Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:17 PM ET

No photo found (searched own website, image search on Oct 24, 2026)

David Lobe

Named as an officer, director or promoter on SEC Form D filings · DC, NY, Luxembourg (as filed: N4) · Dec 14, 2018 → Sep 14, 2026

125deals (issuers)

$25.63Breported sold

2,629investors

195Form D filings

2018–2026years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 11:28 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

David Lobe is listed as an executive officer and director on 195 SEC Form D filings by 125 issuers between Dec 2018 and Sep 2026. Largest by amount reported sold: Carlyle Credit Opportunities Fund (Parallel) II, SCSp (Luxembourg, Luxembourg (as filed: N4) — pooled investment fund — 2021; $2.03B reported sold to 26 investors), Carlyle Global Partners II, L.P. (Washington, DC — pooled investment fund — 2019–2020; $1.84B reported sold to 21 investors), Carlyle Credit Opportunities Fund III (Parallel), SCSp (Luxembourg, Luxembourg (as filed: N4) — pooled investment fund — 2022–2024; $1.68B reported sold to 8 investors), Carlyle Asset-Backed Income Fund, L.P. (Washington, DC — pooled investment fund — 2026; $1.49B reported sold to 2 investors), Carlyle Asset-Backed Income Fund (Parallel), L.P. (Washington, DC — pooled investment fund — 2026; $1.49B reported sold to 2 investors) and 120 more (all listed below).

What this means That is a lot of deals — 125 separate companies raised money with this person listed as executive officer and director, over about 8 years. Across those companies the filings report $25.63B sold in total.

Listed alongside Kristen Newville (117 shared filings), Christopher Finn (77 shared filings), Christina von Poelnitz (65 shared filings), Mark Jenkins (49 shared filings), Jeremy Anderson (37 shared filings) and 141 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around David. Each name links to their own page.

The issuers belong to 2 sponsor groups: Carlyle (556 issuers, $208.72B reported sold, 2009–2026) and Cnli (4 issuers, $4.7M reported sold, 2022–2026).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 13 court cases matching the name, 1 state regulator order, 4 bankruptcy cases matching the name listed in Key records below.

What this means 18 records came back, including 3 court cases still open — open cases can take years and cost money. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared the newest 50 of 195 public filings for David Lobe and found 13 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Investor count went down between filings; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for David Lobe has not run yet — it is #36,020 of 63,088 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 1,230 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

13 cases: 8 closed (disposition not in docket feed), 3 open, 1 dismissed, 1 judgment

United States v. Lobe closed

District Court, S.D. Texas · No. 4:26-cr-00399 · Filed Jun 23, 2026 · Closed Jun 23, 2026

Role of Lobe: Defendant · Outcome: Terminated 2026-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 72 federal dockets); surname only in the caption; court in TX (not a filing state); criminal docket

United States v. Lobe closed

District Court, S.D. Texas · No. 4:26-cr-00399 · Filed Jun 23, 2026 · Closed Jun 23, 2026

Role of Lobe: Defendant · Outcome: Terminated 2026-06-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 72 federal dockets); surname only in the caption; court in TX (not a filing state); criminal docket

Cambridge Mutual Fire Insurance Company v. Lobe open

District Court, N.D. Illinois · No. 1:26-cv-01671 · Filed Feb 13, 2026

Role of Lobe: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 72 federal dockets); surname only in the caption; court in IL (not a filing state)

Lobe Sciences, Ltd. v. University Of Miami closed

District Court, S.D. Florida · No. 1:23-cv-20288 · Filed Jan 25, 2023 · Closed Sep 28, 2023 · Nature of suit: 190 Contract: Other · Cause: 28:1332 Diversity-Breach of Contract

Role of Lobe Sciences, Ltd.: Plaintiff · Outcome: Terminated 2023-09-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 72 federal dockets); surname only in the caption; court in FL (not a filing state)

United States v. Lobe closed

District Court, S.D. Texas · No. 4:18-mj-01014 · Filed Jun 26, 2018 · Closed Apr 10, 2018 · Nature of suit: 220 Foreclosure

Role of Lobe: Defendant · Outcome: Terminated 2018-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 72 federal dockets); surname only in the caption; court in TX (not a filing state)

United States v. Lobe open

District Court, E.D. Texas · No. 6:18-cr-00040 · Filed Jun 21, 2018

Role of Lobe: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 72 federal dockets); surname only in the caption; court in TX (not a filing state); criminal docket

United States v. Lobe open

District Court, E.D. Texas · No. 6:18-cr-00040 · Filed Jun 21, 2018

Role of Lobe: Defendant · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 72 federal dockets); surname only in the caption; court in TX (not a filing state); criminal docket

Lobe v. GMAC Mortgage, LLC dismissed

District Court, S.D. Texas · No. 4:12-cv-02195 · Filed Jul 20, 2012 · Closed Aug 21, 2012 · Nature of suit: 220 Foreclosure

Role of Lobe: Plaintiff · Outcome: Terminated 2012-08-21 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 72 federal dockets); surname only in the caption; court in TX (not a filing state)

United States v. Lobe closed

District Court, W.D. New York · No. 1:05-cr-00333 · Filed Dec 7, 2005 · Closed Jun 14, 2006

Role of Lobe: Defendant · Outcome: Terminated 2006-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 72 federal dockets); surname only in the caption; court in the person's filing state (NY); criminal docket

United States v. Lobe closed

District Court, W.D. New York · No. 1:05-cr-00333 · Filed Dec 7, 2005 · Closed Jun 14, 2006

Role of Lobe: Defendant · Outcome: Terminated 2006-06-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 72 federal dockets); surname only in the caption; court in the person's filing state (NY); criminal docket

United States v. Lobe closed

District Court, W.D. Washington · No. 2:95-cr-00696 · Filed Sep 28, 1995 · Closed Feb 22, 1996

Role of Lobe: Defendant · Outcome: Terminated 1996-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 72 federal dockets); surname only in the caption; court in WA (not a filing state); criminal docket

United States v. Lobe closed

District Court, W.D. Washington · No. 2:95-cr-00696 · Filed Sep 28, 1995 · Closed Feb 22, 1996

Role of Lobe: Defendant · Outcome: Terminated 1996-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 72 federal dockets); surname only in the caption; court in WA (not a filing state); criminal docket

United States v. Lobe judgment

District Court, W.D. Oklahoma · No. 5:92-cv-01825 · Filed Sep 14, 1992 · Closed Jun 23, 1993 · Nature of suit: 220 Foreclosure

Role of Lobe: Defendant · Outcome: Terminated 1993-06-23 — FJC Integrated Database disposition: Judgment on default; judgment for plaintiff Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 72 federal dockets); surname only in the caption; court in OK (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 11:28 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 state regulator order

Summary Order WI · Wisconsin Department of Financial Institutions, Division of Securities

Order date Oct 1, 2010 · Regulator: Wisconsin Department of Financial Institutions, Division of Securities · S-08152 (EX) · Parties (regulator's caption): Waylinks, Inc.; William J. Manis; William C. Lobe; James J. Healey; Jerald L. Woods

Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗

same rare surname (2 people in Form D filings); different first name (william); regulator in WI (not a filing state)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched David Lobe..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

4 cases: 4 closed (disposition not in docket feed)

Lobe v. ALLIED CREDIT COMPANIES closed

United States Bankruptcy Court, E.D. Washington · No. 05-80070 · Filed Apr 8, 2005 · Closed Feb 10, 2006

Role of Lobe: Plaintiff · Outcome: Case closed 2006-02-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 72 federal dockets); surname only in the caption; court in WA (not a filing state)

Rodney O. Lobe and Karen A. Lobe closed

United States Bankruptcy Court, W.D. New York · No. 1-03-17252 · Filed Sep 29, 2003 · Closed Jan 29, 2004

Role of Rodney O. Lobe and Karen A. Lobe: Debtor · Outcome: Case closed 2004-01-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 72 federal dockets); different first name (rodney); court in the person's filing state (NY)

Cooper v. Lobe closed

United States Bankruptcy Court, W.D. Kentucky · No. 95-03165 · Filed Nov 1, 1995 · Closed Apr 29, 1996

Role of Lobe: Defendant · Outcome: Case closed 1996-04-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 72 federal dockets); surname only in the caption; court in KY (not a filing state)

Jesse Lobe and Elizabeth Lobe closed

United States Bankruptcy Court, W.D. New York · No. 1-93-12544 · Filed Aug 23, 1993 · Closed Dec 21, 1993

Role of Jesse Lobe and Elizabeth Lobe: Debtor · Outcome: Case closed 1993-12-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same rare surname (2 people in Form D filings, 72 federal dockets); different first name (jesse); court in the person's filing state (NY)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 11:28 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for David Lobe — 4 worth asking about (compared the newest 50 of 195 filings on Oct 24, 2026; older filings not covered)

Worth asking · Jul 18, 2025 – Jul 23, 2026

Amount sold went down between filings — Carlyle EDLF Note Issuer, L.P.

The Jul 18, 2025 filing says $349,370,916 sold; the Jul 23, 2026 Form D/A says $344,437,260 sold — $4,933,656 less.

What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.

Form D (earlier) · Jul 18, 2025 ↗Form D/A (later) · Jul 23, 2026 ↗Carlyle EDLF Note Issuer, L.P. — PartnerFacts page ↗

Sources

Form D (earlier) · Jul 18, 2025 ↗ (Jul 18, 2025)
Form D/A (later) · Jul 23, 2026 ↗ (Jul 23, 2026)
Carlyle EDLF Note Issuer, L.P. — PartnerFacts page ↗ (Jul 23, 2026)

Worth asking · Mar 28, 2025 – Mar 26, 2026

Investor count went down between filings — CCOF III Co-Investment, L.P.

The Mar 28, 2025 filing reports 143 investors; the Mar 26, 2026 Form D/A reports 131 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Mar 28, 2025 ↗Form D/A (later) · Mar 26, 2026 ↗CCOF III Co-Investment, L.P. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Mar 28, 2025 ↗ (Mar 28, 2025)
Form D/A (later) · Mar 26, 2026 ↗ (Mar 26, 2026)
CCOF III Co-Investment, L.P. — PartnerFacts page ↗ (Mar 26, 2026)

Worth asking · Dec 11, 2024 – Dec 10, 2025

Investor count went down between filings — CICF II Coinvestment, L.P.

The Dec 11, 2024 filing reports 23 investors; the Dec 10, 2025 Form D/A reports 22 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Dec 11, 2024 ↗Form D/A (later) · Dec 10, 2025 ↗CICF II Coinvestment, L.P. — PartnerFacts page ↗

Sources

Form D/A (earlier) · Dec 11, 2024 ↗ (Dec 11, 2024)
Form D/A (later) · Dec 10, 2025 ↗ (Dec 10, 2025)
CICF II Coinvestment, L.P. — PartnerFacts page ↗ (Dec 10, 2025)

Worth asking · Nov 4, 2024 – Apr 9, 2026

5 paid sellers are listed without a CRD number

Paid seller listed without a CRD number: DB Securities Co. — Carlyle Infrastructure Credit Fund II (Parallel) Note Issuer, S.C.Sp. · Paid seller listed without a CRD number: KB Securities Co., Ltd. — Carlyle Infrastructure Credit Fund II (Parallel) Note Issuer, S.C.Sp. · Paid seller listed without a CRD number: KB Securities Co., Ltd. — CICF II Lux Feeder (Parallel) S.C.Sp. · Paid seller listed without a CRD number: DB Securities Co. — CICF II Lux Feeder (Parallel) S.C.Sp. · Paid seller listed without a CRD number: Value Feeder Funds Advanced Investments Ltd. — CDL Offshore Fund (Levered) Feeder, L.P.

What this means Without a CRD number we cannot look a seller up on BrokerCheck. Ask who they are and whether they are registered.

Form D · Apr 9, 2026 ↗BrokerCheck search: DB Securities Co. ↗Carlyle Infrastructure Credit Fund II (Parallel) Note Issuer, S.C.Sp. — PartnerFacts page ↗BrokerCheck search: KB Securities Co., Ltd. ↗

Sources

Form D · Apr 9, 2026 ↗ (Apr 9, 2026)
BrokerCheck search: DB Securities Co. ↗
Carlyle Infrastructure Credit Fund II (Parallel) Note Issuer, S.C.Sp. — PartnerFacts page ↗ (Apr 9, 2026)
BrokerCheck search: KB Securities Co., Ltd. ↗
Form D/A · Jan 5, 2026 ↗ (Jan 5, 2026)
CICF II Lux Feeder (Parallel) S.C.Sp. — PartnerFacts page ↗ (Jan 5, 2026)
Form D/A · Nov 4, 2025 ↗ (Nov 4, 2025)
BrokerCheck search: Value Feeder Funds Advanced Investments Ltd. ↗

Note · Jan 28, 2026 – Feb 13, 2026

Form D filed 16 days after the first sale — CNLI ICHMN REIT LLC

The filing says the first sale was Jan 28, 2026. The Form D was filed Feb 13, 2026 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 13, 2026 ↗CNLI ICHMN REIT LLC — PartnerFacts page ↗

Sources

Form D · Feb 13, 2026 ↗ (Feb 13, 2026)
CNLI ICHMN REIT LLC — PartnerFacts page ↗ (Feb 13, 2026)

Note · Jun 30, 2025 – Jul 18, 2025

Form D filed 18 days after the first sale — Carlyle EDLF Note Issuer, L.P.

The filing says the first sale was Jun 30, 2025. The Form D was filed Jul 18, 2025 — 18 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 3 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jul 18, 2025 ↗Carlyle EDLF Note Issuer, L.P. — PartnerFacts page ↗

Sources

Form D · Jul 18, 2025 ↗ (Jul 18, 2025)
Carlyle EDLF Note Issuer, L.P. — PartnerFacts page ↗ (Jul 23, 2026)

Note · Sep 23, 2025 – Sep 25, 2025

No amendment in the last 12 months on an offering that may still be open — CSS MH 2025-1 Topco Aggregator L.L.C. (latest filing Sep 25, 2025)

The latest filing for this offering is dated Sep 25, 2025 (first sale Sep 23, 2025). It reports $175,000,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Sep 25, 2025 ↗CSS MH 2025-1 Topco Aggregator L.L.C. — PartnerFacts page ↗

Sources

Form D · Sep 25, 2025 ↗ (Sep 25, 2025)
CSS MH 2025-1 Topco Aggregator L.L.C. — PartnerFacts page ↗ (Sep 25, 2025)

Note · Sep 5, 2024 – Sep 4, 2025

No amendment in the last 12 months on an offering that may still be open — CAF (Onshore) Upper Fund, L.P. (latest filing Sep 4, 2025)

The latest filing for this offering is dated Sep 4, 2025 (first sale Sep 5, 2024). It reports $61,230,000 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

Form D/A · Sep 4, 2025 ↗CAF (Onshore) Upper Fund, L.P. — PartnerFacts page ↗

Sources

Form D/A · Sep 4, 2025 ↗ (Sep 4, 2025)
CAF (Onshore) Upper Fund, L.P. — PartnerFacts page ↗ (Sep 4, 2025)

Note · Jul 7, 2022 – Jul 18, 2025

David Lobe is written 2 different ways on the filings

listed as "David Lobe" on 69 filings (from Jul 7, 2022), and "David R. Lobe" on 4 filings (from Jul 18, 2025).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Jul 7, 2022 ↗Form D · Jul 18, 2025 ↗David Lobe — PartnerFacts page ↗

Sources

Note · Nov 22, 2024 – Dec 5, 2025

Address moved from Luxembourg, Luxembourg (as filed: N4) to Washington, DC — CAF (Offshore) Upper Fund, L.P.

The people listed on the Nov 22, 2024 filing give Luxembourg, Luxembourg (as filed: N4); on the Dec 5, 2025 filing they give Washington, DC.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Nov 22, 2024 ↗Form D/A · Dec 5, 2025 ↗CAF (Offshore) Upper Fund, L.P. — PartnerFacts page ↗

Sources

Form D · Nov 22, 2024 ↗ (Nov 22, 2024)
Form D/A · Dec 5, 2025 ↗ (Dec 5, 2025)
CAF (Offshore) Upper Fund, L.P. — PartnerFacts page ↗ (Dec 5, 2025)

Note · Nov 22, 2024 – Dec 5, 2025

Address moved from Luxembourg, Luxembourg (as filed: N4) to Washington, DC — Carlyle Asset Finance Fund (Offshore), L.P.

The people listed on the Nov 22, 2024 filing give Luxembourg, Luxembourg (as filed: N4); on the Dec 5, 2025 filing they give Washington, DC.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Nov 22, 2024 ↗Form D/A · Dec 5, 2025 ↗Carlyle Asset Finance Fund (Offshore), L.P. — PartnerFacts page ↗

Sources

Form D · Nov 22, 2024 ↗ (Nov 22, 2024)
Form D/A · Dec 5, 2025 ↗ (Dec 5, 2025)
Carlyle Asset Finance Fund (Offshore), L.P. — PartnerFacts page ↗ (Dec 5, 2025)

Note · Dec 15, 2023 – Dec 27, 2024

Address moved from Washington, DC to Luxembourg, Luxembourg (as filed: N4) — CICF II Lux Feeder (Parallel) S.C.Sp.

The people listed on the Dec 15, 2023 filing give Washington, DC; on the Dec 27, 2024 filing they give Luxembourg, Luxembourg (as filed: N4).

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Dec 15, 2023 ↗Form D/A · Dec 27, 2024 ↗CICF II Lux Feeder (Parallel) S.C.Sp. — PartnerFacts page ↗

Sources

Form D · Dec 15, 2023 ↗ (Dec 15, 2023)
Form D/A · Dec 27, 2024 ↗ (Dec 27, 2024)
CICF II Lux Feeder (Parallel) S.C.Sp. — PartnerFacts page ↗ (Jan 5, 2026)

Note · Jul 7, 2022 – Sep 14, 2026

David Lobe is listed with 3 different address states: DC, NY, N4

DC on 71 filings (Jul 7, 2022 to Sep 14, 2026); NY on 1 filing (Feb 13, 2026); Luxembourg (as filed: N4) on 1 filing (Jul 23, 2026).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.

Form D · Jul 7, 2022 ↗Form D · Feb 13, 2026 ↗Form D/A · Jul 23, 2026 ↗

Sources

Form D · Jul 7, 2022 ↗ (Jul 7, 2022)
Form D · Feb 13, 2026 ↗ (Feb 13, 2026)
Form D/A · Jul 23, 2026 ↗ (Jul 23, 2026)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. We compared the newest 50 of 195 filings (work cap); older filings are not covered here. As of Oct 24, 2026.

5. Money to insiders

27 of 127 offerings report sales commissions totalling $58,473,410; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Sep 14, 2026 D Carlyle Phoenix SPV Coinvestment-R, L.P. File 021-597325	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 14, 2026 D Carlyle Phoenix SPV, L.P. File 021-597329	$1,000,000 (est.)	$0	$0	Jefferies LLC BrokerCheck CRD 2347 ↗ via Jefferies LLC (CRD 2347 ↗)	EDGAR ↗
Sep 14, 2026 D Carlyle Phoenix SPV Coinvestment, L.P. File 021-597324	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 11, 2026 D CCOF IV Convergence Co-Invest, L.P. File 021-597166	$0 (est.)	$0 (est.)	$0 (est.)	None no CRD number reported via TCG Capital Markets L.L.C. (CRD 000291767 ↗)	EDGAR ↗
Sep 11, 2026 D CCOF IV Convergence Co-Invest (Parallel), L.P. File 021-597168	$0 (est.)	$0 (est.)	$0 (est.)	None no CRD number reported via TCG Capital Markets L.L.C. (CRD 000291767 ↗)	EDGAR ↗
Jul 31, 2026 D Carlyle Credit Opportunities Fund IV, L.P. File 021-592835	$550,000 (est.)	$0 (est.)	$0 (est.)	None no CRD number reported via TCG Capital Markets L.L.C. (CRD 000291767 ↗) None no CRD number reported via Patria Finance Limited	EDGAR ↗
Jul 31, 2026 D CCOF IV Lux Feeder, SCSp File 021-592837	$0 (est.)	$0 (est.)	$0 (est.)	None no CRD number reported via TCG Capital Markets L.L.C. (CRD 000291767 ↗)	EDGAR ↗
Jul 31, 2026 D Carlyle Credit Opportunities Fund IV Note Issuer, L.P. File 021-592838	$0 (est.)	$0 (est.)	$0 (est.)	None no CRD number reported via TCG Capital Markets L.L.C. (CRD 000291767 ↗)	EDGAR ↗
Jul 31, 2026 D Carlyle Credit Opportunities Fund IV (Parallel), SCSp File 021-592840	$990,000 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 000291767 ↗) None no CRD number reported via SangSangIn Investment & Securities Co.	EDGAR ↗
Jul 31, 2026 D Carlyle Credit Opportunities Fund IV (UL Parallel), SCSp File 021-592841	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 000291767 ↗)	EDGAR ↗
Jul 31, 2026 D CCOF IV UL Parallel USD Feeder, SCSp File 021-592842	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 000291767 ↗)	EDGAR ↗
Jul 23, 2026 D/A Carlyle EDLF Note Issuer, L.P. File 021-552252	$0	$0	$0	TCG Capital Markets L.L.C. BrokerCheck CRD 291767 ↗ via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Jul 23, 2026 D/A Carlyle European Direct Lending Fund File 021-552248	$0	$0	$0	TCG Capital Markets L.L.C. BrokerCheck CRD 291767 ↗ via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Jun 25, 2026 D/A ACCD 3 Coinvestment, L.P. File 021-549751	$0	$0	$0	TCG Capital Markets L.L.C. BrokerCheck CRD 291767 ↗ via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
May 15, 2026 D Carlyle Shutter, L.P. File 021-584272	$2,211,075 (est.)	$0 (est.)	$0 (est.)	None no CRD number reported via Moelis & Company LLC (CRD 000145115 ↗) None no CRD number reported via TCG Capital Markets L.L.C. (CRD 000291767 ↗)	EDGAR ↗
May 15, 2026 D Carlyle Shutter (Parallel), L.P. File 021-584274	$2,211,075 (est.)	$0 (est.)	$0 (est.)	None no CRD number reported via Moelis & Company LLC (CRD 000145115 ↗) None no CRD number reported via TCG Capital Markets L.L.C. (CRD 000291767 ↗)	EDGAR ↗
Apr 29, 2026 D CCOF III Juno Co-Invest, L.P. File 021-582318	$0 (est.)	$0 (est.)	$0 (est.)	None no CRD number reported via TCG CAPITAL MARKETS L.L.C. (CRD 000291767 ↗)	EDGAR ↗
Apr 29, 2026 D Carlyle Partners Potomac SPV Feeder, L.P. File 021-582319	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 29, 2026 D Carlyle Partners Potomac Coinvestment, L.P. File 021-582317	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 10, 2026 D/A Carlyle Asset-Backed Income Fund, L.P. File 021-579977	$0	$0	$0	TCG Capital Markets L.L.C. BrokerCheck CRD 291767 ↗ via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Apr 10, 2026 D/A Carlyle Asset-Backed Income Fund (Parallel), L.P. File 021-579976	$0	$0	$0	TCG Capital Markets L.L.C. BrokerCheck CRD 291767 ↗ via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Apr 9, 2026 D Carlyle Infrastructure Credit Fund II (Parallel) Note Issuer, S.C.Sp. File 021-579633	$1,050,000 (est.)	$0	$0	TCG Capital Markets L.L.C. BrokerCheck CRD 291767 ↗ via TCG Capital Markets L.L.C. (CRD 291767 ↗) DB Securities Co. no CRD number reported KB Securities Co., Ltd. no CRD number reported	EDGAR ↗
Mar 30, 2026 D Carlyle Asset-Backed Income Strategic Partnership, L.P. File 021-578381	$0	$0	$0	TCG Capital Markets L.L.C. BrokerCheck CRD 291767 ↗ via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Mar 30, 2026 D CABI Feeder, L.P. File 021-578385	$0	$0	$0	TCG Capital Markets L.L.C. BrokerCheck CRD 291767 ↗ via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Mar 30, 2026 D CABI (Levered) Cayman Feeder, L.P. File 021-578384	$0 (est.)	$0	$0	TCG Capital Markets L.L.C. BrokerCheck CRD 291767 ↗ via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Mar 26, 2026 D/A CCOF III Co-Investment, L.P. File 021-477457	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Mar 17, 2026 D Carlyle Runway Coinvestment, L.P. File 021-576708	$0	$0	$0	TCG Capital Markets L.L.C. BrokerCheck CRD 291767 ↗ via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Feb 19, 2026 D/A Carlyle Flexible Credit Opportunities Feeder Fund (Parallel), L.P. File 021-532830	$0	$0	$0	TCG Capital Markets L.L.C. BrokerCheck CRD 291767 ↗ via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Feb 19, 2026 D/A Carlyle Flexible Credit Opportunities Feeder Fund, L.P. File 021-532831	$0	$0	$0	TCG Capital Markets L.L.C. BrokerCheck CRD 291767 ↗ via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Feb 13, 2026 D CNLI ICHMN REIT LLC File 021-573548	$16,000	$0	$0	Gary Cutson BrokerCheck CRD 6119195 ↗ via A5 Securities LLC (CRD 288410 ↗) Lauren Janian BrokerCheck CRD 7866057 ↗ via A5 Securities LLC (CRD 288410 ↗)	EDGAR ↗
Jan 5, 2026 D/A CICF II Lux Feeder (Parallel) S.C.Sp. File 021-499896	$700,000 (est.)	$0	$0	TCG Capital Markets L.L.C. BrokerCheck CRD 291767 ↗ via TCG Capital Markets L.L.C. (CRD 291767 ↗) KB Securities Co., Ltd. no CRD number reported DB Securities Co. no CRD number reported	EDGAR ↗
Jan 5, 2026 D/A Carlyle Infrastructure Credit Fund II, L.P. File 021-500163	$0	$0	$0	TCG Capital Markets L.L.C. BrokerCheck CRD 291767 ↗ via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Jan 5, 2026 D/A Carlyle Infrastructure Credit Fund II Note Issuer, L.P. File 021-500165	$0	$0	$0	TCG Capital Markets L.L.C. BrokerCheck CRD 291767 ↗ via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Dec 19, 2025 D/A Abingworth Bioventures 9 LP File 021-500399	$4,000,000 (est.)	$0	$0	TCG Capital Markets L.L.C. BrokerCheck CRD 291767 ↗ via TCG Capital Markets L.L.C. (CRD 291767 ↗) Asante Capital Group Advisors, LLC BrokerCheck CRD 155178 ↗ via Asante Capital Group Advisors, LLC (CRD 155178 ↗)	EDGAR ↗
Dec 18, 2025 D CABF Glamor 2025-1 Topco L.L.C. File 021-567412	$0	$0	$0 (est.)	None no CRD number reported via TCG CAPITAL MARKETS L.L.C. (CRD 000291767 ↗)	EDGAR ↗
Dec 10, 2025 D/A CICF II Coinvestment, L.P. File 021-500157	$0	$0	$0	None listed on this filing	EDGAR ↗
Dec 5, 2025 D/A CAF (Offshore) Upper Fund, L.P. File 021-530288	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG CAPITAL MARKETS L.L.C. (CRD 000291767 ↗)	EDGAR ↗
Dec 5, 2025 D/A Carlyle Asset Finance Fund (Offshore), L.P. File 021-530281	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG CAPITAL MARKETS L.L.C. (CRD 000291767 ↗)	EDGAR ↗
Dec 5, 2025 D/A Carlyle Asset Finance Fund (Onshore), L.P. File 021-530280	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG CAPITAL MARKETS L.L.C. (CRD 000291767 ↗)	EDGAR ↗
Nov 4, 2025 D/A Carlyle Direct Lending Fund (Levered), L.P. File 021-451369	$0	$0	$0	TCG Capital Markets L.L.C. BrokerCheck CRD 291767 ↗ via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Nov 4, 2025 D/A CDL Offshore Fund (Levered) Feeder, L.P. File 021-461413	$1,875,000 (est.)	$0	$0	TCG Capital Markets L.L.C. BrokerCheck CRD 291767 ↗ via TCG Capital Markets L.L.C. (CRD 291767 ↗) Value Feeder Funds Advanced Investments Ltd. no CRD number reported	EDGAR ↗
Sep 25, 2025 D CSS MH 2025-1 Topco Aggregator L.L.C. File 021-558803	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG CAPITAL MARKETS L.L.C. (CRD 000291767 ↗)	EDGAR ↗
Sep 4, 2025 D/A CAF (Onshore) Upper Fund, L.P. File 021-523175	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG CAPITAL MARKETS L.L.C. (CRD 000291767 ↗)	EDGAR ↗
Jun 25, 2025 D Abingworth Clinical Co-Development Fund 3 LP File 021-549752	$6,000,000 (est.)	$0	$0	TCG Capital Markets L.L.C. BrokerCheck CRD 291767 ↗ via TCG Capital Markets L.L.C. (CRD 291767 ↗) Asante Capital Group Advisors, LLC BrokerCheck CRD 155178 ↗ via Asante Capital Group Advisors, LLC (CRD 155178 ↗)	EDGAR ↗
Jun 25, 2025 D Abingworth Clinical Co-Development 3 Feeder, L.P. File 021-549753	$4,000,000 (est.)	$0	$0	TCG Capital Markets L.L.C. BrokerCheck CRD 291767 ↗ via TCG Capital Markets L.L.C. (CRD 291767 ↗) Asante Capital Group Advisors, LLC BrokerCheck CRD 155178 ↗ via Asante Capital Group Advisors, LLC (CRD 155178 ↗)	EDGAR ↗
May 29, 2025 D CCOF Tiger Co-Invest Aggregator A, L.P. File 021-547511	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 000291767 ↗)	EDGAR ↗
May 29, 2025 D CCOF Tiger Co-Invest Aggregator B, L.P. File 021-547512	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 000291767 ↗)	EDGAR ↗
Nov 22, 2024 D Carlyle Asset Finance Fund (Onshore), L.P. File 021-530279	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG CAPITAL MARKETS L.L.C. (CRD 000291767 ↗)	EDGAR ↗
Oct 21, 2024 D Carlyle EDL Dance Aggregator, L.P. File 021-527375	$0	$0	$0	TCG Capital Markets L.L.C. BrokerCheck CRD 291767 ↗ via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Oct 21, 2024 D Carlyle EDL Dance Feeder, L.P. File 021-527376	$0	$0	$0	TCG Capital Markets L.L.C. BrokerCheck CRD 291767 ↗ via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Sep 27, 2024 D CCOF III UL Parallel USD Feeder, SCSp File 021-525259	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 000291767 ↗)	EDGAR ↗
Sep 27, 2024 D Carlyle Credit Opportunities Fund III (UL Parallel), SCSp File 021-525257	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 000291767 ↗)	EDGAR ↗
Sep 27, 2024 D CCOF III UL Parallel Euro Feeder, SCSp File 021-525260	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 000291767 ↗)	EDGAR ↗
Sep 16, 2024 D/A Carlyle Credit Opportunities Fund III Private Securitization Vehicle Feeder, L.P. File 021-492093	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG CAPITAL MARKETS L.L.C. (CRD 000291767 ↗)	EDGAR ↗
Sep 13, 2024 D/A Carlyle Credit Opportunities Fund III Private Securitization Vehicle Borrower, L.P. File 021-492099	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG CAPITAL MARKETS L.L.C. (CRD 000291767 ↗)	EDGAR ↗
Aug 22, 2024 D Carlyle Santiago Aggregator, L.P. File 021-522203	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG CAPITAL MARKETS L.L.C. (CRD 000291767 ↗)	EDGAR ↗
Jul 12, 2024 D/A CCOF Sierra II, L.P. File 021-450211	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 000291767 ↗)	EDGAR ↗
Jun 27, 2024 D Carlyle Credit Opportunities Fund III (Parallel) Note Issuer, SCSp File 021-517202	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 000291767 ↗)	EDGAR ↗
Apr 12, 2024 D/A Carlyle Credit Opportunities Fund III, L.P. File 021-466918	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG CAPITAL MARKETS L.L.C. (CRD 291767 ↗)	EDGAR ↗
Apr 12, 2024 D/A Carlyle Credit Opportunities Fund III (Parallel), SCSp File 021-466919	$3,700,000 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗) Not Applicable no CRD number reported via Phoenix Value Feeder Funds Advanced Investments Ltd. Not Applicable no CRD number reported via IBK Securities Co., Ltd. Not Applicable no CRD number reported via Access GP S.a r.l. Not Applicable no CRD number reported via Arngrimsson Advisors Limited	EDGAR ↗
Apr 12, 2024 D/A CCOF III Lux Feeder, SCSp File 021-466925	$3,700,000 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗) Not Applicable no CRD number reported via Phoenix Value Feeder Funds Advanced Investments Ltd. Not Applicable no CRD number reported via IBK Securities Co., Ltd. Not Applicable no CRD number reported via Access GP S.a r.l. Not Applicable no CRD number reported via Arngrimsson Advisors Limited	EDGAR ↗
Mar 13, 2024 D CCOF III Nexus Co-invest Aggregator, L.P. File 021-507420	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Dec 22, 2023 D/A CSS SWIFT Topco L.L.C. File 021-500411	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG CAPITAL MARKETS L.L.C. (CRD 291767 ↗)	EDGAR ↗
Nov 28, 2023 D CCOF Fleet Aggregator, L.P. File 021-498234	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Nov 28, 2023 D CCOF Fleet Feeder, L.P. File 021-498236	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Nov 27, 2023 D CNLI EMEX REIT LLC File 021-498146	$108,000	$0	$0	Gary Cutson BrokerCheck CRD 6119195 ↗ via A5 Securities LLC (CRD 288410 ↗)	EDGAR ↗
Nov 21, 2023 D Carlyle CLO Partners, L.P. File 021-497819	$0	$0	$0	TCG Capital Markets L.L.C BrokerCheck CRD 291767 ↗ via TCG Capital Markets L.L.C (CRD 291767 ↗)	EDGAR ↗
Nov 21, 2023 D Carlyle CLOP Co-Investment, L.P. File 021-497823	$0 (est.)	$0 (est.)	$0 (est.)	TCG Capital Markets L.L.C. BrokerCheck CRD 291767 ↗ via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Nov 21, 2023 D Carlyle CLO Partners Onshore, L.P. File 021-497829	$0 (est.)	$0 (est.)	$0 (est.)	TCG Capital Markets L.L.C. BrokerCheck CRD 291767 ↗ via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Nov 21, 2023 D Carlyle CLO Partners Offshore, L.P. File 021-497833	$0 (est.)	$0 (est.)	$0 (est.)	TCG Capital Markets L.L.C. BrokerCheck CRD 291767 ↗ via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Jul 28, 2023 D Carlyle Credit Opportunities CRHQ, SCSp File 021-488224	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Jul 7, 2023 D Carlyle Asset Finance, L.P. File 021-486249	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG CAPITAL MARKETS L.L.C. (CRD 291767 ↗)	EDGAR ↗
Jul 7, 2023 D Carlyle Asset Finance Co-Investment, L.P. File 021-486251	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Jun 26, 2023 D Carlyle Diversified Private Investments Equity Feeder, L.P. File 021-485114	$1,787,500	$0 (est.)	$0 (est.)	Not applicable no CRD number reported via Samsung Securities Co. Ltd. Not applicable no CRD number reported via Greensledge Capital Markets LLC (CRD 151026 ↗) Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Jun 26, 2023 D Carlyle Diversified Private Investments, L.P. File 021-485113	$0	$0	$0 (est.)	Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Jun 26, 2023 D CDPI Co-Investment, L.P. File 021-485116	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Apr 24, 2023 D CCOF Alera Aggregator, L.P. File 021-479789	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Apr 14, 2023 D/A CSP IV Coinvestment, L.P. File 021-282830	$0	$0	$0	None listed on this filing	EDGAR ↗
Apr 11, 2023 D/A CREV II Cayman, L.P. File 021-441355	$250,000 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗) Not Applicable no CRD number reported via Phoenix Value Advanced Investment Ltd.	EDGAR ↗
Apr 11, 2023 D/A Carlyle Revolving Loan Fund II, L.P. File 021-441352	$250,000 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗) Not Applicable no CRD number reported via Phoenix Value Advanced Investment Ltd.	EDGAR ↗
Mar 30, 2023 D TCG Credit KFA Co-Invest, LLC File 021-477455	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Feb 24, 2023 D/A Carlyle Direct Alternative Opportunities Fund II, L.P. File 021-435890	$0	$0	$0	TCG Capital Markets L.L.C. BrokerCheck CRD 291767 ↗ via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Nov 28, 2022 D CNLI OTEAZ REIT LLC File 021-465930	$156,170	$0	$0	Gary Cutson BrokerCheck CRD 6119195 ↗ via A5 Securities LLC (CRD 288410 ↗)	EDGAR ↗
Nov 28, 2022 D CNLI OTEAZ REIT LLC File 021-465934	$156,170	$0	$0	Gary Cutson BrokerCheck CRD 6119195 ↗ via A5 Securities LLC (CRD 288410 ↗)	EDGAR ↗
Nov 28, 2022 D Carlyle Irving SLP REIT, L.L.C. File 021-465937	$156,170	$0	$0	Gary Cutson BrokerCheck CRD 6119195 ↗ via A5 Securities LLC (CRD 288410 ↗)	EDGAR ↗
Nov 4, 2022 D CCOF Madison Co-Investment, L.P. File 021-463966	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Nov 2, 2022 D/A CEOF II Coinvestment B, L.P. File 021-250513	$0	$0	$0	None listed on this filing	EDGAR ↗
Nov 2, 2022 D/A CEOF II Coinvestment, L.P. File 021-250514	$0	$0	$0	None listed on this filing	EDGAR ↗
Sep 16, 2022 D/A Carlyle Infrastructure Credit Fund, L.P. File 021-409715	$0	$0	$0	TCG Capital Markets L.L.C. BrokerCheck CRD 291767 ↗ via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Sep 16, 2022 D/A Carlyle Infrastructure Credit Fund Note Issuer, L.P. File 021-409717	$0	$0	$0	TCG Capital Markets L.L.C. BrokerCheck CRD 291767 ↗ via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Sep 15, 2022 D Carlyle Credit Opportunities TX Co-Invest, L.L.C. File 021-458973	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Sep 8, 2022 D/A CCOF II CO-INVESTMENT, L.P. File 021-412671	$0	$0	$0	None listed on this filing	EDGAR ↗
Aug 12, 2022 D/A CICF Coinvestment, L.P. File 021-409829	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 27, 2022 D CCOF Picard Co-Investment, L.P. File 021-453946	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Jul 19, 2022 D CREV II Coinvestment, L.P. File 021-452887	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Jul 18, 2022 D Carlyle Credit Opportunities Fund II G Co-Invest, L.P. File 021-452730	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Jul 18, 2022 D Carlyle Credit Opportunities Fund II G Co-Invest Main, L.P. File 021-452727	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Jun 24, 2022 D CCOF Cinema Co-Investment, L.P. File 021-450209	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Jun 6, 2022 D Carlyle Direct Lending Drawdown CLO 2022-1 Partnership, L.P. File 021-448172	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
May 13, 2022 D/A CETP IV Coinvestment, S.C.Sp. File 021-337839	$0	$0	$0	None listed on this filing	EDGAR ↗
Jan 28, 2022 D Carlyle Net Lease Income, L.P. File 021-431254	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Jan 28, 2022 D Carlyle Net Lease Income (Parallel), L.P. File 021-431257	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Jan 24, 2022 D/A CREV Coinvestment, L.P. File 021-357268	$0 (est.)	$0 (est.)	$0	Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Nov 4, 2021 D/A CEMOF II Coinvestment, L.P. File 021-250511	$0	$0	$0	None listed on this filing	EDGAR ↗
Oct 29, 2021 D/A Carlyle Credit Opportunities Fund II, L.P. File 021-379258	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Securities, L.L.C. (CRD 154788 ↗) Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗) Not Applicable no CRD number reported via Barclays Bank PLC Not Applicable no CRD number reported via Arngrimsson Advisors Limited Not Applicable no CRD number reported via IBK Securities Co., Ltd. Not Applicable no CRD number reported via Shinhan Alternative Investment Management Inc. Not Applicable no CRD number reported via GFH Financial Group B.S.C.	EDGAR ↗
Oct 29, 2021 D/A Carlyle Credit Opportunities Fund (Parallel) II Note Issuer, L.P. File 021-381325	$100,000 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Securities, L.L.C. (CRD 154788 ↗) Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗) Not Applicable no CRD number reported via Barclays Bank PLC Not Applicable no CRD number reported via Arngrimsson Advisors Limited Not Applicable no CRD number reported via IBK Securities Co., Ltd. Not Applicable no CRD number reported via Shinhan Alternative Investment Management Inc. Not Applicable no CRD number reported via GFH Financial Group B.S.C.	EDGAR ↗
Oct 29, 2021 D/A Carlyle Credit Opportunities Fund II Note Issuer, L.P. File 021-381323	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Securities, L.L.C. (CRD 154788 ↗) Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗) Not Applicable no CRD number reported via Barclays Bank PLC Not Applicable no CRD number reported via Arngrimsson Advisors Limited Not Applicable no CRD number reported via IBK Securities Co., Ltd. Not Applicable no CRD number reported via Shinhan Alternative Investment Management Inc. Not Applicable no CRD number reported via GFH Financial Group B.S.C.	EDGAR ↗
Oct 29, 2021 D/A Carlyle Credit Opportunities Fund (Parallel) II, SCSp File 021-379261	$100,000 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Securities, L.L.C. (CRD 154788 ↗) Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗) Not Applicable no CRD number reported via Barclays Bank PLC Not Applicable no CRD number reported via Arngrimsson Advisors Limited Not Applicable no CRD number reported via IBK Securities Co., Ltd. Not Applicable no CRD number reported via Shinhan Alternative Investment Management Inc. Not Applicable no CRD number reported via GFH Financial Group B.S.C.	EDGAR ↗
Oct 29, 2021 D/A CCOF II Lux Feeder, SCSp File 021-379260	$100,000 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Securities, L.L.C. (CRD 154788 ↗) Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗) Not Applicable no CRD number reported via Barclays Bank PLC Not Applicable no CRD number reported via Arngrimsson Advisors Limited Not Applicable no CRD number reported via IBK Securities Co., Ltd. Not Applicable no CRD number reported via Shinhan Alternative Investment Management Inc. Not Applicable no CRD number reported via GFH Financial Group B.S.C.	EDGAR ↗
Oct 5, 2021 D/A Carlyle Principal Alternative Opportunities Fund, L.P. File 021-414079	$16,300,000 (est.)	$0	$0	TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ via TCG Securities, L.L.C. (CRD 154788 ↗) Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ via Goldman Sachs & Co, LLC (CRD 361 ↗)	EDGAR ↗
Oct 5, 2021 D/A Carlyle Principal Alternative Opportunities (Cayman Feeder), L.P. File 021-414093	$7,000,000 (est.)	$0	$0	TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ via TCG Securities, L.L.C. (CRD 154788 ↗) Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ via Goldman Sachs & Co, LLC (CRD 361 ↗)	EDGAR ↗
Sep 29, 2021 D Carlyle Lightning Partners, S.C.Sp. File 021-415007	$0	$0	$0	TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ via TCG Securities, L.L.C. (CRD 154788 ↗)	EDGAR ↗
Jul 29, 2021 D/A CCOF Co-Investment, L.P. File 021-289703	$0	$0	$0	None listed on this filing	EDGAR ↗
Jun 29, 2021 D CSP IV Coinvest Brawn, L.P. File 021-404558	$0	$0	$0	TCG Capital Markets L.L.C. BrokerCheck CRD 291767 ↗ via TCG Capital Markets L.L.C. (CRD 291767 ↗) TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ via TCG Securities, L.L.C. (CRD 154788 ↗)	EDGAR ↗
Jun 29, 2021 D Brawn Coinvest Electing Investors, L.P. File 021-404560	$0	$0	$0	TCG Capital Markets L.L.C. BrokerCheck CRD 291767 ↗ via TCG Capital Markets L.L.C. (CRD 291767 ↗) TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ via TCG Securities, L.L.C. (CRD 154788 ↗)	EDGAR ↗
Jan 6, 2021 D/A Carlyle Revolving Loan Fund, L.P. File 021-357265	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Securities, L.L.C. (CRD 154788 ↗) Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Jan 6, 2021 D/A CREV Cayman, L.P. File 021-357266	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Securities, L.L.C. (CRD 154788 ↗) Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Dec 9, 2020 D/A Carlyle Clover Partners, L.P. File 021-354839	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Securities, L.L.C. (CRD 154788 ↗) Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Dec 9, 2020 D/A Carlyle Clover Partners 2, L.P. File 021-355910	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Securities, L.L.C. (CRD 154788 ↗) Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Nov 5, 2020 D/A CGP Coinvestment, L.P. File 021-250515	$0	$0	$0	None listed on this filing	EDGAR ↗
Jul 27, 2020 D/A Carlyle Global Partners II, L.P. File 021-331220	$0	$0	$0	TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ via TCG Securities, L.L.C. (CRD 154788 ↗)	EDGAR ↗
Jan 31, 2020 D Sofia Coinvestment REIT, L.L.C. File 021-359517	$6,250	$0	$0	Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗)	EDGAR ↗
Sep 20, 2019 D Carlyle FRL, L.P. File 021-349287	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Securities, L.L.C. (CRD 154788 ↗) Not Applicable no CRD number reported via TCG Capital Markets L.L.C. (CRD 291767 ↗)	EDGAR ↗
Jan 14, 2019 D Carlyle Europe Technology Partners IV - EU, S.C.Sp. File 021-330477	$0	$0	$0	TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ via TCG Securities, L.L.C. (CRD 154788 ↗)	EDGAR ↗
Jan 14, 2019 D Carlyle Europe Technology Partners IV, S.C.Sp. File 021-330481	$0	$0	$0	TCG Securities, L.L.C. BrokerCheck CRD 154788 ↗ via TCG Securities, L.L.C. (CRD 154788 ↗)	EDGAR ↗
Dec 19, 2018 D Carlyle Alternative Opportunities Fund, L.P. File 021-328427	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Securities, L.L.C. (CRD 154788 ↗)	EDGAR ↗
Dec 14, 2018 D Carlyle Asia PE Alternative Opportunities Fund, L.P. File 021-328010	$0 (est.)	$0 (est.)	$0 (est.)	Not Applicable no CRD number reported via TCG Securities, L.L.C. (CRD 154788 ↗)	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 125

Every issuer that named David Lobe on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Carlyle

Carlyle Phoenix SPV, L.P.

Washington, DC · Sep 14, 2026

Sep 14, 2026 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Authorized person of the GP of the GP) EDGAR ↗

No sales reported yet as of the latest filing. David is listed as executive officer.

David Lobe

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Amount sold went down between filings — Carlyle EDLF Note Issuer, L.P.

Investor count went down between filings — CCOF III Co-Investment, L.P.

Investor count went down between filings — CICF II Coinvestment, L.P.

5 paid sellers are listed without a CRD number

Form D filed 16 days after the first sale — CNLI ICHMN REIT LLC

Form D filed 18 days after the first sale — Carlyle EDLF Note Issuer, L.P.

No amendment in the last 12 months on an offering that may still be open — CSS MH 2025-1 Topco Aggregator L.L.C. (latest filing Sep 25, 2025)

No amendment in the last 12 months on an offering that may still be open — CAF (Onshore) Upper Fund, L.P. (latest filing Sep 4, 2025)

David Lobe is written 2 different ways on the filings

Address moved from Luxembourg, Luxembourg (as filed: N4) to Washington, DC — CAF (Offshore) Upper Fund, L.P.

Address moved from Luxembourg, Luxembourg (as filed: N4) to Washington, DC — Carlyle Asset Finance Fund (Offshore), L.P.

Address moved from Washington, DC to Luxembourg, Luxembourg (as filed: N4) — CICF II Lux Feeder (Parallel) S.C.Sp.

David Lobe is listed with 3 different address states: DC, NY, N4

5. Money to insiders

Deals 125

People around David 40