PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:29 AM ET

Sponsor Check › Person

JC
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JOHN CARROLL

Named as an officer, director or promoter on SEC Form D filings · MA · Apr 28, 2010 → May 11, 2023

7deals (issuers)
$933Mreported sold
167investors
18Form D filings
2010–2023years on file

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:02 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

JOHN CARROLL is listed as an executive officer, director, and promoter on 18 SEC Form D filings by 7 issuers between Apr 2010 and May 2023. Largest by amount reported sold: SUMMIT PARTNERS CONCENTRATED GROWTH L/S FUND, LTD. (Boston, MA — pooled investment fund — 2018; $915.9M reported sold to 100 investors), SATCON TECHNOLOGY CORP (Boston, MA — other energy — 2011; $16M reported sold to 1 investors), Preddio Techonologies, Inc (N. Andover, MA — industry reported as "Other" — 2022; $723K reported sold to 8 investors), Summit Investors I, LLC (Boston, MA — pooled investment fund — 2010–2015; $287K reported sold to 58 investors), Summit Partners Co-Invest (Ironman), L.P. (Boston, MA — pooled investment fund — 2018–2023) and 2 more (all listed below).

What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer, director, and promoter, over about 13 years. Across those companies the filings report $933M sold in total.

Listed alongside BRUCE R. EVANS (16 shared filings), PETER Y. CHUNG (16 shared filings), Scott C. Collins (16 shared filings), CRAIG DAVID FRANCES (15 shared filings), CHRISTOPHER J. DEAN (13 shared filings) and 42 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around JOHN. Each name links to their own page.

The issuers belong to 2 sponsor groups: Summit (102 issuers, $52.94B reported sold, 2009–2026) and Preddio (2 issuers, $1.72M reported sold, 2020–2022).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 13 bankruptcy cases matching the name listed in Key records below.

What this means 13 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 18 public filings for JOHN CARROLL and found 9 differences, 2 worth asking the sponsor about: Investor count went down between filings; JOHN CARROLL is no longer listed on the Sep 4, 2019 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for JOHN CARROLL has not run yet — it is joining a line of 34,080 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:02 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched JOHN CARROLL..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

13 cases: 13 closed (disposition not in docket feed)

Raquel K Carroll and John T Carroll closed
United States Bankruptcy Court, D. Massachusetts · No. 14-42105 · Filed Sep 27, 2014 · Closed Feb 11, 2015
Role of John T Carroll: Debtor · Outcome: Case closed 2015-02-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 445 federal dockets); 15 people with this name in Form D filings; court in the person's filing state (MA)
John T. Carroll closed
United States Bankruptcy Court, D. Massachusetts · No. 08-30533 · Filed Apr 11, 2008 · Closed Jul 11, 2014
Role of John T. Carroll: Debtor · Outcome: Case closed 2014-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 445 federal dockets); 15 people with this name in Form D filings; court in the person's filing state (MA)
John P. Carroll closed
United States Bankruptcy Court, D. Massachusetts · No. 02-46016 · Filed Oct 2, 2002 · Closed Oct 8, 2003
Role of John P. Carroll: Debtor · Outcome: Case closed 2003-10-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 445 federal dockets); 15 people with this name in Form D filings; court in the person's filing state (MA)
John D. Carroll closed
United States Bankruptcy Court, D. Massachusetts · No. 02-42084 · Filed Apr 3, 2002 · Closed Feb 25, 2004
Role of John D. Carroll: Debtor · Outcome: Case closed 2004-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 445 federal dockets); 15 people with this name in Form D filings; court in the person's filing state (MA)
John P. Carroll closed
United States Bankruptcy Court, D. Massachusetts · No. 02-41938 · Filed Mar 29, 2002 · Closed Mar 23, 2004
Role of John P. Carroll: Debtor · Outcome: Case closed 2004-03-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 445 federal dockets); 15 people with this name in Form D filings; court in the person's filing state (MA)
John W. Carroll and Marie A. Carroll closed
United States Bankruptcy Court, D. Massachusetts · No. 98-42325 · Filed Mar 31, 1998 · Closed Jul 28, 1998
Role of John W. Carroll and Marie A. Carroll: Debtor · Outcome: Case closed 1998-07-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 445 federal dockets); 15 people with this name in Form D filings; court in the person's filing state (MA)
John F. Carroll closed
United States Bankruptcy Court, D. Massachusetts · No. 97-45829 · Filed Aug 21, 1997 · Closed Dec 9, 1997
Role of John F. Carroll: Debtor · Outcome: Case closed 1997-12-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 445 federal dockets); 15 people with this name in Form D filings; court in the person's filing state (MA)
John Carroll closed
United States Bankruptcy Court, D. Massachusetts · No. 97-13718 · Filed Apr 18, 1997 · Closed Aug 28, 1997
Role of John Carroll: Debtor · Outcome: Case closed 1997-08-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 445 federal dockets); 15 people with this name in Form D filings; court in the person's filing state (MA)
John P. Carroll closed
United States Bankruptcy Court, D. Massachusetts · No. 96-46210 · Filed Nov 7, 1996 · Closed Apr 18, 1997
Role of John P. Carroll: Debtor · Outcome: Case closed 1997-04-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 445 federal dockets); 15 people with this name in Form D filings; court in the person's filing state (MA)
John E. Carroll and Mary T. Carroll closed
United States Bankruptcy Court, D. Massachusetts · No. 96-15804 · Filed Aug 1, 1996 · Closed May 30, 1997
Role of John E. Carroll and Mary T. Carroll: Debtor · Outcome: Case closed 1997-05-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 445 federal dockets); 15 people with this name in Form D filings; court in the person's filing state (MA)
John L. Carroll closed
United States Bankruptcy Court, D. Massachusetts · No. 91-13578 · Filed Apr 26, 1991 · Closed Sep 9, 1991
Role of John L. Carroll: Debtor · Outcome: Case closed 1991-09-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 445 federal dockets); 15 people with this name in Form D filings; court in the person's filing state (MA)
John T. Carroll closed
United States Bankruptcy Court, D. Massachusetts · No. 91-10109 · Filed Jan 4, 1991 · Closed May 3, 1995
Role of John T. Carroll: Debtor · Outcome: Case closed 1995-05-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 445 federal dockets); 15 people with this name in Form D filings; court in the person's filing state (MA)
John A Carroll closed
United States Bankruptcy Court, D. Massachusetts · No. 88-40030 · Filed Jan 25, 1988 · Closed Jun 30, 1991
Role of John A Carroll: Debtor · Outcome: Case closed 1991-06-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 445 federal dockets); 15 people with this name in Form D filings; court in the person's filing state (MA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:02 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

9 differences found between the filings for JOHN CARROLL — 2 worth asking about (compared 18 filings on Oct 24, 2026)

Worth asking · Sep 15, 2017 – Jan 12, 2018

Investor count went down between filings — SUMMIT PARTNERS CONCENTRATED GROWTH L/S FUND, LTD.

The Sep 15, 2017 filing reports 7 investors; the Jan 12, 2018 Form D/A reports 6 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Sources
Note · Nov 30, 2022 – Dec 21, 2022

Form D filed 21 days after the first sale — Preddio Techonologies, Inc

The filing says the first sale was Nov 30, 2022. The Form D was filed Dec 21, 2022 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Sources
Note · Apr 15, 2010 – Mar 20, 2014

5 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Summit Investors I, LLC (latest filing Mar 20, 2014) · No amendment in the last 12 months on an offering that may still be open — Summit Investors I, LLC (latest filing Feb 15, 2013) · No amendment in the last 12 months on an offering that may still be open — Summit Investors I, LLC (latest filing Jul 25, 2012) · No amendment in the last 12 months on an offering that may still be open — Summit Investors I, LLC (latest filing Jan 19, 2012) · No amendment in the last 12 months on an offering that may still be open — Summit Investors I, LLC (latest filing Apr 28, 2010)

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Sources
Worth asking · Sep 13, 2018 – Sep 4, 2019

JOHN CARROLL is no longer listed on the Sep 4, 2019 amendment — SUMMIT PARTNERS CONCENTRATED GROWTH L/S FUND, LTD.

JOHN CARROLL appears on the Sep 13, 2018 Form D/A (executive officer) but not on the Sep 4, 2019 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Sources
Note · Oct 12, 2011 – Sep 27, 2019

Same name, different state: "John C. Carroll" (AR) is a separate record

This page covers filings where the address state is MA. A separate record, "John C. Carroll" with address state AR, is listed on 11 filings — most recently by FIXED OPPORTUNITY PARTNERS I LLC (Sep 27, 2019). Both records have filings in the same period (Oct 12, 2011 to Sep 27, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Dec 31, 2013 – Dec 1, 2016

Same name, different state: "John Charles Carroll" (NY) is a separate record

This page covers filings where the address state is MA. A separate record, "John Charles Carroll" with address state NY, is listed on 43 filings — most recently by AllianzGI Structured Alpha Global Equity 350 LLC (Dec 1, 2016). Both records have filings in the same period (Dec 31, 2013 to Dec 1, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jun 2, 2010 – Jul 30, 2010

Same name, different state: "John C. Carroll" (OH) is a separate record

This page covers filings where the address state is MA. A separate record, "John C. Carroll" with address state OH, is listed on 2 filings — most recently by Ocean Lithotripsy, LLC (Jul 30, 2010). Both records have filings in the same period (Jun 2, 2010 to Jul 30, 2010).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Jul 17, 2009

Same name, different state: "John Matthias Carroll" (KY) is a separate record

This page covers filings where the address state is MA. A separate record, "John Matthias Carroll" with address state KY, is listed on 1 filing — most recently by Carroll-Kron Consulting, Inc. (Jul 17, 2009). The two records do not overlap in time: this page runs Apr 28, 2010 to May 11, 2023; the other has one filing dated Jul 17, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
Note · Apr 15, 2009

Same name, different state: "John R. Carroll" (GA) is a separate record

This page covers filings where the address state is MA. A separate record, "John R. Carroll" with address state GA, is listed on 1 filing — most recently by FLEETCOR TECHNOLOGIES INC (Apr 15, 2009). The two records do not overlap in time: this page runs Apr 28, 2010 to May 11, 2023; the other has one filing dated Apr 15, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 17 offerings reports sales commissions totalling $960,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 11, 2023 D
Summit Partners Co-Invest (Ironman), L.P.
File 021-481529
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Dec 21, 2022 D
Preddio Techonologies, Inc
File 021-468252
$0$0$0None listed on this filingEDGAR ↗
Sep 13, 2018 D/A
SUMMIT PARTNERS CONCENTRATED GROWTH L/S FUND, LTD.
File 021-75973
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Jul 24, 2018 D
Summit Partners Co-Invest (Quicksilver), L.P.
File 021-317562
$0 (est.)$0 (est.)$0 (est.)None listed on this filingEDGAR ↗
Apr 19, 2018 D
Summit Partners Co-Invest (Ironman), L.P.
File 021-310632
$0$0$0None listed on this filingEDGAR ↗
Oct 31, 2017 D
Summit Partners Subordinated Debt Fund V-B, L.P.
File 021-297755
$0$0$0 (est.)
The general partner is entitled to a performance allocation. The general partner is also entitled to a management fee. The performance allocation and management fee are fully discussed in the Issuer's confidential offering materials.
None listed on this filingEDGAR ↗
Mar 19, 2015 D
Summit Investors I, LLC
File 021-236226
$0$0$0None listed on this filingEDGAR ↗
Sep 15, 2014 D
Summit Investors I, LLC
File 021-224724
$0$0$0None listed on this filingEDGAR ↗
Mar 20, 2014 D
Summit Investors I, LLC
File 021-213964
$0$0$0None listed on this filingEDGAR ↗
Aug 16, 2013 D
Summit Investors I, LLC
File 021-201526
$0$0$0None listed on this filingEDGAR ↗
Feb 15, 2013 D
Summit Investors I, LLC
File 021-191988
$0$0$0None listed on this filingEDGAR ↗
Jul 25, 2012 D
Summit Investors I, LLC
File 021-181730
$0$0$0None listed on this filingEDGAR ↗
Jan 19, 2012 D
Summit Investors I, LLC
File 021-172167
$0$0$0None listed on this filingEDGAR ↗
Jul 7, 2011 D
SATCON TECHNOLOGY CORP
File 021-162402
$960,000$0$0Lazard Capital Markets LLC BrokerCheck CRD 134736 ↗EDGAR ↗
Jun 14, 2011 D
Summit Investors I, LLC
File 021-161240
$0$0$0None listed on this filingEDGAR ↗
Oct 13, 2010 D
Summit Investors I, LLC
File 021-148996
$0$0$0None listed on this filingEDGAR ↗
Apr 28, 2010 D
Summit Investors I, LLC
File 021-141251
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 7

Every issuer that named John Carroll on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Summit

Summit Partners Co-Invest (Ironman), L.P.

Boston, MA · Apr 19, 2018 → May 11, 2023 · 2 filings
  • May 11, 2023 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the General Partner of the Issuer) EDGAR ↗
  • Apr 19, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other · group: Preddio

Preddio Techonologies, Inc

N. Andover, MA · Dec 21, 2022
  • Dec 21, 2022 · D · $723,228 sold of $723,228 · 8 investors · min. $50,000 · role: Director EDGAR ↗

Raised $723K from 8 investors (100% of the $723K target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Summit

SUMMIT PARTNERS CONCENTRATED GROWTH L/S FUND, LTD.

Boston, MA · Jan 12, 2018 → Sep 13, 2018 · 2 filings
  • Sep 13, 2018 · D/A · $25,298,712 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
  • Jan 12, 2018 · D/A · $18,389,708 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $915.9M from 100 investors as of the latest filing. John is listed as executive officer on 2 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Summit

Summit Partners Co-Invest (Quicksilver), L.P.

Boston, MA · Jul 24, 2018
  • Jul 24, 2018 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Executive Officer of the General Partner of the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Summit

Summit Partners Subordinated Debt Fund V-B, L.P.

Boston, MA · Oct 31, 2017
  • Oct 31, 2017 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer, Promoter (Executive officer of the general partner of the general partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. John is listed as executive officer, promoter.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Summit

Summit Investors I, LLC

Boston, MA · Apr 28, 2010 → Mar 19, 2015 · 10 filings
  • Mar 19, 2015 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Sep 15, 2014 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Mar 20, 2014 · D · $168,675 sold of Indefinite · 22 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Aug 16, 2013 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Feb 15, 2013 · D · $211,025 sold of Indefinite · 58 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jul 25, 2012 · D · $40,050 sold of Indefinite · 10 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jan 19, 2012 · D · $286,700 sold of Indefinite · 50 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Jun 14, 2011 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Oct 13, 2010 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 28, 2010 · D · $222,400 sold of Indefinite · 52 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $287K from 58 investors as of the latest filing. John is listed as executive officer on 10 filings for this deal.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other Energy

SATCON TECHNOLOGY CORP

Boston, MA · Jul 7, 2011
  • Jul 7, 2011 · D · $16,000,000 sold of $16,000,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $16M from 1 investor (100% of the $16M target) as of the latest filing. John is listed as director.

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (14)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • JOHN ROBERT CARROLL — MA, 72 issuers, May 13, 2009 → Sep 17, 2026 · shares 3 issuers with this record
  • John Charles Carroll — NY, 18 issuers, Dec 31, 2013 → Dec 1, 2016 · no shared issuer
  • John B. Carroll — NY, 4 issuers, Dec 22, 2009 → Nov 10, 2011 · no shared issuer
  • John Carroll — NY, 2 issuers, Jan 28, 2026 → Jan 28, 2026 · no shared issuer
  • John R. Carroll — GA, 1 issuer, Apr 15, 2009 → Apr 15, 2009 · no shared issuer
  • John Matthias Carroll — KY, 1 issuer, Jul 17, 2009 → Jul 17, 2009 · no shared issuer
  • John C. Carroll — OH, 1 issuer, Jun 2, 2010 → Jul 30, 2010 · no shared issuer
  • John C. Carroll — AR, 1 issuer, Oct 12, 2011 → Sep 27, 2019 · no shared issuer
  • John Carroll — DC, 1 issuer, Oct 26, 2017 → Oct 26, 2017 · no shared issuer
  • John Carroll — UT, 1 issuer, Oct 3, 2022 → Oct 3, 2022 · no shared issuer
  • John Edward Carroll — NY, 1 issuer, Mar 12, 2010 → Apr 4, 2013 · no shared issuer
  • John J. Carroll — MA, 1 issuer, Oct 31, 2017 → Oct 31, 2017 · no shared issuer
  • JOHN SHERMAN CARROLL — LA, 1 issuer, Jun 15, 2022 → Jun 15, 2022 · no shared issuer
  • JOHN E. CARROLL — LA, 1 issuer, May 25, 2022 → May 25, 2022 · no shared issuer

People around John 40

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

PETER Y. CHUNG

Executive Officer · 16 shared filings (5 issuers) · also on 114 other issuers

PETER Y. CHUNG is on 119 issuers in total — a repeat sponsor. Their page lists every one.

SC
No photo found yet (own website and image search run after this page is viewed)
Person

Scott C. Collins

Executive Officer, Promoter · 16 shared filings (5 issuers) · also on 88 other issuers

Scott C. Collins is on 93 issuers in total — a repeat sponsor. Their page lists every one.

BE
No photo found yet (own website and image search run after this page is viewed)
Person

BRUCE R. EVANS

Executive Officer, Promoter · 16 shared filings (5 issuers) · also on 33 other issuers

BRUCE R. EVANS is on 38 issuers in total — a repeat sponsor. Their page lists every one.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

CRAIG DAVID FRANCES

Executive Officer · 15 shared filings (4 issuers) · also on 69 other issuers

CRAIG DAVID FRANCES is on 73 issuers in total — a repeat sponsor. Their page lists every one.

CD
No photo found yet (own website and image search run after this page is viewed)
Person

CHRISTOPHER J. DEAN

Executive Officer · 13 shared filings (3 issuers) · also on 22 other issuers

CHRISTOPHER J. DEAN is on 25 issuers in total — a repeat sponsor. Their page lists every one.

TJ
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas H. Jennings

Executive Officer · 13 shared filings (3 issuers) · also on 68 other issuers

Thomas H. Jennings is on 71 issuers in total — a repeat sponsor. Their page lists every one.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

ROBIN W. DEVEREUX

Executive Officer · 13 shared filings (3 issuers) · also on 56 other issuers

ROBIN W. DEVEREUX is on 59 issuers in total — a repeat sponsor. Their page lists every one.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

MARTIN J. MANNION

Executive Officer · 10 shared filings (1 issuer) · also on 63 other issuers

MARTIN J. MANNION is on 64 issuers in total — a repeat sponsor. Their page lists every one.

CF
No photo found yet (own website and image search run after this page is viewed)
Person

CHARLES JAMES FITZGERALD

Executive Officer · 10 shared filings (3 issuers) · also on 13 other issuers

CHARLES JAMES FITZGERALD is on 16 issuers in total — a repeat sponsor. Their page lists every one.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Joseph F. Trustey

Executive Officer · 10 shared filings (1 issuer) · also on 15 other issuers

Joseph F. Trustey is on 16 issuers in total — a repeat sponsor. Their page lists every one.

HM
No photo found yet (own website and image search run after this page is viewed)
Person

HARRISON P. MILLER

Executive Officer · 10 shared filings (1 issuer)

Listed on the same filings as John Carroll. Their page shows their other deals.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

STEPHEN G. WOODSUM

Executive Officer · 10 shared filings (1 issuer) · also on 7 other issuers

STEPHEN G. WOODSUM is on 8 issuers in total — a repeat sponsor. Their page lists every one.

TR
No photo found yet (own website and image search run after this page is viewed)
Person

THOMAS ROBERTS

Executive Officer · 10 shared filings (1 issuer) · also on 4 other issuers

THOMAS ROBERTS is on 5 issuers in total — a repeat sponsor. Their page lists every one.

WK
No photo found yet (own website and image search run after this page is viewed)
Person

WALTER G. KORTSCHAK

Executive Officer · 9 shared filings (1 issuer) · also on 8 other issuers

WALTER G. KORTSCHAK is on 9 issuers in total — a repeat sponsor. Their page lists every one.

TH
No photo found yet (own website and image search run after this page is viewed)
Person

Todd D. Hearle

Executive Officer · 9 shared filings (1 issuer) · also on 16 other issuers

Todd D. Hearle is on 17 issuers in total — a repeat sponsor. Their page lists every one.

JF
No photo found yet (own website and image search run after this page is viewed)
Person

JAMES M. FREELAND

Executive Officer · 9 shared filings (1 issuer) · also on 21 other issuers

JAMES M. FREELAND is on 22 issuers in total — a repeat sponsor. Their page lists every one.

AW
No photo found yet (own website and image search run after this page is viewed)
Person

ALEXANDER D. WHITTEMORE

Executive Officer · 9 shared filings (2 issuers) · also on 15 other issuers

ALEXANDER D. WHITTEMORE is on 17 issuers in total — a repeat sponsor. Their page lists every one.

GN
No photo found yet (own website and image search run after this page is viewed)
Person

GREGG J. NARDONE

Executive Officer · 9 shared filings (1 issuer) · also on 4 other issuers

GREGG J. NARDONE is on 5 issuers in total — a repeat sponsor. Their page lists every one.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

MARK A. DELAAR

Executive Officer · 8 shared filings (1 issuer) · also on 4 other issuers

MARK A. DELAAR is on 5 issuers in total — a repeat sponsor. Their page lists every one.

GG
No photo found yet (own website and image search run after this page is viewed)
Person

GREG S. GOLDFARB

Executive Officer · 7 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Carroll. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

CHRISTIAN R. STRAIN

Executive Officer · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as John Carroll. Their page shows their other deals.

HS
No photo found yet (own website and image search run after this page is viewed)
Person

HANS SIKKENS

Executive Officer · 5 shared filings (1 issuer)

Listed on the same filings as John Carroll. Their page shows their other deals.

LF
No photo found yet (own website and image search run after this page is viewed)
Person

LEONARD C. FERRINGTON

Executive Officer · 5 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as John Carroll. Their page shows their other deals.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

DARREN M. BLACK

Executive Officer · 4 shared filings (2 issuers) · also on 65 other issuers

DARREN M. BLACK is on 67 issuers in total — a repeat sponsor. Their page lists every one.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Sotiris T.F. Lyritzis

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as John Carroll. Their page shows their other deals.

JW
No photo found yet (own website and image search run after this page is viewed)
Person

James Westra

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as John Carroll. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

J.J. KARDWELL

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as John Carroll. Their page shows their other deals.

PR
No photo found yet (own website and image search run after this page is viewed)
Person

PETER L. ROTTIER

Executive Officer · 3 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as John Carroll. Their page shows their other deals.

HS
No photo found yet (own website and image search run after this page is viewed)
Person

HAN SIKKENS

Executive Officer · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as John Carroll. Their page shows their other deals.

DP
No photo found yet (own website and image search run after this page is viewed)
Person

David Prend

Director · 1 shared filing (1 issuer) · also on 5 other issuers

David Prend is on 6 issuers in total — a repeat sponsor. Their page lists every one.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

John Peacock

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Carroll. Their page shows their other deals.

AG
No photo found yet (own website and image search run after this page is viewed)
Person

Aaron M. Gomolak

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Carroll. Their page shows their other deals.

PD
No photo found yet (own website and image search run after this page is viewed)
Person

Peter F. DeGraff

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Carroll. Their page shows their other deals.

CR
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Steve Rhoades

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as John Carroll. Their page shows their other deals.

PD
No photo found yet (own website and image search run after this page is viewed)
Person

Phillip J. Deutch

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Carroll. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Schoenberger

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Carroll. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel R. Dwight

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Carroll. Their page shows their other deals.

LC
No photo found yet (own website and image search run after this page is viewed)
Person

Leo Casey

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as John Carroll. Their page shows their other deals.

JK
No photo found yet (own website and image search run after this page is viewed)
Person

James L. Kirtley

Director · 1 shared filing (1 issuer)

Listed on the same filings as John Carroll. Their page shows their other deals.

The team behind the deals

Sponsor group

Summit

102 issuers · 309 filings · $52.94B reported sold · 2009–2026

One team, 102 deal companies. John Carroll is listed on 5 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name JOHN CARROLL.

Sponsor group

Preddio

2 issuers · 2 filings · $1.72M reported sold · 2020–2022

One team, 2 deal companies. John Carroll is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name JOHN CARROLL.

Same business address

51 other issuers file from the same address (first 50 shown)

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 1 of the 7 issuers this person is listed on matches a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): SUMMIT PARTNERS CONCENTRATED GROWTH L/S FUND, LTD..

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to JOHN CARROLL by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 7 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers John Carroll is listed on: none on file. No website or social profile named in SUMMIT PARTNERS CONCENTRATED GROWTH L/S FUND, LTD.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #228,860 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Boston, MA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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