | D | Indefinite | $538,623 | 1 | No minimum reported |
| EDGAR ↗ | MW Global Financials Market Neutral (US) Fund group: Marshall Wace | Director | Jul 17, 2012 | D | Indefinite | $6,390,203 | 2 | No minimum reported |
| EDGAR ↗ | Marshall Wace Funds LP - MW Global Opportunities (US) Fund group: Marshall Wace | Director | Jul 17, 2012 | D | Indefinite | $2,822,653 | 2 | No minimum reported |
| EDGAR ↗ | Marshall Wace UCITS Funds PLC-MW TOPS UCITS Fund group: Marshall Wace | Director | Jul 17, 2012 | D | Indefinite | $260,315 | 3 | No minimum reported |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund II group: Marshall Wace | Director | Jul 17, 2012 | D | Indefinite | $1,825,170 | 7 | No minimum reported |
| EDGAR ↗ | Polar Capital European Forager Fund Ltd group: Polar | Director | Jul 17, 2012 | D/A | Indefinite | $105,587,623 | 17 | $100,000 |
| EDGAR ↗ | Polar Capital European Conviction Fund Ltd group: Polar | Director | Jul 17, 2012 | D/A | Indefinite | $15,503,767 | 4 | $100,000 |
| EDGAR ↗ | Polar Capital Alva Global Convertible Fund Ltd group: Polar | Director | Jul 17, 2012 | D/A | Indefinite | $3,685,585 | 2 | $100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Global Financials Market Neutral Fund group: Marshall Wace | Director | Jul 17, 2012 | D | Indefinite | $18,980,688 | 6 | No minimum reported |
| EDGAR ↗ | MW Global Financials Market Neutral ERISA Fund group: Marshall Wace | Director | Jul 16, 2012 | D | Indefinite | $20,021,263 | 2 | $100,000 |
| EDGAR ↗ | Marshall Wace Funds LP | Director Director of the General Partner | Jul 16, 2012 | D/A | Indefinite | $44,193,563 | 32 | $250,000 |
| EDGAR ↗ | Polar Capital European Market Neutral Fund Ltd group: Polar | Director | Jun 25, 2012 | D/A | Indefinite | $0 | 0 | $100,000 |
| EDGAR ↗ | MW Americas TOPS Long-Only Fund LP group: Marshall Wace | Executive Officer Director of the General Partner | May 14, 2012 | D | Indefinite | $254,000,000 | 1 | No minimum reported |
| EDGAR ↗ | Marshall Wace Funds PLC - MW TOPS Fund group: Marshall Wace | Director | Dec 21, 2011 | D/A | Indefinite | $96,955,352 | 2 | No minimum reported |
| EDGAR ↗ | MW Diversified Europe TOPS Fund | Director | Dec 21, 2011 | D/A | Indefinite | $6,201,189 | 1 | No minimum reported |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Europa Fund group: Marshall Wace | Director | Dec 21, 2011 | D/A | Indefinite | $2,580,362 | 1 | No minimum reported |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Market Neutral TOPS Fund group: Marshall Wace | Director | Dec 21, 2011 | D/A | Indefinite | $31,311,354 | 2 | No minimum reported |
| EDGAR ↗ | MW Global TOPS Fund group: Mw Global Tops | Director | Dec 21, 2011 | D/A | Indefinite | $512,883 | 2 | No minimum reported |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Market Neutral Fund group: Marshall Wace | Director | Dec 21, 2011 | D/A | Indefinite | $24,558,408 | 4 | No minimum reported |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Gekirin Fund group: Marshall Wace | Director | Dec 21, 2011 | D/A | Indefinite | $1,089,977 | 2 | No minimum reported |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Eureka Fund group: Marshall Wace | Director | Dec 21, 2011 | D/A | Indefinite | $179,470,977 | 13 | No minimum reported |
| EDGAR ↗ | MW Global TOPS ERISA Fund group: Mw Global Tops | Director | Dec 21, 2011 | D/A | Indefinite | $27,750,000 | 1 | No minimum reported |
| EDGAR ↗ | MW Americas TOPS (US) Fund group: Marshall Wace | Executive Officer Director of the General Partner | Dec 8, 2011 | D/A | Indefinite | $4,899,390 | 7 | $500,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund group: Marshall Wace | Executive Officer Director of the General Partner | Dec 8, 2011 | D/A | Indefinite | $1,692,974 | 2 | $500,000 |
| EDGAR ↗ | POLAR CAPITAL FUNDS PUBLIC LTD CO group: Polar | Director | Nov 10, 2011 | D/A | Indefinite | $0 | 0 | $100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Market Neutral ERISA Fund group: Marshall Wace | Director | Aug 17, 2011 | D | Indefinite | $22,202,222 | 2 | No minimum reported |
| EDGAR ↗ | ALPHAGEN VOLANTIS FUND LTD group: Alphagen | Director | Aug 9, 2011 | D/A | Indefinite | $38,087,600 | 8 | $100,000 |
| EDGAR ↗ | ALPHAGEN TUCANA FUND LTD group: Alphagen | Director | Aug 9, 2011 | D/A | Indefinite | $28,523,573 | 5 | $50,000 |
| EDGAR ↗ | AlphaGen RhoCas Fund Ltd group: Alphagen | Director | Aug 9, 2011 | D/A | Indefinite | $199,732,411 | 16 | $100,000 |
| EDGAR ↗ | ALPHAGEN HOKUTO FUND LTD group: Alphagen | Director | Aug 9, 2011 | D/A | Indefinite | $51,653,000 | 7 | $100,000 |
| EDGAR ↗ | AlphaGen Capella Fund Ltd group: Alphagen | Director | Aug 9, 2011 | D/A | Indefinite | $313,046,241 | 37 | $100,000 |
| EDGAR ↗ | ALPHAGEN OCTANIS FUND LTD group: Alphagen | Director | Aug 9, 2011 | D/A | Indefinite | $76,448,389 | 112 | $100,000 |
| EDGAR ↗ | Marshall Wace Funds LP | Director Director of the General Partner | Jul 14, 2011 | D/A | Indefinite | $12,204,672 | 16 | $500,000 |
| EDGAR ↗ | Polar Capital European Market Neutral Fund Ltd group: Polar | Director | Jun 24, 2011 | D/A | Indefinite | $23,900,000 | 4 | $100,000 |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Eureka Fund group: Marshall Wace | Director | Dec 21, 2010 | D | Indefinite | $95,383,485 | 13 | No minimum reported |
| EDGAR ↗ | MW Diversified Europe TOPS Fund | Director | Dec 21, 2010 | D | Indefinite | $7,822,183 | 2 | No minimum reported |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Europa Fund group: Marshall Wace | Director | Dec 21, 2010 | D | Indefinite | $3,944,802 | 2 | No minimum reported |
| EDGAR ↗ | MW Global TOPS ERISA Fund group: Mw Global Tops | Director | Dec 21, 2010 | D | Indefinite | $28,740,000 | 1 | No minimum reported |
| EDGAR ↗ | Marshall Wace Funds PLC - MW TOPS Fund group: Marshall Wace | Director | Dec 21, 2010 | D | Indefinite | $78,337,860 | 1 | No minimum reported |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Gekirin Fund group: Marshall Wace | Director | Dec 21, 2010 | D | Indefinite | $1,183,877 | 2 | No minimum reported |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Japan Market Neutral Fund group: Marshall Wace | Director | Dec 21, 2010 | D | Indefinite | $2,310,005 | 1 | No minimum reported |
| EDGAR ↗ | Marshall Wace Funds PLC - MW Market Neutral TOPS Fund group: Marshall Wace | Director | Dec 21, 2010 | D | Indefinite | $26,123,447 | 5 | No minimum reported |
| EDGAR ↗ | MW Global TOPS Fund group: Mw Global Tops | Director | Dec 21, 2010 | D | Indefinite | $452,667 | 2 | No minimum reported |
| EDGAR ↗ | MW Americas TOPS (US) Fund group: Marshall Wace | Executive Officer Director of the General Partner | Dec 8, 2010 | D | Indefinite | $4,313,159 | 9 | $500,000 |
| EDGAR ↗ | MW Global Financials Emerging Growth (US) Fund group: Marshall Wace | Executive Officer Director of the General Partner | Dec 8, 2010 | D | Indefinite | $1,057,314 | 2 | $500,000 |
| EDGAR ↗ | Marshall Wace Funds LP - MW Eureka (US) Fund group: Marshall Wace | Executive Officer Director of the General Partner | Dec 8, 2010 | D | Indefinite | $2,243,506 | 3 | $500,000 |
| EDGAR ↗ | Polar Capital Alva Global Convertible Fund Ltd group: Polar | Director | Nov 5, 2010 | D | Indefinite | $1 | 0 | $100,000 |
| EDGAR ↗ | ALPHAGEN HOKUTO FUND LTD group: Alphagen | Director | Jul 28, 2010 | D/A | Indefinite | $51,653,000 | 7 | $100,000 |
| EDGAR ↗ | ALPHAGEN VOLANTIS FUND LTD group: Alphagen | Director | Jul 28, 2010 | D/A | Indefinite | $38,087,600 | 8 | $100,000 |
Showing the latest 500 of 513 filings; the PDF export and search include all of them.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Robert Bovet. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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