PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:34 AM ET

Sponsor Check › Person

PC
No photo found yet (own website and image search run after this page is viewed)

Patry Carty

Named as an officer, director or promoter on SEC Form D filings · NY · Apr 17, 2014 → Mar 14, 2016

1deal (issuers)
$2.09Breported sold
1,485investors
2Form D filings
2014–2016years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:31 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Patry Carty is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Apr 2014 and Mar 2016: HNW PPVA Series Account - 1 (Schaumburg, IL — insurance — 2014–2016; $2.09B reported sold to 1,485 investors).

What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Cathy Ehrlich (2 shared filings), Cathy Hall (2 shared filings), David Dampman (2 shared filings), David Dietz (2 shared filings), Dawn Cummings-Fritz (2 shared filings) and 31 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Patry. Each name links to their own page.

The issuer belongs to the sponsor group Zalico Variable (11 issuers, $15.76B reported sold, 2010–2025).

What this means A sponsor group is one team that sets up a new company for each deal. Zalico Variable has 11 companies on file and $15.76B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — none found.

What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.

We compared 2 public filings for Patry Carty and found 6 differences, 2 worth asking the sponsor about: Investor count went down between filings; Patry Carty is no longer listed on the Apr 3, 2017 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Patry Carty has not run yet — it is joining a line of 56,725 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:31 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Patry Carty..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:31 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Patry Carty — 2 worth asking about (compared 2 filings on Oct 24, 2026)

Note · Aug 12, 2009 – Nov 24, 2009

Bankruptcy case: Dave G. Dampman and Jeannee L. Dampman — filed Aug 12, 2009

United States Bankruptcy Court, W.D. Wisconsin docket "Dave G. Dampman and Jeannee L. Dampman" filed Aug 12, 2009, closed Nov 24, 2009. David Dampman (listed on the same filings) is listed as Debtor ("Dave G. Dampman and Jeannee L. Dampman"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, W.D. Wisconsin ↗David Dampman — PartnerFacts page ↗
Sources
Worth asking · Mar 14, 2016 – Apr 3, 2017

Investor count went down between filings — HNW PPVA Series Account - 1

The Mar 14, 2016 filing reports 51 investors; the Apr 3, 2017 Form D/A reports 47 investors.

What this means Investor counts normally only grow. A smaller number can mean investors left or were refunded, or a count was corrected. Ask the sponsor what happened.

Form D/A (earlier) · Mar 14, 2016 ↗Form D/A (later) · Apr 3, 2017 ↗HNW PPVA Series Account - 1 — PartnerFacts page ↗
Sources
Note · Mar 27, 2014 – Apr 17, 2014

Form D filed 21 days after the first sale — HNW PPVA Series Account - 1

The filing says the first sale was Mar 27, 2014. The Form D was filed Apr 17, 2014 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Apr 17, 2014 ↗HNW PPVA Series Account - 1 — PartnerFacts page ↗
Sources
Worth asking · Mar 14, 2016 – Apr 3, 2017

Patry Carty is no longer listed on the Apr 3, 2017 amendment — HNW PPVA Series Account - 1

Patry Carty appears on the Mar 14, 2016 Form D/A (executive officer) but not on the Apr 3, 2017 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Mar 14, 2016 ↗Form D/A · Apr 3, 2017 ↗Patry Carty — PartnerFacts page ↗HNW PPVA Series Account - 1 — PartnerFacts page ↗
Sources
Note · Mar 14, 2016 – Apr 3, 2017

Minimum investment changed between filings — HNW PPVA Series Account - 1

The Mar 14, 2016 filing lists a minimum of $1,000,000; the Apr 3, 2017 Form D/A lists $100,000.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Mar 14, 2016 ↗Form D/A (later) · Apr 3, 2017 ↗HNW PPVA Series Account - 1 — PartnerFacts page ↗
Sources
Note · May 16, 2019 – Jun 10, 2020

Address moved from New York, NY to Schaumburg, IL — HNW PPVA Series Account - 1

The people listed on the May 16, 2019 filing give New York, NY; on the Jun 10, 2020 filing they give Schaumburg, IL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D/A · May 16, 2019 ↗Form D/A · Jun 10, 2020 ↗HNW PPVA Series Account - 1 — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 1 offering reports sales commissions totalling $1,285,848; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 14, 2016 D/A
HNW PPVA Series Account - 1
File 021-215800
$1,285,848 (est.)$0$0
Zurich American Life Insurance Company deducts charges from premium and policy values per terms of applicable insurance contract.
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
Edmund Agresta BrokerCheck CRD 4015841 ↗
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

M Holdings Securities BrokerCheck CRD 43285 ↗
American Portfolios BrokerCheck CRD 18487 ↗
First Liberties Financial BrokerCheck CRD 14432 ↗
NFP Advisor Services BrokerCheck CRD 42046 ↗		EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Patry Carty on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

HP
Insurance · group: Zalico Variable

HNW PPVA Series Account - 1

Schaumburg, IL · Apr 17, 2014 → Mar 14, 2016 · 2 filings
  • Mar 14, 2016 · D/A · $212,466,829 sold of Indefinite · 51 investors · min. $1,000,000 · role: Executive Officer (Vice President, General Counsel and Corporate Secretary of Zurich American Life Insurance Company) EDGAR ↗
  • Apr 17, 2014 · D · $20,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Vice President, General Counsel and Corporate Secretary of Zurich American Life Insurance Company) EDGAR ↗

Raised $2.09B from 1,485 investors as of the latest filing. Patry is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(c) (97 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Patry 36

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MR
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Rohwetter

Executive Officer · 2 shared filings (1 issuer) · also on 10 other issuers

Michael Rohwetter is on 11 issuers in total — a repeat sponsor. Their page lists every one.

RH
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Hauser

Director, Executive Officer · 2 shared filings (1 issuer) · also on 11 other issuers

Richard Hauser is on 12 issuers in total — a repeat sponsor. Their page lists every one.

SL
No photo found yet (own website and image search run after this page is viewed)
Person

Simon Lodge

Executive Officer · 2 shared filings (1 issuer) · also on 9 other issuers

Simon Lodge is on 10 issuers in total — a repeat sponsor. Their page lists every one.

CE
No photo found yet (own website and image search run after this page is viewed)
Person

Cathy Ehrlich

Executive Officer · 2 shared filings (1 issuer) · also on 10 other issuers

Cathy Ehrlich is on 11 issuers in total — a repeat sponsor. Their page lists every one.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

David Dietz

Executive Officer, Director · 2 shared filings (1 issuer) · also on 10 other issuers

David Dietz is on 11 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey Horton

Executive Officer · 2 shared filings (1 issuer) · also on 10 other issuers

Jeffrey Horton is on 11 issuers in total — a repeat sponsor. Their page lists every one.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Richard Grilli

Executive Officer · 2 shared filings (1 issuer) · also on 9 other issuers

Richard Grilli is on 10 issuers in total — a repeat sponsor. Their page lists every one.

IK
No photo found yet (own website and image search run after this page is viewed)
Person

Ira Kleinman

Director · 2 shared filings (1 issuer) · also on 10 other issuers

Ira Kleinman is on 11 issuers in total — a repeat sponsor. Their page lists every one.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

Dawn Cummings-Fritz

Executive Officer, Director · 2 shared filings (1 issuer) · also on 9 other issuers

Dawn Cummings-Fritz is on 10 issuers in total — a repeat sponsor. Their page lists every one.

EM
No photo found yet (own website and image search run after this page is viewed)
Person

Elizabeth McInerney

Executive Officer · 2 shared filings (1 issuer) · also on 9 other issuers

Elizabeth McInerney is on 10 issuers in total — a repeat sponsor. Their page lists every one.

DR
No photo found yet (own website and image search run after this page is viewed)
Person

Dennis Roberts

Executive Officer · 2 shared filings (1 issuer) · also on 9 other issuers

Dennis Roberts is on 10 issuers in total — a repeat sponsor. Their page lists every one.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Cathy Hall

Executive Officer · 2 shared filings (1 issuer) · also on 9 other issuers

Cathy Hall is on 10 issuers in total — a repeat sponsor. Their page lists every one.

PN
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Noftke

Director · 2 shared filings (1 issuer) · also on 8 other issuers

Paul Noftke is on 9 issuers in total — a repeat sponsor. Their page lists every one.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

David Dampman

Executive Officer · 2 shared filings (1 issuer) · also on 10 other issuers

David Dampman is on 11 issuers in total — a repeat sponsor. Their page lists every one.

ML
No photo found yet (own website and image search run after this page is viewed)
Person

Margaret Labno

Executive Officer · 2 shared filings (1 issuer) · also on 9 other issuers

Margaret Labno is on 10 issuers in total — a repeat sponsor. Their page lists every one.

SB
No photo found yet (own website and image search run after this page is viewed)
Person

Stuart Berman

Director · 2 shared filings (1 issuer) · also on 9 other issuers

Stuart Berman is on 10 issuers in total — a repeat sponsor. Their page lists every one.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Juanita Thomas

Executive Officer · 2 shared filings (1 issuer) · also on 10 other issuers

Juanita Thomas is on 11 issuers in total — a repeat sponsor. Their page lists every one.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

Lisa Baltazar

Executive Officer · 2 shared filings (1 issuer) · also on 9 other issuers

Lisa Baltazar is on 10 issuers in total — a repeat sponsor. Their page lists every one.

TP
No photo found yet (own website and image search run after this page is viewed)
Person

Tracy Peebles

Executive Officer · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Patry Carty. Their page shows their other deals.

JN
No photo found yet (own website and image search run after this page is viewed)
Person

Jon Nagel

Executive Officer · 2 shared filings (1 issuer) · also on 9 other issuers

Jon Nagel is on 10 issuers in total — a repeat sponsor. Their page lists every one.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

Matt Wolf

Executive Officer · 2 shared filings (1 issuer) · also on 9 other issuers

Matt Wolf is on 10 issuers in total — a repeat sponsor. Their page lists every one.

LB
No photo found yet (own website and image search run after this page is viewed)
Person

Leann Badgett

Executive Officer · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Patry Carty. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

John Patton

Executive Officer · 2 shared filings (1 issuer) · also on 9 other issuers

John Patton is on 10 issuers in total — a repeat sponsor. Their page lists every one.

EE
No photo found yet (own website and image search run after this page is viewed)
Person

Eileen Ehlers

Executive Officer · 2 shared filings (1 issuer) · also on 10 other issuers

Eileen Ehlers is on 11 issuers in total — a repeat sponsor. Their page lists every one.

KC
No photo found yet (own website and image search run after this page is viewed)
Person

Kenneth Carroll

Director · 2 shared filings (1 issuer) · also on 8 other issuers

Kenneth Carroll is on 9 issuers in total — a repeat sponsor. Their page lists every one.

MD
No photo found yet (own website and image search run after this page is viewed)
Person

Mary Denning

Executive Officer · 2 shared filings (1 issuer) · also on 4 other issuers

Mary Denning is on 5 issuers in total — a repeat sponsor. Their page lists every one.

LP
No photo found yet (own website and image search run after this page is viewed)
Person

Louis Pietrolugo

Director · 2 shared filings (1 issuer) · also on 6 other issuers

Louis Pietrolugo is on 7 issuers in total — a repeat sponsor. Their page lists every one.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Ryan Gibbons

Executive Officer · 1 shared filing (1 issuer) · also on 10 other issuers

Ryan Gibbons is on 11 issuers in total — a repeat sponsor. Their page lists every one.

CT
No photo found yet (own website and image search run after this page is viewed)
Person

Craig Toffolo

Executive Officer · 1 shared filing (1 issuer) · also on 7 other issuers

Craig Toffolo is on 8 issuers in total — a repeat sponsor. Their page lists every one.

EC
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Chandler

Executive Officer · 1 shared filing (1 issuer) · also on 9 other issuers

Eric Chandler is on 10 issuers in total — a repeat sponsor. Their page lists every one.

EC
No photo found yet (own website and image search run after this page is viewed)
Person

Erica Chandler

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Patry Carty. Their page shows their other deals.

AM
No photo found yet (own website and image search run after this page is viewed)
Person

Audrey Martin

Executive Officer · 1 shared filing (1 issuer) · also on 10 other issuers

Audrey Martin is on 11 issuers in total — a repeat sponsor. Their page lists every one.

DB
No photo found yet (own website and image search run after this page is viewed)
Person

Debra Broek

Director · 1 shared filing (1 issuer) · also on 10 other issuers

Debra Broek is on 11 issuers in total — a repeat sponsor. Their page lists every one.

JH
No photo found yet (own website and image search run after this page is viewed)
Person

Judith Henderson

Executive Officer · 1 shared filing (1 issuer) · also on 9 other issuers

Judith Henderson is on 10 issuers in total — a repeat sponsor. Their page lists every one.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

John Miskel

Executive Officer · 1 shared filing (1 issuer) · also on 9 other issuers

John Miskel is on 10 issuers in total — a repeat sponsor. Their page lists every one.

The team behind the deals

ZV
Sponsor group

Zalico Variable

11 issuers · 177 filings · $15.76B reported sold · 2010–2025

One team, 11 deal companies. Patry Carty is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Patry Carty.

Same business address

1 other issuer file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Patry Carty by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Patry Carty is listed on: none on file. No website or social profile named in HNW PPVA Series Account - 1's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #52,125 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Schaumburg, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New York WebCivil Supreme ↗Cook County Clerk of Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New York Secretary of State business search ↗Illinois Secretary of State business search ↗OpenCorporates ↗

Change history

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