PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:05 AM ET

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DH
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David Hammond

Named as an officer, director or promoter on SEC Form D filings · Ireland (as filed: L2), Cayman Islands (as filed: E9) · Jul 27, 2009 → Sep 23, 2026

66deals (issuers)
$34.99Breported sold
2,009investors
558Form D filings
2009–2026years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Hammond is listed as an executive officer, director, and promoter on 558 SEC Form D filings by 66 issuers between Jul 2009 and Sep 2026. Largest by amount reported sold: Marshall Wace Funds PLC - MW Eureka Fund (Dublin, Ireland (as filed: L2) — pooled investment fund — 2014–2026; $3.98B reported sold to 336 investors), Marshall Wace Funds LP - MW TOPS World Equities (US) Fund (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2015–2026; $3.86B reported sold to 29 investors), Leadenhall Value Insurance Linked Investments Fund PLC (Dublin, Ireland (as filed: L2) — pooled investment fund — 2020–2025; $2.53B reported sold to 227 investors), Marshall Wace Funds LP - MW Eureka (US) Fund (George Town, Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2014–2025; $2.3B reported sold to 220 investors), MW Americas TOPS Long-Only Fund LP (Grand Cayman, Cayman Islands (as filed: E9) — pooled investment fund — 2015–2025; $2.21B reported sold to 12 investors) and 61 more (all listed below).

What this means That is a lot of deals — 66 separate companies raised money with this person listed as executive officer, director, and promoter, over about 17 years. Across those companies the filings report $35.15B sold in total.

Listed alongside Linburgh Martin (454 shared filings), Robert Bovet (376 shared filings), Ronan Daly (369 shared filings), Marshall Wace LLP (362 shared filings, management entity), Barbara Healy (263 shared filings) and 51 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

The issuers belong to 4 sponsor groups: Marshall Wace (64 issuers, $30.01B reported sold, 2010–2026), Prusik Asia (5 issuers, $660K reported sold, 2011–2026), Leadenhall (10 issuers, $499.5M reported sold, 2015–2026) and Polar (25 issuers, $741.8M reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared the newest 50 of 558 public filings for David Hammond and found 11 differences, 6 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Hammond has not run yet — it is joining a line of 6,049 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Hammond..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for David Hammond — 6 worth asking about (compared the newest 50 of 558 filings on Oct 24, 2026; older filings not covered)

Worth asking · Nov 8, 2024 – Nov 7, 2025

Amount sold went down between filings — POLAR CAPITAL FUNDS PUBLIC LTD CO

The Nov 8, 2024 filing says $2,663,197 sold; the Nov 7, 2025 Form D/A says $1,796,706 sold — $866,491 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Nov 8, 2024 ↗Form D/A (later) · Nov 7, 2025 ↗POLAR CAPITAL FUNDS PUBLIC LTD CO — PartnerFacts page ↗
Sources
Worth asking · Nov 8, 2024 – Nov 7, 2025

Investor count went down between filings — POLAR CAPITAL FUNDS PUBLIC LTD CO

The Nov 8, 2024 filing reports 5 investors; the Nov 7, 2025 Form D/A reports 2 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Nov 8, 2024 ↗Form D/A (later) · Nov 7, 2025 ↗POLAR CAPITAL FUNDS PUBLIC LTD CO — PartnerFacts page ↗
Sources
Worth asking · Jun 8, 2020 – Jun 5, 2026

Paid seller listed without a CRD number: Deutsche Bank Trust Company Americas — Marshall Wace Funds LP - MW Eureka (US) Fund II

Deutsche Bank Trust Company Americas is listed as receiving sales compensation on 7 filings (Jun 8, 2020 to Jun 5, 2026) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Jun 5, 2026 ↗BrokerCheck search: Deutsche Bank Trust Company Americas ↗Marshall Wace Funds LP - MW Eureka (US) Fund II — PartnerFacts page ↗
Sources
Worth asking · Jan 19, 2021 – Jan 16, 2026

Paid seller listed without a CRD number: Deutsche Bank Trust Company Americas — Marshall Wace Funds PLC - MW Eureka Fund

Deutsche Bank Trust Company Americas is listed as receiving sales compensation on 6 filings (Jan 19, 2021 to Jan 16, 2026) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Jan 16, 2026 ↗BrokerCheck search: Deutsche Bank Trust Company Americas ↗Marshall Wace Funds PLC - MW Eureka Fund — PartnerFacts page ↗
Sources
Worth asking · Jan 4, 2015 – Jul 3, 2025

5 Form Ds were filed more than 15 days after the first sale

Form D filed 2,954 days after the first sale — Leadenhall Nat Cat Focus Insurance Linked Investments Fund ICAV · Form D filed 3,833 days after the first sale — Leadenhall Value Insurance Linked Investments Fund PLC · Form D filed 2,740 days after the first sale — Leadenhall Remote Risk Insurance Linked Investments Fund ICAV · Form D filed 2,953 days after the first sale — Leadenhall Diversified Insurance Linked Investments Fund plc · Form D filed 21 days after the first sale — Marshall Wace Funds LP - MW TOPS Global Titans (US) Fund

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Jul 3, 2025 ↗Leadenhall Nat Cat Focus Insurance Linked Investments Fund ICAV — PartnerFacts page ↗Form D · Jul 3, 2025 ↗Leadenhall Value Insurance Linked Investments Fund PLC — PartnerFacts page ↗
Sources
Worth asking · Mar 24, 2025 – Oct 16, 2026

15 people are no longer listed on a later amendment

David Hammond is no longer listed on the Oct 16, 2026 amendment — Marshall Wace Funds LP - MW Alpha Plus (US) Fund II · David Hammond is no longer listed on the Sep 16, 2026 amendment — Marshall Wace Long Strategies ICAV - MW TOPS Emerging Markets Fund · David Hammond is no longer listed on the Jul 17, 2026 amendment — Marshall Wace Funds PLC - MW Global Opportunities Fund · David Hammond is no longer listed on the Jul 17, 2026 amendment — Marshall Wace Funds LP - MW Global Opportunities (US) Fund · David Hammond is no longer listed on the Jul 17, 2026 amendment — Marshall Wace Funds PLC - MW Global Financials Market Neutral Fund · and 10 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D/A · Oct 17, 2025 ↗Form D/A · Oct 16, 2026 ↗David Hammond — PartnerFacts page ↗Marshall Wace Funds LP - MW Alpha Plus (US) Fund II — PartnerFacts page ↗
Sources
Note · Oct 19, 2022 – Oct 17, 2025

4 role changes for the same people across filings

David Hammond's role changed at Marshall Wace Funds LP - MW Alpha Plus (US) Fund II: executive officer, director → director · David Hammond's role changed at Marshall Wace Funds LP - MW Market Neutral TOPS (US) Fund: executive officer → director · David Hammond's role changed at Marshall Wace Funds LP - MW Alpha Plus (US) Fund II: director → executive officer, director · David Hammond's role changed at Marshall Wace Funds LP - MW Alpha Plus (US) Fund II: executive officer, director → director

What this means Roles on Form D are self-reported. Ask who runs the company today.

Form D/A · Oct 17, 2024 ↗Form D/A · Oct 17, 2025 ↗David Hammond — PartnerFacts page ↗Marshall Wace Funds LP - MW Alpha Plus (US) Fund II — PartnerFacts page ↗
Sources
Note · Jan 4, 2015 – Jul 3, 2025

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Leadenhall Diversified Insurance Linked Investments Fund plc (latest filing Jul 3, 2025) · No amendment in the last 12 months on an offering that may still be open — Leadenhall Remote Risk Insurance Linked Investments Fund ICAV (latest filing Jul 3, 2025) · No amendment in the last 12 months on an offering that may still be open — Leadenhall Nat Cat Focus Insurance Linked Investments Fund ICAV (latest filing Jul 3, 2025) · No amendment in the last 12 months on an offering that may still be open — Leadenhall Value Insurance Linked Investments Fund PLC (latest filing Jul 3, 2025) · No amendment in the last 12 months on an offering that may still be open — Marshall Wace Funds PLC - MW Europa Long Fund (latest filing Jun 6, 2025)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jul 3, 2025 ↗Leadenhall Diversified Insurance Linked Investments Fund plc — PartnerFacts page ↗Form D/A · Jul 3, 2025 ↗Leadenhall Remote Risk Insurance Linked Investments Fund ICAV — PartnerFacts page ↗
Sources
Note · Mar 8, 2017 – Jun 6, 2018

Same name, different state: "David Hammond" (MI) is a separate record

This page covers filings where the address state is L2 or E9. A separate record, "David Hammond" with address state MI, is listed on 2 filings — most recently by Portal Architects, Inc. (Jun 6, 2018). Both records have filings in the same period (Mar 8, 2017 to Jun 6, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

David Hammond (MI) — PartnerFacts page ↗Form D · Jun 6, 2018 ↗Portal Architects, Inc. — PartnerFacts page ↗David Hammond (L2,E9) — this page ↗
Sources
Note · Apr 14, 2023 – Jun 5, 2026

7 address changes between filings

Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to Grand Cayman, Cayman Islands (as filed: E9) — Marshall Wace Funds LP - MW Eureka (US) Fund II · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to George Town, Grand Cayman, Cayman Islands (as filed: E9) — Marshall Wace Funds LP - MW TOPS Global Titans (US) Fund · Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to Grand Cayman, Cayman Islands (as filed: E9) — Marshall Wace Funds LP - MW Global Opportunities (US) Fund · Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to Grand Cayman, Cayman Islands (as filed: E9) — Marshall Wace Funds LP - MW TOPS World Equities (US) Fund · Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to Grand Cayman, Cayman Islands (as filed: E9) — Marshall Wace Funds LP - MW Market Neutral TOPS (US) Fund · and 2 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Jun 6, 2025 ↗Form D/A · Jun 5, 2026 ↗Marshall Wace Funds LP - MW Eureka (US) Fund II — PartnerFacts page ↗Form D · Mar 24, 2025 ↗
Sources
Note · May 7, 2020 – Sep 23, 2026

David Hammond is listed with 2 different address states: L2, E9

Ireland (as filed: L2) on 144 filings (May 7, 2020 to Sep 23, 2026); Cayman Islands (as filed: E9) on 91 filings (May 11, 2020 to Jul 9, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D/A · May 7, 2020 ↗Form D/A · May 11, 2020 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 558 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

5 of 81 offerings report sales commissions totalling $38,460,038; 0 report finder's fees; 2 report proceeds to related persons totalling $680,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 23, 2026 D/A
File 021-166150
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Jul 10, 2026 D/A
File 021-181263
$0$0$0
The fund charges a management fee that is described in the fund's offering documents. Two of the US$ share classes (Class 2x and Class P) charge a performance fee.
None listed on this filingEDGAR ↗
Jul 9, 2026 D/A
File 021-220575
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Apr 3, 2026 D/A
File 021-275828
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Jan 16, 2026 D/A
File 021-152273
$10,630,530 (est.)$0$0
The fund charges a management fee that is described in the fund's governing documents.
Deutsche Bank Trust Company Americas no CRD number reported
Deutsche Bank Securities Inc. BrokerCheck CRD 000002525 ↗
Raymond James & Associates, Inc. BrokerCheck CRD 000000705 ↗
Raymond James Financial Services, Inc. BrokerCheck CRD 000006694 ↗		EDGAR ↗
Jan 9, 2026 D/A
File 021-278073
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Jan 9, 2026 D/A
File 021-330277
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Jan 6, 2026 D/A
File 021-330036
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Jan 6, 2026 D/A
File 021-428410
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Dec 23, 2025 D/A
File 021-230910
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Dec 19, 2025 D/A
File 021-152266
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Dec 19, 2025 D/A
File 021-152269
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Dec 19, 2025 D/A
File 021-152271
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Dec 19, 2025 D/A
File 021-301507
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Dec 16, 2025 D/A
File 021-152267
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Dec 12, 2025 D/A
File 021-252881
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Dec 12, 2025 D/A
File 021-391355
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Dec 12, 2025 D/A
File 021-467350
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Dec 9, 2025 D/A
File 021-327568
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Dec 9, 2025 D/A
File 021-424438
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Dec 5, 2025 D/A
File 021-420021
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Nov 14, 2025 D/A
File 021-151569
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Nov 7, 2025 D/A
File 021-42030
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Nov 7, 2025 D/A
File 021-325830
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Oct 17, 2025 D/A
File 021-462233
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Sep 16, 2025 D/A
File 021-348998
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Jul 18, 2025 D/A
File 021-181403
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Jul 18, 2025 D/A
File 021-181353
$0$0$0None listed on this filingEDGAR ↗
Jul 18, 2025 D/A
File 021-181883
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Jul 11, 2025 D/A
File 021-266773
$3,293,678 (est.)$0$0
The fund charges a management fee that is described in the fund's governing documents.
Morgan Stanley Smith Barney LLC BrokerCheck CRD 000149777 ↗EDGAR ↗
Jul 11, 2025 D/A
File 021-343993
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Jul 9, 2025 D/A
File 021-220576
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Jul 3, 2025 D/A
File 021-550543
$0$0$0
The Fund charges management and performance fees, which are paid to Leadenhall Capital Partners LLP as investment manager, as set out in the Fund's prospectus.
N/A no CRD number reported
via INTE SECURITIES LLC (CRD 47107 ↗)
EDGAR ↗
Jul 3, 2025 D/A
File 021-550689
$0$0$0
The Fund charges management and performance fees, which are paid to Leadenhall Capital Partners LLP as investment manager, as set out in the Fund's prospectus.
N/A no CRD number reported
via Centenium Advisors, LLC (CRD 135778 ↗)
EDGAR ↗
Jul 3, 2025 D
File 021-550694
$0$0$0
The Fund charges management and performance fees, which are paid to Leadenhall Capital Partners LLP as investment manager, as set out in the Fund's prospectus.
N/A no CRD number reported
via INTE SECURITIES LLC (CRD 47107 ↗)
EDGAR ↗
Jul 3, 2025 D
File 021-550697
$0$0$0
The Fund charges management and performance fees, which are paid to Leadenhall Capital Partners LLP as investment manager, as set out in the Fund's prospectus.
N/A no CRD number reported
via INTE SECURITIES LLC (CRD 47107 ↗)
EDGAR ↗
Jun 6, 2025 D/A
File 021-241653
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Jun 6, 2025 D/A
File 021-181400
$15,706,752 (est.)$0$0
The fund charges a management fee that is described in the fund's governing documents.
Deutsche Bank Trust Company Americas no CRD number reported
Deutsche Bank Securities Inc. BrokerCheck CRD 000002525 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 000149777 ↗
Raymond James & Associates Inc. BrokerCheck CRD 000000705 ↗
Raymond James Financial Services, Inc. BrokerCheck CRD 000006694 ↗		EDGAR ↗
Jun 3, 2025 D/A
File 021-341180
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
May 16, 2025 D/A
File 021-240415
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
May 9, 2025 D/A
File 021-178159
$0$0$0
Expenses are reimbursed by the Fund to the Investment Manager under terms that are described in the Fund's governing documents.
None listed on this filingEDGAR ↗
Apr 15, 2025 D/A
File 021-365041
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Mar 25, 2025 D/A
File 021-363813
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Mar 24, 2025 D
File 021-542001
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Feb 21, 2025 D/A
File 021-226060
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Feb 14, 2025 D/A
File 021-305742
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Feb 11, 2025 D/A
File 021-360270
$0$0$0
The fund charges a management fee that is described in the fund's governing documents
None listed on this filingEDGAR ↗
Dec 16, 2024 D/A
File 021-152268
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Dec 6, 2024 D/A
File 021-275963
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Oct 15, 2024 D/A
File 021-272143
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Sep 9, 2024 D/A
File 021-270556
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Aug 12, 2024 D/A
File 021-164591
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Aug 9, 2024 D/A
File 021-268655
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Jul 2, 2024 D
File 021-517564
$0$0$0N/A no CRD number reported
via Centenium Advisors, LLC (CRD 135778 ↗)
EDGAR ↗
Jul 2, 2024 D
File 021-517568
$0$0$0
The Fund charges management and performance fees, which are paid to Leadenhall Capital Partners LLP as investment manager, as set out in the Fund's prospectus
N/A no CRD number reported
via Centenium Advisors, LLC (CRD 135778 ↗)
EDGAR ↗
Jul 2, 2024 D
File 021-517569
$0$0$0
The Fund charges management and performance fees, which are paid to Leadenhall Capital Partners LLP as investment manager, as set out in the Fund's prospectus.
N/A no CRD number reported
via Centenium Advisors, LLC (CRD 135778 ↗)
EDGAR ↗
Feb 8, 2024 D/A
File 021-280491
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Aug 17, 2023 D
File 021-489964
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Jun 15, 2023 D/A
File 021-161180
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Aug 17, 2022 D
File 021-456132
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Aug 5, 2022 D/A
File 021-161160
$0$0$0
The fund charges a management fee that is described in the fund's offering documents.
None listed on this filingEDGAR ↗
Jun 13, 2022 D
File 021-448962
$0$0$0
The fund charges management and performance fees, which are paid to Leadenhall Capital Partners LLP as Investment Manager, as set out in the Fund's prospectus.
N/A no CRD number reported
via Centenium Advisors, LLC (CRD 135778 ↗)
EDGAR ↗
Jun 13, 2022 D
File 021-448963
$0$0$0
the Fund charges management and performance fees, which are paid to Leadenhall Capital Partners LLP as investment manager, as set out in the Fund's prospectus.
N/A no CRD number reported
via Centenium Advisors, LLC (CRD 135778 ↗)
EDGAR ↗
Jun 13, 2022 D
File 021-448965
$0$0$0
The Fund charges management and performance fees, which are paid to Leadenhall Capital Partners LLP as investment manager, as set out in the Fund's prospectus.
N/A no CRD number reported
via Centenium Advisors, LLC (CRD 135778 ↗)
EDGAR ↗
Jun 13, 2022 D
File 021-448968
$0$0$0
The Fund charges management and performance fees, which are paid to Leadenhall Capital Partners LLP as Investment manager, as set out in the Fund's prospectus.
N/A no CRD number reported
via Centenium Advisors, LLC (CRD 135778 ↗)
EDGAR ↗
Feb 8, 2022 D/A
File 021-280489
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Jun 25, 2021 D/A
File 021-181402
$7,645,043 (est.)$0$0
The fund charges a management fee that is described in the fund's governing documents.
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗EDGAR ↗
Jun 24, 2021 D/A
File 021-265759
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
May 20, 2021 D
File 021-400007
$0$0$0
The Fund charges management and performance fees, which are paid to Leadenhall Capital Partners LLP as investment manager, as set out in the Fund's prospectus.
N/A no CRD number reported
via Centenium Advisors, LLC (CRD 135778 ↗)
EDGAR ↗
May 20, 2021 D
File 021-400009
$0$0$0
The Fund charges management and performance fees, which are paid to Leadenhall Capital Partners LLP as investment manager, as set out in the Fund's prospectus.
N/A no CRD number reported
via Centenium Advisors, LLC (CRD 135778 ↗)
EDGAR ↗
May 20, 2021 D
File 021-400006
$0$0$0
The Fund charges management and performance fees, which are paid to Leadenhall Capital Partners LLP as investment manager, as set out in the Fund's prospectus.
N/A no CRD number reported
via Centenium Advisors, LLC (CRD 135778 ↗)
EDGAR ↗
May 29, 2020 D
File 021-367926
$0$0$0
The Fund charges management and performance fees, which are paid to Leadenhall Capital Partners LLP as investment manager, as set out in the Fund's prospectus.
N/A no CRD number reported
via MMC Securities, LLC (CRD 103846 ↗)

N/A no CRD number reported
via Centenium Advisors, LLC (CRD 135778 ↗)
EDGAR ↗
May 29, 2020 D
File 021-367928
$0$0$0
The Fund charges management and performance fees, which are paid to Leadenhall Capital Partners LLP as investment manager, as set out in the Fund's prospectus.
N/A no CRD number reported
via Centenium Advisors, LLC (CRD 135778 ↗)
EDGAR ↗
May 29, 2020 D
File 021-367929
$0$0$0
The Fund charges management and performance fees, which are paid to Leadenhall Capital Partners LLP as investment manager, as set out in the Fund's prospectus.
N/A no CRD number reported
via Centenium Advisors, LLC (CRD 135778 ↗)
EDGAR ↗
Mar 20, 2019 D/A
File 021-309801
$0$0$0None listed on this filingEDGAR ↗
Feb 24, 2017 D/A
File 021-204895
$1,184,035 (est.)$0$0
The fund charges a management fee that is described in the fund's governing documents.
JP Morgan Securities Inc. BrokerCheck CRD 18718 ↗
JP Morgan Securities LLC BrokerCheck CRD 18718 ↗		EDGAR ↗
Dec 14, 2016 D/A
File 021-253020
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Sep 15, 2016 D/A
File 021-184088
$0$0$0
The fund charges a management fee that is described in the fund's governing documents.
None listed on this filingEDGAR ↗
Jun 12, 2015 D/A
File 021-218925
$0$0$340,000 (est.)
Per annum for all directors (estimate). The issuer will pay the Investment Manager a periodic fee of 2% per annum of NAV and a performance related management fee equal to 20% of the increase in NAV.
None listed on this filingEDGAR ↗
Feb 16, 2012 D/A
File 021-155446
$0$0$340,000 (est.)
Per annum for all directors (estimate). The issuer will pay the Investment Manager a periodic fee of 2% per annum of NAV and a performance related management fee equal to 20% of the increase in NAV.
None listed on this filingEDGAR ↗
Jul 28, 2009 D/A
File 021-133101
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 66

Every issuer that named David Hammond on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

PA
Pooled Investment Fund · group: Prusik Asia

Prusik Asian Equity Income Fund

Dublin, Ireland (as filed: L2) · Sep 22, 2016 → Sep 23, 2026 · 11 filings
  • Sep 23, 2026 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 23, 2025 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 23, 2024 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 22, 2023 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 22, 2022 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 22, 2021 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 22, 2020 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 20, 2019 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 21, 2018 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 22, 2017 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 22, 2016 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $3M from 1 investor as of the latest filing. David is listed as director on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PU
Pooled Investment Fund · group: Prusik Asia

Prusik Umbrella UCITS Fund plc

Dublin, Ireland (as filed: L2) · Jul 15, 2016 → Jul 10, 2026 · 11 filings
  • Jul 10, 2026 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 11, 2025 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 12, 2024 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 13, 2023 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 13, 2022 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 13, 2021 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 13, 2020 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 12, 2019 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 13, 2018 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 14, 2017 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 15, 2016 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $3.26M from 1 investor as of the latest filing. David is listed as director on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Funds LP - MW TOPS World Equities (US) Fund

Grand Cayman, Cayman Islands (as filed: E9) · Jul 8, 2016 → Jul 9, 2026 · 11 filings
  • Jul 9, 2026 · D/A · $3,861,691,396 sold of Indefinite · 29 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 9, 2025 · D/A · $3,664,501,396 sold of Indefinite · 29 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 9, 2024 · D/A · $3,131,691,396 sold of Indefinite · 25 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 7, 2023 · D/A · $2,739,391,396 sold of Indefinite · 20 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 8, 2022 · D/A · $2,329,621,396 sold of Indefinite · 16 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 8, 2021 · D/A · $2,045,621,396 sold of Indefinite · 16 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 8, 2020 · D/A · $1,020,621,396 sold of Indefinite · 14 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 8, 2019 · D/A · $675,000,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 6, 2018 · D/A · $295,000,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 7, 2017 · D/A · $270,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 8, 2016 · D/A · $250,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗

Raised $3.86B from 29 investors as of the latest filing. David is listed as director on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Funds PLC - MW Alpha Plus Fund

Dublin, Ireland (as filed: L2) · Dec 7, 2016 → Apr 3, 2026 · 13 filings
  • Apr 3, 2026 · D/A · $316,841,456 sold of Indefinite · 10 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 4, 2025 · D/A · $211,729,805 sold of Indefinite · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 5, 2024 · D/A · $189,538,522 sold of Indefinite · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 7, 2023 · D/A · $189,538,522 sold of Indefinite · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 8, 2022 · D/A · $143,538,522 sold of Indefinite · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 7, 2021 · D/A · $87,709,539 sold of Indefinite · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 9, 2021 · D/A · $67,709,539 sold of Indefinite · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 7, 2020 · D/A · $67,467,365 sold of Indefinite · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 8, 2020 · D/A · $67,467,365 sold of Indefinite · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 6, 2019 · D/A · $67,467,365 sold of Indefinite · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 7, 2018 · D/A · $67,396,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 7, 2017 · D/A · $42,201,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 7, 2016 · D · $29,501,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $316.8M from 10 investors as of the latest filing. David is listed as director on 13 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Funds PLC - MW Eureka Fund

Dublin, Ireland (as filed: L2) · Dec 22, 2015 → Jan 16, 2026 · 12 filings
  • Jan 16, 2026 · D/A · $3,983,481,658 sold of Indefinite · 336 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 17, 2025 · D/A · $3,588,208,620 sold of Indefinite · 334 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 19, 2024 · D/A · $3,555,052,591 sold of Indefinite · 332 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 19, 2023 · D/A · $3,477,406,265 sold of Indefinite · 331 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 19, 2022 · D/A · $3,477,406,265 sold of Indefinite · 331 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 19, 2021 · D/A · $3,383,565,878 sold of Indefinite · 329 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 17, 2020 · D/A · $3,077,115,330 sold of Indefinite · 310 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 18, 2019 · D/A · $3,152,614,016 sold of Indefinite · 301 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 19, 2018 · D/A · $2,751,588,102 sold of Indefinite · 263 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 20, 2017 · D/A · $1,941,354,549 sold of Indefinite · 195 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 20, 2016 · D/A · $1,387,796,778 sold of Indefinite · 153 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 22, 2015 · D/A · $1,331,008,659 sold of Indefinite · 142 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $3.98B from 336 investors as of the latest filing. David is listed as director on 12 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Funds LP - MW Japan Market Neutral Plus (US) Fund

George Town, Cayman Islands (as filed: E9) · Jan 10, 2017 → Jan 9, 2026 · 10 filings
  • Jan 9, 2026 · D/A · $25,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jan 10, 2025 · D/A · $25,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jan 11, 2024 · D/A · $25,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jan 11, 2023 · D/A · $25,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jan 11, 2022 · D/A · $25,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jan 11, 2021 · D/A · $25,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jan 10, 2020 · D/A · $205,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jan 10, 2019 · D/A · $205,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jan 10, 2018 · D/A · $155,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jan 10, 2017 · D · $75,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗

Raised $205M from 1 investor as of the latest filing. David is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Funds LP - MW Market Neutral TOPS Plus (US) Fund

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jan 11, 2019 → Jan 9, 2026 · 8 filings
  • Jan 9, 2026 · D/A · $41,904,560 sold of Indefinite · 10 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jan 10, 2025 · D/A · $32,104,560 sold of Indefinite · 9 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jan 11, 2024 · D/A · $28,069,101 sold of Indefinite · 8 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jan 11, 2023 · D/A · $27,369,101 sold of Indefinite · 8 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jan 11, 2022 · D/A · $8,669,101 sold of Indefinite · 5 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jan 11, 2021 · D/A · $3,719,101 sold of Indefinite · 3 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jan 10, 2020 · D/A · $1,619,101 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jan 11, 2019 · D · $1,619,101 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗

Raised $41.9M from 10 investors as of the latest filing. David is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Managed Accounts ICAV - MW Market Neutral TOPS Plus Fund

Dublin, Ireland (as filed: L2) · Jan 9, 2019 → Jan 6, 2026 · 8 filings
  • Jan 6, 2026 · D/A · $2,970,073 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 6, 2025 · D/A · $2,970,073 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 5, 2024 · D/A · $2,586,935 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 6, 2023 · D/A · $2,459,498 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 7, 2022 · D/A · $2,459,498 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 8, 2021 · D/A · $1,424,705 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 9, 2020 · D/A · $792,615 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 9, 2019 · D · $718,400 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2.97M from 1 investor as of the latest filing. David is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MA
Pooled Investment Fund · group: Marshall Wace

MW Americas TOPS Long-Only Fund IV LP

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jan 7, 2022 → Jan 6, 2026 · 5 filings
  • Jan 6, 2026 · D/A · $600,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jan 6, 2025 · D/A · $600,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jan 5, 2024 · D/A · $600,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jan 6, 2023 · D/A · $600,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jan 7, 2022 · D · $600,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗

Raised $600M from 1 investor as of the latest filing. David is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Funds PLC - MW TOPS ERISA Fund

Dublin, Ireland (as filed: L2) · Dec 29, 2015 → Dec 23, 2025 · 11 filings
  • Dec 23, 2025 · D/A · $326,004,203 sold of Indefinite · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 27, 2024 · D/A · $326,004,203 sold of Indefinite · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 28, 2023 · D/A · $326,004,203 sold of Indefinite · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 28, 2022 · D/A · $326,004,203 sold of Indefinite · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 28, 2021 · D/A · $326,004,203 sold of Indefinite · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 28, 2020 · D/A · $326,004,203 sold of Indefinite · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 27, 2019 · D/A · $256,004,203 sold of Indefinite · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 28, 2018 · D/A · $242,100,000 sold of Indefinite · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 29, 2017 · D/A · $186,100,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 29, 2016 · D/A · $161,100,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 29, 2015 · D/A · $37,100,000 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗

Raised $326M from 9 investors as of the latest filing. David is listed as director on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Funds PLC - MW Market Neutral TOPS Fund

Dublin, Ireland (as filed: L2) · Dec 22, 2015 → Dec 19, 2025 · 11 filings
  • Dec 19, 2025 · D/A · $409,000,598 sold of Indefinite · 20 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 20, 2024 · D/A · $376,419,924 sold of Indefinite · 20 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 21, 2023 · D/A · $366,719,201 sold of Indefinite · 20 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 21, 2022 · D/A · $363,498,932 sold of Indefinite · 20 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 21, 2021 · D/A · $362,248,932 sold of Indefinite · 20 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 21, 2020 · D/A · $361,400,708 sold of Indefinite · 20 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 20, 2019 · D/A · $284,247,783 sold of Indefinite · 17 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 21, 2018 · D/A · $308,102,502 sold of Indefinite · 18 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 22, 2017 · D/A · $282,131,502 sold of Indefinite · 18 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 22, 2016 · D/A · $277,376,571 sold of Indefinite · 18 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 22, 2015 · D/A · $187,976,533 sold of Indefinite · 9 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $409M from 20 investors as of the latest filing. David is listed as director on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Funds PLC - MW TOPS Fund

Dublin, Ireland (as filed: L2) · Dec 22, 2015 → Dec 19, 2025 · 11 filings
  • Dec 19, 2025 · D/A · $555,937,315 sold of Indefinite · 31 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 20, 2024 · D/A · $540,937,315 sold of Indefinite · 31 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 21, 2023 · D/A · $528,637,215 sold of Indefinite · 30 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 21, 2022 · D/A · $528,337,215 sold of Indefinite · 30 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 21, 2021 · D/A · $527,837,215 sold of Indefinite · 30 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 21, 2020 · D/A · $504,837,215 sold of Indefinite · 29 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 20, 2019 · D/A · $466,466,715 sold of Indefinite · 25 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 21, 2018 · D/A · $487,318,847 sold of Indefinite · 27 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 22, 2017 · D/A · $474,022,690 sold of Indefinite · 24 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 22, 2016 · D/A · $382,522,690 sold of Indefinite · 16 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 22, 2015 · D/A · $243,370,558 sold of Indefinite · 13 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $555.9M from 31 investors as of the latest filing. David is listed as director on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Managed Accounts ICAV - MW Eureka Plus Fund

Dublin, Ireland (as filed: L2) · Dec 22, 2017 → Dec 19, 2025 · 9 filings
  • Dec 19, 2025 · D/A · $30,875,579 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 20, 2024 · D/A · $14,242,082 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 21, 2023 · D/A · $14,242,082 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 21, 2022 · D/A · $14,242,082 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 21, 2021 · D/A · $14,242,082 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 21, 2020 · D/A · $11,978,791 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 20, 2019 · D/A · $11,305,921 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 21, 2018 · D/A · $8,001,300 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 22, 2017 · D · $8,001,300 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $30.9M from 1 investor as of the latest filing. David is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Funds PLC - MW Europa Fund

Dublin, Ireland (as filed: L2) · Dec 22, 2015 → Dec 19, 2025 · 11 filings
  • Dec 19, 2025 · D/A · $11,775,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 20, 2024 · D/A · $11,775,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 21, 2023 · D/A · $11,775,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 21, 2022 · D/A · $11,775,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 21, 2021 · D/A · $11,775,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 21, 2020 · D/A · $11,775,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 20, 2019 · D/A · $11,775,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 21, 2018 · D/A · $17,038,683 sold of Indefinite · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 22, 2017 · D/A · $17,038,683 sold of Indefinite · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 22, 2016 · D/A · $17,038,683 sold of Indefinite · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 22, 2015 · D/A · $8,265,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $51.3M from 7 investors as of the latest filing. David is listed as director on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Funds PLC - MW Japan Market Neutral Fund

Dublin, Ireland (as filed: L2) · Dec 18, 2015 → Dec 16, 2025 · 11 filings
  • Dec 16, 2025 · D/A · $61,500,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 16, 2024 · D/A · $61,500,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 15, 2023 · D/A · $61,500,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 16, 2022 · D/A · $36,500,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 17, 2021 · D/A · $24,500,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 18, 2020 · D/A · $24,500,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 19, 2019 · D/A · $18,500,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 19, 2018 · D/A · $42,405,846 sold of Indefinite · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 19, 2017 · D/A · $42,405,846 sold of Indefinite · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 19, 2016 · D/A · $42,405,846 sold of Indefinite · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 18, 2015 · D/A · $8,500,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $61.5M from 5 investors as of the latest filing. David is listed as director on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Funds LP - MW Americas TOPS Long-Only (US) Fund II

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Dec 14, 2022 → Dec 12, 2025 · 4 filings
  • Dec 12, 2025 · D/A · $155,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Dec 13, 2024 · D/A · $155,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Dec 14, 2023 · D/A · $155,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Dec 14, 2022 · D · $130,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗

Raised $155M from 1 investor as of the latest filing. David is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MA
Pooled Investment Fund · group: Marshall Wace

MW Americas TOPS Long Fund II

Dublin, Ireland (as filed: L2) · Mar 5, 2021 → Dec 12, 2025 · 4 filings
  • Dec 12, 2025 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 13, 2024 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 5, 2024 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 5, 2021 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗

No sales reported yet as of the latest filing. David is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Funds LP - MW TOPS World ex-US Plus Emerging Markets (US) Fund

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Dec 12, 2016 → Dec 12, 2025 · 10 filings
  • Dec 12, 2025 · D/A · $1,910,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Dec 13, 2024 · D/A · $1,910,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Dec 14, 2023 · D/A · $1,800,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Dec 14, 2022 · D/A · $1,670,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Dec 14, 2021 · D/A · $1,570,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Dec 14, 2020 · D/A · $1,350,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Dec 13, 2019 · D/A · $950,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Dec 13, 2018 · D/A · $650,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Dec 13, 2017 · D/A · $650,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Dec 12, 2016 · D/A · $650,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗

Raised $1.91B from 1 investor as of the latest filing. David is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Funds LP - MW TOPS US Equities (US) Fund

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Dec 11, 2018 → Dec 9, 2025 · 8 filings
  • Dec 9, 2025 · D/A · $1,700,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Dec 9, 2024 · D/A · $1,400,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Dec 8, 2023 · D/A · $1,300,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Dec 9, 2022 · D/A · $1,200,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Dec 10, 2021 · D/A · $1,200,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Dec 11, 2020 · D/A · $1,200,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Dec 11, 2019 · D/A · $1,000,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Dec 11, 2018 · D · $800,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗

Raised $1.7B from 1 investor as of the latest filing. David is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Funds LP - MW TOPS Emerging Markets Absolute Return (US) Fund

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Dec 9, 2021 → Dec 9, 2025 · 5 filings
  • Dec 9, 2025 · D/A · $2,400,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Dec 9, 2024 · D/A · $2,400,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Dec 8, 2023 · D/A · $2,400,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Dec 9, 2022 · D/A · $2,400,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Dec 9, 2021 · D · $2,150,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗

Raised $2.4M from 5 investors as of the latest filing. David is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Funds LP - MW Moontower (US) Fund

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Nov 5, 2021 → Dec 5, 2025 · 5 filings
  • Dec 5, 2025 · D/A · $683,040,440 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Dec 5, 2024 · D/A · $683,040,440 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Dec 5, 2023 · D/A · $683,040,440 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Dec 5, 2022 · D/A · $683,040,440 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Nov 5, 2021 · D · $683,040,440 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗

Raised $683M from 1 investor as of the latest filing. David is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Funds LP - MW Eureka (US) Fund

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Nov 18, 2016 → Nov 14, 2025 · 10 filings
  • Nov 14, 2025 · D/A · $2,299,554,526 sold of Indefinite · 220 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Nov 15, 2024 · D/A · $2,250,894,989 sold of Indefinite · 219 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Nov 16, 2023 · D/A · $2,238,994,989 sold of Indefinite · 216 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Nov 16, 2022 · D/A · $2,093,843,090 sold of Indefinite · 210 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Nov 16, 2021 · D/A · $2,084,977,118 sold of Indefinite · 204 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Nov 16, 2020 · D/A · $1,930,019,478 sold of Indefinite · 196 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Nov 15, 2019 · D/A · $1,654,567,692 sold of Indefinite · 185 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Nov 16, 2018 · D/A · $1,602,659,507 sold of Indefinite · 183 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Nov 17, 2017 · D/A · $1,190,734,221 sold of Indefinite · 160 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Nov 18, 2016 · D/A · $1,050,497,221 sold of Indefinite · 153 investors · min. No minimum reported · role: Executive Officer (Director of the General Partner) EDGAR ↗

Raised $2.3B from 220 investors as of the latest filing. David is listed as director, executive officer on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Long Strategies ICAV - MW TOPS China A Share Fund

Dublin, Ireland (as filed: L2) · Nov 14, 2018 → Nov 7, 2025 · 8 filings
  • Nov 7, 2025 · D/A · $205,287,179 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 8, 2024 · D/A · $205,287,179 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 9, 2023 · D/A · $205,287,179 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 10, 2022 · D/A · $205,287,179 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 12, 2021 · D/A · $201,133,736 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 13, 2020 · D/A · $200,295,707 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 14, 2019 · D/A · $200,295,707 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Nov 14, 2018 · D · $200,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $205.3M from 2 investors as of the latest filing. David is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Other Banking and Financial Services · group: Polar

POLAR CAPITAL FUNDS PUBLIC LTD CO

Dublin, Ireland (as filed: L2) · Nov 10, 2016 → Nov 7, 2025 · 10 filings
  • Nov 7, 2025 · D/A · $1,796,706 sold of Indefinite · 2 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 8, 2024 · D/A · $2,663,197 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 9, 2023 · D/A · $2,441,007 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 10, 2022 · D/A · $17,019,633 sold of Indefinite · 3 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 12, 2021 · D/A · $2,272,765 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 13, 2020 · D/A · $1,855,384 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 13, 2019 · D/A · $2,609,863 sold of Indefinite · 5 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 13, 2018 · D/A · $2,976,855 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 13, 2017 · D/A · $2,930,827 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗
  • Nov 10, 2016 · D/A · $4,221,897 sold of Indefinite · 4 investors · min. $100,000 · role: Director EDGAR ↗

Raised $17M from 5 investors as of the latest filing. David is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Funds LP - MW Alpha Plus (US) Fund II

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Oct 19, 2022 → Oct 17, 2025 · 4 filings
  • Oct 17, 2025 · D/A · $402,517,820 sold of Indefinite · 20 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Oct 17, 2024 · D/A · $399,465,820 sold of Indefinite · 20 investors · min. No minimum reported · role: Executive Officer, Director (Director of the General Partner) EDGAR ↗
  • Oct 19, 2023 · D/A · $399,465,820 sold of Indefinite · 29 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Oct 19, 2022 · D · $112,476,289 sold of Indefinite · 9 investors · min. No minimum reported · role: Executive Officer, Director (Director of the General Partner) EDGAR ↗

Raised $743.5M from 34 investors as of the latest filing. David is listed as director, executive officer on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Long Strategies ICAV - MW TOPS Emerging Markets Fund

Dublin, Ireland (as filed: L2) · Sep 17, 2019 → Sep 16, 2025 · 7 filings
  • Sep 16, 2025 · D/A · $806,174,441 sold of Indefinite · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 16, 2024 · D/A · $730,668,235 sold of Indefinite · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 15, 2023 · D/A · $730,668,235 sold of Indefinite · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 16, 2022 · D/A · $730,668,235 sold of Indefinite · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 17, 2021 · D/A · $685,668,235 sold of Indefinite · 8 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 17, 2020 · D/A · $405,001,609 sold of Indefinite · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 17, 2019 · D · $100,000,609 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $806.2M from 9 investors as of the latest filing. David is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Funds PLC - MW Global Opportunities Fund

Dublin, Ireland (as filed: L2) · Jul 25, 2016 → Jul 18, 2025 · 10 filings
  • Jul 18, 2025 · D/A · $740,485,636 sold of Indefinite · 60 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 19, 2024 · D/A · $736,856,396 sold of Indefinite · 60 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 21, 2023 · D/A · $734,578,245 sold of Indefinite · 59 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 22, 2022 · D/A · $734,371,685 sold of Indefinite · 58 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 23, 2021 · D/A · $725,940,125 sold of Indefinite · 56 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 24, 2020 · D/A · $707,392,685 sold of Indefinite · 45 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 25, 2019 · D/A · $593,140,595 sold of Indefinite · 39 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 25, 2018 · D/A · $571,302,677 sold of Indefinite · 28 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 25, 2017 · D/A · $500,865,315 sold of Indefinite · 27 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 25, 2016 · D/A · $371,486,185 sold of Indefinite · 21 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $740.6M from 60 investors as of the latest filing. David is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Funds LP - MW Global Opportunities (US) Fund

Grand Cayman, Cayman Islands (as filed: E9) · Jul 18, 2016 → Jul 18, 2025 · 10 filings
  • Jul 18, 2025 · D/A · $600,790,901 sold of Indefinite · 152 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 18, 2024 · D/A · $599,740,901 sold of Indefinite · 150 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 18, 2023 · D/A · $593,950,901 sold of Indefinite · 144 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 18, 2022 · D/A · $587,450,901 sold of Indefinite · 138 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 16, 2021 · D/A · $585,124,151 sold of Indefinite · 133 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 17, 2020 · D/A · $550,341,664 sold of Indefinite · 101 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 18, 2019 · D/A · $540,621,664 sold of Indefinite · 91 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 18, 2018 · D/A · $404,791,359 sold of Indefinite · 82 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 18, 2017 · D/A · $381,557,767 sold of Indefinite · 64 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 18, 2016 · D/A · $364,034,377 sold of Indefinite · 51 investors · min. $500,000 · role: Director EDGAR ↗

Raised $607.5M from 152 investors as of the latest filing. David is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Funds PLC - MW Global Financials Market Neutral Fund

Dublin, Ireland (as filed: L2) · Jul 18, 2016 → Jul 18, 2025 · 10 filings
  • Jul 18, 2025 · D/A · $12,015,015 sold of Indefinite · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 18, 2024 · D/A · $12,015,015 sold of Indefinite · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 18, 2023 · D/A · $12,015,015 sold of Indefinite · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 18, 2022 · D/A · $12,015,015 sold of Indefinite · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 16, 2021 · D/A · $12,015,015 sold of Indefinite · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 17, 2020 · D/A · $12,015,015 sold of Indefinite · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 18, 2019 · D/A · $12,015,015 sold of Indefinite · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 18, 2018 · D/A · $29,330,137 sold of Indefinite · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 18, 2017 · D/A · $29,330,137 sold of Indefinite · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 18, 2016 · D/A · $29,330,137 sold of Indefinite · 6 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $40.6M from 9 investors as of the latest filing. David is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Long Strategies ICAV - MW TOPS Americas Equities Fund

Dublin, Ireland (as filed: L2) · Jul 11, 2019 → Jul 11, 2025 · 7 filings
  • Jul 11, 2025 · D/A · $166,500,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 11, 2024 · D/A · $166,500,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 11, 2023 · D/A · $166,500,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 11, 2022 · D/A · $166,500,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 9, 2021 · D/A · $166,500,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 10, 2020 · D/A · $165,000,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 11, 2019 · D · $50,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $729.5M from 7 investors as of the latest filing. David is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Managed Accounts ICAV - MW Eureka Fund IV

Dublin, Ireland (as filed: L2) · Jul 12, 2016 → Jul 11, 2025 · 9 filings
  • Jul 11, 2025 · D/A · $50,888,404 sold of Indefinite · 25 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 12, 2024 · D/A · $50,888,404 sold of Indefinite · 25 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 12, 2023 · D/A · $50,888,404 sold of Indefinite · 25 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 12, 2022 · D/A · $50,888,404 sold of Indefinite · 25 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 12, 2021 · D/A · $49,596,000 sold of Indefinite · 24 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 12, 2019 · D/A · $39,741,000 sold of Indefinite · 21 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 12, 2018 · D/A · $35,776,000 sold of Indefinite · 16 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 12, 2017 · D/A · $10,066,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 12, 2016 · D · $8,166,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $50.9M from 25 investors as of the latest filing. David is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Funds LP - MW Market Neutral TOPS (US) Fund

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jul 8, 2016 → Jul 9, 2025 · 10 filings
  • Jul 9, 2025 · D/A · $315,743,758 sold of Indefinite · 34 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jul 9, 2024 · D/A · $304,719,754 sold of Indefinite · 26 investors · min. No minimum reported · role: Executive Officer (Director of the General Partner) EDGAR ↗
  • Jul 7, 2023 · D/A · $291,349,794 sold of Indefinite · 25 investors · min. No minimum reported · role: Executive Officer (Director of the General Partner) EDGAR ↗
  • Jul 8, 2022 · D/A · $289,884,740 sold of Indefinite · 25 investors · min. No minimum reported · role: Executive Officer (Director of the General Partner) EDGAR ↗
  • Jul 8, 2021 · D/A · $273,796,366 sold of Indefinite · 21 investors · min. No minimum reported · role: Executive Officer (Director of the General Partner) EDGAR ↗
  • Jul 8, 2020 · D/A · $267,484,828 sold of Indefinite · 19 investors · min. No minimum reported · role: Executive Officer (Director of the General Partner) EDGAR ↗
  • Jul 8, 2019 · D/A · $262,904,551 sold of Indefinite · 18 investors · min. No minimum reported · role: Executive Officer (Director of the General Partner) EDGAR ↗
  • Jul 6, 2018 · D/A · $223,304,420 sold of Indefinite · 16 investors · min. No minimum reported · role: Executive Officer (Director of the General Partner) EDGAR ↗
  • Jul 7, 2017 · D/A · $216,732,218 sold of Indefinite · 15 investors · min. No minimum reported · role: Executive Officer (Director of the General Partner) EDGAR ↗
  • Jul 8, 2016 · D/A · $210,539,629 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer (Director of the General Partner) EDGAR ↗

Raised $323.4M from 34 investors as of the latest filing. David is listed as director, executive officer on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LD
Pooled Investment Fund · group: Leadenhall

Leadenhall Diversified Insurance Linked Investments Fund plc

Dublin, Ireland (as filed: L2) · May 29, 2020 → Jul 3, 2025 · 6 filings
  • Jul 3, 2025 · D/A · $7,700,000 sold of Indefinite · 10 investors · min. $269,739 · role: Director EDGAR ↗
  • Jul 2, 2025 · D · $7,700,000 sold of Indefinite · 10 investors · min. $269,739 · role: Director EDGAR ↗
  • Jul 2, 2024 · D · $353,000,000 sold of Indefinite · 22 investors · min. $269,739 · role: Director EDGAR ↗
  • Jun 13, 2022 · D · $477,502,997 sold of Indefinite · 71 investors · min. $268,449 · role: Director EDGAR ↗
  • May 20, 2021 · D · $1,797,011,167 sold of Indefinite · 68 investors · min. $302,480 · role: Director EDGAR ↗
  • May 29, 2020 · D · $1,103,062,437 sold of Indefinite · 67 investors · min. $276,947 · role: Director EDGAR ↗

Raised $1.8B from 71 investors as of the latest filing. David is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LR
Pooled Investment Fund · group: Leadenhall

Leadenhall Remote Risk Insurance Linked Investments Fund ICAV

Dublin, Ireland (as filed: L2) · Jun 13, 2022 → Jul 3, 2025 · 3 filings
  • Jul 3, 2025 · D/A · $49,200,000 sold of Indefinite · 18 investors · min. $107,910 · role: Director EDGAR ↗
  • Jul 3, 2025 · D · $49,200,000 sold of Indefinite · 18 investors · min. $107,910 · role: Director EDGAR ↗
  • Jun 13, 2022 · D · $153,846,153 sold of Indefinite · 21 investors · min. $107,406 · role: Director EDGAR ↗

Raised $314M from 21 investors as of the latest filing. David is listed as director on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LN
Pooled Investment Fund · group: Leadenhall

Leadenhall Nat Cat Focus Insurance Linked Investments Fund ICAV

Dublin, Ireland (as filed: L2) · May 29, 2020 → Jul 3, 2025 · 5 filings
  • Jul 3, 2025 · D · $25,700,000 sold of Indefinite · 7 investors · min. $269,739 · role: Director EDGAR ↗
  • Jul 2, 2024 · D · $256,000,000 sold of Indefinite · 15 investors · min. $269,739 · role: Director EDGAR ↗
  • Jun 13, 2022 · D · $104,116,722 sold of Indefinite · 52 investors · min. $107,406 · role: Director EDGAR ↗
  • May 20, 2021 · D · $295,684,892 sold of Indefinite · 60 investors · min. $120,992 · role: Director EDGAR ↗
  • May 29, 2020 · D · $205,206,880 sold of Indefinite · 57 investors · min. $110,779 · role: Director EDGAR ↗

Raised $295.7M from 60 investors as of the latest filing. David is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

LV
Pooled Investment Fund · group: Leadenhall

Leadenhall Value Insurance Linked Investments Fund PLC

Dublin, Ireland (as filed: L2) · May 29, 2020 → Jul 3, 2025 · 5 filings
  • Jul 3, 2025 · D · $36,800,000 sold of Indefinite · 16 investors · min. $269,739 · role: Director EDGAR ↗
  • Jul 2, 2024 · D · $256,000,000 sold of Indefinite · 28 investors · min. $269,739 · role: Director EDGAR ↗
  • Jun 13, 2022 · D · $403,869,814 sold of Indefinite · 227 investors · min. $268,449 · role: Director EDGAR ↗
  • May 20, 2021 · D · $2,526,290,341 sold of Indefinite · 174 investors · min. $302,480 · role: Director EDGAR ↗
  • May 29, 2020 · D · $1,409,014,028 sold of Indefinite · 170 investors · min. $276,947 · role: Director EDGAR ↗

Raised $2.53B from 227 investors as of the latest filing. David is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(c) (8,096 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Funds PLC - MW Europa Long Fund

Dublin, Ireland (as filed: L2) · Jun 10, 2016 → Jun 6, 2025 · 11 filings
  • Jun 6, 2025 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 7, 2024 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 19, 2023 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 8, 2023 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 8, 2022 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 8, 2021 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 8, 2020 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 7, 2019 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 8, 2018 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 9, 2017 · D/A · $30,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 10, 2016 · D/A · $30,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $50M from 1 investor as of the latest filing. David is listed as director on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Funds LP - MW Eureka (US) Fund II

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Jan 20, 2016 → Jun 6, 2025 · 11 filings
  • Jun 6, 2025 · D/A · $315,182,389 sold of Indefinite · 404 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jun 7, 2024 · D/A · $314,719,239 sold of Indefinite · 403 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jun 8, 2023 · D/A · $312,786,292 sold of Indefinite · 400 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jun 8, 2022 · D/A · $311,384,091 sold of Indefinite · 397 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jun 8, 2021 · D/A · $309,051,201 sold of Indefinite · 393 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jun 8, 2020 · D/A · $296,510,296 sold of Indefinite · 380 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jun 7, 2019 · D/A · $241,845,242 sold of Indefinite · 339 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jun 8, 2018 · D/A · $215,820,708 sold of Indefinite · 309 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jun 8, 2017 · D/A · $175,964,933 sold of Indefinite · 261 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jun 8, 2016 · D/A · $111,921,183 sold of Indefinite · 189 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jan 20, 2016 · D/A · $77,436,008 sold of Indefinite · 135 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $318.1M from 405 investors as of the latest filing. David is listed as director on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Funds LP - MW TOPS Emerging Markets (US) Fund

Ugland House, Po Box 309, Cayman Islands (as filed: E9) · Jun 5, 2019 → Jun 3, 2025 · 7 filings
  • Jun 3, 2025 · D/A · $450,000,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jun 3, 2024 · D/A · $400,000,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jun 2, 2023 · D/A · $325,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jun 3, 2022 · D/A · $275,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jun 4, 2021 · D/A · $200,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jun 5, 2020 · D/A · $150,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jun 5, 2019 · D · $100,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗

Raised $450M from 4 investors as of the latest filing. David is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Managed Accounts ICAV-MW TOPS International Equities Fund

Dublin, Ireland (as filed: L2) · May 20, 2016 → May 16, 2025 · 10 filings
  • May 16, 2025 · D/A · $300,001,249 sold of Indefinite · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 16, 2024 · D/A · $300,001,249 sold of Indefinite · 6 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 18, 2023 · D/A · $250,001,249 sold of Indefinite · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 18, 2022 · D/A · $250,001,249 sold of Indefinite · 5 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 18, 2021 · D/A · $200,001,249 sold of Indefinite · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 18, 2020 · D/A · $160,001,249 sold of Indefinite · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 17, 2019 · D/A · $95,001,249 sold of Indefinite · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 18, 2018 · D/A · $65,001,249 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 19, 2017 · D/A · $65,001,249 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 20, 2016 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $473M from 6 investors as of the latest filing. David is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MA
Pooled Investment Fund · group: Marshall Wace

MW Americas TOPS Long-Only Fund LP

Grand Cayman, Cayman Islands (as filed: E9) · May 13, 2016 → May 9, 2025 · 10 filings
  • May 9, 2025 · D/A · $2,089,091,245 sold of Indefinite · 12 investors · min. No minimum reported · role: Executive Officer (Director of the General Partner) EDGAR ↗
  • May 10, 2024 · D/A · $1,706,000,000 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer (Director of the General Partner) EDGAR ↗
  • May 11, 2023 · D/A · $1,307,000,000 sold of Indefinite · 6 investors · min. No minimum reported · role: Executive Officer (Director of the General Partner) EDGAR ↗
  • May 11, 2022 · D/A · $463,179,539 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Director of the General Partner) EDGAR ↗
  • May 11, 2021 · D/A · $463,179,539 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Director of the General Partner) EDGAR ↗
  • May 11, 2020 · D/A · $463,179,539 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Director of the General Partner) EDGAR ↗
  • May 10, 2019 · D/A · $463,179,539 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Director of the General Partner) EDGAR ↗
  • May 11, 2018 · D/A · $463,179,539 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Director of the General Partner) EDGAR ↗
  • May 12, 2017 · D/A · $463,179,539 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Director of the General Partner) EDGAR ↗
  • May 13, 2016 · D/A · $463,179,539 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Director of the General Partner) EDGAR ↗

Raised $2.21B from 12 investors as of the latest filing. David is listed as executive officer on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Managed Accounts ICAV - MW TOPS Emerging Markets Fund II

Dublin, Ireland (as filed: L2) · Apr 15, 2020 → Apr 15, 2025 · 5 filings
  • Apr 15, 2025 · D/A · $500,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 15, 2024 · D/A · $500,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 14, 2023 · D/A · $500,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 15, 2022 · D/A · $500,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 15, 2020 · D · $250,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $500M from 1 investor as of the latest filing. David is listed as director on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Managed Accounts ICAV - MW TOPS Global Equities LE Fund

Dublin, Ireland (as filed: L2) · Mar 27, 2020 → Mar 25, 2025 · 7 filings
  • Mar 25, 2025 · D/A · $1,410,600,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 25, 2024 · D/A · $1,285,600,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 24, 2023 · D/A · $1,010,600,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 25, 2022 · D/A · $665,600,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 26, 2021 · D/A · $665,600,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 7, 2020 · D/A · $465,600,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 27, 2020 · D · $380,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.41B from 1 investor as of the latest filing. David is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Funds LP - MW TOPS Global Titans (US) Fund

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Mar 24, 2025
  • Mar 24, 2025 · D · $20,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗

Raised $270K from 3 investors as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Funds LP - MW TOPS (US) Fund

Grand Cayman, Cayman Islands (as filed: E9) · Feb 25, 2016 → Feb 21, 2025 · 10 filings
  • Feb 21, 2025 · D/A · $292,852,542 sold of Indefinite · 24 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Feb 22, 2023 · D/A · $172,039,465 sold of Indefinite · 23 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Feb 22, 2022 · D/A · $160,039,465 sold of Indefinite · 22 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Feb 22, 2021 · D/A · $159,614,465 sold of Indefinite · 21 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Feb 21, 2020 · D/A · $159,614,465 sold of Indefinite · 21 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Feb 22, 2019 · D/A · $159,614,465 sold of Indefinite · 21 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Feb 23, 2018 · D/A · $158,568,418 sold of Indefinite · 18 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Feb 24, 2017 · D/A · $158,568,418 sold of Indefinite · 18 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Nov 9, 2016 · D/A · $153,000,000 sold of Indefinite · 13 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Feb 25, 2016 · D/A · $123,500,000 sold of Indefinite · 5 investors · min. $5,000,000 · role: Director (Director of the General Partner) EDGAR ↗

Raised $313.2M from 24 investors as of the latest filing. David is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Funds LP - MW Eureka Plus (US) Fund

Grand Cayman, Cayman Islands (as filed: E9) · Feb 15, 2018 → Feb 14, 2025 · 8 filings
  • Feb 14, 2025 · D/A · $33,023,669 sold of Indefinite · 14 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Feb 15, 2024 · D/A · $29,023,669 sold of Indefinite · 12 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Feb 15, 2023 · D/A · $29,023,669 sold of Indefinite · 12 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Feb 15, 2022 · D/A · $29,023,669 sold of Indefinite · 12 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Feb 12, 2021 · D/A · $23,013,669 sold of Indefinite · 11 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Feb 14, 2020 · D/A · $14,038,669 sold of Indefinite · 8 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Feb 15, 2019 · D/A · $6,636,082 sold of Indefinite · 4 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Feb 15, 2018 · D · $4,845,721 sold of Indefinite · 3 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗

Raised $33M from 14 investors as of the latest filing. David is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Long Strategies ICAV - MW TOPS World Equities Fund

Dublin, Ireland (as filed: L2) · Feb 11, 2020 → Feb 11, 2025 · 6 filings
  • Feb 11, 2025 · D/A · $1,129,180,193 sold of Indefinite · 26 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 9, 2024 · D/A · $797,891,193 sold of Indefinite · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 10, 2023 · D/A · $758,041,193 sold of Indefinite · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 11, 2022 · D/A · $683,041,193 sold of Indefinite · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 11, 2021 · D/A · $583,041,193 sold of Indefinite · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 11, 2020 · D · $75,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.29B from 30 investors as of the latest filing. David is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Funds PLC - MW Japan Gekirin Fund

Dublin, Ireland (as filed: L2) · Dec 18, 2015 → Dec 16, 2024 · 10 filings
  • Dec 16, 2024 · D/A · $6,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 15, 2023 · D/A · $6,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 16, 2022 · D/A · $6,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 17, 2021 · D/A · $6,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 18, 2020 · D/A · $6,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 19, 2019 · D/A · $6,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 19, 2018 · D/A · $7,135,535 sold of Indefinite · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 19, 2017 · D/A · $7,135,535 sold of Indefinite · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 19, 2016 · D/A · $7,135,535 sold of Indefinite · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 18, 2015 · D/A · $0 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $7.14M from 4 investors as of the latest filing. David is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Long Strategies ICAV-MW Global Opportunities Long-Only Fund

Dublin, Ireland (as filed: L2) · Dec 9, 2016 → Dec 6, 2024 · 9 filings
  • Dec 6, 2024 · D/A · $2,249 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 7, 2023 · D/A · $2,249 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 7, 2022 · D/A · $2,249 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 7, 2021 · D/A · $2,249 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 7, 2020 · D/A · $2,249 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 6, 2019 · D/A · $2,249 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 7, 2018 · D/A · $2,249 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 8, 2017 · D/A · $2,249 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Dec 9, 2016 · D · $2,249 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $2,249 from 2 investors as of the latest filing. David is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Funds LP - MW Eureka (US) Fund VI

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Oct 11, 2016 → Oct 15, 2024 · 9 filings
  • Oct 15, 2024 · D/A · $205,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Oct 13, 2023 · D/A · $205,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Oct 13, 2022 · D/A · $205,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Oct 13, 2021 · D/A · $205,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Oct 13, 2020 · D/A · $205,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Oct 11, 2019 · D/A · $205,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Oct 11, 2018 · D/A · $205,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director, Promoter (Director of the General Partner) EDGAR ↗
  • Oct 11, 2017 · D/A · $175,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Oct 11, 2016 · D · $150,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗

Raised $205M from 1 investor as of the latest filing. David is listed as director, promoter on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Managed Accounts ICAV - MW Eureka SRI Fund

Dublin, Ireland (as filed: L2) · Sep 13, 2016 → Sep 9, 2024 · 9 filings
  • Sep 9, 2024 · D/A · $47,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 8, 2023 · D/A · $47,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 9, 2022 · D/A · $47,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 10, 2021 · D/A · $47,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 11, 2020 · D/A · $47,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 12, 2019 · D/A · $47,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 12, 2018 · D/A · $47,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 13, 2017 · D/A · $37,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Sep 13, 2016 · D · $15,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $47M from 3 investors as of the latest filing. David is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Funds PLC - MW Japan Market Neutral ERISA Fund

Dublin, Ireland (as filed: L2) · Aug 15, 2016 → Aug 12, 2024 · 9 filings
  • Aug 12, 2024 · D/A · $31,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 11, 2023 · D/A · $31,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 12, 2022 · D/A · $31,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 13, 2021 · D/A · $31,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 14, 2020 · D/A · $31,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 15, 2019 · D/A · $31,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 15, 2018 · D/A · $31,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 15, 2017 · D/A · $50,093,404 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 15, 2016 · D/A · $50,093,404 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $50.1M from 3 investors as of the latest filing. David is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Funds LP - MW Alpha Plus (US) Fund

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Aug 10, 2016 → Aug 9, 2024 · 12 filings
  • Aug 9, 2024 · D/A · $704,207,755 sold of Indefinite · 24 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Oct 26, 2023 · D/A · $704,207,755 sold of Indefinite · 24 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Aug 9, 2023 · D/A · $704,207,755 sold of Indefinite · 24 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Aug 9, 2022 · D/A · $704,207,755 sold of Indefinite · 24 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Apr 8, 2022 · D/A · $704,207,755 sold of Indefinite · 24 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Apr 9, 2021 · D/A · $442,343,215 sold of Indefinite · 16 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Aug 10, 2020 · D/A · $268,960,910 sold of Indefinite · 13 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Apr 8, 2020 · D/A · $266,901,500 sold of Indefinite · 12 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Aug 9, 2019 · D/A · $266,324,000 sold of Indefinite · 11 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Aug 10, 2018 · D/A · $12,874,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Aug 10, 2017 · D/A · $10,599,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Aug 10, 2016 · D · $7,325,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Director of the General Partner) EDGAR ↗

Raised $704.2M from 24 investors as of the latest filing. David is listed as director, executive officer on 12 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Funds LP - MW TOPS China Absolute Return (US) Fund

George Town, Grand Cayman, Cayman Islands (as filed: E9) · Feb 10, 2017 → Feb 8, 2024 · 9 filings
  • Feb 8, 2024 · D/A · $1,525,024 sold of Indefinite · 3 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Feb 8, 2023 · D/A · $1,525,024 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Feb 8, 2022 · D/A · $1,525,024 sold of Indefinite · 3 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Feb 8, 2021 · D/A · $1,525,024 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Feb 7, 2020 · D/A · $1,525,024 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Feb 8, 2019 · D/A · $1,525,024 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Jun 20, 2018 · D/A · $1,925,024 sold of Indefinite · 3 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Feb 9, 2018 · D/A · $1,425,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Feb 10, 2017 · D · $1,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗

Raised $1.93M from 3 investors as of the latest filing. David is listed as director on 9 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Prusik Asia

Prusik Asia Sustainable Growth Fund

Dublin, Ireland (as filed: L2) · Aug 17, 2022 → Aug 17, 2023 · 2 filings
  • Aug 17, 2023 · D · $659,577 sold of Indefinite · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 17, 2022 · D · $659,577 sold of Indefinite · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $660K from 3 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Prusik Asia

Prusik Asia Fund plc

Dublin, Ireland (as filed: L2) · Jun 15, 2016 → Jun 15, 2023 · 8 filings
  • Jun 15, 2023 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 15, 2022 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 15, 2021 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 15, 2020 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 14, 2019 · D/A · $401,636 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 15, 2018 · D/A · $436,459 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 15, 2017 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 15, 2016 · D/A · $261,982 sold of Indefinite · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $24.1M from 4 investors as of the latest filing. David is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Prusik Asia

Prusik Asia Emerging Opportunities Fund plc

Dublin, Ireland (as filed: L2) · Jun 15, 2016 → Aug 5, 2022 · 8 filings
  • Aug 5, 2022 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 6, 2021 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 7, 2020 · D/A · $543,790 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 8, 2019 · D/A · $738,343 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 14, 2019 · D/A · $738,343 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 15, 2018 · D/A · $881,342 sold of Indefinite · 3 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 15, 2017 · D/A · $722,658 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 15, 2016 · D/A · $590,813 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5.66M from 3 investors as of the latest filing. David is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Long Strategies ICAV - MW India Long-Only Fund

Dublin, Ireland (as filed: L2) · Feb 10, 2017 → Feb 8, 2022 · 6 filings
  • Feb 8, 2022 · D/A · $26,258 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 8, 2021 · D/A · $26,258 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 7, 2020 · D/A · $26,258 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 8, 2019 · D/A · $26,258 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 9, 2018 · D/A · $26,258 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Feb 10, 2017 · D · $26,258 sold of Indefinite · 2 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $26K from 2 investors as of the latest filing. David is listed as director on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace UCITS Funds PLC-MW TOPS UCITS Fund

Dublin, Ireland (as filed: L2) · Jun 8, 2016 → Jun 25, 2021 · 7 filings
  • Jun 25, 2021 · D/A · $210,929,153 sold of Indefinite · 19 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 26, 2020 · D/A · $210,929,153 sold of Indefinite · 19 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 27, 2019 · D/A · $210,929,153 sold of Indefinite · 19 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 27, 2018 · D/A · $153,126,634 sold of Indefinite · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 27, 2017 · D/A · $153,108,653 sold of Indefinite · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 8, 2017 · D/A · $153,108,653 sold of Indefinite · 13 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 8, 2016 · D/A · $153,029,705 sold of Indefinite · 13 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $210.9M from 19 investors as of the latest filing. David is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace UCITS Funds PLC - MW Systematic Alpha UCITS Fund

Dublin, Ireland (as filed: L2) · Jun 24, 2016 → Jun 24, 2021 · 7 filings
  • Jun 24, 2021 · D/A · $5,404,424 sold of Indefinite · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 24, 2020 · D/A · $5,404,424 sold of Indefinite · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 22, 2020 · D/A · $5,404,424 sold of Indefinite · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 21, 2019 · D/A · $5,404,424 sold of Indefinite · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 22, 2018 · D/A · $5,360,275 sold of Indefinite · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 23, 2017 · D/A · $4,737,668 sold of Indefinite · 4 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jun 24, 2016 · D · $2,457,720 sold of Indefinite · 3 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $5.4M from 4 investors as of the latest filing. David is listed as director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GA
Pooled Investment Fund · group: Bayshore

Global Alternative Income Fund, a Sub-Fund of MontLake QIAIF Platform ICAV

Dublin 2, Ireland (as filed: L2) · Apr 10, 2018 → Mar 20, 2019 · 2 filings
  • Mar 20, 2019 · D/A · $33,625,000 sold of Indefinite · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Apr 10, 2018 · D · $30,200,000 sold of Indefinite · 9 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $33.6M from 9 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Funds LP - MW TOPS (US) Fund II

George Town, Cayman Islands (as filed: E9) · Feb 25, 2016 → Feb 24, 2017 · 2 filings
  • Feb 24, 2017 · D/A · $83,200,000 sold of Indefinite · 10 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗
  • Feb 25, 2016 · D/A · $83,200,000 sold of Indefinite · 10 investors · min. $1,000,000 · role: Director (Director of the General Partner) EDGAR ↗

Raised $83.4M from 10 investors as of the latest filing. David is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Funds LP - MW Helium (US) Fund

Grand Cayman, Cayman Islands (as filed: E9) · Dec 14, 2016
  • Dec 14, 2016 · D/A · $3,500,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Director (Director of the General Partner) EDGAR ↗

Raised $3.5M from 4 investors as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

MW
Pooled Investment Fund · group: Marshall Wace

Marshall Wace Managed Accounts PLC - MW Europa Fund II

Dublin, Ireland (as filed: L2) · Sep 15, 2016
  • Sep 15, 2016 · D/A · $150,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $150M from 2 investors as of the latest filing. David is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Showing the latest 500 of 558 filings; the PDF export and search include all of them.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • David Hammond — MI, 1 issuer, Mar 8, 2017 → Jun 6, 2018 · no shared issuer

People around David 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

MW
Management entity

Marshall Wace LLP

Promoter, Director, Executive Officer · 362 shared filings (45 issuers) · also on 11 other issuers

Marshall Wace LLP is on 56 issuers in total — a repeat sponsor. Their page lists every one.

MW
Management entity

Marshall Wace (GP1) Limited

Executive Officer, Promoter · 171 shared filings (23 issuers) · also on 5 other issuers

Marshall Wace (GP1) Limited is on 28 issuers in total — a repeat sponsor. Their page lists every one.

MW
Management entity

Marshall Wace North America L.P.

Promoter · 71 shared filings (9 issuers) · also on 2 other issuers

Marshall Wace North America L.P. is on 11 issuers in total — a repeat sponsor. Their page lists every one.

PI
Management entity

Prusik Investment Management LLP

Promoter · 45 shared filings (5 issuers)

Prusik Investment Management LLP is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MW
Management entity

Marshall Wace Asia Limited

Promoter · 19 shared filings (5 issuers) · also on 1 other issuer

Marshall Wace Asia Limited is on 6 issuers in total — a repeat sponsor. Their page lists every one.

LC
Management entity

Leadenhall Capital Partners LLP

Promoter · 17 shared filings (4 issuers) · also on 3 other issuers

Leadenhall Capital Partners LLP is on 7 issuers in total — a repeat sponsor. Their page lists every one.

PC
Management entity

Polar Capital LLP

Promoter · 13 shared filings (1 issuer) · also on 6 other issuers

Polar Capital LLP is on 7 issuers in total — a repeat sponsor. Their page lists every one.

NC
Management entity

Nevsky Capital LLP

Promoter · 4 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Hammond. Their page shows their other deals.

BC
Management entity

Bayshore Capital Advisors, LLC

Promoter · 2 shared filings (1 issuer) · also on 7 other issuers

Bayshore Capital Advisors, LLC is on 8 issuers in total — a repeat sponsor. Their page lists every one.

BF
Management entity

BRIDGE FUND MANAGEMENT LIMITED

Promoter · 2 shared filings (1 issuer) · also on 5 other issuers

BRIDGE FUND MANAGEMENT LIMITED is on 6 issuers in total — a repeat sponsor. Their page lists every one.

FM
Management entity

FundRock Management Company (Ireland) Limited

Promoter · 1 shared filing (1 issuer) · also on 6 other issuers

FundRock Management Company (Ireland) Limited is on 7 issuers in total — a repeat sponsor. Their page lists every one.

MW
Management entity

Marshall Wace LLP

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as David Hammond. Their page shows their other deals.

LM
No photo found yet (own website and image search run after this page is viewed)
Person

Linburgh Martin

Director, Executive Officer, Promoter · 454 shared filings (53 issuers) · also on 153 other issuers

Linburgh Martin is on 206 issuers in total — a repeat sponsor. Their page lists every one.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Bovet

Director, Executive Officer · 376 shared filings (53 issuers) · also on 25 other issuers

Robert Bovet is on 78 issuers in total — a repeat sponsor. Their page lists every one.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Ronan Daly

Director, Executive Officer · 369 shared filings (53 issuers) · also on 127 other issuers

Ronan Daly is on 180 issuers in total — a repeat sponsor. Their page lists every one.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Barbara Healy

Director, Executive Officer · 263 shared filings (51 issuers) · also on 41 other issuers

Barbara Healy is on 92 issuers in total — a repeat sponsor. Their page lists every one.

PF
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Flaherty

Director, Promoter, Executive Officer · 105 shared filings (47 issuers) · also on 7 other issuers

Patrick Flaherty is on 54 issuers in total — a repeat sponsor. Their page lists every one.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Gregory Bennett

Director, Executive Officer · 93 shared filings (46 issuers) · also on 84 other issuers

Gregory Bennett is on 130 issuers in total — a repeat sponsor. Their page lists every one.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Hays

Director · 56 shared filings (5 issuers)

Richard Hays is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Marion Mulvey

Director · 49 shared filings (25 issuers) · also on 15 other issuers

Marion Mulvey is on 40 issuers in total — a repeat sponsor. Their page lists every one.

HM
No photo found yet (own website and image search run after this page is viewed)
Person

Heather Manners

Director · 40 shared filings (4 issuers)

Listed on the same filings as David Hammond. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Anthony Morris

Director · 20 shared filings (5 issuers)

Anthony Morris is on 5 issuers in total — a repeat sponsor. Their page lists every one.

TN
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Naughton

Director · 19 shared filings (5 issuers)

Thomas Naughton is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

John Wells

Director · 19 shared filings (4 issuers) · also on 3 other issuers

John Wells is on 7 issuers in total — a repeat sponsor. Their page lists every one.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Scott

Director · 15 shared filings (1 issuer) · also on 5 other issuers

Charles Scott is on 6 issuers in total — a repeat sponsor. Their page lists every one.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

David McGeough

Director · 14 shared filings (3 issuers) · also on 40 other issuers

David McGeough is on 43 issuers in total — a repeat sponsor. Their page lists every one.

DA
No photo found yet (own website and image search run after this page is viewed)
Person

David Astor

Director · 13 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as David Hammond. Their page shows their other deals.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Tony Morris

Director · 13 shared filings (2 issuers)

Listed on the same filings as David Hammond. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

James Cayzer-Colvin

Director · 12 shared filings (1 issuer) · also on 4 other issuers

James Cayzer-Colvin is on 5 issuers in total — a repeat sponsor. Their page lists every one.

KN
No photo found yet (own website and image search run after this page is viewed)
Person

Karen Nolan

Director · 5 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as David Hammond. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Ronan Smith

Director · 5 shared filings (1 issuer)

Listed on the same filings as David Hammond. Their page shows their other deals.

GB
No photo found yet (own website and image search run after this page is viewed)
Person

Gerald Brady

Director · 4 shared filings (1 issuer) · also on 7 other issuers

Gerald Brady is on 8 issuers in total — a repeat sponsor. Their page lists every one.

JQ
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Quigley

Director · 4 shared filings (2 issuers)

Listed on the same filings as David Hammond. Their page shows their other deals.

VH
No photo found yet (own website and image search run after this page is viewed)
Person

Victor Holmes

Director · 4 shared filings (1 issuer)

Listed on the same filings as David Hammond. Their page shows their other deals.

BG
No photo found yet (own website and image search run after this page is viewed)
Person

Bennett Gregory

Director · 4 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as David Hammond. Their page shows their other deals.

HB
No photo found yet (own website and image search run after this page is viewed)
Person

Healy Barbara

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as David Hammond. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID BLACK

Director · 2 shared filings (1 issuer)

Listed on the same filings as David Hammond. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

JOHN CULBERTSON

Director · 2 shared filings (1 issuer)

Listed on the same filings as David Hammond. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

JAMES MCSWEENEY

Director · 2 shared filings (1 issuer)

Listed on the same filings as David Hammond. Their page shows their other deals.

The team behind the deals

MW
Sponsor group

Marshall Wace

64 issuers · 549 filings · $30.01B reported sold · 2010–2026

One team, 64 deal companies. David Hammond is listed on 53 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Hammond.

PA
Sponsor group

Prusik Asia

5 issuers · 59 filings · $660K reported sold · 2011–2026

One team, 5 deal companies. David Hammond is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Hammond.

L
Sponsor group

Leadenhall

10 issuers · 48 filings · $499.5M reported sold · 2015–2026

One team, 10 deal companies. David Hammond is listed on 4 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Hammond.

P
Sponsor group

Polar

25 issuers · 167 filings · $741.8M reported sold · 2009–2026

One team, 25 deal companies. David Hammond is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Hammond.

B
Sponsor group

Bayshore

11 issuers · 41 filings · $333.5M reported sold · 2009–2026

One team, 11 deal companies. David Hammond is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name David Hammond.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

A person is never an adviser firm. 64 of the 66 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Marshall Wace Funds LP - MW Alpha Plus (US) Fund II, Prusik Asian Equity Income Fund, Marshall Wace Long Strategies ICAV - MW TOPS Emerging Markets Fund, Marshall Wace Funds PLC - MW Global Opportunities Fund, Marshall Wace Funds PLC - MW Global Financials Market Neutral Fund, Marshall Wace Funds LP - MW Global Opportunities (US) Fund, Prusik Umbrella UCITS Fund plc, Marshall Wace Managed Accounts ICAV - MW Eureka Fund IV, Marshall Wace Long Strategies ICAV - MW TOPS Americas Equities Fund, Marshall Wace Funds LP - MW Market Neutral TOPS (US) Fund, Marshall Wace Funds LP - MW TOPS World Equities (US) Fund, Marshall Wace Funds LP - MW Eureka (US) Fund II, Marshall Wace Funds LP - MW TOPS Emerging Markets (US) Fund, Marshall Wace Managed Accounts ICAV-MW TOPS International Equities Fund, MW Americas TOPS Long-Only Fund LP, Marshall Wace Managed Accounts ICAV - MW TOPS Emerging Markets Fund II, Marshall Wace Funds PLC - MW Alpha Plus Fund, Marshall Wace Managed Accounts ICAV - MW TOPS Global Equities LE Fund, Marshall Wace Funds LP - MW TOPS Global Titans (US) Fund, Marshall Wace Funds LP - MW TOPS (US) Fund, Marshall Wace Funds LP - MW Eureka Plus (US) Fund, Marshall Wace Long Strategies ICAV - MW TOPS World Equities Fund, Marshall Wace Funds PLC - MW Eureka Fund, Marshall Wace Funds LP - MW Japan Market Neutral Plus (US) Fund, Marshall Wace Funds LP - MW Market Neutral TOPS Plus (US) Fund, Marshall Wace Managed Accounts ICAV - MW Market Neutral TOPS Plus Fund, MW Americas TOPS Long-Only Fund IV LP, Marshall Wace Funds PLC - MW TOPS ERISA Fund, Marshall Wace Funds PLC - MW Market Neutral TOPS Fund, Marshall Wace Funds PLC - MW TOPS Fund, Marshall Wace Managed Accounts ICAV - MW Eureka Plus Fund, Marshall Wace Funds PLC - MW Europa Fund, Marshall Wace Funds PLC - MW Japan Market Neutral Fund, Marshall Wace Funds LP - MW Americas TOPS Long-Only (US) Fund II, MW Americas TOPS Long Fund II, Marshall Wace Funds LP - MW TOPS World ex-US Plus Emerging Markets (US) Fund, Marshall Wace Funds LP - MW TOPS US Equities (US) Fund, Marshall Wace Funds LP - MW TOPS Emerging Markets Absolute Return (US) Fund, Marshall Wace Funds LP - MW Moontower (US) Fund, Marshall Wace Funds LP - MW Eureka (US) Fund, Marshall Wace Long Strategies ICAV - MW TOPS China A Share Fund, POLAR CAPITAL FUNDS PUBLIC LTD CO, Leadenhall Diversified Insurance Linked Investments Fund plc, Leadenhall Nat Cat Focus Insurance Linked Investments Fund ICAV, Leadenhall Value Insurance Linked Investments Fund PLC, Leadenhall Remote Risk Insurance Linked Investments Fund ICAV, Marshall Wace Funds PLC - MW Europa Long Fund, Marshall Wace Funds PLC - MW Japan Gekirin Fund, Marshall Wace Long Strategies ICAV-MW Global Opportunities Long-Only Fund, Marshall Wace Funds LP - MW Eureka (US) Fund VI, Marshall Wace Managed Accounts ICAV - MW Eureka SRI Fund, Marshall Wace Funds PLC - MW Japan Market Neutral ERISA Fund, Marshall Wace Funds LP - MW Alpha Plus (US) Fund, Marshall Wace Funds LP - MW TOPS China Absolute Return (US) Fund, Prusik Asia Sustainable Growth Fund, Prusik Asia Fund plc, Prusik Asia Emerging Opportunities Fund plc, Marshall Wace Long Strategies ICAV - MW India Long-Only Fund, Marshall Wace UCITS Funds PLC-MW TOPS UCITS Fund, Marshall Wace UCITS Funds PLC - MW Systematic Alpha UCITS Fund, Global Alternative Income Fund, a Sub-Fund of MontLake QIAIF Platform ICAV, Marshall Wace Funds LP - MW TOPS (US) Fund II, Marshall Wace Funds LP - MW Helium (US) Fund, Marshall Wace Managed Accounts PLC - MW Europa Fund II.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to David Hammond by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 66 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers David Hammond is listed on: none on file. No website or social profile named in Leadenhall Value Insurance Linked Investments Fund PLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #67,348 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Dublin, L2). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

OpenCorporates ↗

Change history

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