PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:23 AM ET

Sponsor Check › Sponsor group

PF

Pgim Fixed

One sponsor team, 9 deal companies · Newark, NJ

Grouped because: 5 shared people, 3 shared management entities, same business address (4 issuers), similar issuer names (8) · 4 issuers also list a director who sits on many unrelated issuers (not used to group) (automatic match from the filings) · not the same sponsor?

9deal companies
$4.18Breported sold
57investors
54Form D filings
2013–2026active
3new, last 12 mo
Follow this sponsor groupLook further ↓

Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Sep 10, 2026 · Courts (RECAP) last checked: Oct 24, 2026, 2:16 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Pgim Fixed is a sponsor group of 9 issuers that PartnerFacts links to one sponsor (shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer names, shared management entity, same business address; automatic match from the filings), filing 54 Form D filings between Aug 2013 and Sep 2026.

What this means One team, 9 deal companies, about 13 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.

Combined reported sold: $4.18B to 57 investors (latest filing per issuer). Industries as reported: Pooled Investment Fund (9). Issuers are based in NJ (5), Cayman Islands (as filed: E9) (4).

What this means $4.18B raised across the group, about $73.4M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.

Principal people: Daniel Malooly (9 issuers, executive officer and director), PGIM, Inc. (9 issuers, promoter, entity), Geoff Ruddick (4 issuers, director), Joseph Hardiman (4 issuers, director), PGIM Large Cap Private Credit Fund I, GP LLC (4 issuers, promoter, entity) and 6 more.

What this means The person on the most companies is usually the one running the show; their page lists every deal.

Activity: 3 new offerings in the last 12 months; latest filing Sep 10, 2026.

What this means Busy — still raising money this year.

Adviser registration (Form ADV) on record: PGIM, INC.; PGIM LIMITED.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA), property records (NYC, FL, IL and TX counties) — none found.

What this means Nothing turned up where we looked (4 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared the newest 50 of 54 public filings for Pgim Fixed and found 11 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Pgim Fixed has not run yet — it is joining a line of 15,022 names; searches run around the clock at the hosts' allowed rate. Searched so far: 28 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: AZ, CA, DE, TX, WA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Pgim Fixed..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:16 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

No comparisons published

What is compared

No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.

11 differences found between the filings for Pgim Fixed — 4 worth asking about (compared the newest 50 of 54 filings on Oct 24, 2026; older filings not covered)

Worth asking · Jan 28, 2016 – Jan 26, 2017

Amount sold went down between filings — PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd.

The Jan 28, 2016 filing says $125,000,000 sold; the Jan 26, 2017 Form D/A says $0 sold — $125,000,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jan 28, 2016 ↗Form D/A (later) · Jan 26, 2017 ↗PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd. — PartnerFacts page ↗
Sources
Worth asking · Jan 28, 2016 – Jan 26, 2017

Amount sold went down between filings — PGIM Fixed Income U.S. Liquidity Relative Value Fund I (Cayman), Ltd.

The Jan 28, 2016 filing says $475,000,000 sold; the Jan 26, 2017 Form D/A says $175,000,000 sold — $300,000,000 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D/A (earlier) · Jan 28, 2016 ↗Form D/A (later) · Jan 26, 2017 ↗PGIM Fixed Income U.S. Liquidity Relative Value Fund I (Cayman), Ltd. — PartnerFacts page ↗
Sources
Worth asking · Jan 28, 2016 – Jan 26, 2017

Investor count went down between filings — PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd.

The Jan 28, 2016 filing reports 2 investors; the Jan 26, 2017 Form D/A reports 0 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Jan 28, 2016 ↗Form D/A (later) · Jan 26, 2017 ↗PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd. — PartnerFacts page ↗
Sources
Worth asking · Jun 16, 2015 – Sep 10, 2026

11 people are no longer listed on a later amendment

PGIM Fixed Income Core Asset Based Finance Fund GP LLC is no longer listed on the Sep 10, 2026 amendment — PGIM Core Asset Based Finance Fund I LP · Sarah McMullen is no longer listed on the Dec 6, 2023 amendment — PGIM Fixed Income Alternatives Fund II (Cayman), SPC Ltd. for & on behalf of Credit Opportunities (Cayman) Segregated Portfolio · Steven Saperstein is no longer listed on the Jan 22, 2021 amendment — PGIM Fixed Income Global Liquidity Relative Value Fund I (Cayman), Ltd. · Steven Saperstein is no longer listed on the Jan 22, 2021 amendment — PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd. · Steven Saperstein is no longer listed on the Jan 22, 2021 amendment — PGIM Fixed Income U.S. Liquidity Relative Value Fund I (Cayman), Ltd. · and 6 more

What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.

Form D · Jun 10, 2025 ↗Form D/A · Sep 10, 2026 ↗PGIM Fixed Income Core Asset Based Finance Fund GP LLC — PartnerFacts page ↗PGIM Core Asset Based Finance Fund I LP — PartnerFacts page ↗
Sources
Note · Nov 1, 2021 – Nov 26, 2021

Form D filed 25 days after the first sale — PGIM Fixed Income Alternatives Fund II (Cayman), SPC Ltd. for & on behalf of Credit Opportunities (Cayman) Segregated Portfolio

The filing says the first sale was Nov 1, 2021. The Form D was filed Nov 26, 2021 — 25 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 10 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Nov 26, 2021 ↗PGIM Fixed Income Alternatives Fund II (Cayman), SPC Ltd. for & on behalf of Credit Opportunities (Cayman) Segregated Portfolio — PartnerFacts page ↗
Sources
Note · Aug 26, 2014 – Jun 16, 2015

Pramerica Investment Management, Inc. is written 2 different ways on the filings

listed as "Pramerica Investment Management" on 3 filings (from Aug 26, 2014), and "Pramerica Investment Management, Inc." on the Jun 16, 2015 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D/A · Aug 26, 2014 ↗Form D/A · Jun 16, 2015 ↗Pramerica Investment Management, Inc. — PartnerFacts page ↗
Sources
Note · Aug 26, 2015 – Jan 22, 2021

4 address changes between filings

Address moved from Grand Cayman, Cayman Islands (as filed: E9) to Newark, NJ — PGIM Fixed Income Global Liquidity Relative Value Fund I (Cayman), Ltd. · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to Newark, NJ — PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd. · Address moved from Grand Cayman, Cayman Islands (as filed: E9) to Newark, NJ — PGIM Fixed Income U.S. Liquidity Relative Value Fund I (Cayman), Ltd. · Address moved from George Town, Grand Cayman, Cayman Islands (as filed: E9) to Grand Cayman, Cayman Islands (as filed: E9) — PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd.

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Jan 24, 2020 ↗Form D/A · Jan 22, 2021 ↗PGIM Fixed Income Global Liquidity Relative Value Fund I (Cayman), Ltd. — PartnerFacts page ↗Form D/A · Jan 24, 2020 ↗
Sources
Note · Dec 30, 2025 – Jan 16, 2026

4 issuers use a registered-agent or shared-office address

Address on file is a registered agent / shared office — PGIM Fixed Income Global Liquidity Relative Value Fund I (Cayman), Ltd. · Address on file is a registered agent / shared office — PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd. · Address on file is a registered agent / shared office — PGIM Fixed Income U.S. Liquidity Relative Value Fund I (Cayman), Ltd. · Address on file is a registered agent / shared office — PGIM Fixed Income Alternatives Fund II (Cayman), SPC Ltd. for & on behalf of Credit Opportunities (Cayman) Segregated Portfolio

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business operates.

Form D/A · Jan 16, 2026 ↗PGIM Fixed Income Global Liquidity Relative Value Fund I (Cayman), Ltd. — PartnerFacts page ↗Form D/A · Jan 16, 2026 ↗PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd. — PartnerFacts page ↗
Sources
Note · Nov 24, 2025 – Sep 10, 2026

Member companies were formed in 3 different states

Cayman Islands (5), Delaware (3), New York (1) — out of 9 member issuers. The odd ones out: PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd. (New York); PGIM Large Cap Private Credit Fund I, L.P. (Delaware); PGIM Large Cap Private Credit Fund (Rated Feeder Fund) I, L.P. (Delaware); PGIM Core Asset Based Finance Fund I LP (Delaware).

What this means Sponsors often form each deal company in Delaware or Wyoming no matter where the property is. A mix is common; it just tells you which state's rules each company lives under.

Pgim Fixed — sponsor group page ↗PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd. — PartnerFacts page ↗PGIM Large Cap Private Credit Fund I, L.P. — PartnerFacts page ↗PGIM Large Cap Private Credit Fund (Rated Feeder Fund) I, L.P. — PartnerFacts page ↗
Sources
Note · Nov 24, 2025 – Sep 10, 2026

Member companies list addresses in 2 different states

NJ (5), Cayman Islands (as filed: E9) (4). 4 members use a registered-agent or shared-office address: PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd. (One Nexus Way, Camana Bay, Grand Cayman, Cayman Islands (as filed: E9)); PGIM Fixed Income U.S. Liquidity Relative Value Fund I (Cayman), Ltd. (One Nexus Way, Camana Bay, Grand Cayman, Cayman Islands (as filed: E9)); PGIM Fixed Income Global Liquidity Relative Value Fund I (Cayman), Ltd. (One Nexus Way, Camana Bay, Grand Cayman, Cayman Islands (as filed: E9)); PGIM Fixed Income Alternatives Fund II (Cayman), SPC Ltd. for & on behalf of Credit Opportunities (Cayman) Segregated Portfolio (89 Nexus Way, Camana Bay, Grand Cayman, Cayman Islands (as filed: E9)).

What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.

Pgim Fixed — sponsor group page ↗PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd. — PartnerFacts page ↗PGIM Fixed Income U.S. Liquidity Relative Value Fund I (Cayman), Ltd. — PartnerFacts page ↗PGIM Fixed Income Global Liquidity Relative Value Fund I (Cayman), Ltd. — PartnerFacts page ↗
Sources
Note · Aug 26, 2013 – Sep 10, 2026

5 issuers used a different name before

Issuer used a different name before — PGIM Core Asset Based Finance Fund I LP · Issuer used a different name before — PGIM Fixed Income Global Liquidity Relative Value Fund I (Cayman), Ltd. · Issuer used a different name before — PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd. · Issuer used a different name before — PGIM Fixed Income U.S. Liquidity Relative Value Fund I (Cayman), Ltd. · Issuer used a different name before — PGIM Fixed Income Alternatives Fund II (Cayman), SPC Ltd. for & on behalf of Credit Opportunities (Cayman) Segregated Portfolio

What this means Match the CIK on your documents, not just the name.

EDGAR filer page ↗PGIM Core Asset Based Finance Fund I LP — PartnerFacts page ↗EDGAR filer page ↗PGIM Fixed Income Global Liquidity Relative Value Fund I (Cayman), Ltd. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 54 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

5 of 10 offerings report sales commissions totalling $87,500,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Sep 10, 2026 D/A
PGIM Core Asset Based Finance Fund I LP
File 021-548518
$0$0$0
The Investment Manager is entitled to Management Fees as described in the Issuer's Private Placement Memorandum.
Prudential Investment Management Services LLC BrokerCheck CRD 18353 ↗EDGAR ↗
Apr 17, 2026 D
PGIM Large Cap Private Credit Fund (Cayman Rated Feeder Fund) I, L.P.
File 021-580894
$17,500,000 (est.)$0 (est.)$0None no CRD number reported
via Campbell Lutyens & Co. Ltd. (CRD 000133376 ↗)
EDGAR ↗
Apr 17, 2026 D
PGIM Large Cap Private Credit Fund (Cayman Rated Feeder Fund) I, L.P.
File 021-580895
$17,500,000 (est.)$0 (est.)$0None no CRD number reported
via Campbell Lutyens & Co. Ltd. (CRD 000133376 ↗)
EDGAR ↗
Apr 17, 2026 D
PGIM Large Cap Private Credit Fund Cayman I, L.P.
File 021-580900
$17,500,000 (est.)$0 (est.)$0None no CRD number reported
via Campbell Lutyens & Co. Ltd. (CRD 000133376 ↗)
EDGAR ↗
Jan 16, 2026 D/A
PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd.
File 021-201866
$0$0$0
The Issuer charges a management fee that is described in the Issuer's offering documents.
Prudential Investment Management Services LLC BrokerCheck CRD 000018353 ↗EDGAR ↗
Jan 16, 2026 D/A
PGIM Fixed Income U.S. Liquidity Relative Value Fund I (Cayman), Ltd.
File 021-219248
$0$0$0
The Issuer charges a management fee that is described in the Issuer's offering documents.
Prudential Investment Management Services LLC BrokerCheck CRD 000018353 ↗EDGAR ↗
Jan 16, 2026 D/A
PGIM Fixed Income Global Liquidity Relative Value Fund I (Cayman), Ltd.
File 021-252812
$0$0$0
The Issuer charges a management fee that is described in the Issuer's offering documents.
Prudential Investment Management Services LLC BrokerCheck CRD 000018353 ↗EDGAR ↗
Dec 30, 2025 D/A
PGIM Fixed Income Alternatives Fund II (Cayman), SPC Ltd. for & on behalf of Credit Opportunities (Cayman) Segregated Portfolio
File 021-422557
$0$0$0
The Issuer charges a management fee that is described in the Issuer's offering documents.
Prudential Investment Management Services LLC BrokerCheck CRD 18353 ↗EDGAR ↗
Nov 24, 2025 D/A
PGIM Large Cap Private Credit Fund I, L.P.
File 021-530247
$17,500,000 (est.)$0 (est.)$0None no CRD number reported
via Campbell Lutyens & Co. Ltd. (CRD 000133376 ↗)
EDGAR ↗
Nov 24, 2025 D/A
PGIM Large Cap Private Credit Fund (Rated Feeder Fund) I, L.P.
File 021-530249
$17,500,000 (est.)$0 (est.)$0None no CRD number reported
via Campbell Lutyens & Co. Ltd. (CRD 000133376 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across all 9 issuers in this group — every filing in our index, latest filing per offering (SEC file number).

Property records 0 documents · 0 ownership records · last checked Oct 23, 2026, 8:59 PM ET · NYC and Cook County lookup still to run

0 recorded documents and 0 ownership records matched to Pgim Fixed in the sources searched.

Not found in sources searched as of Oct 23, 2026, 8:59 PM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Florida DOR NAL roll (Hillsborough 39) roll year 2026 — loaded Oct 23, 2026, 8:54 PM ET; Florida DOR NAL roll (Dade 23) roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV roll year 2026 — loaded Oct 23, 2026, 8:58 PM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.

Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Hillsborough County FL (recorded documents from Oct 14, 2026 forward; ownership from FL DOR roll 2026); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed); Harris County TX and Dallas County TX (assessor ownership rolls only, 2026 roll; no deed, mortgage or sale records); Miami-Dade County FL (ownership from FL DOR roll only; Clerk recorded documents not covered). Recorder indexes for TX, AZ, IL and WA counties, mortgages and liens outside NYC and FL, lis pendens and foreclosure notices everywhere, Miami-Dade County FL recorded documents, Maricopa County AZ, King County WA, Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Harris County Appraisal District real_acct.txt Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.

Issuers in this group

Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.

SourceIssuerLinked byLocationIndustryFilingsSold (max)InvestorsMin. investment (latest filing)Active
EDGAR ↗PF PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer names, director listed on many unrelated issuers (not used to group)GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund14$241,500,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
$100,000
similar: $1,000–$100,000
2013–2026
EDGAR ↗PF PGIM Fixed Income U.S. Liquidity Relative Value Fund I (Cayman), Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer names, director listed on many unrelated issuers (not used to group)GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund13$605,000,000
offering Indefinite · similar: $155,000–$5,250,000
3
similar: 4–27
$100,000
similar: $1,000–$100,000
2014–2026
EDGAR ↗PF PGIM Fixed Income Global Liquidity Relative Value Fund I (Cayman), Ltd.shared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer names, director listed on many unrelated issuers (not used to group)GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund12$1,340,479,356
offering Indefinite · similar: $155,000–$5,250,000
18
similar: 4–27
$100,000
similar: $1,000–$100,000
2015–2026
EDGAR ↗PF PGIM Fixed Income Alternatives Fund II (Cayman), SPC Ltd. for & on behalf of Credit Opportunities (Cayman) Segregated Portfolioshared people, shared principal (person on 60+ issuers) at the same address or management entity, similar issuer names, director listed on many unrelated issuers (not used to group)GRAND CAYMAN, Cayman Islands (as filed: E9)Pooled Investment Fund6$206,764,802
offering Indefinite · similar: $155,000–$5,250,000
26
similar: 4–27
$100,000
similar: $1,000–$100,000
2021–2025
EDGAR ↗PL PGIM Large Cap Private Credit Fund I, L.P.shared people, shared management entity, same business address, similar issuer namesNEWARK, NJPooled Investment Fund2$750,000,000
offering Indefinite · similar: $155,000–$5,250,000
1
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2025
EDGAR ↗PL PGIM Large Cap Private Credit Fund (Rated Feeder Fund) I, L.P.shared people, shared management entity, same business address, similar issuer namesNEWARK, NJPooled Investment Fund2$750,000,000
offering Indefinite · similar: $155,000–$5,250,000
5
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2024–2025
EDGAR ↗PC PGIM Core Asset Based Finance Fund I LPshared peopleNEWARK, NJPooled Investment Fund2$287,353,000
offering Indefinite · similar: $155,000–$5,250,000
2
similar: 4–27
$5,000,000
similar: $1,000–$100,000
2025–2026
EDGAR ↗PL PGIM Large Cap Private Credit Fund Cayman I, L.P.shared people, shared management entity, same business address, similar issuer namesNEWARK, NJPooled Investment Fund1$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026
EDGAR ↗PL PGIM Large Cap Private Credit Fund (Cayman Rated Feeder Fund) I, L.P.shared people, shared management entity, same business address, similar issuer namesNEWARK, NJPooled Investment Fund2$0
offering Indefinite · similar: $155,000–$5,250,000
0
similar: 4–27
No minimum reported
similar: $1,000–$100,000
2026–2026

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Timeline of offerings

SourceFiledIssuerFormIndustryOfferedSold
EDGAR ↗Sep 10, 2026PGIM Core Asset Based Finance Fund I LPD/APooled Investment FundIndefinite$287,353,000
EDGAR ↗Apr 17, 2026PGIM Large Cap Private Credit Fund Cayman I, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Apr 17, 2026PGIM Large Cap Private Credit Fund (Cayman Rated Feeder Fund) I, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Apr 17, 2026PGIM Large Cap Private Credit Fund (Cayman Rated Feeder Fund) I, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jan 16, 2026PGIM Fixed Income Global Liquidity Relative Value Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$1,340,479,356
EDGAR ↗Jan 16, 2026PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$241,500,000
EDGAR ↗Jan 16, 2026PGIM Fixed Income U.S. Liquidity Relative Value Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$605,000,000
EDGAR ↗Dec 30, 2025PGIM Fixed Income Alternatives Fund II (Cayman), SPC Ltd. for & on behalf of Credit Opportunities (Cayman) Segregated PortfolioD/APooled Investment FundIndefinite$206,764,802
EDGAR ↗Nov 24, 2025PGIM Large Cap Private Credit Fund I, L.P.D/APooled Investment FundIndefinite$750,000,000
EDGAR ↗Nov 24, 2025PGIM Large Cap Private Credit Fund (Rated Feeder Fund) I, L.P.D/APooled Investment FundIndefinite$750,000,000
EDGAR ↗Jun 10, 2025PGIM Core Asset Based Finance Fund I LPDPooled Investment FundIndefinite$46,108,000
EDGAR ↗Jan 17, 2025PGIM Fixed Income Global Liquidity Relative Value Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$1,340,479,356
EDGAR ↗Jan 17, 2025PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$201,500,000
EDGAR ↗Jan 17, 2025PGIM Fixed Income U.S. Liquidity Relative Value Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$605,000,000
EDGAR ↗Dec 26, 2024PGIM Fixed Income Alternatives Fund II (Cayman), SPC Ltd. for & on behalf of Credit Opportunities (Cayman) Segregated PortfolioD/APooled Investment FundIndefinite$50,666,398
EDGAR ↗Nov 22, 2024PGIM Large Cap Private Credit Fund (Rated Feeder Fund) I, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Nov 22, 2024PGIM Large Cap Private Credit Fund I, L.P.DPooled Investment FundIndefinite$0
EDGAR ↗Jan 19, 2024PGIM Fixed Income Global Liquidity Relative Value Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$1,340,479,356
EDGAR ↗Jan 19, 2024PGIM Fixed Income U.S. Liquidity Relative Value Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$585,000,000
EDGAR ↗Jan 19, 2024PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$201,500,000
EDGAR ↗Dec 6, 2023PGIM Fixed Income Alternatives Fund II (Cayman), SPC Ltd. for & on behalf of Credit Opportunities (Cayman) Segregated PortfolioD/APooled Investment FundIndefinite$14,100,000
EDGAR ↗Jan 20, 2023PGIM Fixed Income Global Liquidity Relative Value Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$1,340,479,356
EDGAR ↗Jan 20, 2023PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$201,500,000
EDGAR ↗Jan 20, 2023PGIM Fixed Income U.S. Liquidity Relative Value Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$585,000,000
EDGAR ↗Dec 9, 2022PGIM Fixed Income Alternatives Fund II (Cayman), SPC Ltd. for & on behalf of Credit Opportunities (Cayman) Segregated PortfolioD/APooled Investment FundIndefinite$14,100,000
EDGAR ↗Jan 21, 2022PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$201,500,000
EDGAR ↗Jan 21, 2022PGIM Fixed Income U.S. Liquidity Relative Value Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$585,000,000
EDGAR ↗Jan 21, 2022PGIM Fixed Income Global Liquidity Relative Value Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$1,285,479,356
EDGAR ↗Nov 26, 2021PGIM Fixed Income Alternatives Fund II (Cayman), SPC Ltd. for & on behalf of Credit Opportunities (Cayman) Segregated PortfolioD/APooled Investment FundIndefinite$14,000,000
EDGAR ↗Nov 26, 2021PGIM Fixed Income Alternatives Fund II (Cayman), SPC Ltd. for & on behalf of Credit Opportunities (Cayman) Segregated PortfolioDPooled Investment FundIndefinite$14,000,000
EDGAR ↗Jan 22, 2021PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$200,000,000
EDGAR ↗Jan 22, 2021PGIM Fixed Income Global Liquidity Relative Value Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$1,156,742,010
EDGAR ↗Jan 22, 2021PGIM Fixed Income U.S. Liquidity Relative Value Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$520,000,000
EDGAR ↗Jan 24, 2020PGIM Fixed Income Global Liquidity Relative Value Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$956,742,010
EDGAR ↗Jan 24, 2020PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$200,000,000
EDGAR ↗Jan 24, 2020PGIM Fixed Income U.S. Liquidity Relative Value Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$520,000,000
EDGAR ↗Jan 25, 2019PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$175,000,000
EDGAR ↗Jan 25, 2019PGIM Fixed Income Global Liquidity Relative Value Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$811,442,010
EDGAR ↗Jan 25, 2019PGIM Fixed Income U.S. Liquidity Relative Value Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$520,000,000
EDGAR ↗Jan 26, 2018PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$125,000,000
EDGAR ↗Jan 26, 2018PGIM Fixed Income U.S. Liquidity Relative Value Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$505,000,000
EDGAR ↗Jan 26, 2018PGIM Fixed Income Global Liquidity Relative Value Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$716,742,010
EDGAR ↗Jan 26, 2017PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$0
EDGAR ↗Jan 26, 2017PGIM Fixed Income Global Liquidity Relative Value Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$65,750,000
EDGAR ↗Jan 26, 2017PGIM Fixed Income U.S. Liquidity Relative Value Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$175,000,000
EDGAR ↗Jan 28, 2016PGIM Fixed Income Global Liquidity Relative Value Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$50,000,000
EDGAR ↗Jan 28, 2016PGIM Fixed Income U.S. Liquidity Relative Value Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$475,000,000
EDGAR ↗Jan 28, 2016PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$125,000,000
EDGAR ↗Dec 10, 2015PGIM Fixed Income Global Liquidity Relative Value Fund I (Cayman), Ltd.DPooled Investment FundIndefinite$50,000,000
EDGAR ↗Aug 26, 2015PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$100,000,000
EDGAR ↗Jun 16, 2015PGIM Fixed Income U.S. Liquidity Relative Value Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$475,000,000
EDGAR ↗Aug 26, 2014PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd.D/APooled Investment FundIndefinite$100,000,000
EDGAR ↗Jun 16, 2014PGIM Fixed Income U.S. Liquidity Relative Value Fund I (Cayman), Ltd.DPooled Investment FundIndefinite$125,000,000
EDGAR ↗Aug 26, 2013PGIM Fixed Income Emerging Markets Long Short Fund I (Cayman), Ltd.DPooled Investment FundIndefinite$100,000,000

Activity: 3 new offerings in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Sep 10, 2026. Industry history, as reported on each offering's latest filing: All 10 offerings reported: Pooled Investment Fund (2013–2026).

People across the group

NameRolesIssuers hereFirst → last listed
DM Daniel MaloolyDirector, Executive Officer9Jan 22, 2021 → Sep 10, 2026
P PGIM, Inc. entityPromoter9Jan 28, 2016 → Sep 10, 2026
PL PGIM Large Cap Private Credit Fund I, GP LLC entityPromoter4Nov 22, 2024 → Apr 17, 2026
GR Geoff RuddickDirector4Jan 26, 2017 → Jan 16, 2026
JH Joseph HardimanDirector4Aug 26, 2013 → Jan 16, 2026
SS Steven SapersteinDirector3Aug 26, 2013 → Jan 24, 2020
WK Wade KennyDirector3Aug 26, 2013 → Jan 28, 2016
PI Pramerica Investment Management, Inc. entityPromoter3Aug 26, 2014 → Dec 10, 2015
PC PGIM Core Asset Based Finance Fund GP LLC entityPromoter1Sep 10, 2026 → Sep 10, 2026
PF PGIM Fixed Income Core Asset Based Finance Fund GP LLC entityPromoter1Jun 10, 2025 → Jun 10, 2025
SM Sarah McMullenDirector1Nov 26, 2021 → Dec 9, 2022

Adviser registration (Form ADV)

PGIM, INC. — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Dec 7, 1984 · SEC file 801-22808 · Main office: NEWARK, NJ · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $1,131,638,605,327 as reported on Form ADV filed Apr 28, 2026 (Item 5.F(2)(c)) · 938 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.pgim.com ↗

Item 11 disclosure questions as answered on Form ADV filed Apr 28, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, same state (NJ), issuer filed in E9 · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 10:54 PM ET

PGIM LIMITED — SEC-registered investment adviser · SEC registration status as reported: “Approved” since Mar 30, 2012 · SEC file 801-73882 · Main office: LONDON · IAPD record ↗ · Form ADV filing (PDF) ↗

Regulatory assets under management: $76,451,725,569 as reported on Form ADV filed Aug 25, 2026 (Item 5.F(2)(c)) · 276 accounts (Item 5.F(2)(f))

Websites listed on Form ADV (Item 1.I): www.linkedin.com/company/PGIM-Investments ↗

Item 11 disclosure questions as answered on Form ADV filed Aug 25, 2026: 0 of 24 answered “Yes”
  • No — Form ADV Item 11 asks: “Do any of the events below involve you or any of your supervised persons?”
  • No — Form ADV Item 11A(1) asks: “A. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to any felony?”
  • No — Form ADV Item 11A(2) asks: “A. (2) been charged with any felony?”
  • No — Form ADV Item 11B(1) asks: “B. In the past ten years, have you or any advisory affiliate: (1) been convicted of or pled guilty or nolo contendere ("no contest") in a domestic, foreign, or military court to a misdemeanor involving: investments or an investment-related business, or any fraud, false statements, or omissions, wrongful taking of property, bribery, perjury, forgery, counterfeiting, extortion, or a conspiracy to commit any of these offenses?”
  • No — Form ADV Item 11B(2) asks: “B. (2) been charged with a misdemeanor listed in Item 11.B(1)?”
  • No — Form ADV Item 11C(1) asks: “C. Has the SEC or the Commodity Futures Trading Commission (CFTC) ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11C(2) asks: “C. (2) found you or any advisory affiliate to have been involved in a violation of SEC or CFTC regulations or statutes?”
  • No — Form ADV Item 11C(3) asks: “C. (3) found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11C(4) asks: “C. (4) entered an order against you or any advisory affiliate in connection with investment-related activity?”
  • No — Form ADV Item 11C(5) asks: “C. (5) imposed a civil money penalty on you or any advisory affiliate, or ordered you or any advisory affiliate to cease and desist from any activity?”
  • No — Form ADV Item 11D(1) asks: “D. Has any other federal regulatory agency, any state regulatory agency, or any foreign financial regulatory authority: (1) ever found you or any advisory affiliate to have made a false statement or omission, or been dishonest, unfair, or unethical?”
  • No — Form ADV Item 11D(2) asks: “D. (2) ever found you or any advisory affiliate to have been involved in a violation of investment-related regulations or statutes?”
  • No — Form ADV Item 11D(3) asks: “D. (3) ever found you or any advisory affiliate to have been a cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11D(4) asks: “D. (4) in the past ten years, entered an order against you or any advisory affiliate in connection with an investment-related activity?”
  • No — Form ADV Item 11D(5) asks: “D. (5) ever denied, suspended, or revoked your or any advisory affiliate's registration or license, or otherwise prevented you or any advisory affiliate, by order, from associating with an investment-related business or restricted your or any advisory affiliate's activity?”
  • No — Form ADV Item 11E(1) asks: “E. Has any self-regulatory organization or commodities exchange ever: (1) found you or any advisory affiliate to have made a false statement or omission?”
  • No — Form ADV Item 11E(2) asks: “E. (2) found you or any advisory affiliate to have been involved in a violation of its rules (other than a violation designated as a "minor rule violation" under a plan approved by the SEC)?”
  • No — Form ADV Item 11E(3) asks: “E. (3) found you or any advisory affiliate to have been the cause of an investment-related business having its authorization to do business denied, suspended, revoked, or restricted?”
  • No — Form ADV Item 11E(4) asks: “E. (4) disciplined you or any advisory affiliate by expelling or suspending you or the advisory affiliate from membership, barring or suspending you or the advisory affiliate from association with other members, or otherwise restricting your or the advisory affiliate's activities?”
  • No — Form ADV Item 11F asks: “F. Has an authorization to act as an attorney, accountant, or federal contractor granted to you or any advisory affiliate ever been revoked or suspended?”
  • No — Form ADV Item 11G asks: “G. Are you or any advisory affiliate now the subject of any regulatory proceeding that could result in a "yes" answer to any part of Item 11.C., 11.D., or 11.E.?”
  • No — Form ADV Item 11H(1)(a) asks: “H. (1) Has any domestic or foreign court: (a) in the past ten years, enjoined you or any advisory affiliate in connection with any investment-related activity?”
  • No — Form ADV Item 11H(1)(b) asks: “H. (1)(b) ever found that you or any advisory affiliate were involved in a violation of investment-related statutes or regulations?”
  • No — Form ADV Item 11H(1)(c) asks: “H. (1)(c) ever dismissed, pursuant to a settlement agreement, an investment-related civil action brought against you or any advisory affiliate by a state or foreign financial regulatory authority?”
  • No — Form ADV Item 11H(2) asks: “H. (2) Are you or any advisory affiliate now the subject of any civil proceeding that could result in a "yes" answer to any part of Item 11.H(1)?”

Answers as filed by the adviser on Form ADV Part 1A, Item 11; question text quoted from the form. Details of each “Yes” are in the Disclosure Reporting Pages of the Form ADV (PDF) ↗.

Matched on management entity listed on Form D = adviser name, different legal form as filed (Ltd vs Corp), no state to compare, issuer filed in E9 · Form ADV data: SEC Investment Adviser Information Report (SEC-registered advisers), file dated 2026-10-02, loaded Oct 23, 2026, 8:39 PM ET · IAPD record last checked Oct 23, 2026, 8:36 PM ET

Meta advertising

No Meta Pixel ids or Facebook / Instagram page links on file for Pgim Fixed as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Public profiles and social

No website or social profile named in Pgim Fixed's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #46,344 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Export this report as PDF · Premium

Request diligence pack (Premium) PartnerFacts asks the sponsor for the standard information pack and delivers it to you labelled "provided by the sponsor".

Change history

No corrections have been requested for this page.

Request a correction

Free. Covers the grouping itself or any record shown here. Logged with status: received → under review → fixed / confirmed with source.

Sponsor response

Add a sourced explanation next to any fact. Reviewed before publishing.

Grouping is PartnerFacts' inference from public filings (shared related persons, management entities, business address). Everything else on this page is drawn from the filings themselves. Not the same sponsor? Request a correction.

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (outside the US (as filed: NEWARK), NJ). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn companies ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New Jersey state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New Jersey Secretary of State business search ↗OpenCorporates ↗