PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:34 AM ET

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No photo found yet (own website and image search run after this page is viewed)

PETER L. ROTTIER

Named as an officer, director or promoter on SEC Form D filings · MA · Mar 19, 2015 → May 11, 2023

4deals (issuers)
$74.8Mreported sold
76investors
15Form D filings
2015–2023years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:32 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

PETER L. ROTTIER is listed as an executive officer and director on 15 SEC Form D filings by 4 issuers between Mar 2015 and May 2023: Cloud9 Investment Holdings, L.P. (Chicago, IL — other technology — 2020; $74.5M reported sold to 18 investors), Summit Investors I, LLC (Boston, MA — pooled investment fund — 2015–2017; $287K reported sold to 58 investors), Summit Partners Co-Invest (Ironman), L.P. (Boston, MA — pooled investment fund — 2018–2023) and SUMMIT INVESTORS GE IX/VC IV, LLC (Boston, MA — pooled investment fund — 2015–2018).

What this means A repeat sponsor — 4 separate companies raised money with this person listed as executive officer and director, over about 8 years. Across those companies the filings report $74.8M sold in total.

Listed alongside PETER Y. CHUNG (15 shared filings), BRUCE R. EVANS (14 shared filings), CHARLES JAMES FITZGERALD (14 shared filings), CHRISTOPHER J. DEAN (14 shared filings), CRAIG DAVID FRANCES (14 shared filings) and 37 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around PETER. Each name links to their own page.

3 of the issuers belong to the sponsor group Summit (102 issuers, $52.94B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Summit has 102 companies on file and $52.94B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 1 bankruptcy case matching the name listed in Key records below.

What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 15 public filings for PETER L. ROTTIER and found 2 differences: Bankruptcy case: Title Services of Green Bay v. Rottier; Same name, different state: "PETER ROTTIER" (CA) is a separate record.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for PETER L. ROTTIER has not run yet — it is joining a line of 56,725 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

Rottier v. Sanofi US Services Inc. dismissed
District Court, E.D. Louisiana · No. 2:19-cv-02238 · Filed Mar 11, 2019 · Closed Aug 15, 2019 · Nature of suit: 367 Health care / pharm
Role of Rottier: Plaintiff · Outcome: Terminated 2019-08-15 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 2 federal dockets); surname only in the caption; court in LA (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:32 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched PETER L. ROTTIER..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Title Services of Green Bay v. Rottier closed
United States Bankruptcy Court, E.D. Wisconsin · No. 04-02250 · Filed Jul 21, 2004 · Closed Dec 9, 2004
Role of Rottier: Defendant · Outcome: Case closed 2004-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same rare surname (2 people in Form D filings, 2 federal dockets); surname only in the caption; court in WI (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:32 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

2 differences found between the filings for PETER L. ROTTIER (compared 15 filings on Oct 24, 2026)

Note · Jul 21, 2004 – Dec 9, 2004

Bankruptcy case: Title Services of Green Bay v. Rottier — filed Jul 21, 2004

United States Bankruptcy Court, E.D. Wisconsin docket "Title Services of Green Bay v. Rottier" filed Jul 21, 2004, closed Dec 9, 2004. PETER L. ROTTIER is listed as Defendant ("Rottier"). Our match estimate: 40%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, E.D. Wisconsin ↗
Sources
Note · Feb 10, 2016 – Sep 4, 2018

Same name, different state: "PETER ROTTIER" (CA) is a separate record

This page covers filings where the address state is MA. A separate record, "PETER ROTTIER" with address state CA, is listed on 3 filings — most recently by MGI HOLDING COMPANY, LP (Sep 4, 2018). Both records have filings in the same period (Feb 10, 2016 to Sep 4, 2018).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

PETER ROTTIER (CA) — PartnerFacts page ↗Form D · Sep 4, 2018 ↗MGI HOLDING COMPANY, LP — PartnerFacts page ↗PETER L. ROTTIER (MA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 14 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 11, 2023 D
Summit Partners Co-Invest (Ironman), L.P.
File 021-481529
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Dec 30, 2020 D
Cloud9 Investment Holdings, L.P.
File 021-384803
$0$0$0None listed on this filingEDGAR ↗
Nov 16, 2018 D
SUMMIT INVESTORS GE IX/VC IV, LLC
File 021-325998
$0$0$0None listed on this filingEDGAR ↗
May 10, 2018 D
SUMMIT INVESTORS GE IX/VC IV, LLC
File 021-312072
$0$0$0None listed on this filingEDGAR ↗
May 9, 2018 D/A
SUMMIT INVESTORS GE IX/VC IV, LLC
File 021-272752
$0$0$0None listed on this filingEDGAR ↗
Apr 19, 2018 D
Summit Partners Co-Invest (Ironman), L.P.
File 021-310632
$0$0$0None listed on this filingEDGAR ↗
Apr 26, 2017 D
Summit Investors I, LLC
File 021-285515
$0$0$0None listed on this filingEDGAR ↗
Apr 26, 2017 D
SUMMIT INVESTORS GE IX/VC IV, LLC
File 021-285513
$0$0$0None listed on this filingEDGAR ↗
Oct 18, 2016 D
Summit Investors I, LLC
File 021-272750
$0$0$0None listed on this filingEDGAR ↗
Mar 31, 2016 D
Summit Investors I, LLC
File 021-260409
$0$0$0None listed on this filingEDGAR ↗
Mar 31, 2016 D
SUMMIT INVESTORS GE IX/VC IV, LLC
File 021-260412
$0$0$0None listed on this filingEDGAR ↗
Sep 28, 2015 D
Summit Investors I, LLC
File 021-248308
$0$0$0None listed on this filingEDGAR ↗
Sep 28, 2015 D
SUMMIT INVESTORS GE IX/VC IV, LLC
File 021-248310
$0$0$0None listed on this filingEDGAR ↗
Mar 19, 2015 D
Summit Investors I, LLC
File 021-236226
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 4

Every issuer that named Peter L. Rottier on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

SP
Pooled Investment Fund · group: Summit

Summit Partners Co-Invest (Ironman), L.P.

Boston, MA · Apr 19, 2018 → May 11, 2023 · 2 filings
  • May 11, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the General Partner of the Issuer) EDGAR ↗
  • Apr 19, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Peter is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

CI
Other Technology

Cloud9 Investment Holdings, L.P.

Chicago, IL · Dec 30, 2020
  • Dec 30, 2020 · D · $74,502,000 sold of $74,502,000 · 18 investors · min. $139,000 · role: Director EDGAR ↗

Raised $74.5M from 18 investors (100% of the $74.5M target) as of the latest filing. Peter is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SI
Pooled Investment Fund · group: Summit

SUMMIT INVESTORS GE IX/VC IV, LLC

Boston, MA · Sep 28, 2015 → Nov 16, 2018 · 7 filings
  • Nov 16, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 10, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 9, 2018 · D/A · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 26, 2017 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 18, 2016 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 31, 2016 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Sep 28, 2015 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Peter is listed as executive officer on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

SI
Pooled Investment Fund · group: Summit

Summit Investors I, LLC

Boston, MA · Mar 19, 2015 → Apr 26, 2017 · 5 filings
  • Apr 26, 2017 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 18, 2016 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 31, 2016 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Sep 28, 2015 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 19, 2015 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $287K from 58 investors as of the latest filing. Peter is listed as executive officer on 5 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • PETER ROTTIER — CA, 3 issuers, Feb 10, 2016 → Sep 4, 2018 · no shared issuer

People around Peter 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

PETER Y. CHUNG

Executive Officer, Director · 15 shared filings (4 issuers) · also on 115 other issuers

PETER Y. CHUNG is on 119 issuers in total — a repeat sponsor. Their page lists every one.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

DARREN M. BLACK

Executive Officer · 14 shared filings (3 issuers) · also on 64 other issuers

DARREN M. BLACK is on 67 issuers in total — a repeat sponsor. Their page lists every one.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Scott C. Collins

Executive Officer · 14 shared filings (3 issuers) · also on 90 other issuers

Scott C. Collins is on 93 issuers in total — a repeat sponsor. Their page lists every one.

CD
No photo found yet (own website and image search run after this page is viewed)
Person

CHRISTOPHER J. DEAN

Executive Officer · 14 shared filings (3 issuers) · also on 22 other issuers

CHRISTOPHER J. DEAN is on 25 issuers in total — a repeat sponsor. Their page lists every one.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

CRAIG DAVID FRANCES

Executive Officer · 14 shared filings (3 issuers) · also on 70 other issuers

CRAIG DAVID FRANCES is on 73 issuers in total — a repeat sponsor. Their page lists every one.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

CHARLES JAMES FITZGERALD

Executive Officer · 14 shared filings (3 issuers) · also on 13 other issuers

CHARLES JAMES FITZGERALD is on 16 issuers in total — a repeat sponsor. Their page lists every one.

BE
No photo found yet (own website and image search run after this page is viewed)
Person

BRUCE R. EVANS

Executive Officer · 14 shared filings (3 issuers) · also on 35 other issuers

BRUCE R. EVANS is on 38 issuers in total — a repeat sponsor. Their page lists every one.

LF
No photo found yet (own website and image search run after this page is viewed)
Person

LEONARD C. FERRINGTON

Executive Officer · 14 shared filings (3 issuers)

Listed on the same filings as Peter L. Rottier. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

MARTIN J. MANNION

Executive Officer · 12 shared filings (2 issuers) · also on 62 other issuers

MARTIN J. MANNION is on 64 issuers in total — a repeat sponsor. Their page lists every one.

TJ
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas H. Jennings

Executive Officer · 12 shared filings (2 issuers) · also on 69 other issuers

Thomas H. Jennings is on 71 issuers in total — a repeat sponsor. Their page lists every one.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

ROBIN W. DEVEREUX

Executive Officer · 12 shared filings (2 issuers) · also on 57 other issuers

ROBIN W. DEVEREUX is on 59 issuers in total — a repeat sponsor. Their page lists every one.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

MARK A. DELAAR

Executive Officer · 12 shared filings (2 issuers) · also on 3 other issuers

MARK A. DELAAR is on 5 issuers in total — a repeat sponsor. Their page lists every one.

GG
No photo found yet (own website and image search run after this page is viewed)
Person

GREG S. GOLDFARB

Executive Officer · 12 shared filings (2 issuers)

Listed on the same filings as Peter L. Rottier. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

CHRISTIAN R. STRAIN

Executive Officer · 12 shared filings (2 issuers)

Listed on the same filings as Peter L. Rottier. Their page shows their other deals.

HS
No photo found yet (own website and image search run after this page is viewed)
Person

HAN SIKKENS

Executive Officer · 12 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as Peter L. Rottier. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

JOHN ROBERT CARROLL

Executive Officer · 11 shared filings (2 issuers) · also on 70 other issuers

JOHN ROBERT CARROLL is on 72 issuers in total — a repeat sponsor. Their page lists every one.

WK
No photo found yet (own website and image search run after this page is viewed)
Person

WALTER G. KORTSCHAK

Executive Officer · 9 shared filings (2 issuers) · also on 7 other issuers

WALTER G. KORTSCHAK is on 9 issuers in total — a repeat sponsor. Their page lists every one.

MA
No photo found yet (own website and image search run after this page is viewed)
Person

MATTHIAS G. ALLGAIER

Executive Officer · 9 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as Peter L. Rottier. Their page shows their other deals.

TR
No photo found yet (own website and image search run after this page is viewed)
Person

THOMAS S. ROBERTS

Executive Officer · 8 shared filings (2 issuers) · also on 34 other issuers

THOMAS S. ROBERTS is on 36 issuers in total — a repeat sponsor. Their page lists every one.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

ALEXANDER D. WHITTEMORE

Executive Officer · 8 shared filings (3 issuers) · also on 14 other issuers

ALEXANDER D. WHITTEMORE is on 17 issuers in total — a repeat sponsor. Their page lists every one.

GN
No photo found yet (own website and image search run after this page is viewed)
Person

Gregg Nardone

Executive Officer · 7 shared filings (2 issuers) · also on 10 other issuers

Gregg Nardone is on 12 issuers in total — a repeat sponsor. Their page lists every one.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

JAMES M. FREELAND

Executive Officer · 6 shared filings (2 issuers) · also on 20 other issuers

JAMES M. FREELAND is on 22 issuers in total — a repeat sponsor. Their page lists every one.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

ALEXANDER D. WHITTMORE

Executive Officer · 5 shared filings (2 issuers)

Listed on the same filings as Peter L. Rottier. Their page shows their other deals.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Todd D. Hearle

Executive Officer · 3 shared filings (2 issuers) · also on 15 other issuers

Todd D. Hearle is on 17 issuers in total — a repeat sponsor. Their page lists every one.

MH
No photo found yet (own website and image search run after this page is viewed)
Person

MATTHEW G. HAMILTON

Executive Officer · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Peter L. Rottier. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

JAY D. PAULEY

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Peter L. Rottier. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

MICHAEL A. MEDICI

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Peter L. Rottier. Their page shows their other deals.

DA
No photo found yet (own website and image search run after this page is viewed)
Person

DAVID W. AVERETT

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Peter L. Rottier. Their page shows their other deals.

TT
No photo found yet (own website and image search run after this page is viewed)
Person

THOMAS M. TARNOWSKI

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Peter L. Rottier. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

JOHN CARROLL

Executive Officer · 3 shared filings (2 issuers) · also on 5 other issuers

JOHN CARROLL is on 7 issuers in total — a repeat sponsor. Their page lists every one.

EH
No photo found yet (own website and image search run after this page is viewed)
Person

Eion Hu

Director · 1 shared filing (1 issuer) · also on 27 other issuers

Eion Hu is on 28 issuers in total — a repeat sponsor. Their page lists every one.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph F. Trustey

Executive Officer · 1 shared filing (1 issuer) · also on 15 other issuers

Joseph F. Trustey is on 16 issuers in total — a repeat sponsor. Their page lists every one.

HM
No photo found yet (own website and image search run after this page is viewed)
Person

HARRISON P. MILLER

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Peter L. Rottier. Their page shows their other deals.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

STEPHEN G. WOODSUM

Executive Officer · 1 shared filing (1 issuer) · also on 7 other issuers

STEPHEN G. WOODSUM is on 8 issuers in total — a repeat sponsor. Their page lists every one.

GN
No photo found yet (own website and image search run after this page is viewed)
Person

GREGG NARDONNE

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Peter L. Rottier. Their page shows their other deals.

EC
No photo found yet (own website and image search run after this page is viewed)
Person

Eunji Chung

Director · 1 shared filing (1 issuer)

Listed on the same filings as Peter L. Rottier. Their page shows their other deals.

SH
No photo found yet (own website and image search run after this page is viewed)
Person

Sagit Halpern

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Peter L. Rottier. Their page shows their other deals.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Salay

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Peter L. Rottier. Their page shows their other deals.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

M. Brad Wilford

Director · 1 shared filing (1 issuer)

Listed on the same filings as Peter L. Rottier. Their page shows their other deals.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Tyler Huber

Director · 1 shared filing (1 issuer)

Listed on the same filings as Peter L. Rottier. Their page shows their other deals.

The team behind the deals

S
Sponsor group

Summit

102 issuers · 309 filings · $52.94B reported sold · 2009–2026

One team, 102 deal companies. Peter L. Rottier is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name PETER L. ROTTIER.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 4 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to PETER L. ROTTIER by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 4 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Peter L. Rottier is listed on: none on file. No website or social profile named in Cloud9 Investment Holdings, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #202,457 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Chicago, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Massachusetts MassCourts ↗Cook County Clerk of Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Massachusetts Secretary of State business search ↗Illinois Secretary of State business search ↗OpenCorporates ↗

Change history

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