PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:44 AM ET

Sponsor Check › Management entity

P

PGIM, Inc.

Management entity named on Form D filings · NJ · Jan 28, 2016 → Oct 15, 2026

39deals (issuers)
$27.61Breported sold
1,043investors
179Form D filings
2016–2026years on file
Follow this entityLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

PGIM, Inc. is a management entity listed as an executive officer and promoter on 179 SEC Form D filings by 39 issuers between Jan 2016 and Oct 2026. Largest by amount reported sold: PGIM Core Conservative Bond Fund of the Prudential Trust Co Institutional Business Trust (Scranton, PA — pooled investment fund — 2017–2018; $4.25B reported sold to 8 investors), PGIM Core Plus Bond Fund of the Prudential Trust Co Institutional Business Trust (Scranton, PA — pooled investment fund — 2016–2018; $4.18B reported sold to 46 investors), PGIM Broad Market High Yield Bond Fund, L.P. (Newark, NJ — pooled investment fund — 2017–2026; $3.31B reported sold to 2 investors), PGIM Long Duration Government/Credit Conservative Bond Fund of the Prudential Trust Co Institutional Business Trust (Scranton, PA — pooled investment fund — 2017–2026; $2.36B reported sold to 7 investors), PRISA III Fund LP (Newark, NJ — pooled investment fund — 2017–2026; $2.02B reported sold to 37 investors) and 34 more (all listed below).

What this means That is a lot of deals — 39 separate companies raised money with this person listed as executive officer and promoter, over about 10 years. Across those companies the filings report $27.61B sold in total.

Listed alongside Joseph Hardiman (39 shared filings), Trustee Prudential Trust Company (39 shared filings, management entity), Geoff Ruddick (36 shared filings), Daniel Malooly (30 shared filings), Steven Saperstein (15 shared filings) and 44 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around PGIM,. Each name links to their own page.

The issuers belong to 4 sponsor groups: Pgim Fixed (9 issuers, $4.18B reported sold, 2013–2026), Jennison (25 issuers, $12.47B reported sold, 2009–2026), Prisa (6 issuers, $1.92B reported sold, 2018–2026) and Pgim Fixed (3 issuers, $1.08B reported sold, 2009–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared the newest 50 of 179 public filings for PGIM, Inc. and found 3 differences: No amendment in the last 12 months on an offering that may still be open; PGIM, Inc.'s role changed at PGIM Fixed Income Alternatives Fund, L.P., Alpha Opportunities (U.S.) Series: executive officer, promoter → executive officer; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for PGIM, Inc. has not run yet — it is joining a line of 26,648 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched PGIM, Inc...

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

3 differences found between the filings for PGIM, Inc. (compared the newest 50 of 179 filings on Oct 24, 2026; older filings not covered)

Note · Jan 7, 2025 – Jan 14, 2025

No amendment in the last 12 months on an offering that may still be open — GDCF SUB-FUND 2 REIT LLC (latest filing Jan 14, 2025)

The latest filing for this offering is dated Jan 14, 2025 (first sale Jan 7, 2025). It reports $242,000 sold of $250,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jan 14, 2025 ↗GDCF SUB-FUND 2 REIT LLC — PartnerFacts page ↗
Sources
Note · Jul 11, 2024 – Jul 11, 2025

PGIM, Inc.'s role changed at PGIM Fixed Income Alternatives Fund, L.P., Alpha Opportunities (U.S.) Series: executive officer, promoter → executive officer

The Jul 11, 2024 filing lists PGIM, Inc. as executive officer, promoter; the Jul 11, 2025 Form D/A lists executive officer.

What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.

Form D/A · Jul 11, 2024 ↗Form D/A · Jul 11, 2025 ↗PGIM, Inc. — PartnerFacts page ↗PGIM Fixed Income Alternatives Fund, L.P., Alpha Opportunities (U.S.) Series — PartnerFacts page ↗
Sources
Note · Aug 26, 2015 – Mar 28, 2023

5 address changes between filings

Address moved from Madison, NJ to Newark, NJ — PRISA III Fund LP · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to Newark, NJ — PGIM Fixed Income Global Liquidity Relative Value Fund I (Cayman), Ltd. · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to Newark, NJ — PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd. · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to Newark, NJ — PGIM Fixed Income U.S. Liquidity Relative Value Fund I (Cayman), Ltd. · Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to Grand Cayman, Cayman Islands (as filed: E9) — PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd.

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D · Dec 21, 2022 ↗Form D/A · Mar 28, 2023 ↗PRISA III Fund LP — PartnerFacts page ↗Form D/A · Jan 24, 2020 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 179 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

11 of 41 offerings report sales commissions totalling $87,543,750; 1 reports finder's fees totalling $3,750,000; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Oct 15, 2026 D/A
PGIM Core Bond Fund of the Prudential Trust Co Institutional Business Trust
File 021-284067
$0 (est.)$0 (est.)$0 (est.)
Certain affiliates of the Trustee and/or investment adviser named in Item 3 may receive payments deemed to be made from the proceeds of the offering, including management fees and/or carried interest. Such fees cannot be estimated at this time.
Prudential Investment Management Services LLC BrokerCheck CRD 18353 ↗EDGAR ↗
Oct 15, 2026 D/A
PGIM Emerging Markets Debt Fund of the Prudential Trust Co Institutional Business Trust
File 021-285218
$0 (est.)$0 (est.)$0 (est.)
Certain affiliates of the Trustee and/or investment adviser named in Item 3 may receive payments deemed to be made from the proceeds of the offering, including management fees and/or carried interest. Such fees cannot be estimated at this time.
Prudential Investment Management Services LLC BrokerCheck CRD 18353 ↗EDGAR ↗
Oct 15, 2026 D/A
PGIM Long Duration Government/Credit Conservative Bond Fund of the Prudential Trust Co Institutional Business Trust
File 021-286213
$0 (est.)$0 (est.)$0 (est.)
Certain affiliates of the Trustee and/or investment adviser named in Item 3 may receive payments deemed to be made from the proceeds of the offering, including management fees and/or carried interest. Such fees cannot be estimated at this time.
Prudential Investment Management Services LLC BrokerCheck CRD 18353 ↗EDGAR ↗
Sep 10, 2026 D/A
PGIM Core Asset Based Finance Fund I LP
File 021-548518
$0$0$0
The Investment Manager is entitled to Management Fees as described in the Issuer's Private Placement Memorandum.
Prudential Investment Management Services LLC BrokerCheck CRD 18353 ↗EDGAR ↗
Jul 10, 2026 D/A
PGIM Fixed Income Alternatives Fund, L.P., Alpha Opportunities (U.S.) Series
File 021-451778
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
-- BrokerCheck CRD 000000000 ↗
via Prudential Investment Management Services LLC (CRD 000018353 ↗)
EDGAR ↗
Jun 26, 2026 D
PGIM U.S. CMBS Opportunities Fund (Cayman) I, L.P.
File 021-588844
$0 (est.)$0 (est.)$0 (est.)
The investment manager is entitled to a management fee. The management fee is fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Apr 17, 2026 D
PGIM Large Cap Private Credit Fund (Cayman Rated Feeder Fund) I, L.P.
File 021-580894
$17,500,000 (est.)$0 (est.)$0None no CRD number reported
via Campbell Lutyens & Co. Ltd. (CRD 000133376 ↗)
EDGAR ↗
Apr 17, 2026 D
PGIM Large Cap Private Credit Fund (Cayman Rated Feeder Fund) I, L.P.
File 021-580895
$17,500,000 (est.)$0 (est.)$0None no CRD number reported
via Campbell Lutyens & Co. Ltd. (CRD 000133376 ↗)
EDGAR ↗
Apr 17, 2026 D
PGIM Large Cap Private Credit Fund Cayman I, L.P.
File 021-580900
$17,500,000 (est.)$0 (est.)$0None no CRD number reported
via Campbell Lutyens & Co. Ltd. (CRD 000133376 ↗)
EDGAR ↗
Mar 27, 2026 D/A
PRISA III Fund LP
File 021-468312
$0 (est.)$0$0Prudential Investment Management Services LLC BrokerCheck CRD 18353 ↗EDGAR ↗
Mar 24, 2026 D
PGIM Global CLO Fund 1 LP
File 021-577481
$0$0$0Jefferies LLC BrokerCheck CRD 2347 ↗EDGAR ↗
Mar 20, 2026 D/A
PGIM U.S. Leveraged Loans Fund, L.P.
File 021-541465
$0$0$0
The Issuer is charged a management fee that is described in the Issuer's offering documents.
Prudential Investment Management Services LLC BrokerCheck CRD 000018353 ↗EDGAR ↗
Jan 16, 2026 D/A
PGIM Fixed Income U.S. Liquidity Relative Value Fund I, LLC
File 021-147784
$0$0$0
The Issuer charges a management fee that is described in the Issuer's offering documents.
Prudential Investment Management Services LLC BrokerCheck CRD 000018353 ↗EDGAR ↗
Jan 16, 2026 D/A
PGIM Fixed Income Emerging Markets Long Short Fund I, L.P.
File 021-111195
$0$0$0
The Issuer charges a management fee that is described in the Issuer's offering documents.
Prudential Investment Management Services LLC BrokerCheck CRD 000018353 ↗EDGAR ↗
Jan 16, 2026 D/A
PGIM Fixed Income Global Liquidity Relative Value Fund I, L.P.
File 021-216971
$0$0$0
The Issuer charges a management fee that is described in the Issuer's offering documents.
Prudential Investment Management Services LLC BrokerCheck CRD 000018353 ↗EDGAR ↗
Jan 16, 2026 D/A
PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd.
File 021-201866
$0$0$0
The Issuer charges a management fee that is described in the Issuer's offering documents.
Prudential Investment Management Services LLC BrokerCheck CRD 000018353 ↗EDGAR ↗
Jan 16, 2026 D/A
PGIM Fixed Income U.S. Liquidity Relative Value Fund I (Cayman), Ltd.
File 021-219248
$0$0$0
The Issuer charges a management fee that is described in the Issuer's offering documents.
Prudential Investment Management Services LLC BrokerCheck CRD 000018353 ↗EDGAR ↗
Jan 16, 2026 D/A
PGIM Fixed Income Global Liquidity Relative Value Fund I (Cayman), Ltd.
File 021-252812
$0$0$0
The Issuer charges a management fee that is described in the Issuer's offering documents.
Prudential Investment Management Services LLC BrokerCheck CRD 000018353 ↗EDGAR ↗
Jan 16, 2026 D/A
PGIM Broad Market High Yield Bond Fund, L.P.
File 021-301973
$0$0$0
The Issuer is charged a management fee that is described in the Issuer's offering documents.
Prudential Investment Management Services LLC BrokerCheck CRD 000018353 ↗EDGAR ↗
Jan 15, 2026 D/A
PGIM PRISA III - Sunshine Housing Sidecar, LP
File 021-543927
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Dec 30, 2025 D/A
PGIM Fixed Income Alternatives Fund II, L.P.-Credit Opportunities (U.S.) Series
File 021-378314
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
Prudential Investment Management Services LLC BrokerCheck CRD 18353 ↗
via Prudential Investment Management Services LLC (CRD 18353 ↗)
EDGAR ↗
Dec 30, 2025 D/A
PGIM Fixed Income Alternatives Fund II (Cayman), SPC Ltd. for & on behalf of Credit Opportunities (Cayman) Segregated Portfolio
File 021-422557
$0$0$0
The Issuer charges a management fee that is described in the Issuer's offering documents.
Prudential Investment Management Services LLC BrokerCheck CRD 18353 ↗EDGAR ↗
Dec 18, 2025 D/A
PGIM Real Estate Essential Property Partners II, LP
File 021-532695
$0$0$0Prudential Investment Management Services LLC BrokerCheck CRD 18353 ↗EDGAR ↗
Nov 24, 2025 D/A
PGIM Large Cap Private Credit Fund I, L.P.
File 021-530247
$17,500,000 (est.)$0 (est.)$0None no CRD number reported
via Campbell Lutyens & Co. Ltd. (CRD 000133376 ↗)
EDGAR ↗
Nov 24, 2025 D/A
PGIM Large Cap Private Credit Fund (Rated Feeder Fund) I, L.P.
File 021-530249
$17,500,000 (est.)$0 (est.)$0None no CRD number reported
via Campbell Lutyens & Co. Ltd. (CRD 000133376 ↗)
EDGAR ↗
Jan 14, 2025 D
GDCF SUB-FUND 2 REIT LLC
File 021-535173
$12,500$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Oct 8, 2024 D
PGIM Real Estate Global Data Center US Fund LP
File 021-526151
$0$3,750,000 (est.)$0None listed on this filingEDGAR ↗
Feb 9, 2023 D
PRISA Pooled REIT, LLC
File 021-473024
$6,250$0$0H & L Equities, LLC BrokerCheck CRD 113794 ↗
via Charles B. Harrison (CRD 3071551 ↗)

H & L Equities, LLC BrokerCheck CRD 113794 ↗
via Scott Harrison (CRD 4981070 ↗)

H & L Equities, LLC BrokerCheck CRD 113794 ↗
via Patrick J. Whelchel (CRD 5389090 ↗)

H & L Equities, LLC BrokerCheck CRD 113794 ↗
via Lori Mayfield (CRD 4899271 ↗)
EDGAR ↗
Feb 9, 2023 D
PRISA II Pooled REIT LLC
File 021-473023
$6,250$0$0H & L Equities, LLC BrokerCheck CRD 113794 ↗
via Charles B. Harrison (CRD 3071551 ↗)

H & L Equities, LLC BrokerCheck CRD 113794 ↗
via Scott Harrison (CRD 4981070 ↗)

H & L Equities, LLC BrokerCheck CRD 113794 ↗
via Patrick J. Whelchel (CRD 5389090 ↗)

H & L Equities, LLC BrokerCheck CRD 113794 ↗
via Lori Mayfield (CRD 4899271 ↗)
EDGAR ↗
Aug 12, 2022 D/A
PGIM Qualifying Investor Funds plc
File 021-182780
$0$0$0
Each sub-fund charges a management fee that is described in the applicable offering documents.
Prudential Investment Management Services LLC BrokerCheck CRD 18353 ↗EDGAR ↗
Feb 14, 2022 D/A
PGIM Funds plc
File 021-280776
$0$0$0
Each sub-fund charges a management fee that is described in the applicable offering documents.
Prudential Investment Management Services LLC BrokerCheck CRD 18353 ↗EDGAR ↗
Nov 5, 2021 D/A
PGIM Fixed Income Alternatives Fund, L.P., Global Macro (U.S.) Series
File 021-352592
$0 (est.)$0 (est.)$0 (est.)
The Investment Manager and its affiliates receive customary management fees.
-- BrokerCheck CRD 0 ↗
via Prudential Investment Management Services LLC (CRD 18353 ↗)
EDGAR ↗
Feb 6, 2019 D
PRISA II LHC, LLC
File 021-332247
$6,250$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Feb 6, 2019 D
PRISA II LHC MA, LLC
File 021-332241
$6,250$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Jan 25, 2019 D
Prudential Mortgage SKP REIT LLC
File 021-331416
$6,250$0$0Charles Harrison BrokerCheck CRD 3071551 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Lori Mayfield BrokerCheck CRD 4899271 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Patrick Whelchel BrokerCheck CRD 5389090 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Scott Harrison BrokerCheck CRD 4981070 ↗
via H & L Equities, LLC (CRD 113794 ↗)

Charles Mathes BrokerCheck CRD 5980160 ↗
via H & L Equities, LLC (CRD 113794 ↗)
EDGAR ↗
Feb 14, 2018 D/A
PGIM Absolute Return Bond Fund of the Prudential Trust Co Institutional Business Trust
File 021-269378
$0 (est.)$0 (est.)$0 (est.)
Certain affiliates of the Trustee and/or investment adviser named in Item 3 may receive payments deemed to be made from the proceeds of the offering, including management fees and/or carried interest. Such fees cannot be estimated at such time.
Prudential Investment Management Services LLC BrokerCheck CRD 18353 ↗EDGAR ↗
Feb 14, 2018 D/A
PGIM Core Plus Bond Fund of the Prudential Trust Co Institutional Business Trust
File 021-271703
$0 (est.)$0 (est.)$0 (est.)
Certain affiliates of the Trustee and/or investment adviser named in Item 3 may receive payments deemed to be made from the proceeds of the offering, including management fees and/or carried interest. Such fees cannot be estimated at such time.
Prudential Investment Management Services LLC BrokerCheck CRD 18353 ↗EDGAR ↗
Feb 14, 2018 D/A
PGIM High Yield Bond Fund of the Prudential Trust Co Institutional Business Trust
File 021-267027
$0 (est.)$0 (est.)$0 (est.)
Certain affiliates of the Trustee and/or investment adviser named in Item 3 may receive payments deemed to be made from the proceeds of the offering, including management fees and/or carried interest. Such fees cannot be estimated at such time.
Prudential Investment Management Services LLC BrokerCheck CRD 18353 ↗EDGAR ↗
Feb 14, 2018 D/A
PGIM Core Conservative Bond Fund of the Prudential Trust Co Institutional Business Trust
File 021-281142
$0 (est.)$0 (est.)$0 (est.)
Certain affiliates of the Trustee and/or investment adviser named in Item 3 may receive payments deemed to be made from the proceeds of the offering, including management fees and/or carried interest. Such fees cannot be estimated at such time.
Prudential Investment Management Services LLC BrokerCheck CRD 18353 ↗EDGAR ↗
Feb 1, 2018 D/A
PGIM Broad Market High Yield Bond Fund of the Prudential Trust Co Institutional Business Trust
File 021-279783
$0 (est.)$0 (est.)$0 (est.)
Certain affiliates of the Trustee and/or investment advisor named in Item 3 may receive payments deemed to be made from the proceeds of the offering, including management fees and/or carried interest. Such fees cannot be estimated at such time.
Prudential Investment Management Services LLC BrokerCheck CRD 18353 ↗EDGAR ↗
Sep 29, 2017 D
PRISA III Fund LP
File 021-295660
$0$0$0Prudential Investment Management Services LLC BrokerCheck CRD 18353 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this entity is listed on (latest filing per offering, per issuer).

Deals 39

Every issuer that named PGIM, Inc. on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

PC
Pooled Investment Fund · group: Jennison

PGIM Core Bond Fund of the Prudential Trust Co Institutional Business Trust

Scranton, PA · Apr 5, 2017 → Oct 15, 2026 · 10 filings
  • Oct 15, 2026 · D/A · $1,146,336,972 sold of Indefinite · 22 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗
  • Oct 17, 2025 · D/A · $1,064,585,128 sold of Indefinite · 21 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗
  • Oct 18, 2024 · D/A · $1,001,536,598 sold of Indefinite · 21 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗
  • Oct 20, 2023 · D/A · $884,907,266 sold of Indefinite · 20 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗
  • Oct 21, 2022 · D/A · $771,296,910 sold of Indefinite · 19 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗
  • Oct 21, 2021 · D/A · $702,096,079 sold of Indefinite · 19 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗
  • Apr 3, 2020 · D/A · $537,448,062 sold of Indefinite · 18 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗
  • Apr 3, 2019 · D/A · $532,347,229 sold of Indefinite · 18 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗
  • Apr 3, 2018 · D/A · $457,805,228 sold of Indefinite · 16 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗
  • Apr 5, 2017 · D · $235,600,253 sold of Indefinite · 9 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗

Raised $1.15B from 22 investors as of the latest filing. Pgim, is listed as promoter on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PE
Pooled Investment Fund

PGIM Emerging Markets Debt Fund of the Prudential Trust Co Institutional Business Trust

Scranton, PA · Apr 20, 2017 → Oct 15, 2026 · 10 filings
  • Oct 15, 2026 · D/A · $911,209,756 sold of Indefinite · 21 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗
  • Oct 17, 2025 · D/A · $830,129,756 sold of Indefinite · 21 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗
  • Oct 18, 2024 · D/A · $777,349,756 sold of Indefinite · 20 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗
  • Oct 20, 2023 · D/A · $760,349,756 sold of Indefinite · 20 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗
  • Oct 21, 2022 · D/A · $743,318,756 sold of Indefinite · 19 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗
  • Oct 21, 2021 · D/A · $737,418,756 sold of Indefinite · 18 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗
  • Apr 16, 2020 · D/A · $549,317,987 sold of Indefinite · 17 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗
  • Apr 16, 2019 · D/A · $535,488,275 sold of Indefinite · 16 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗
  • Apr 18, 2018 · D/A · $349,987,794 sold of Indefinite · 11 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗
  • Apr 20, 2017 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗

Raised $911.2M from 21 investors as of the latest filing. Pgim, is listed as promoter on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PL
Pooled Investment Fund

PGIM Long Duration Government/Credit Conservative Bond Fund of the Prudential Trust Co Institutional Business Trust

Scranton, PA · May 8, 2017 → Oct 15, 2026 · 10 filings
  • Oct 15, 2026 · D/A · $2,359,959,413 sold of Indefinite · 7 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗
  • Oct 17, 2025 · D/A · $2,353,044,053 sold of Indefinite · 6 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗
  • Oct 18, 2024 · D/A · $2,344,519,715 sold of Indefinite · 6 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗
  • Oct 20, 2023 · D/A · $1,507,574,030 sold of Indefinite · 4 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗
  • Oct 21, 2022 · D/A · $1,503,874,030 sold of Indefinite · 4 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗
  • Oct 21, 2021 · D/A · $1,502,889,030 sold of Indefinite · 4 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗
  • Apr 30, 2020 · D/A · $1,270,380,760 sold of Indefinite · 4 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗
  • May 3, 2019 · D/A · $1,274,989,029 sold of Indefinite · 3 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗
  • May 4, 2018 · D/A · $1,165,634,189 sold of Indefinite · 3 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗
  • May 8, 2017 · D · $1,165,634,188 sold of Indefinite · 3 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗

Raised $2.36B from 7 investors as of the latest filing. Pgim, is listed as promoter on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Pgim Fixed

PGIM Core Asset Based Finance Fund I LP

Newark, NJ · Jun 10, 2025 → Sep 10, 2026 · 2 filings
  • Sep 10, 2026 · D/A · $287,353,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Promoter ("Investment Manager of the Issuer (""Investment Manager"")") EDGAR ↗
  • Jun 10, 2025 · D · $46,108,000 sold of Indefinite · 2 investors · min. $5,000,000 · role: Promoter ("Investment Manager of the Issuer (""Investment Manager"")") EDGAR ↗

Raised $287.4M from 2 investors as of the latest filing. Pgim, is listed as promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PF
Pooled Investment Fund · group: Pgim Fixed

PGIM Fixed Income Alternatives Fund, L.P., Alpha Opportunities (U.S.) Series

Newark, NJ · Jul 11, 2022 → Jul 10, 2026 · 5 filings
  • Jul 10, 2026 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Investment Manager and managing member of the General Partner) EDGAR ↗
  • Jul 11, 2025 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Investment Manager and managing member of the General Partner) EDGAR ↗
  • Jul 11, 2024 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer, Promoter (Investment Manager and managing member of the General Partner) EDGAR ↗
  • Jul 11, 2023 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer, Promoter (Investment Manager and managing member of the General Partner) EDGAR ↗
  • Jul 11, 2022 · D · $50,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer, Promoter (Investment Manager and managing member of the General Partner) EDGAR ↗

Raised $50M from 1 investor as of the latest filing. Pgim, is listed as executive officer, promoter on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PU
Pooled Investment Fund

PGIM U.S. CMBS Opportunities Fund (Cayman) I, L.P.

Newark, NJ · Jun 26, 2026
  • Jun 26, 2026 · D · $50,000,000 sold of $50,000,000 · 1 investors · min. No minimum reported · role: Executive Officer (Investment Manager) EDGAR ↗

Raised $50M from 1 investor (100% of the $50M target) as of the latest filing. Pgim, is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PL
Pooled Investment Fund · group: Pgim Fixed

PGIM Large Cap Private Credit Fund Cayman I, L.P.

Newark, NJ · Apr 17, 2026
  • Apr 17, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Promoter (Managing member of the General Partner of the Fund) EDGAR ↗

No sales reported yet as of the latest filing. Pgim, is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PL
Pooled Investment Fund · group: Pgim Fixed

PGIM Large Cap Private Credit Fund (Cayman Rated Feeder Fund) I, L.P.

Newark, NJ · Apr 17, 2026 → Apr 17, 2026 · 2 filings
  • Apr 17, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Promoter (Managing member of the General Partner of the Fund) EDGAR ↗
  • Apr 17, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Promoter (Managing member of the General Partner of the Fund) EDGAR ↗

No sales reported yet as of the latest filing. Pgim, is listed as promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PF
Pooled Investment Fund · group: Prisa

PRISA III Fund LP

Newark, NJ · Sep 29, 2017 → Mar 27, 2026 · 6 filings
  • Mar 27, 2026 · D/A · $2,020,950,000 sold of Indefinite · 37 investors · min. No minimum reported · role: Promoter (Manager of the Issuer) EDGAR ↗
  • Mar 27, 2025 · D/A · $1,021,000,000 sold of Indefinite · 25 investors · min. No minimum reported · role: Promoter (Manager of the Issuer) EDGAR ↗
  • Mar 29, 2024 · D/A · $646,000,000 sold of Indefinite · 13 investors · min. No minimum reported · role: Promoter (Manager of the Issuer) EDGAR ↗
  • Mar 28, 2023 · D/A · $251,000,000 sold of Indefinite · 10 investors · min. No minimum reported · role: Promoter (Manager of the Issuer) EDGAR ↗
  • Dec 21, 2022 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Promoter (Manager of the Issuer) EDGAR ↗
  • Sep 29, 2017 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Promoter EDGAR ↗

Raised $2.02B from 37 investors as of the latest filing. Pgim, is listed as promoter on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PG
Pooled Investment Fund

PGIM Global CLO Fund 1 LP

Wilmington, DE · Mar 24, 2026
  • Mar 24, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Managing Member of GP of Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Pgim, is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PU
Pooled Investment Fund

PGIM U.S. Leveraged Loans Fund, L.P.

Newark, NJ · Mar 19, 2025 → Mar 20, 2026 · 2 filings
  • Mar 20, 2026 · D/A · $303,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Sole Member of the General Partner) EDGAR ↗
  • Mar 19, 2025 · D · $100,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Sole Member of the General Partner) EDGAR ↗

Raised $303M from 1 investor as of the latest filing. Pgim, is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PF
Pooled Investment Fund · group: Pgim Fixed

PGIM Fixed Income Global Liquidity Relative Value Fund I, L.P.

Newark, NJ · Jan 28, 2016 → Jan 16, 2026 · 11 filings
  • Jan 16, 2026 · D/A · $878,580,000 sold of Indefinite · 35 investors · min. No minimum reported · role: Executive Officer (Sole Member of the General Partner of the Limited Partnership) EDGAR ↗
  • Jan 17, 2025 · D/A · $878,580,000 sold of Indefinite · 35 investors · min. No minimum reported · role: Executive Officer (Sole Member of the General Partner of the Limited Partnership) EDGAR ↗
  • Jan 19, 2024 · D/A · $878,580,000 sold of Indefinite · 35 investors · min. No minimum reported · role: Executive Officer (Sole Member of the General Partner of the Limited Partnership) EDGAR ↗
  • Jan 20, 2023 · D/A · $803,580,000 sold of Indefinite · 35 investors · min. No minimum reported · role: Executive Officer (Sole Member of the General Partner of the Limited Partnership) EDGAR ↗
  • Jan 21, 2022 · D/A · $803,580,000 sold of Indefinite · 35 investors · min. No minimum reported · role: Executive Officer (Sole Member of the General Partner of the Limited Partnership) EDGAR ↗
  • Jan 22, 2021 · D/A · $552,680,000 sold of Indefinite · 33 investors · min. No minimum reported · role: Executive Officer (Sole Member of the General Partner of the Limited Partnership) EDGAR ↗
  • Jan 24, 2020 · D/A · $468,830,000 sold of Indefinite · 30 investors · min. No minimum reported · role: Executive Officer (Sole Member of the General Partner of the Limited Partnership) EDGAR ↗
  • Jan 25, 2019 · D/A · $406,330,000 sold of Indefinite · 26 investors · min. No minimum reported · role: Executive Officer (Sole Member of the General Partner of the Limited Partnership) EDGAR ↗
  • Jan 26, 2018 · D/A · $363,830,000 sold of Indefinite · 23 investors · min. No minimum reported · role: Executive Officer (Sole Member of the General Partner of the Limited Partnership) EDGAR ↗
  • Jan 26, 2017 · D/A · $127,985,853 sold of Indefinite · 11 investors · min. No minimum reported · role: Executive Officer (Sole Member of the General Partner of the Limited Partnership) EDGAR ↗
  • Jan 28, 2016 · D/A · $25,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Sole Member of the General Partner of the Limited Partnership) EDGAR ↗

Raised $878.6M from 35 investors as of the latest filing. Pgim, is listed as executive officer on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PB
Pooled Investment Fund

PGIM Broad Market High Yield Bond Fund, L.P.

Newark, NJ · Dec 29, 2017 → Jan 16, 2026 · 10 filings
  • Jan 16, 2026 · D/A · $3,311,027,111 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Sole Member of the General Partner) EDGAR ↗
  • Jan 17, 2025 · D/A · $3,282,806,300 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Sole Member of the General Partner) EDGAR ↗
  • Jan 19, 2024 · D/A · $3,251,735,803 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Sole Member of the General Partner) EDGAR ↗
  • Jan 20, 2023 · D/A · $3,229,066,793 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Sole Member of the General Partner) EDGAR ↗
  • Jan 21, 2022 · D/A · $3,223,115,045 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Sole Member of the General Partner) EDGAR ↗
  • Dec 17, 2021 · D/A · $3,223,115,045 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Sole Member of the General Partner) EDGAR ↗
  • Dec 18, 2020 · D/A · $3,223,115,045 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Sole Member of the General Partner) EDGAR ↗
  • Dec 23, 2019 · D/A · $3,221,637,598 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Sole member of the General Partner) EDGAR ↗
  • Dec 28, 2018 · D/A · $3,220,843,594 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Sole member of the General Partner) EDGAR ↗
  • Dec 29, 2017 · D · $3,220,330,039 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Sole member of the General Partner) EDGAR ↗

Raised $3.31B from 2 investors as of the latest filing. Pgim, is listed as executive officer on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PF
Pooled Investment Fund · group: Pgim Fixed

PGIM Fixed Income Global Liquidity Relative Value Fund I (Cayman), Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jan 28, 2016 → Jan 16, 2026 · 11 filings
  • Jan 16, 2026 · D/A · $1,340,479,356 sold of Indefinite · 18 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Jan 17, 2025 · D/A · $1,340,479,356 sold of Indefinite · 18 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Jan 19, 2024 · D/A · $1,340,479,356 sold of Indefinite · 18 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Jan 20, 2023 · D/A · $1,340,479,356 sold of Indefinite · 18 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Jan 21, 2022 · D/A · $1,285,479,356 sold of Indefinite · 17 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Jan 22, 2021 · D/A · $1,156,742,010 sold of Indefinite · 13 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Jan 24, 2020 · D/A · $956,742,010 sold of Indefinite · 12 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Jan 25, 2019 · D/A · $811,442,010 sold of Indefinite · 10 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Jan 26, 2018 · D/A · $716,742,010 sold of Indefinite · 5 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Jan 26, 2017 · D/A · $65,750,000 sold of Indefinite · 3 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Jan 28, 2016 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗

Raised $1.34B from 18 investors as of the latest filing. Pgim, is listed as promoter on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PF
Pooled Investment Fund · group: Pgim Fixed

PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jan 28, 2016 → Jan 16, 2026 · 11 filings
  • Jan 16, 2026 · D/A · $241,500,000 sold of Indefinite · 2 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Jan 17, 2025 · D/A · $201,500,000 sold of Indefinite · 2 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Jan 19, 2024 · D/A · $201,500,000 sold of Indefinite · 2 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Jan 20, 2023 · D/A · $201,500,000 sold of Indefinite · 2 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Jan 21, 2022 · D/A · $201,500,000 sold of Indefinite · 2 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Jan 22, 2021 · D/A · $200,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Jan 24, 2020 · D/A · $200,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Jan 25, 2019 · D/A · $175,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Jan 26, 2018 · D/A · $125,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Jan 26, 2017 · D/A · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Jan 28, 2016 · D/A · $125,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗

Raised $241.5M from 2 investors as of the latest filing. Pgim, is listed as promoter on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PF
Pooled Investment Fund · group: Pgim Fixed

PGIM Fixed Income Emerging Markets Long Short Fund I, L.P.

Newark, NJ · Jan 28, 2016 → Jan 16, 2026 · 11 filings
  • Jan 16, 2026 · D/A · $140,085,853 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Sole Member of the General Partner of the Limited Partnership) EDGAR ↗
  • Jan 17, 2025 · D/A · $140,085,853 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Sole Member of the General Partner of the Limited Partnership) EDGAR ↗
  • Jan 19, 2024 · D/A · $140,085,853 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Sole Member of the General Partner of the Limited Partnership) EDGAR ↗
  • Jan 20, 2023 · D/A · $140,085,853 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Sole Member of the General Partner of the Limited Partnership) EDGAR ↗
  • Jan 21, 2022 · D/A · $140,085,853 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Sole Member of the General Partner of the Limited Partnership) EDGAR ↗
  • Jan 22, 2021 · D/A · $140,085,853 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Sole Member of the General Partner of the Limited Partnership) EDGAR ↗
  • Jan 24, 2020 · D/A · $85,585,853 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Sole Member of the General Partner of the Limited Partnership) EDGAR ↗
  • Jan 25, 2019 · D/A · $61,085,853 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Sole Member of the General Partner of the Limited Partnership) EDGAR ↗
  • Jan 26, 2018 · D/A · $26,585,853 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Sole Member of the General Partner of the Limited Partnership) EDGAR ↗
  • Jan 26, 2017 · D/A · $26,585,853 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Sole Member of the General Partner of the Limited Partnership) EDGAR ↗
  • Jan 28, 2016 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Sole Member of the General Partner of the Limited Partnership) EDGAR ↗

Raised $140.1M from 3 investors as of the latest filing. Pgim, is listed as executive officer on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PF
Pooled Investment Fund · group: Pgim Fixed

PGIM Fixed Income U.S. Liquidity Relative Value Fund I, LLC

Newark, NJ · Jan 28, 2016 → Jan 16, 2026 · 11 filings
  • Jan 16, 2026 · D/A · $62,500,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer (Managing Member of the Managing Member of the Limited Liability Company) EDGAR ↗
  • Jan 17, 2025 · D/A · $62,500,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Managing Member of the Managing Member of the Limited Liability Company) EDGAR ↗
  • Jan 19, 2024 · D/A · $62,500,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Managing Member of the Managing Member of the Limited Liability Company) EDGAR ↗
  • Jan 20, 2023 · D/A · $62,500,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Managing Member of the Managing Member of the Limited Liability Company) EDGAR ↗
  • Jan 21, 2022 · D/A · $12,500,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Managing Member of the Managing Member of the Limited Liability Company) EDGAR ↗
  • Jan 22, 2021 · D/A · $12,500,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Managing Member of the Managing Member of the Limited Liability Company) EDGAR ↗
  • Jan 24, 2020 · D/A · $12,500,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Managing Member of the Managing Member of the Limited Liability Company) EDGAR ↗
  • Jan 25, 2019 · D/A · $12,500,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Managing Member of the Managing Member of the Limited Liability Company) EDGAR ↗
  • Jan 26, 2018 · D/A · $12,500,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer (Managing Member of the Managing Member of the Limited Liability Company) EDGAR ↗
  • Jan 26, 2017 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Managing Member of the Managing Member of the Limited Liability Company) EDGAR ↗
  • Jan 28, 2016 · D/A · $50,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer (Managing Member of the Managing Member of the Limited Liability Company) EDGAR ↗

Raised $62.5M from 3 investors as of the latest filing. Pgim, is listed as executive officer on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PF
Pooled Investment Fund · group: Pgim Fixed

PGIM Fixed Income U.S. Liquidity Relative Value Fund I (Cayman), Ltd.

Grand Cayman, Cayman Islands (as filed: E9) · Jan 28, 2016 → Jan 16, 2026 · 11 filings
  • Jan 16, 2026 · D/A · $605,000,000 sold of Indefinite · 3 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Jan 17, 2025 · D/A · $605,000,000 sold of Indefinite · 3 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Jan 19, 2024 · D/A · $585,000,000 sold of Indefinite · 3 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Jan 20, 2023 · D/A · $585,000,000 sold of Indefinite · 3 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Jan 21, 2022 · D/A · $585,000,000 sold of Indefinite · 3 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Jan 22, 2021 · D/A · $520,000,000 sold of Indefinite · 3 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Jan 24, 2020 · D/A · $520,000,000 sold of Indefinite · 3 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Jan 25, 2019 · D/A · $520,000,000 sold of Indefinite · 3 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Jan 26, 2018 · D/A · $505,000,000 sold of Indefinite · 3 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Jan 26, 2017 · D/A · $175,000,000 sold of Indefinite · 2 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Jan 28, 2016 · D/A · $475,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗

Raised $605M from 3 investors as of the latest filing. Pgim, is listed as promoter on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PP
Pooled Investment Fund · group: Prisa

PGIM PRISA III - Sunshine Housing Sidecar, LP

Newark, NJ · Apr 17, 2025 → Jan 15, 2026 · 2 filings
  • Jan 15, 2026 · D/A · $100,250,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Promoter (Manager of the Issuer) EDGAR ↗
  • Apr 17, 2025 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Promoter (Manager of the Issuer) EDGAR ↗

Raised $100.3M from 2 investors as of the latest filing. Pgim, is listed as promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PF
Pooled Investment Fund · group: Pgim Fixed

PGIM Fixed Income Alternatives Fund II (Cayman), SPC Ltd. for & on behalf of Credit Opportunities (Cayman) Segregated Portfolio

Grand Cayman, Cayman Islands (as filed: E9) · Nov 26, 2021 → Dec 30, 2025 · 6 filings
  • Dec 30, 2025 · D/A · $206,764,802 sold of Indefinite · 26 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Dec 26, 2024 · D/A · $50,666,398 sold of Indefinite · 9 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Dec 6, 2023 · D/A · $14,100,000 sold of Indefinite · 2 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Dec 9, 2022 · D/A · $14,100,000 sold of Indefinite · 2 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Nov 26, 2021 · D/A · $14,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Nov 26, 2021 · D · $14,000,000 sold of Indefinite · 1 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗

Raised $206.8M from 26 investors as of the latest filing. Pgim, is listed as promoter on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PF
Pooled Investment Fund

PGIM Fixed Income Alternatives Fund II, L.P.-Credit Opportunities (U.S.) Series

Newark, NJ · Oct 20, 2020 → Dec 30, 2025 · 7 filings
  • Dec 30, 2025 · D/A · $150,020,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer, Promoter (Managing Member of the General Partner and Investment Manager) EDGAR ↗
  • Dec 26, 2024 · D/A · $150,020,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Executive Officer, Promoter (Managing Member of the General Partner and Investment Manager) EDGAR ↗
  • Oct 25, 2024 · D/A · $150,020,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer, Promoter (Managing Member of the General Partner and Investment Manager) EDGAR ↗
  • Oct 26, 2023 · D/A · $150,020,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Executive Officer, Promoter (Managing Member of the General Partner and Investment Manager) EDGAR ↗
  • Oct 20, 2022 · D/A · $150,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer, Promoter (Managing Member of the General Partner and Investment Manager) EDGAR ↗
  • Oct 20, 2021 · D/A · $100,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer, Promoter (Managing Member of the General Partner and Investment Manager) EDGAR ↗
  • Oct 20, 2020 · D · $25,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Executive Officer, Promoter (Managing Member of the General Partner and Investment Manager) EDGAR ↗

Raised $150M from 5 investors as of the latest filing. Pgim, is listed as executive officer, promoter on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PR
Pooled Investment Fund

PGIM Real Estate Essential Property Partners II, LP

Newark, NJ · Dec 19, 2024 → Dec 18, 2025 · 2 filings
  • Dec 18, 2025 · D/A · $148,409,641 sold of Indefinite · 9 investors · min. No minimum reported · role: Promoter (Investment Manager and Managing Member of the General Partner of the Issuer) EDGAR ↗
  • Dec 19, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Promoter (Investment Manager and Managing Member of the General Partner of the Issuer) EDGAR ↗

Raised $148.4M from 9 investors as of the latest filing. Pgim, is listed as promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PL
Pooled Investment Fund · group: Pgim Fixed

PGIM Large Cap Private Credit Fund I, L.P.

Newark, NJ · Nov 22, 2024 → Nov 24, 2025 · 2 filings
  • Nov 24, 2025 · D/A · $750,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Promoter (Managing member of the General Partner of the Fund) EDGAR ↗
  • Nov 22, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Promoter (Managing member of the General Partner of the Fund) EDGAR ↗

Raised $750M from 1 investor as of the latest filing. Pgim, is listed as promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PL
Pooled Investment Fund · group: Pgim Fixed

PGIM Large Cap Private Credit Fund (Rated Feeder Fund) I, L.P.

Newark, NJ · Nov 22, 2024 → Nov 24, 2025 · 2 filings
  • Nov 24, 2025 · D/A · $750,000,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Promoter (Managing member of the General Partner of the Fund) EDGAR ↗
  • Nov 22, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Promoter (Managing member of the General Partner of the Fund) EDGAR ↗

Raised $750M from 5 investors as of the latest filing. Pgim, is listed as promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

GS
REITS and Finance

GDCF SUB-FUND 2 REIT LLC

Newark, NJ · Jan 14, 2025
  • Jan 14, 2025 · D · $242,000 sold of $250,000 · 121 investors · min. $2,000 · role: Promoter (Manager of the Issuer) EDGAR ↗

Raised $242K from 121 investors (97% of the $250K target) as of the latest filing. Pgim, is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PR
Pooled Investment Fund

PGIM Real Estate Global Data Center US Fund LP

Newark, NJ · Oct 8, 2024
  • Oct 8, 2024 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Sole Member of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Pgim, is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PP
REITS and Finance · group: Prisa

PRISA Pooled REIT, LLC

Newark, NJ · Feb 9, 2023
  • Feb 9, 2023 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Promoter (Manager of the Manager of the Issuer) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Pgim, is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PP
REITS and Finance · group: Prisa

PRISA II Pooled REIT LLC

Newark, NJ · Feb 9, 2023
  • Feb 9, 2023 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Promoter (Manager of the Manager of the Issuer) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Pgim, is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PQ
Pooled Investment Fund · group: Pgim

PGIM Qualifying Investor Funds plc

Dublin, Ireland (as filed: L2) · Aug 14, 2020 → Aug 12, 2022 · 4 filings
  • Aug 12, 2022 · D/A · $258,600,000 sold of Indefinite · 4 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Aug 12, 2022 · D/A · $258,600,000 sold of Indefinite · 4 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Aug 13, 2021 · D/A · $258,600,000 sold of Indefinite · 4 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗
  • Aug 14, 2020 · D/A · $1,019,062,052 sold of Indefinite · 7 investors · min. $100,000 · role: Promoter (Investment Manager) EDGAR ↗

Raised $1.02B from 7 investors as of the latest filing. Pgim, is listed as promoter on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PF
Pooled Investment Fund · group: Pgim

PGIM Funds plc

Dublin, Ireland (as filed: L2) · Feb 15, 2017 → Feb 14, 2022 · 6 filings
  • Feb 14, 2022 · D/A · $77,131,259 sold of Indefinite · 5 investors · min. No minimum reported · role: Promoter (Investment Manager) EDGAR ↗
  • Feb 12, 2021 · D/A · $38,220,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Promoter (Investment Manager) EDGAR ↗
  • Feb 14, 2020 · D/A · $70,800,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Promoter (Investment Manager) EDGAR ↗
  • Feb 15, 2019 · D/A · $78,800,000 sold of Indefinite · 4 investors · min. No minimum reported · role: Promoter (Investment Manager) EDGAR ↗
  • Feb 15, 2018 · D/A · $48,900,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Promoter (Investment Manager) EDGAR ↗
  • Feb 15, 2017 · D · $14,000,000 sold of Indefinite · 1 investors · min. $10,000,000 · role: Promoter (Investment Manager) EDGAR ↗

Raised $78.8M from 5 investors as of the latest filing. Pgim, is listed as promoter on 6 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PF
Pooled Investment Fund · group: Pgim Fixed

PGIM Fixed Income Alternatives Fund, L.P., Global Macro (U.S.) Series

Newark, NJ · Nov 5, 2019 → Nov 5, 2021 · 3 filings
  • Nov 5, 2021 · D/A · $55,000,000 sold of Indefinite · 3 investors · min. No minimum reported · role: Executive Officer, Promoter (Managing Member of the General Partner and Investment Manager) EDGAR ↗
  • Nov 5, 2020 · D/A · $42,500,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer, Promoter (Managing Member of the General Partner and Investment Manager) EDGAR ↗
  • Nov 5, 2019 · D · $42,500,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Executive Officer, Promoter (IManaging Member of the General Partner and Investment Manager) EDGAR ↗

Raised $55M from 3 investors as of the latest filing. Pgim, is listed as executive officer, promoter on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PL
REITS and Finance · group: Prisa

PRISA II LHC, LLC

Madison, NJ · Feb 6, 2019
  • Feb 6, 2019 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Promoter (Investment Manager) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Pgim, is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PL
REITS and Finance · group: Prisa

PRISA II LHC MA, LLC

Madison, NJ · Feb 6, 2019
  • Feb 6, 2019 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Promoter (Investment Manager) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Pgim, is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PM
REITS and Finance

Prudential Mortgage SKP REIT LLC

Madison, NJ · Jan 25, 2019
  • Jan 25, 2019 · D · $125,000 sold of $125,000 · 125 investors · min. $1,000 · role: Promoter (Manager of the Issuer) EDGAR ↗

Raised $125K from 125 investors (100% of the $125K target) as of the latest filing. Pgim, is listed as promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: REITS and Finance / 506(b) (3,490 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PH
Pooled Investment Fund · group: Jennison

PGIM High Yield Bond Fund of the Prudential Trust Co Institutional Business Trust

Scranton, PA · Feb 14, 2017 → Feb 14, 2018 · 2 filings
  • Feb 14, 2018 · D/A · $16,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Promoter (Investment adviser with respect to the fund.) EDGAR ↗
  • Feb 14, 2017 · D/A · $16,000,000 sold of Indefinite · 1 investors · min. No minimum reported · role: Promoter (Investment adviser with respect to the fund.) EDGAR ↗

Raised $16M from 1 investor as of the latest filing. Pgim, is listed as promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Jennison

PGIM Core Conservative Bond Fund of the Prudential Trust Co Institutional Business Trust

Scranton, PA · Feb 22, 2017 → Feb 14, 2018 · 2 filings
  • Feb 14, 2018 · D/A · $3,063,065,026 sold of Indefinite · 7 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗
  • Feb 22, 2017 · D · $2,904,189,295 sold of Indefinite · 6 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗

Raised $4.25B from 8 investors as of the latest filing. Pgim, is listed as promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PC
Pooled Investment Fund · group: Jennison

PGIM Core Plus Bond Fund of the Prudential Trust Co Institutional Business Trust

Scranton, PA · Oct 3, 2016 → Feb 14, 2018 · 3 filings
  • Feb 14, 2018 · D/A · $784,210,288 sold of Indefinite · 26 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗
  • Feb 14, 2017 · D/A · $71,600,000 sold of Indefinite · 5 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗
  • Oct 3, 2016 · D · $59,000,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗

Raised $4.18B from 46 investors as of the latest filing. Pgim, is listed as promoter on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PA
Pooled Investment Fund · group: Jennison

PGIM Absolute Return Bond Fund of the Prudential Trust Co Institutional Business Trust

Scranton, PA · Aug 23, 2016 → Feb 14, 2018 · 3 filings
  • Feb 14, 2018 · D/A · $224,933,340 sold of Indefinite · 2 investors · min. No minimum reported · role: Promoter (Investment adviser with respect to the fund.) EDGAR ↗
  • Feb 14, 2017 · D/A · $107,016,065 sold of Indefinite · 1 investors · min. No minimum reported · role: Promoter (Investment adviser with respect to the fund.) EDGAR ↗
  • Aug 23, 2016 · D · $107,016,065 sold of Indefinite · 1 investors · min. No minimum reported · role: Promoter (Investment adviser with respect to the fund.) EDGAR ↗

Raised $670.8M from 10 investors as of the latest filing. Pgim, is listed as promoter on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

PB
Pooled Investment Fund · group: Jennison

PGIM Broad Market High Yield Bond Fund of the Prudential Trust Co Institutional Business Trust

Scranton, PA · Feb 1, 2017 → Feb 1, 2018 · 2 filings
  • Feb 1, 2018 · D/A · $307,971,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗
  • Feb 1, 2017 · D · $298,156,000 sold of Indefinite · 2 investors · min. No minimum reported · role: Promoter (PGIM, Inc. is an Investment Adviser with respect to the fund.) EDGAR ↗

Raised $1.52B from 11 investors as of the latest filing. Pgim, is listed as promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • PGIM, Inc. — IL, 2 issuers, Aug 2, 2024 → Jul 25, 2025 · no shared issuer

People around Pgim, 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

TP
Management entity

Trustee Prudential Trust Company

Promoter · 39 shared filings (7 issuers) · also on 20 other issuers

Trustee Prudential Trust Company is on 27 issuers in total — a repeat sponsor. Their page lists every one.

PF
Management entity

PRISA III Fund GP, LLC

Promoter · 7 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as PGIM, Inc.. Their page shows their other deals.

PT
Management entity

Prudential Trust Company

Promoter · 3 shared filings (1 issuer)

Listed on the same filings as PGIM, Inc.. Their page shows their other deals.

PU
Management entity

PRISA II UHC LP

Promoter · 2 shared filings (2 issuers)

Listed on the same filings as PGIM, Inc.. Their page shows their other deals.

PU
Management entity

PGIM U.S. Leveraged Loans GP, LLC

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as PGIM, Inc.. Their page shows their other deals.

PL
Management entity

PRISA II LHC, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as PGIM, Inc.. Their page shows their other deals.

PP
Management entity

PRISA Pooled Manager, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as PGIM, Inc.. Their page shows their other deals.

PP
Management entity

PRISA II Pooled Manager, LLC

Promoter · 1 shared filing (1 issuer)

Listed on the same filings as PGIM, Inc.. Their page shows their other deals.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph Hardiman

Director · 39 shared filings (4 issuers) · also on 6 other issuers

Joseph Hardiman is on 10 issuers in total — a repeat sponsor. Their page lists every one.

GR
No photo found yet (own website and image search run after this page is viewed)
Person

Geoff Ruddick

Director · 36 shared filings (4 issuers) · also on 220 other issuers

Geoff Ruddick is on 224 issuers in total — a repeat sponsor. Their page lists every one.

DM
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Malooly

Director, Executive Officer · 30 shared filings (9 issuers)

Daniel Malooly is on 9 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Saperstein

Director · 15 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as PGIM, Inc.. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Denis Chatterton

Director · 10 shared filings (2 issuers)

Listed on the same filings as PGIM, Inc.. Their page shows their other deals.

FC
No photo found yet (own website and image search run after this page is viewed)
Person

Frank Connolly

Director · 10 shared filings (2 issuers)

Listed on the same filings as PGIM, Inc.. Their page shows their other deals.

ES
No photo found yet (own website and image search run after this page is viewed)
Person

Elizabeth Samson

Director · 10 shared filings (2 issuers)

Listed on the same filings as PGIM, Inc.. Their page shows their other deals.

VD
No photo found yet (own website and image search run after this page is viewed)
Person

Vincent Dodd

Director · 10 shared filings (2 issuers) · also on 42 other issuers

Vincent Dodd is on 44 issuers in total — a repeat sponsor. Their page lists every one.

KM
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Moore

Director · 6 shared filings (1 issuer)

Listed on the same filings as PGIM, Inc.. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Greenwood

Director · 5 shared filings (2 issuers)

Listed on the same filings as PGIM, Inc.. Their page shows their other deals.

PP
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Parseghian

Director · 5 shared filings (2 issuers)

Listed on the same filings as PGIM, Inc.. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Stacie Mintz

Director · 5 shared filings (2 issuers)

Listed on the same filings as PGIM, Inc.. Their page shows their other deals.

WK
No photo found yet (own website and image search run after this page is viewed)
Person

Wade Kenny

Director · 3 shared filings (3 issuers) · also on 76 other issuers

Wade Kenny is on 79 issuers in total — a repeat sponsor. Their page lists every one.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Darin Bright

Executive Officer · 3 shared filings (3 issuers) · also on 3 other issuers

Darin Bright is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JG
No photo found yet (own website and image search run after this page is viewed)
Person

Justin Gleason

Executive Officer · 3 shared filings (3 issuers) · also on 2 other issuers

Justin Gleason is on 5 issuers in total — a repeat sponsor. Their page lists every one.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Caitlin O'Connor

Executive Officer · 3 shared filings (3 issuers) · also on 4 other issuers

Caitlin O'Connor is on 7 issuers in total — a repeat sponsor. Their page lists every one.

KL
No photo found yet (own website and image search run after this page is viewed)
Person

Kimberly LaPointe

Director · 3 shared filings (1 issuer)

Listed on the same filings as PGIM, Inc.. Their page shows their other deals.

SM
No photo found yet (own website and image search run after this page is viewed)
Person

Sarah McMullen

Director · 3 shared filings (1 issuer)

Listed on the same filings as PGIM, Inc.. Their page shows their other deals.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

Jessica Newth

Executive Officer · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as PGIM, Inc.. Their page shows their other deals.

LG
No photo found yet (own website and image search run after this page is viewed)
Person

Linda Gibson

Director · 2 shared filings (2 issuers)

Listed on the same filings as PGIM, Inc.. Their page shows their other deals.

The team behind the deals

PF
Sponsor group

Pgim Fixed

9 issuers · 54 filings · $4.18B reported sold · 2013–2026

One team, 9 deal companies. PGIM, Inc. is listed on 9 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name PGIM, Inc..

J
Sponsor group

Jennison

25 issuers · 177 filings · $12.47B reported sold · 2009–2026

One team, 25 deal companies. PGIM, Inc. is listed on 6 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name PGIM, Inc..

P
Sponsor group

Prisa

6 issuers · 15 filings · $1.92B reported sold · 2018–2026

One team, 6 deal companies. PGIM, Inc. is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name PGIM, Inc..

PF
Sponsor group

Pgim Fixed

3 issuers · 48 filings · $1.08B reported sold · 2009–2026

One team, 3 deal companies. PGIM, Inc. is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name PGIM, Inc..

P
Sponsor group

Prisa

3 issuers · 15 filings · $2.42B reported sold · 2009–2026

One team, 3 deal companies. PGIM, Inc. is listed on 2 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name PGIM, Inc..

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

PGIM, INC. — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Dec 7, 1984 · SEC file 801-22808 · Main office: NEWARK, NJ · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $1,131,638,605,327 as reported on Form ADV filed Apr 28, 2026 (Item 5.F(2)(c)) · 938 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.pgim.com ↗

Item 11 disclosure questions as answered on Form ADV filed Apr 28, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (NJ) · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 10:54 PM ET

PGIM LIMITED — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Mar 30, 2012 · SEC file 801-73882 · Main office: LONDON · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $76,451,725,569 as reported on Form ADV filed Aug 25, 2026 (Item 5.F(2)(c)) · 276 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.linkedin.com/company/PGIM-Investments ↗

Item 11 disclosure questions as answered on Form ADV filed Aug 25, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, different legal form as filed (Ltd vs Corp), no state to compare · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

PGIM, Inc. is matched through the issuers it is listed on; property records are tied to issuers, not to management companies, on this site. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 39 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers PGIM, Inc. is listed on: none on file. No website or social profile named in PGIM Broad Market High Yield Bond Fund, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #45,211 of 374,652 in line (1,311 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Newark, NJ). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New Jersey state courts — find the court ↗Pennsylvania UJS portal case search ↗Delaware CourtConnect ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New Jersey Secretary of State business search ↗Pennsylvania Secretary of State business search ↗Delaware Secretary of State business search ↗OpenCorporates ↗

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