Sponsor Check › Person
Related person on Form D filings · address states as listed: CA, IL · listed Jan 21, 2011 → Nov 16, 2018
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:59 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:59 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
Search queued. Results are added automatically; check back later or follow this page to be notified.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:59 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
5 of 33 offerings report sales commissions totalling $4,648,500; 0 report finder's fees; 3 report proceeds to related persons totalling $4,313,500. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Nov 16, 2018 D/A File 021-298939 | $175,000 (est.) | $0 | $0 The Issuer is obligated to pay a management fee to the General Partner (or an affiliate thereof). | Synergy Capital I, LLC BrokerCheck CRD 47965 ↗ |
| EDGAR ↗ | May 24, 2017 D File 021-287377 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 22, 2016 D File 021-274969 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 21, 2016 D File 021-274915 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 16, 2016 D/A File 021-242025 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 6, 2016 D File 021-254610 | $0 (est.) | $0 (est.) | $0 | None listed on this filing |
| EDGAR ↗ | Oct 30, 2015 D File 021-250392 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 18, 2015 D/A File 021-225037 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 25, 2015 D File 021-246423 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 7, 2015 D File 021-237452 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 12, 2015 D File 021-231957 | $840,000 | $0 | $840,000 This use of proceeds is the same amount referenced in Section 15. | None no CRD number reported via Macquarie Capital (USA) Inc. (CRD 36368 ↗) |
| EDGAR ↗ | Oct 6, 2014 D File 021-225867 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 20, 2014 D File 021-223351 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 11, 2014 D File 021-220789 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 1, 2014 D File 021-220121 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 19, 2014 D/A File 021-198232 | $360,000 | $0 | $0 | Bedminster Financial Group Limited BrokerCheck CRD 39916 ↗ Rabo Securities USA, Inc. BrokerCheck CRD 122657 ↗ |
| EDGAR ↗ | Jan 8, 2014 D File 021-209518 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 26, 2013 D File 021-208762 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 10, 2013 D File 021-207702 | $1,473,500 (est.) | $0 | $1,473,500 (est.) This use of proceeds is the same amount referenced in Section 15 | None no CRD number reported via Macquarie Capital (USA) Inc. (CRD 36368 ↗) |
| EDGAR ↗ | Dec 5, 2013 D File 021-207493 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 7, 2013 D File 021-204146 | $0 | $0 | $0 The Manager of the Issuer receives a one-time license fee of approximately $250,000 and a customary, contingent incentive fee, if applicable, following the return to the members of all capital contributed by the members. | None listed on this filing |
| EDGAR ↗ | Aug 9, 2013 D File 021-201073 | $0 | $0 | $0 The Managing Member receives a customary incentive fee based on members' capital accounts. | None listed on this filing |
| EDGAR ↗ | Mar 5, 2013 D File 021-192739 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 2, 2012 D File 021-182107 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 19, 2012 D File 021-181496 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 8, 2011 D File 021-162524 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 7, 2011 D File 021-162442 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 14, 2011 D File 021-161249 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 25, 2011 D/A File 021-154827 | $0 | $0 | $0 The gross proceeds of the offering will be used for operating expenses, working capital and other general corporate purposes. | None listed on this filing |
| EDGAR ↗ | Jan 21, 2011 D File 021-154175 | $1,800,000 | $0 | $0 | PIPER JAFFRAY & CO. BrokerCheck CRD 665 ↗ |
| EDGAR ↗ | Jul 8, 2010 D File 021-144623 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 27, 2010 D File 021-141145 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Nov 17, 2009 D File 021-123270 | $0 | $0 | $2,000,000 Two million dollars ($2,000,000.00) used to redeem the Common Stock of the Related Persons listed in Item 3 through stock redemption agreements dated November 9, 2009. | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Cultivian Sandbox Food & Agriculture Fund III, LP group: Chicago Pacific Founders | Executive Officer, Promoter A Managing Director of the General Partner | Nov 16, 2018 | D/A | $200,000,000 similar: $155,000–$5,250,000 | $105,375,000 | 26 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Cultivian Sandbox Food & Agriculture Fund III, LP group: Chicago Pacific Founders | Executive Officer, Promoter A Managing Director of the General Partner | Nov 16, 2017 | D | $200,000,000 similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CHROMATIN, INC. | Director | May 24, 2017 | D | $14,000,000 similar: $500,000–$7,000,000 | $13,749,210 | 16 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Woodbridge Commercial Bridge Loan Fund 2, LLC group: Woodbridge | Executive Officer | Nov 22, 2016 | D | $100,000,000 similar: $1,100,000–$15,000,000 | $0 | 0 similar: 2–17 | $50,000 similar: $14,962–$100,000 |
| EDGAR ↗ | Woodbridge Mortgage Investment Fund 4, LLC group: Woodbridge | Executive Officer Managing Member of Managing Member | Nov 21, 2016 | D | $100,000,000 similar: $500,000–$7,000,000 | $0 | 0 similar: 2–14 | $50,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Woodbridge Commercial Bridge Loan Fund 1, LLC group: Woodbridge | Executive Officer | Jun 16, 2016 | D/A | $50,000,000 similar: $1,100,000–$15,000,000 | $996,746 | 0 similar: 2–17 | $50,000 similar: $14,962–$100,000 |
| EDGAR ↗ | Elevance Renewable Sciences, Inc. | Director | Jan 6, 2016 | D | $20,867,470 similar: $1,000,000–$7,247,539 | $18,733,333 | 5 similar: 2–13 | No minimum reported similar: $10,000–$60,000 |
| EDGAR ↗ | Woodbridge Mortgage Investment Fund 3A, LLC group: Woodbridge | Executive Officer Managing Member of Managing Member | Oct 30, 2015 | D | $100,000,000 similar: $500,000–$7,000,000 | $0 | 0 similar: 2–14 | $50,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Woodbridge Mortgage Investment Fund 3, LLC group: Woodbridge | Executive Officer Managing Member of Managing Member | Sep 18, 2015 | D/A | $50,000,000 similar: $500,000–$7,000,000 | $36,330,251 | 290 similar: 2–14 | $50,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Elevance Renewable Sciences, Inc. | Director | Aug 25, 2015 | D | $10,300,000 similar: $1,815,000–$10,000,000 | $10,300,000 | 5 similar: 7–33 | No minimum reported similar: $20,000–$50,000 |
| EDGAR ↗ | Woodbridge Commercial Bridge Loan Fund 1, LLC group: Woodbridge | Executive Officer | Jun 18, 2015 | D | $50,000,000 similar: $1,100,000–$15,000,000 | $0 | 0 similar: 2–17 | $50,000 similar: $14,962–$100,000 |
| EDGAR ↗ | Elevance Renewable Sciences, Inc. | Director | Apr 7, 2015 | D | $62,474,210 similar: $1,815,000–$10,000,000 | $40,213,783 | 5 similar: 7–33 | No minimum reported similar: $20,000–$50,000 |
| EDGAR ↗ | CHROMATIN, INC. | Director | Jan 12, 2015 | D | $12,545,173 similar: $500,000–$7,000,000 | $12,030,171 | 3 similar: 2–14 | $453 similar: $5,000–$50,000 |
| EDGAR ↗ | Healthbox Salt Lake City I, LLC group: Chicago Pacific Founders | Director Manager of Healthbox Global Partners, LLC | Oct 6, 2014 | D | $1,388,688 similar: $155,000–$5,250,000 | $250,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Woodbridge Mortgage Investment Fund 3, LLC group: Woodbridge | Executive Officer Managing Member of Managing Member | Sep 19, 2014 | D | $50,000,000 similar: $500,000–$7,000,000 | $0 | 0 similar: 2–14 | $50,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Elevance Renewable Sciences, Inc. | Director | Aug 20, 2014 | D | $38,600,300 similar: $1,000,000–$7,247,539 | $25,000,300 | 3 similar: 2–13 | No minimum reported similar: $10,000–$60,000 |
| EDGAR ↗ | Healthbox Florida II LLC group: Chicago Pacific Founders | Director Manager of Healthbox Global Partners, LLC | Jul 11, 2014 | D | $1,300,000 similar: $155,000–$5,250,000 | $350,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Healthbox Chicago III LLC group: Chicago Pacific Founders | Director Manager of Healthbox Global Partners, LLC | Jul 1, 2014 | D | $1,400,000 similar: $155,000–$5,250,000 | $125,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Cultivian Sandbox Food & Agriculture Fund II, LP group: Chicago Pacific Founders | Executive Officer | Jun 19, 2014 | D/A | $150,000,000 similar: $155,000–$5,250,000 | $85,025,510 | 24 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Woodbridge Mortgage Investment Fund 2, LLC group: Woodbridge | Executive Officer Managing Member of Managing Member | Jan 8, 2014 | D | $25,000,000 similar: $500,000–$7,000,000 | $0 | 0 similar: 2–14 | $50,000 similar: $5,000–$50,000 |
| EDGAR ↗ | Healthbox Chicago II LLC group: Chicago Pacific Founders | Director Manager of Healthbox Global Partners, LLC | Dec 26, 2013 | D | $416,667 similar: $155,000–$5,250,000 | $416,667 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | CHROMATIN, INC. | Director | Dec 10, 2013 | D | $24,000,000 similar: $500,000–$7,000,000 | $23,550,000 | 18 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Healthbox Global Partners, LLC group: Chicago Pacific Founders | Executive Officer, Director Director of the Issuer | Dec 5, 2013 | D | $8,000,000 similar: $829,831–$9,999,998 | $2,000,000 | 1 similar: 2–15 | No minimum reported similar: $10,000–$54,310 |
| EDGAR ↗ | Healthbox Nashville I LLC group: Chicago Pacific Founders | Executive Officer, Director, Promoter Manager of Sandbox Holdings, LLC | Oct 7, 2013 | D | $1,059,017 similar: $155,000–$5,250,000 | $1,059,017 | 2 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Healthbox Florida I LLC group: Chicago Pacific Founders | Executive Officer, Director, Promoter Manager of Sandbox Holdings, LLC | Aug 9, 2013 | D | $1,750,000 | $892,500 | 1 | No minimum reported |
| EDGAR ↗ | Cultivian Sandbox Food & Agriculture Fund II, LP group: Chicago Pacific Founders | Executive Officer | Jun 19, 2013 | D | $200,000,000 | $58,392,857 | 20 | $1,000,000 |
| EDGAR ↗ | Woodbridge Pre-Settlement Funding 2, LLC group: Woodbridge | Executive Officer Managing Member of Managing Member | Mar 5, 2013 | D | $10,000,000 | $300,000 | 1 | $50,000 |
| EDGAR ↗ | Woodbridge Mortgage Investment Fund 1, LLC group: Woodbridge | Executive Officer Managing Member of Managing Member | Aug 2, 2012 | D | $10,000,000 | $0 | 0 | $50,000 |
| EDGAR ↗ | Elevance Renewable Sciences, Inc. | Director | Jul 19, 2012 | D | $104,360,010 | $104,360,010 | 3 | No minimum reported |
| EDGAR ↗ | Elevance Renewable Sciences, Inc. | Director | Jul 8, 2011 | D | $50,000,015 | $50,000,015 | 4 | No minimum reported |
| EDGAR ↗ | Woodbridge Pre-Settlement Funding, LLC group: Woodbridge | Executive Officer Managing Member of Managing Member | Jul 7, 2011 | D | $10,000,000 | $300,000 | 2 | $50,000 |
| EDGAR ↗ | Pathfinder Raintree Residential II, L.P. | Executive Officer Manager of Manager of the General Partner of the Issuer | Jun 14, 2011 | D | $10,000,000 | $6,860,000 | 44 | No minimum reported |
| EDGAR ↗ | AGRAQUEST INC | Director | Mar 25, 2011 | D/A | $17,700,000 | $17,700,000 | 3 | No minimum reported |
| EDGAR ↗ | Elevance Renewable Sciences, Inc. | Director | Jan 21, 2011 | D | $103,504,389 | $103,504,389 | 6 | No minimum reported |
| EDGAR ↗ | Theranos Inc | Director | Jul 8, 2010 | D | $100,000,005 | $45,000,000 | 1 | No minimum reported |
| EDGAR ↗ | SHOEDAZZLE.COM INC | Director | Apr 27, 2010 | D | $12,624,992 | $12,624,992 | 8 | No minimum reported |
| EDGAR ↗ | SHOEDAZZLE.COM INC | Director | Nov 17, 2009 | D | $7,000,000 | $7,000,000 | 8 | $2,500 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (6 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Robert Shapiro. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
Export this report as PDF (members · included free during the launch period)
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when Robert Shapiro appears on a new Form D, or when a court case or SEC action is matched to them. See plans →