Sponsor Check › Sponsor group
11 issuers linked to one sponsor · George Town, Grand Cayman, Cayman Islands (as filed: E9)
Grouped because: 14 shared people, same business address (3 issuers), similar issuer names (11) · 6 issuers also list a director who sits on many unrelated issuers (not used to group) (automatic match from the filings) ·Not the same sponsor? Request a correction
Data last updated: Oct 23, 2026, 5:45 PM ET · Latest filing in this group: Nov 2, 2012 · Courts (RECAP) last checked: Oct 24, 2026, 12:52 AM ET · SEC enforcement last checked: not yet
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 12:52 AM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
No SEC search has run yet for this sponsor group.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:52 AM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.
10 of 11 offerings report sales commissions totalling $16,440,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Nov 2, 2012 D/A File 021-120536 | $6,000,000 (est.) | $0 | $0 (est.) | Martin J. Phipps BrokerCheck CRD 5267004 ↗ via Gartmore Distribution Services, Inc. (CRD 143032 ↗) Corinne Lambert BrokerCheck CRD 2348439 ↗ via Gartmore Distribution Services, Inc. (CRD 143032 ↗) JOHN A. EARLY III BrokerCheck CRD 2726671 ↗ via Gartmore Distribution Services, Inc. (CRD 143032 ↗) James P. MacMillan BrokerCheck CRD 1609239 ↗ via Gartmore Distribution Services, Inc. (CRD 143032 ↗) NATIONWIDE FUND DISTRIBUTORS LLC BrokerCheck CRD 25910 ↗ via NATIONWIDE FUND DISTRIBUTORS LLC (CRD 25910 ↗) HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. BrokerCheck CRD 101640 ↗ via HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. (CRD 101640 ↗) |
| EDGAR ↗ | Nov 2, 2012 D/A File 021-126645 | $0 | $0 | $0 | HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. BrokerCheck CRD 101640 ↗ via HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. (CRD 101640 ↗) |
| EDGAR ↗ | Oct 16, 2012 D/A File 021-120203 | $500,000 (est.) | $0 | $0 (est.) | Martin J. Phipps BrokerCheck CRD 5267004 ↗ via GARTMORE DISTRIBUTION SERVICES, INC. (CRD 143032 ↗) JOHN A. EARLY III BrokerCheck CRD 2726671 ↗ via GARTMORE DISTRIBUTION SERVICES, INC. (CRD 143032 ↗) CORINNE T. LAMBERT BrokerCheck CRD 2348439 ↗ via GARTMORE DISTRIBUTION SERVICES, INC. (CRD 143032 ↗) Nationwide Fund Distributions LLC BrokerCheck CRD 25910 ↗ via Nationwide Fund Distributions LLC (CRD 25910 ↗) James P. MacMillan BrokerCheck CRD 1609239 ↗ via GARTMORE DISTRIBUTION SERVICES, INC. (CRD 143032 ↗) HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. BrokerCheck CRD 101640 ↗ via HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. (CRD 101640 ↗) |
| EDGAR ↗ | Oct 16, 2012 D/A File 021-120183 | $2,000,000 (est.) | $0 | $0 | John A. Early BrokerCheck CRD 2726671 ↗ via Gartmore Dirtribution Services, Inc. (CRD 143032 ↗) Martin J. Phipps BrokerCheck CRD 5267004 ↗ via Gartmore Distribution Services, Inc. (CRD 143032 ↗) Corinne T. Lambert BrokerCheck CRD 2348439 ↗ via Gartmore Distribution Services, Inc. (CRD 143032 ↗) James P. MacMillan BrokerCheck CRD 1609239 ↗ via Gartmore Distribution Services, Inc. (CRD 143032 ↗) Nationwide Fund Distributors LLC BrokerCheck CRD 25910 ↗ via Nationwide Fund Distributors LLC (CRD 25910 ↗) HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. BrokerCheck CRD 101640 ↗ via HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. (CRD 101640 ↗) |
| EDGAR ↗ | Oct 16, 2012 D/A File 021-120208 | $500,000 (est.) | $0 | $0 (est.) | JOHN A. EARLY III BrokerCheck CRD 2726671 ↗ via GARTMORE DISTRIBUTION SERVICES, INC. (CRD 143032 ↗) CORINNE T. LAMBERT BrokerCheck CRD 2348439 ↗ via GARTMORE DISTRIBUTION SERVICES, INC. (CRD 143032 ↗) MARTIN J. PHIPPS BrokerCheck CRD 5267004 ↗ via GARTMORE DISTRIBUTION SERVICES, INC. (CRD 143032 ↗) JAMES P. MACMILLAN BrokerCheck CRD 1609239 ↗ via GARTMORE DISTRIBUTION SERVICES, INC. (CRD 143032 ↗) NATIONWIDE FUND DISTRIBUTORS LLC BrokerCheck CRD 25910 ↗ via NATIONWIDE FUND DISTRIBUTORS LLC (CRD 25910 ↗) HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. BrokerCheck CRD 101640 ↗ via HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. (CRD 101640 ↗) |
| EDGAR ↗ | Oct 16, 2012 D/A File 021-120178 | $1,000,000 (est.) | $0 | $0 (est.) | CORINNE T. LAMBERT BrokerCheck CRD 2348439 ↗ via Gartmore Distribution Services, Inc. (CRD 143032 ↗) MARTIN J. PHIPPS BrokerCheck CRD 5267004 ↗ via GARTMORE DISTRIBUTION SERVICES, INC. (CRD 143032 ↗) JOHN A. EARLY III BrokerCheck CRD 2726671 ↗ via GARTMORE DISTRIBUTION SERVICES, INC (CRD 143032 ↗) JAMES P. MACMILLAN BrokerCheck CRD 1609239 ↗ via GARTMORE DISTRIBUTION SERVICES, INC. (CRD 143032 ↗) NATIONWIDE FUND DISTRIBUTORS LLC BrokerCheck CRD 25910 ↗ via NATIONWIDE FUND DISTRIBUTORS LLC (CRD 25910 ↗) HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. BrokerCheck CRD 101640 ↗ via HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. (CRD 101640 ↗) |
| EDGAR ↗ | Oct 16, 2012 D/A File 021-120537 | $6,000,000 (est.) | $0 | $0 (est.) | CORINNE T. LAMBERT BrokerCheck CRD 2348439 ↗ via GARTMORE DISTRIBUTION SERVICES, INC. (CRD 143032 ↗) MARTIN J. PHIPPS BrokerCheck CRD 5267004 ↗ via GARTMORE DISTRIBUTION SERVICES, INC. (CRD 143032 ↗) JOHN A. EARLY III BrokerCheck CRD 2726671 ↗ via GARTMORE DISTRIBUTION SERVICES, INC. (CRD 143032 ↗) JAMES P. MACMILLAN BrokerCheck CRD 1609239 ↗ via GARTMORE DISTRIBUTION SERVICES, INC. (CRD 143032 ↗) NATIONWIDE FUND DISTRIBUTORS LLC BrokerCheck CRD 25910 ↗ via NATIONWIDE FUND DISTRIBUTORS LLC (CRD 25910 ↗) HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. BrokerCheck CRD 101640 ↗ via HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. (CRD 101640 ↗) |
| EDGAR ↗ | Oct 16, 2012 D/A File 021-86709 | $275,000 (est.) | $0 | $0 | Martin Phipps BrokerCheck CRD 5267004 ↗ via Gartmore Distribution Services Inc. (CRD 143032 ↗) James P. MacMillan BrokerCheck CRD 1609239 ↗ via Gartmore Distribution Services Inc (CRD 143032 ↗) Nancy McNally BrokerCheck CRD 4475680 ↗ via Gartmore Distribution Services Inc (CRD 143032 ↗) John A. Early BrokerCheck CRD 2726671 ↗ via Gartmore Distribution Services Inc (CRD 143032 ↗) HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. BrokerCheck CRD 101640 ↗ via HENDERSON GLOBAL INVESTORS EQUITY PLANNING, INC. (CRD 101640 ↗) |
| EDGAR ↗ | Jul 27, 2010 D/A File 021-120196 | $35,000 (est.) | $0 | $0 | John A. Early BrokerCheck CRD 2726671 ↗ via Gartmore Distribution Service, Inc. (CRD 143032 ↗) Martin J. Phipps BrokerCheck CRD 5267004 ↗ via Gartmore Distribution services, inc. (CRD 143032 ↗) Corinne T.Lambert BrokerCheck CRD 2348439 ↗ via Gartmore Distribution Services, Inc. (CRD 143032 ↗) James P. MacMillan BrokerCheck CRD 1609239 ↗ via Gartmore Distribution Services, Inc. (CRD 143032 ↗) Nationwide Fund Distributors LLC BrokerCheck CRD 25910 ↗ via Nationwide Fund Distrbutors LLC (CRD 25910 ↗) |
| EDGAR ↗ | Jul 27, 2010 D/A File 021-120187 | $100,000 (est.) | $0 | $0 (est.) | Martin Phipps BrokerCheck CRD 5267004 ↗ via Gartmore Distribution Services, Inc. (CRD 143032 ↗) Corinne Lambert BrokerCheck CRD 2348439 ↗ via Gartmore Distribution Services, Inc. (CRD 143032 ↗) John Arthur Early III BrokerCheck CRD 2726671 ↗ via Gartmore Distribution Services, Inc. (CRD 143032 ↗) JAMES P. MACMILLAN BrokerCheck CRD 1609239 ↗ via Gartmore Distribution Services, Inc. (CRD 143032 ↗) NATIONWIDE FUND DISTRIBUTORS LLC BrokerCheck CRD 25910 ↗ via NATIONWIDE FUND DISTRIBUTORS LLC (CRD 25910 ↗) |
| EDGAR ↗ | Jul 27, 2010 D/A File 021-120181 | $30,000 (est.) | $0 | $0 (est.) | MARTIN J. PHIPPS BrokerCheck CRD 5267004 ↗ via GARTMORE DISTRIBUTION SERVICES, INC. (CRD 143032 ↗) JOHN A. EARLY III BrokerCheck CRD 2726671 ↗ via GARTMORE DISTRIBUTION SERVICES, INC. (CRD 143032 ↗) CORINNE T. LAMBERT BrokerCheck CRD 2348439 ↗ via GARTMORE DISTRIBUTION SERVICES, INC. (CRD 143032 ↗) JAMES P. MACMILLAN BrokerCheck CRD 1609239 ↗ via GARTMORE DISTRIBUTION SERVICES, INC. (CRD 143032 ↗) NATIONWIDE FUND DISTRIBUTORS LLC BrokerCheck CRD 25910 ↗ via NATIONWIDE FUND DISTRIBUTORS LLC (CRD 25910 ↗) |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across all 11 issuers in this group — every filing in our index, latest filing per offering (SEC file number).
0 recorded documents and 0 ownership records matched to Alphagen in the sources searched.
Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Not yet searched for this group (queued): NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.
Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not yet searched). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not yet searched. Last refresh by source: Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 1:47 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.
Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.
| Source | Issuer | Linked by | Location | Industry | Filings | Sold (max) | Investors | Min. investment (latest filing) | Active |
|---|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | ALPHAGEN TUCANA FUND LTD | shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer names, director listed on many unrelated issuers (not used to group) | George Town, Grand Cayman, Cayman Islands (as filed: E9) | Pooled Investment Fund | 4 | $28,523,573 | 5 | $50,000 | 2009–2012 |
| EDGAR ↗ | ALPHAGEN REGULUS FUND LTD | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | Grand Cayman, Cayman Islands (as filed: E9) | Pooled Investment Fund | 2 | $361,615 | 8 | $100,000 | 2009–2010 |
| EDGAR ↗ | ALPHAGEN CRUCIS FUND LTD | shared people, shared principal (person on 60+ issuers) at the same address or management entity, same business address, similar issuer names | Grand Cayman, Cayman Islands (as filed: E9) | Pooled Investment Fund | 2 | $51,060,665 | 7 | $100,000 | 2009–2010 |
| EDGAR ↗ | ALPHAGEN OCTANIS FUND LTD | shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer names, director listed on many unrelated issuers (not used to group) | George Town, Grand Cayman, Cayman Islands (as filed: E9) | Pooled Investment Fund | 4 | $127,483,365 | 115 | $100,000 | 2009–2012 |
| EDGAR ↗ | ALPHAGEN ELTANIN FUND LTD | shared people, same business address, similar issuer names, director listed on many unrelated issuers (not used to group) | Grand Cayman, Cayman Islands (as filed: E9) | Pooled Investment Fund | 3 | $234,492 | 3 | $100,000 | 2009–2010 |
| EDGAR ↗ | AlphaGen Capella Fund Ltd | shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer names | George Town, Grand Cayman, Cayman Islands (as filed: E9) | Pooled Investment Fund | 4 | $313,046,241 | 37 | $100,000 | 2009–2012 |
| EDGAR ↗ | ALPHAGEN VOLANTIS FUND LTD | shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer names, director listed on many unrelated issuers (not used to group) | George Town, Grand Cayman, Cayman Islands (as filed: E9) | Pooled Investment Fund | 4 | $49,987,600 | 8 | $100,000 | 2009–2012 |
| EDGAR ↗ | ALPHAGEN HOKUTO FUND LTD | shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer names | George Town, Grand Cayman, Cayman Islands (as filed: E9) | Pooled Investment Fund | 4 | $51,653,000 | 7 | $100,000 | 2009–2012 |
| EDGAR ↗ | AlphaGen RhoCas Fund Ltd | shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer names, director listed on many unrelated issuers (not used to group) | George Town, Grand Cayman, Cayman Islands (as filed: E9) | Pooled Investment Fund | 4 | $341,293,316 | 25 | $100,000 | 2009–2012 |
| EDGAR ↗ | ALPHAGEN MULTI HEDGE FUND LTD | shared people, similar issuer names | George Town, Grand Cayman, Cayman Islands (as filed: E9) | Pooled Investment Fund | 4 | $0 | 0 | No minimum reported | 2010–2012 |
| EDGAR ↗ | AlphaGen Tenro Fund LTD | shared people, similar issuer names, director listed on many unrelated issuers (not used to group) | George Town, Grand Cayman, Cayman Islands (as filed: E9) | Pooled Investment Fund | 4 | $22,537,261 | 3 | No minimum reported | 2010–2012 |
Market context: not shown for these offerings — fewer than 30 Form D filings in the last 5 years share the offering's industry and exemption, or the exemption claimed is not Rule 506(b)/506(c). No ranking or score.
| Source | Filed | Issuer | Form | Industry | Offered | Sold |
|---|---|---|---|---|---|---|
| EDGAR ↗ | Nov 2, 2012 | ALPHAGEN MULTI HEDGE FUND LTD | D/A | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Nov 2, 2012 | AlphaGen Capella Fund Ltd | D/A | Pooled Investment Fund | Indefinite | $313,046,241 |
| EDGAR ↗ | Oct 16, 2012 | AlphaGen RhoCas Fund Ltd | D/A | Pooled Investment Fund | Indefinite | $341,293,316 |
| EDGAR ↗ | Oct 16, 2012 | ALPHAGEN HOKUTO FUND LTD | D/A | Pooled Investment Fund | Indefinite | $51,653,000 |
| EDGAR ↗ | Oct 16, 2012 | ALPHAGEN OCTANIS FUND LTD | D/A | Pooled Investment Fund | Indefinite | $127,483,365 |
| EDGAR ↗ | Oct 16, 2012 | ALPHAGEN TUCANA FUND LTD | D/A | Pooled Investment Fund | Indefinite | $28,523,573 |
| EDGAR ↗ | Oct 16, 2012 | ALPHAGEN VOLANTIS FUND LTD | D/A | Pooled Investment Fund | Indefinite | $49,987,600 |
| EDGAR ↗ | Oct 16, 2012 | AlphaGen Tenro Fund LTD | D/A | Pooled Investment Fund | Indefinite | $22,537,261 |
| EDGAR ↗ | Aug 10, 2011 | ALPHAGEN MULTI HEDGE FUND LTD | D/A | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Aug 9, 2011 | ALPHAGEN VOLANTIS FUND LTD | D/A | Pooled Investment Fund | Indefinite | $38,087,600 |
| EDGAR ↗ | Aug 9, 2011 | ALPHAGEN TUCANA FUND LTD | D/A | Pooled Investment Fund | Indefinite | $28,523,573 |
| EDGAR ↗ | Aug 9, 2011 | AlphaGen Tenro Fund LTD | D/A | Pooled Investment Fund | Indefinite | $21,962,261 |
| EDGAR ↗ | Aug 9, 2011 | AlphaGen RhoCas Fund Ltd | D/A | Pooled Investment Fund | Indefinite | $199,732,411 |
| EDGAR ↗ | Aug 9, 2011 | ALPHAGEN HOKUTO FUND LTD | D/A | Pooled Investment Fund | Indefinite | $51,653,000 |
| EDGAR ↗ | Aug 9, 2011 | AlphaGen Capella Fund Ltd | D/A | Pooled Investment Fund | Indefinite | $313,046,241 |
| EDGAR ↗ | Aug 9, 2011 | ALPHAGEN OCTANIS FUND LTD | D/A | Pooled Investment Fund | Indefinite | $76,448,389 |
| EDGAR ↗ | Mar 10, 2011 | ALPHAGEN MULTI HEDGE FUND LTD | D/A | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Mar 10, 2011 | AlphaGen Tenro Fund LTD | D/A | Pooled Investment Fund | Indefinite | $5,139,521 |
| EDGAR ↗ | Jul 28, 2010 | ALPHAGEN HOKUTO FUND LTD | D/A | Pooled Investment Fund | Indefinite | $51,653,000 |
| EDGAR ↗ | Jul 28, 2010 | ALPHAGEN VOLANTIS FUND LTD | D/A | Pooled Investment Fund | Indefinite | $38,087,600 |
| EDGAR ↗ | Jul 28, 2010 | AlphaGen RhoCas Fund Ltd | D/A | Pooled Investment Fund | Indefinite | $197,032,411 |
| EDGAR ↗ | Jul 27, 2010 | ALPHAGEN REGULUS FUND LTD | D/A | Pooled Investment Fund | Indefinite | $36,165 |
| EDGAR ↗ | Jul 27, 2010 | ALPHAGEN CRUCIS FUND LTD | D/A | Pooled Investment Fund | Indefinite | $51,060,665 |
| EDGAR ↗ | Jul 27, 2010 | ALPHAGEN OCTANIS FUND LTD | D/A | Pooled Investment Fund | Indefinite | $23,950,682 |
| EDGAR ↗ | Jul 27, 2010 | ALPHAGEN ELTANIN FUND LTD | D/A | Pooled Investment Fund | Indefinite | $234,492 |
| EDGAR ↗ | Jul 27, 2010 | ALPHAGEN ELTANIN FUND LTD | D/A | Pooled Investment Fund | Indefinite | $234,492 |
| EDGAR ↗ | Jul 27, 2010 | AlphaGen Capella Fund Ltd | D/A | Pooled Investment Fund | Indefinite | $313,046,241 |
| EDGAR ↗ | Jul 27, 2010 | ALPHAGEN TUCANA FUND LTD | D/A | Pooled Investment Fund | Indefinite | $28,523,573 |
| EDGAR ↗ | Mar 30, 2010 | AlphaGen Tenro Fund LTD | D/A | Pooled Investment Fund | Indefinite | $1,025,000 |
| EDGAR ↗ | Mar 25, 2010 | ALPHAGEN MULTI HEDGE FUND LTD | D/A | Pooled Investment Fund | Indefinite | $0 |
| EDGAR ↗ | Jul 31, 2009 | AlphaGen RhoCas Fund Ltd | D/A | Pooled Investment Fund | Indefinite | $142,557,411 |
| EDGAR ↗ | Jul 31, 2009 | ALPHAGEN HOKUTO FUND LTD | D/A | Pooled Investment Fund | Indefinite | $40,853,000 |
| EDGAR ↗ | Jul 31, 2009 | ALPHAGEN VOLANTIS FUND LTD | D/A | Pooled Investment Fund | Indefinite | $21,737,600 |
| EDGAR ↗ | Jul 27, 2009 | AlphaGen Capella Fund Ltd | D/A | Pooled Investment Fund | Indefinite | $153,311,241 |
| EDGAR ↗ | Jul 27, 2009 | ALPHAGEN ELTANIN FUND LTD | D/A | Pooled Investment Fund | Indefinite | $234,492 |
| EDGAR ↗ | Jul 27, 2009 | ALPHAGEN OCTANIS FUND LTD | D/A | Pooled Investment Fund | Indefinite | $4,865,682 |
| EDGAR ↗ | Jul 27, 2009 | ALPHAGEN CRUCIS FUND LTD | D/A | Pooled Investment Fund | Indefinite | $51,060,665 |
| EDGAR ↗ | Jul 27, 2009 | ALPHAGEN REGULUS FUND LTD | D/A | Pooled Investment Fund | Indefinite | $361,615 |
| EDGAR ↗ | Jul 27, 2009 | ALPHAGEN TUCANA FUND LTD | D/A | Pooled Investment Fund | Indefinite | $1,518,573 |
Activity: 0 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Nov 2, 2012. Industry history, as reported on each offering's latest filing: All 11 offerings reported: Pooled Investment Fund (2009–2010).
| Name | Roles | Issuers here | First → last listed |
|---|---|---|---|
| Robert Bovet | Director | 8 | Jul 27, 2009 → Nov 2, 2012 |
| Andrew Steward | Director | 7 | Oct 16, 2012 → Nov 2, 2012 |
| Arno Kitts | Director | 7 | Aug 9, 2011 → Aug 9, 2011 |
| Les Aitkenhead | Director | 5 | Jul 27, 2009 → Nov 2, 2012 |
| Jeffrey Meyer | Director | 5 | Jul 27, 2009 → Mar 10, 2011 |
| Hugh Ward | Director | 4 | Jul 27, 2009 → Oct 16, 2012 |
| Juerg Schaeppi | Director | 3 | Jul 27, 2009 → Nov 2, 2012 |
| Stuart Leckie | Director | 3 | Jul 27, 2009 → Oct 16, 2012 |
| Kenneth Lubbock | Director | 3 | Jul 27, 2009 → Oct 16, 2012 |
| Dr. Paul Bolster | Director | 3 | Jul 27, 2009 → Jul 27, 2010 |
| Neil Honebon | Director | 2 | Jul 27, 2009 → Oct 16, 2012 |
| Harry Romney | Director | 2 | Jul 31, 2009 → Oct 16, 2012 |
| Heinz Riehl | Director | 2 | Jul 27, 2009 → Oct 16, 2012 |
| Roger Guy | Director | 2 | Jul 27, 2009 → Jul 27, 2010 |
| Georgia Prinsloo | Director | 1 | Nov 2, 2012 → Nov 2, 2012 |
| Isatou Sey | Director | 1 | Nov 2, 2012 → Nov 2, 2012 |
| Ward Hugh | Director | 1 | Jul 31, 2009 → Oct 16, 2012 |
| Scott P. Lennon | Director | 1 | Mar 25, 2010 → Aug 10, 2011 |
| Alison Martinson | Director | 1 | Mar 25, 2010 → Aug 10, 2011 |
| Nigel Parker | Director | 1 | Mar 25, 2010 → Mar 10, 2011 |
| Ken Lubbock | Director | 1 | Jul 31, 2009 → Jul 28, 2010 |
| Robert Bovert | Director | 1 | Jul 27, 2009 → Jul 27, 2010 |
| Paul Bolster | Director | 1 | Jul 27, 2009 → Jul 27, 2010 |
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