Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · WA · Feb 27, 2014 → Jul 31, 2017
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:30 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
John Patton is listed as an executive officer on 23 SEC Form D filings by 10 issuers between Feb 2014 and Jul 2017. Largest by amount reported sold: ZALICO Variable Series I Separate Account (Schaumburg, IL — insurance — 2014–2017; $8.84B reported sold to 52 investors), VL Series Account-1 (Schaumburg, United States (as filed: X1) — insurance — 2015–2016; $6.97B reported sold to 4 investors), HNW PPVA Series Account - 1 (Schaumburg, IL — insurance — 2014–2016; $2.09B reported sold to 1,485 investors), ZALICO VL Series Account - 2 (Schaumburg, IL — insurance — 2015; $1.61B reported sold to 27 investors), HNW PPVUL Series Account - 1 (Schaumburg, IL — insurance — 2014–2016; $679M reported sold to 183 investors) and 5 more (all listed below).
What this means That is a lot of deals — 10 separate companies raised money with this person listed as executive officer, over about 3 years. Across those companies the filings report $20.55B sold in total.
Listed alongside Cathy Ehrlich (23 shared filings), David Dietz (23 shared filings), Dennis Roberts (23 shared filings), Ira Kleinman (23 shared filings), Juanita Thomas (23 shared filings) and 49 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.
All 10 issuers belong to the sponsor group Zalico Variable (11 issuers, $15.76B reported sold, 2010–2025).
What this means A sponsor group is one team that sets up a new company for each deal. Zalico Variable has 11 companies on file and $15.76B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 10 bankruptcy cases matching the name listed in Key records below.
What this means 10 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 23 public filings for John Patton and found 22 differences, 6 worth asking the sponsor about: Amount sold went down between filings; 10 offerings reported fewer investors on a later filing; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for John Patton has not run yet — it is joining a line of 38,646 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:30 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched John Patton..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
10 cases: 10 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:30 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
22 differences found between the filings for John Patton — 6 worth asking about (compared 23 filings on Oct 24, 2026)
United States Bankruptcy Court, S.D. New York docket "Louis Pietroluongo" filed Aug 3, 2012, closed Jan 17, 2013. Louis Pietroluongo (listed on the same filings) is listed as Debtor ("Louis Pietroluongo"). Our match estimate: 80%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
United States Bankruptcy Court, W.D. Wisconsin docket "Dave G. Dampman and Jeannee L. Dampman" filed Aug 12, 2009, closed Nov 24, 2009. David Dampman (listed on the same filings) is listed as Debtor ("Dave G. Dampman and Jeannee L. Dampman"). Our match estimate: 70%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
The Aug 18, 2016 filing says $8,838,201,336 sold; the Jul 31, 2017 Form D/A says $4,982,760,945 sold — $3,855,440,391 less.
What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.
The Aug 18, 2016 filing says $52,611,641 sold; the Dec 21, 2016 Form D/A says $10,461,528 sold — $42,150,113 less.
What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.
The May 20, 2014 filing says $50,379,802 sold; the May 20, 2014 Form D/A says $10,239,832 sold — $40,139,970 less.
What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.
Investor count went down between filings — ZALICO Variable Series I Separate Account · Investor count went down between filings — ZALICO Variable Series I Separate Account · Investor count went down between filings — HNW PPVA Series Account - 1 · Investor count went down between filings — ZALICONY HNW PPVA Series Account - 1 · Investor count went down between filings — ZALICO VARIABLE SERIES II SEPARATE ACCOUNT · and 5 more
What this means Investor counts normally only grow. Ask the sponsor what happened on each.
The filing says the first sale was Apr 28, 2014. The Form D was filed Jul 7, 2014 — 70 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 55 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The filing says the first sale was Mar 27, 2014. The Form D was filed Apr 17, 2014 — 21 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 6 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
John Patton is no longer listed on the Oct 4, 2018 amendment — ZALICO VARIABLE SERIES III SEPARATE ACCOUNT · John Patton is no longer listed on the Jun 13, 2018 amendment — ZALICO Variable Series I Separate Account · John Patton is no longer listed on the Nov 2, 2017 amendment — ZALICO Variable Annuity Separate Account -- 2 · John Patton is no longer listed on the Jul 31, 2017 amendment — ZALICO VARIABLE SERIES VI SEPARATE ACCOUNT · John Patton is no longer listed on the Apr 3, 2017 amendment — HNW PPVA Series Account - 1 · and 5 more
What this means People leave; the issuer lists only current officers, directors and promoters. Ask why and who replaced them.
The Mar 14, 2016 filing lists a minimum of $1,000,000; the Apr 3, 2017 Form D/A lists $100,000.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Dec 4, 2014 filing lists a minimum of $0; the Dec 22, 2015 Form D/A lists $10,000.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 19, 2013 filing lists a minimum of $0; the May 20, 2014 Form D/A lists $10,000,000.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 19, 2013 filing lists a minimum of $0; the May 20, 2014 Form D/A lists $10,000.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 19, 2013 filing lists a minimum of $0; the May 20, 2014 Form D/A lists $10,000.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
The Apr 19, 2013 filing lists a minimum of $0; the May 20, 2014 Form D/A lists $10,000.
What this means A different minimum usually means the offering terms changed. Check which terms apply to you.
Industry group changed between filings — ZALICO Variable Series I Separate Account · Industry group changed between filings — ZALICO VARIABLE SERIES III SEPARATE ACCOUNT · Industry group changed between filings — ZALICO VARIABLE SERIES VI SEPARATE ACCOUNT · Industry group changed between filings — ZALICO VARIABLE SERIES II SEPARATE ACCOUNT
What this means Often just a different box ticked; sometimes the deal changed. Ask which business your money is in.
"Decline to Disclose" (Mar 19, 2010); then "Not Applicable" (May 23, 2012); then "Decline to Disclose" (Apr 19, 2013).
What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.
This page covers filings where the address state is WA. A separate record, "JOHN PATTON" with address state TN, is listed on 1 filing — most recently by Ascend Learning Holdco, LLC (Apr 15, 2026). The two records do not overlap in time: this page runs Feb 27, 2014 to Jul 31, 2017; the other has one filing dated Apr 15, 2026.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is WA. A separate record, "John Patton" with address state GA, is listed on 5 filings — most recently by Forte Infinity LLC (Jun 27, 2024). Both records have filings in the same period (Feb 27, 2014 to Jul 31, 2017).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is WA. A separate record, "JOHN S. PATTON" with address state NC or IL, is listed on 5 filings — most recently by Aerami Therapeutics Holdings, Inc. (Nov 22, 2023). The two records do not overlap in time: this page runs Feb 27, 2014 to Jul 31, 2017; the other runs Jun 17, 2020 to Nov 22, 2023.
What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is WA. A separate record, "John S. Patton" with address state CA, is listed on 3 filings — most recently by InCarda Therapeutics, Inc. (Dec 19, 2014). Both records have filings in the same period (Feb 27, 2014 to Dec 19, 2014).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
Address moved from New York, NY to Schaumberg, IL — ZALICONY HNW PPVA Series Account - 1 · Address moved from New York, NY to Schaumburg, IL — ZALICO VL Series Account - 2 · Address moved from New York, NY to Schaumburg, IL — VL Series Account-1 · Address moved from New York, NY to Schaumburg, IL — HNW PPVA Series Account - 1 · Address moved from New York, NY to Schaumburg, IL — HNW PPVUL Series Account - 1 · and 8 more
What this means Businesses move. If you were told one city and the forms say another, ask which is current.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
9 of 10 offerings report sales commissions totalling $14,554,906; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Jul 31, 2017 D/A ZALICO VARIABLE SERIES III SEPARATE ACCOUNT File 021-139808 | $98,893 | $0 | $0 As issuer of the variable life insurance policies, Zurich American Life Insurance Company will receive amounts from charges deducted under the policies, but no executive officer, director or promoter will receive any portion of the gross offering proceeds | Wells Fargo Insurance Services Investment Advisors, Inc. BrokerCheck CRD 35419 ↗ Benefit Finance Securities BrokerCheck CRD 45113 ↗ | EDGAR ↗ |
| Jul 31, 2017 D/A ZALICO Variable Series I Separate Account File 021-139876 | $7,907,289 (est.) | $0 | $0 As issuer of the variable life insurance policies, Zurich American Life Insurance Company will receive amounts from charges deducted under the policies, but no executive officer, director or promoter will receive any portion of the gross offering proceeds | Wells Fargo Advisors, LLC BrokerCheck CRD 19616 ↗ Benefit Finance Securities BrokerCheck CRD 45113 ↗ WJ Lynch Investor Services LLC (William J. Lynch & Associates) BrokerCheck CRD 140762 ↗ | EDGAR ↗ |
| Nov 17, 2016 D/A ZALICO VARIABLE SERIES VI SEPARATE ACCOUNT File 021-139810 | $163,396 | $0 | $0 As issuer of the variable life insurance policies, Zurich American Life Insurance Company will receive amounts from charges deducted under the policies, but no executive officer, director or promoter will receive any portion of the gross offering proceeds | Wells Fargo Insurance Services Investment Advisors, Inc. BrokerCheck CRD 35419 ↗ | EDGAR ↗ |
| Aug 18, 2016 D/A ZALICO VARIABLE SERIES II SEPARATE ACCOUNT File 021-139840 | $1,346,612 | $0 | $0 As issuer of the variable life insurance policies, Zurich American Life Insurance Company will receive amounts from charges deducted under the policies, but no executive officer, director or promoter will receive any portion of the gross offering proceeds | Wells Fargo Insurance Services Investment Advisors, Inc. BrokerCheck CRD 35419 ↗ Benefit Finance Securities BrokerCheck CRD 45113 ↗ | EDGAR ↗ |
| Aug 18, 2016 D/A ZALICO Variable Annuity Separate Account -- 2 File 021-155451 | $904,238 | $0 | $0 As issuer, ZALICO will receive amounts from charges deducted under the contracts, but no executive officer, director or promoter will receive any portion of the gross offering proceeds. | MFI Investments Corp BrokerCheck CRD 2864 ↗ 1st Global Capital Corp Husami & Associates BrokerCheck CRD 30349 ↗ | EDGAR ↗ |
| Mar 14, 2016 D/A HNW PPVUL Series Account - 1 File 021-172945 | $847,480 (est.) | $0 | $0 Zurich American Life Insurance Company deducts charges from premium and policy values per terms of applicable insurance contract. | M Holdings Securities, Inc. BrokerCheck CRD 43285 ↗ Winged Keel Group, Inc. no CRD number reported via M Holdings Securities, Inc. (CRD 43285 ↗) Michael B. Liebeskind BrokerCheck CRD 1219051 ↗ via M Holdings Securities, Inc. (CRD 43285 ↗) Eric Naison-Phillips BrokerCheck CRD 5155539 ↗ via M Holdings Securities, Inc. (CRD 43285 ↗) First Liberties Financial BrokerCheck CRD 14432 ↗ Niagara International Capital LImited BrokerCheck CRD 135327 ↗ Stern Capital BrokerCheck CRD 131226 ↗ | EDGAR ↗ |
| Mar 14, 2016 D/A HNW PPVA Series Account - 1 File 021-215800 | $1,285,848 (est.) | $0 | $0 Zurich American Life Insurance Company deducts charges from premium and policy values per terms of applicable insurance contract. | Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗ Edmund Agresta BrokerCheck CRD 4015841 ↗ via Morgan Stanley Smith Barney LLC (CRD 149777 ↗) M Holdings Securities BrokerCheck CRD 43285 ↗ American Portfolios BrokerCheck CRD 18487 ↗ First Liberties Financial BrokerCheck CRD 14432 ↗ NFP Advisor Services BrokerCheck CRD 42046 ↗ | EDGAR ↗ |
| Mar 14, 2016 D/A ZALICONY HNW PPVA Series Account - 1 File 021-220492 | $836,150 (est.) | $0 | $0 ZALICONY deducts charges from premium and policy values per terms of applicable insurance contract. | Morgan Stanley Smith Barney BrokerCheck CRD 149777 ↗ Deborah Montaperto BrokerCheck CRD 1669425 ↗ via Morgan Stanley (CRD 149777 ↗) M Holdings Securities BrokerCheck CRD 43285 ↗ American Portfolios BrokerCheck CRD 18487 ↗ First Liberties Financial BrokerCheck CRD 14432 ↗ NFP Advisor Services BrokerCheck CRD 42046 ↗ | EDGAR ↗ |
| Mar 14, 2016 D/A VL Series Account-1 File 021-234636 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 22, 2015 D/A ZALICO VL Series Account - 2 File 021-163516 | $1,165,000 (est.) | $0 | $0 | BFP Securities, LLC BrokerCheck CRD 44731 ↗ | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named John Patton on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $8.84B from 52 investors as of the latest filing. John is listed as executive officer on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(c) (97 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $2.73M from 9 investors as of the latest filing. John is listed as executive officer on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(c) (97 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $12.5M from 8 investors as of the latest filing. John is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(c) (97 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $54.1M from 20 investors as of the latest filing. John is listed as executive officer on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(c) (97 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $30.1M from 2 investors as of the latest filing. John is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(c) (97 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $6.97B from 4 investors as of the latest filing. John is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(c) (97 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $679M from 183 investors as of the latest filing. John is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(c) (97 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $268.2M from 171 investors as of the latest filing. John is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(c) (97 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $2.09B from 1,485 investors as of the latest filing. John is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(c) (97 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $1.61B from 27 investors as of the latest filing. John is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Insurance / 506(c) (97 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.
Listed on the same filings as John Patton. Their page shows their other deals.
Michael Rohwetter is on 11 issuers in total — a repeat sponsor. Their page lists every one.
Richard Hauser is on 12 issuers in total — a repeat sponsor. Their page lists every one.
Simon Lodge is on 10 issuers in total — a repeat sponsor. Their page lists every one.
Cathy Ehrlich is on 11 issuers in total — a repeat sponsor. Their page lists every one.
David Dietz is on 11 issuers in total — a repeat sponsor. Their page lists every one.
Richard Grilli is on 10 issuers in total — a repeat sponsor. Their page lists every one.
Ira Kleinman is on 11 issuers in total — a repeat sponsor. Their page lists every one.
Dennis Roberts is on 10 issuers in total — a repeat sponsor. Their page lists every one.
Juanita Thomas is on 11 issuers in total — a repeat sponsor. Their page lists every one.
Margaret Labno is on 10 issuers in total — a repeat sponsor. Their page lists every one.
Jeffrey Horton is on 11 issuers in total — a repeat sponsor. Their page lists every one.
Patrick Carty is on 11 issuers in total — a repeat sponsor. Their page lists every one.
Dawn Cummings-Fritz is on 10 issuers in total — a repeat sponsor. Their page lists every one.
Elizabeth McInerney is on 10 issuers in total — a repeat sponsor. Their page lists every one.
Cathy Hall is on 10 issuers in total — a repeat sponsor. Their page lists every one.
Paul Noftke is on 9 issuers in total — a repeat sponsor. Their page lists every one.
David Dampman is on 11 issuers in total — a repeat sponsor. Their page lists every one.
Lisa Baltazar is on 10 issuers in total — a repeat sponsor. Their page lists every one.
Eileen Ehlers is on 11 issuers in total — a repeat sponsor. Their page lists every one.
Stuart Berman is on 10 issuers in total — a repeat sponsor. Their page lists every one.
Eric Chandler is on 10 issuers in total — a repeat sponsor. Their page lists every one.
Louis Pietrolugo is on 7 issuers in total — a repeat sponsor. Their page lists every one.
Leeann Badgett is on 6 issuers in total — a repeat sponsor. Their page lists every one.
Kenneth Carroll is on 9 issuers in total — a repeat sponsor. Their page lists every one.
Audrey Martin is on 11 issuers in total — a repeat sponsor. Their page lists every one.
Debra Broek is on 11 issuers in total — a repeat sponsor. Their page lists every one.
Ryan Gibbons is on 11 issuers in total — a repeat sponsor. Their page lists every one.
Mary Denning is on 5 issuers in total — a repeat sponsor. Their page lists every one.
Judith Henderson is on 10 issuers in total — a repeat sponsor. Their page lists every one.
John Miskel is on 10 issuers in total — a repeat sponsor. Their page lists every one.
Craig Toffolo is on 8 issuers in total — a repeat sponsor. Their page lists every one.
Tracy Peeples is on 6 issuers in total — a repeat sponsor. Their page lists every one.
Mary Dening is on 9 issuers in total — a repeat sponsor. Their page lists every one.
Louis Pietroluongo is on 11 issuers in total — a repeat sponsor. Their page lists every one.
DIANE C. DAVIS is on 7 issuers in total — a repeat sponsor. Their page lists every one.
One team, 11 deal companies. John Patton is listed on 10 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name John Patton.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).
None of the 10 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to John Patton by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 10 issuers this person is listed on — nothing matched.
Websites and social links of the issuers John Patton is listed on: none on file. No website or social profile named in ZALICO Variable Series I Separate Account's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #69,959 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (Schaumburg, IL). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
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