Rick Simonson is listed as an executive officer and director on 4 SEC Form D filings by 2 issuers between Sep 2011 and Mar 2012: DEEM, INC. (San Francisco, CA — other technology — 2011; $219.8M reported sold to 89 investors) and SILVER SPRING NETWORKS INC (Redwood City, CA — other technology — 2011–2012; $105M reported sold to 43 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director. Across those companies the filings report $324.8M sold in total.
Listed alongside Warren Weiss (4 shared filings), Amy Cappelanti-Wolf (2 shared filings), Anil Gadre (2 shared filings), Ben Kortlang (2 shared filings), Corbin McNeill, Jr. (2 shared filings) and 21 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Rick. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 4 public filings for Rick Simonson and found 5 differences, 1 worth asking the sponsor about: Form D filed 165 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
