Peter Gaunt is listed as an executive officer on 2 SEC Form D filings by 2 issuers between Jun 2022 and Jul 2022: Carlyle Direct Lending Fund (Levered), L.P. (Washington, DC — pooled investment fund — 2022; $232.2M reported sold to 90 investors) and Carlyle Direct Lending Drawdown CLO 2022-1 Partnership, L.P. (Washington, DC — pooled investment fund — 2022).
What this means 2 separate companies raised money with this person listed as executive officer. Across those companies the filings report $232.2M sold in total.
All 2 issuers belong to the sponsor group Carlyle (556 issuers, $208.72B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Carlyle has 556 companies on file and $208.72B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Peter Gaunt and found 3 differences, 1 worth asking the sponsor about: Peter Gaunt is no longer listed on the Nov 3, 2023 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.