Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · CA, DE · Dec 8, 2009 → Jan 6, 2026
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Patrick Grady is listed as an executive officer and director on 22 SEC Form D filings by 5 issuers between Dec 2009 and Jan 2026: DEEM, INC. (San Francisco, CA — other technology — 2009–2014; $219.8M reported sold to 89 investors), PROSPER MARKETPLACE, INC (San Francisco, CA — other banking and financial services — 2013–2015; $165M reported sold to 34 investors), MarkLogic Corp (San Carlos, CA — computers — 2013–2015; $102.3M reported sold to 44 investors), Watershed Technology, Inc. (San Francisco, CA — industry reported as "Other" — 2024–2026; $100.5M reported sold to 12 investors) and OpenLattice, Inc. (Redwood City, CA — other technology — 2019; $5.36M reported sold to 10 investors).
What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer and director, over about 17 years. Across those companies the filings report $592.9M sold in total.
Listed alongside Frederic W. Harman (11 shared filings), Terrell Jones (11 shared filings), Warren Weiss (11 shared filings), Richard Smith (8 shared filings), Gary Crittenden (7 shared filings) and 49 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Patrick. Each name links to their own page.
1 of the issuers belongs to the sponsor group Big (3 issuers, $165M reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Big has 3 companies on file and $165M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 1 court case matching the name, 16 bankruptcy cases matching the name listed in Key records below.
What this means 17 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 22 public filings for Patrick Grady and found 12 differences, 5 worth asking the sponsor about: Regulator action naming a team member: Ripple Labs, Inc., Bradley Garlinghouse, and Christian A. Larsen (Aug 7, 2025); Regulator action naming a team member: Ripple Labs, Inc., Bradley Garlinghouse, and Christian Larsen (May 8, 2025); and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Patrick Grady has not run yet — it is joining a line of 28,074 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.
Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).
Five things investors ask first. Items still in human review are counted, not shown.
1 case: 1 dismissed
190 Other contract actions
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Patrick Grady..
State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).
16 cases: 1 open, 15 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
12 differences found between the filings for Patrick Grady — 5 worth asking about (compared 22 filings on Oct 24, 2026)
An SEC litigation release dated Aug 7, 2025 names Christian Anton Larsen (listed on the same filings). The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
An SEC litigation release dated May 8, 2025 names Christian Anton Larsen (listed on the same filings). The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
A ap release dated Nov 24, 2008 names PROSPER MARKETPLACE, INC (related issuer). Our match estimate: 90%. The release is the source; we do not summarize its outcome here.
What this means A regulator filed or announced an action naming this person or company (or someone on the same filings). Read the release; ask the sponsor what it was and how it ended.
The Dec 8, 2009 filing says $203,623,510 sold; the Dec 8, 2009 Form D/A says $20,362,351 sold — $183,261,159 less.
What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.
Form D filed 124 days after the first sale — DEEM, INC. · Form D filed 98 days after the first sale — DEEM, INC. · Form D filed 165 days after the first sale — DEEM, INC. · Form D filed 65 days after the first sale — DEEM, INC. · Form D filed 68 days after the first sale — DEEM, INC. · and 6 more
What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.
No amendment in the last 12 months on an offering that may still be open — Watershed Technology, Inc. (latest filing Feb 21, 2024) · No amendment in the last 12 months on an offering that may still be open — MarkLogic Corp (latest filing May 28, 2015) · No amendment in the last 12 months on an offering that may still be open — DEEM, INC. (latest filing Sep 30, 2014) · No amendment in the last 12 months on an offering that may still be open — DEEM, INC. (latest filing Oct 8, 2013) · No amendment in the last 12 months on an offering that may still be open — DEEM, INC. (latest filing Sep 19, 2013) · and 2 more
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
Offering amount changed between filings — DEEM, INC. · Offering amount changed between filings — DEEM, INC. · Offering amount changed between filings — MarkLogic Corp · Offering amount lowered between filings — DEEM, INC.
What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.
"$5,000,001 - $25,000,000" (Jan 29, 2013); then "Decline to Disclose" (Apr 13, 2015).
What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.
This page covers filings where the address state is CA or DE. A separate record, "Patrick Grady" with address state MA, is listed on 2 filings — most recently by TetraScience, Inc. (Feb 27, 2026). Both records have filings in the same period (Apr 15, 2021 to Jan 6, 2026).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is CA or DE. A separate record, "Patrick Grady" with address state NY or NJ, is listed on 6 filings — most recently by Attentive Mobile Inc. (Jun 24, 2021). Both records have filings in the same period (Aug 12, 2019 to Sep 24, 2020).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
The people listed on the Nov 8, 2011 filing give Foster City, CA; on the Jun 4, 2013 filing they give San Francisco, CA.
What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.
CA on 21 filings (Dec 8, 2009 to Jan 6, 2026); DE on 1 filing (Apr 11, 2013).
What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
4 of 18 offerings report sales commissions totalling $6,393,596; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Jan 6, 2026 D Watershed Technology, Inc. File 021-569023 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 21, 2024 D Watershed Technology, Inc. File 021-505681 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 14, 2019 D OpenLattice, Inc. File 021-341908 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 28, 2015 D MarkLogic Corp File 021-240700 | $3,730,856 | $0 | $0 | Allen & Company BrokerCheck CRD 1042 ↗ | EDGAR ↗ |
| Apr 13, 2015 D PROSPER MARKETPLACE, INC File 021-237823 | $0 | $0 | $0 Proceeds are to be used for general corporate purposes. | None listed on this filing | EDGAR ↗ |
| Sep 30, 2014 D DEEM, INC. File 021-225479 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 30, 2014 D PROSPER MARKETPLACE, INC File 021-218328 | $0 | $0 | $0 Proceeds are to be used for general corporate purposes. | None listed on this filing | EDGAR ↗ |
| Oct 8, 2013 D/A DEEM, INC. File 021-203404 | $600,000 (est.) | $0 | $0 | Aegis Capital Corp. BrokerCheck CRD 15007 ↗ | EDGAR ↗ |
| Sep 24, 2013 D PROSPER MARKETPLACE, INC File 021-203444 | $0 | $0 | $0 Proceeds are to be used for general corporate purposes. | None listed on this filing | EDGAR ↗ |
| Sep 19, 2013 D DEEM, INC. File 021-203148 | $515,240 (est.) | $0 | $0 | Aegis Capital Corp. BrokerCheck CRD 15007 ↗ | EDGAR ↗ |
| Jul 23, 2013 D/A DEEM, INC. File 021-197430 | $1,547,500 (est.) | $0 | $0 | Aegis Capital Corp. BrokerCheck CRD 15007 ↗ | EDGAR ↗ |
| May 10, 2013 D/A MarkLogic Corp File 021-194823 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 29, 2013 D PROSPER MARKETPLACE, INC File 021-190921 | $0 | $0 | $0 Proceeds are to be used for general corporate purposes. | None listed on this filing | EDGAR ↗ |
| Nov 8, 2011 D DEEM, INC. File 021-168397 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 21, 2011 D DEEM, INC. File 021-166177 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 3, 2011 D DEEM, INC. File 021-154784 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 16, 2010 D DEEM, INC. File 021-150606 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 8, 2009 D/A DEEM, INC. File 021-78897 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Patrick Grady on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $100.5M from 12 investors (100% of the $14.5M target) as of the latest filing. Patrick is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $5.36M from 10 investors (100% of the $5.36M target) as of the latest filing. Patrick is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $102.3M from 44 investors (88% of the $116.1M target) as of the latest filing. Patrick is listed as director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Computers / 506(b) (499 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $165M from 34 investors (100% of the $165M target) as of the latest filing. Patrick is listed as director on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Banking and Financial Services / 506(b) (1,630 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $219.8M from 89 investors (100% of the $68M target) as of the latest filing. Patrick is listed as executive officer, director on 12 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.
Listed on the same filings as Patrick Grady. Their page shows their other deals.
Warren Weiss is on 17 issuers in total — a repeat sponsor. Their page lists every one.
Richard Smith is on 7 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Patrick Grady. Their page shows their other deals.
Listed on the same filings as Patrick Grady. Their page shows their other deals.
Rick Smith is on 20 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Patrick Grady. Their page shows their other deals.
Mark Kvamme is on 7 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Patrick Grady. Their page shows their other deals.
Thomas Banahan is on 7 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Patrick Grady. Their page shows their other deals.
Listed on the same filings as Patrick Grady. Their page shows their other deals.
DAVID R. GOLOB is on 71 issuers in total — a repeat sponsor. Their page lists every one.
John Doerr is on 14 issuers in total — a repeat sponsor. Their page lists every one.
Nigel Morris is on 27 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Patrick Grady. Their page shows their other deals.
Listed on the same filings as Patrick Grady. Their page shows their other deals.
Listed on the same filings as Patrick Grady. Their page shows their other deals.
Listed on the same filings as Patrick Grady. Their page shows their other deals.
Listed on the same filings as Patrick Grady. Their page shows their other deals.
Listed on the same filings as Patrick Grady. Their page shows their other deals.
Listed on the same filings as Patrick Grady. Their page shows their other deals.
Timothy C Draper is on 17 issuers in total — a repeat sponsor. Their page lists every one.
Daniel P. Sanford is on 22 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Patrick Grady. Their page shows their other deals.
Court Coursey is on 6 issuers in total — a repeat sponsor. Their page lists every one.
One team, 3 deal companies. Patrick Grady is listed on 1 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Patrick Grady.
None of the 5 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to Patrick Grady by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 5 issuers this person is listed on — nothing matched.
Websites and social links of the issuers Patrick Grady is listed on: none on file. No website or social profile named in DEEM, INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #312,194 of 374,652 in line (1,346 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (San Francisco, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when Patrick Grady appears on a new Form D, or when a court case or SEC action is matched to them. See plans →
