Patrick Oakes is listed as an executive officer on 5 SEC Form D filings by 2 issuers between Oct 2012 and Aug 2026: Square 1 Financial Inc (Durham, NC — commercial banking — 2012; $48.5M reported sold to 25 investors) and Avidbank Holdings, Inc. (San Jose, CA — commercial banking — 2022–2026; $30M reported sold to 39 investors).
What this means 2 separate companies raised money with this person listed as executive officer, over about 14 years. Across those companies the filings report $78.5M sold in total.
1 of the issuers belongs to the sponsor group Square (2 issuers, $44.3M reported sold, 2009–2012).
What this means A sponsor group is one team that sets up a new company for each deal. Square has 2 companies on file and $44.3M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 2 bankruptcy cases matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 5 public filings for Patrick Oakes and found 3 differences: Bankruptcy case: At&t Universal Card Services Corp v. Polster; Same name, different state: "Patrick T. Oakes" (GA) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.