Offerings (SEC Form D)
Each filing as reported by the issuer, newest first. Open a row for the full plain-English detail. D = original notice, D/A = amendment.
Offerings at a glance — 4 offerings, 5 filings (one row per SEC file number)
| File no. | Original Form D | Latest filing | Amendments | Offered (latest) | Sold (latest) | Industry (latest) |
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| 021-240700 | May 28, 2015 EDGAR ↗ | May 28, 2015 D EDGAR ↗ | 0 | $116,142,000 | $102,278,327 | Computers |
| 021-194823 | Apr 11, 2013 EDGAR ↗ | May 10, 2013 D/A EDGAR ↗ | 1 latest May 10, 2013 | $25,725,481 | $25,725,481 | Computers |
| 021-149199 | Oct 18, 2010 EDGAR ↗ | Oct 18, 2010 D EDGAR ↗ | 0 | Indefinite | $2,337,880 | Computers |
| 021-66859 | Jun 5, 2009 EDGAR ↗ | Jun 5, 2009 D EDGAR ↗ | 0 | $12,499,999 | $12,499,999 | Computers |
Offerings are grouped by SEC file number; rows without a file number (not yet retrieved from EDGAR) are shown as their own offering until the link is fetched.
May 28, 2015 D Computers — $102,278,327 sold of $116,142,000 · 44 investors EDGAR ↗
| Filing | Form D filed May 28, 2015SEC file no. 021-240700 · accession 0001243233-15-000006 |
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| Raise progress | $102,278,327 sold of $116,142,000 offered (88%) · $13,863,673 remaining · first sale Apr 28, 2015 |
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| Filing timing | Date of first sale: Apr 28, 2015 · Form D filed: May 28, 2015 (30 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
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| Time since first sale | 4,197 days (11.5 years) |
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| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
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| Investors | 44 total · issuer reported no non-accredited investors |
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| Exemption claimed | Rule 506(b) — no general advertising; up to 35 non-accredited investors allowed |
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| Minimum investment accepted | $0 as filed (no minimum reported) |
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| Securities offered | Equity; Other: Series F Preferred Stock and Common Stock issuable upon conversion |
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| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
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| Industry | Computers |
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| Who is paid to sell it | Allen & Company — FINRA BrokerCheck CRD 1042 ↗ Solicits in: CA, CO, MA, MD, NY, VA |
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| Money to insiders | Sales commissions: $3,730,856 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
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| Signed by | Elisa W. Smith, Vice President and General Counsel (May 28, 2015) |
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| Market context | Minimum investment: $0 as filed (no minimum reported). Typical range for similar offerings: $5,000–$50,000.
Offering size: $116,142,000. Typical range: $480,782–$5,000,000.
Investors: 44. Typical range: 1–9."Similar" = Computers, Rule 506(b). Based on 499 Form D filings 2021–2026 in the same industry and exemption (Computers, Rule 506(b); original Form D notices, one per offering) (Form D data, SEC). Ranges are the middle half (25th–75th percentile) of the filings that reported each value: minimum investment 271, offering size 434, investors 460. Computed by PartnerFacts as of Oct 23, 2026, 5:45 PM ET. No ranking or score. Source: PartnerFacts data & coverage. |
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| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
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May 10, 2013 D/A Computers — $25,725,481 sold of $25,725,481 · 20 investors EDGAR ↗
| Filing | Form D/A (amendment) filed May 10, 2013 · amends 0001295660-13-000002 ↗SEC file no. 021-194823 · accession 0001295660-13-000003 · filing 2 of 2 in this offering |
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| Raise progress | $25,725,481 sold of $25,725,481 offered (100%) · $0 remaining · first sale Mar 22, 2013 |
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| Filing timing | Date of first sale: Mar 22, 2013 · Original Form D filed: Apr 11, 2013 (20 days after first sale) · This amendment (Form D/A) filed: May 10, 2013 This row is an amendment. Rule: the original Form D is generally due within 15 days after the first sale; the rule sets no deadline measured from an amendment. Dates shown as reported; no conclusion is drawn. |
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| Time since first sale | 4,964 days (13.6 years) |
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| Annual amendments | Issuer reported the offering is not expected to last more than one year. This filing is an amendment dated May 10, 2013. Most recent amendment for this offering in our index: this filing, May 10, 2013. Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
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| Investors | 20 total · issuer reported no non-accredited investors |
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| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
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| Minimum investment accepted | $0 as filed (no minimum reported) |
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| Securities offered | Equity; Debt |
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| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
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| Industry | Computers |
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| Who is paid to sell it | No sales compensation recipients listed on this filing. |
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| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
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| Signed by | Elisa W. Smith, Vice President and General Counsel (May 6, 2013) |
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| Changes vs previous filing | - total sold: $25,650,481 (Apr 11, 2013) → $25,725,481 (May 10, 2013)
- total offering: $25,725,480 (Apr 11, 2013) → $25,725,481 (May 10, 2013)
- remaining: $74,999 (Apr 11, 2013) → $0 (May 10, 2013)
- investors: 19 (Apr 11, 2013) → 20 (May 10, 2013)
- related persons added (May 10, 2013): David Gorbet, Joe Pasqua, Clifton Thomas Weatherford, Robert Roepke, Jon Bakke, Elisa W. Smith, Gary Bloom, John Shap
- related persons no longer listed (May 10, 2013): Thomas Weatherford, John Shapp, Bob Roepke, John Bakke, Chris Denten
Compared with the D filed Apr 11, 2013 ( EDGAR ↗). Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Amendment history as filed; no conclusion is drawn. |
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| Market context | Not computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings. |
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| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
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Apr 11, 2013 D Computers — $25,650,481 sold of $25,725,480 · 19 investors EDGAR ↗
| Filing | Form D filed Apr 11, 2013SEC file no. 021-194823 · accession 0001295660-13-000002 · filing 1 of 2 in this offering |
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| Raise progress | $25,650,481 sold of $25,725,480 offered (100%) · $74,999 remaining · first sale Mar 22, 2013 |
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| Filing timing | Date of first sale: Mar 22, 2013 · Form D filed: Apr 11, 2013 (20 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
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| Time since first sale | 4,964 days (13.6 years) |
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| Annual amendments | Issuer reported the offering is not expected to last more than one year. Most recent amendment for this offering in our index: May 10, 2013 (EDGAR ↗). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
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| Investors | 19 total · issuer reported no non-accredited investors |
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| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
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| Minimum investment accepted | $0 as filed (no minimum reported) |
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| Securities offered | Equity; Debt |
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| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
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| Industry | Computers |
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| Who is paid to sell it | No sales compensation recipients listed on this filing. |
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| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
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| Signed by | Gary Bloom, President & CEO (Apr 10, 2013) |
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| Market context | Not computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings. |
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| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
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Oct 18, 2010 D Computers — $2,337,880 sold of Indefinite · 6 investors EDGAR ↗
| Filing | Form D filed Oct 18, 2010SEC file no. 021-149199 · accession 0001295660-10-000002 |
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| Raise progress | $2,337,880 sold of Indefinite offered · Indefinite remaining · first sale Feb 2, 2010 |
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| Filing timing | Date of first sale: Feb 2, 2010 · Form D filed: Oct 18, 2010 (258 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
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| Time since first sale | 6,108 days (16.7 years) |
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| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
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| Investors | 6 total · issuer reported no non-accredited investors |
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| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
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| Minimum investment accepted | $0 as filed (no minimum reported) |
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| Securities offered | Option, warrant or other right to acquire; Security to be acquired upon exercise |
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| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
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| Industry | Computers |
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| Who is paid to sell it | No sales compensation recipients listed on this filing. |
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| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
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| Signed by | David Kellogg, CEO (Oct 18, 2010) |
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| Market context | Not computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings. |
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| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
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Jun 5, 2009 D Computers — $12,499,999 sold of $12,499,999 · 12 investors EDGAR ↗
| Filing | Form D filed Jun 5, 2009SEC file no. 021-66859 · accession 0001295660-09-000007 |
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| Raise progress | $12,499,999 sold of $12,499,999 offered (100%) · $0 remaining · first sale May 22, 2009 |
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| Filing timing | Date of first sale: May 22, 2009 · Form D filed: Jun 5, 2009 (14 days after first sale) Rule: a Form D is generally due within 15 days after the first sale. Both dates are shown as reported; no conclusion is drawn. |
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| Time since first sale | 6,364 days (17.4 years) |
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| Annual amendments | Issuer reported the offering is not expected to last more than one year. No amendment for this offering in our index (filings 2008 → Oct 22, 2026; checked Oct 23, 2026, 5:45 PM ET). Rule: an ongoing offering generally files an amendment at least annually. Dates shown as reported; no conclusion is drawn. |
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| Investors | 12 total · issuer reported no non-accredited investors |
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| Exemption claimed | Rule 506 (filed before Sept 2013, when 506 was split into 506(b) and 506(c)) |
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| Minimum investment accepted | $0 as filed (no minimum reported) |
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| Securities offered | Equity |
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| Entity details | Organized in DELAWARE · formed more than five years before filing · revenue range: Decline to Disclose (state and year as reported on the issuer's latest filing) As reported by the issuer on Form D (Items 1–2 and 5). |
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| Industry | Computers |
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| Who is paid to sell it | No sales compensation recipients listed on this filing. |
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| Money to insiders | Sales commissions: $0 · Finder's fees: $0 · Proceeds to officers, directors, promoters: $0 |
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| Signed by | David Kellogg, CEO (Jun 5, 2009) |
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| Market context | Not computed — the exemption as filed is Rule 506 before the Sept 2013 split into 506(b) and 506(c) (see Exemption claimed); ranges are computed only for offerings claiming Rule 506(b) or 506(c), compared with the last 5 years of filings. |
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| Source | This filing on SEC EDGAR ↗ · retrieved from the SEC Form D bulk data set · PartnerFacts data last updated Oct 23, 2026, 5:45 PM ET |
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Amendment history — 1 amendment on this page, each compared with the filing before it in the same offering
| Amendment filed | File no. | Compared with | What changed (both values as filed) |
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| May 10, 2013 EDGAR ↗ | 021-194823 | Apr 11, 2013 D | total sold: $25,650,481 (Apr 11, 2013) → $25,725,481 (May 10, 2013) · total offering: $25,725,480 (Apr 11, 2013) → $25,725,481 (May 10, 2013) · remaining: $74,999 (Apr 11, 2013) → $0 (May 10, 2013) · and 3 more (open the filing above) |
Fields compared: total sold, total offering, remaining, investors, non-accredited investors (count), non-accredited investors reported, minimum investment, sales commissions, finder's fees, proceeds to insiders, date of first sale, industry, fund type, exemption, revenue range, net asset value range, securities offered, may last more than one year, related persons, sales-compensation recipients. Values as filed; no conclusion is drawn.
All Form D filings for this CIK on SEC EDGAR ↗. History: 0 new offerings in the last 12 months (new offering = a Form D that is not an amendment) · most recent filing May 28, 2015. Industry as reported, by offering: All 4 offerings reported: Computers (2009–2015).
Key people 25
Officers, directors and promoters the issuer itself named on its Form D. Tap a name for every other deal they are on.
| Name | Relationship | Address state | On filings (first → last) | Also listed on |
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| CL Christopher Lindblad | Director, Executive Officer | CA | Jun 5, 2009 → May 28, 2015 on 5 of 5 filings listed on the latest filing | — |
| DP David Ponzini | Executive Officer | CA | Oct 18, 2010 → May 28, 2015 on 4 of 5 filings listed on the latest filing | — |
| ES Elisa W. Smith | Executive Officer | CA | May 10, 2013 → May 28, 2015 on 2 of 5 filings listed on the latest filing | 1 other issuer |
| GB Gary Bloom | Executive Officer, Director | CA | May 10, 2013 → May 28, 2015 on 2 of 5 filings listed on the latest filing | 2 other issuers |
| GS Greg Santora | Director | CA | May 28, 2015 on 1 of 5 filings listed on the latest filing | 2 other issuers |
| JP Joe Pasqua | Executive Officer | CA | May 10, 2013 → May 28, 2015 on 2 of 5 filings listed on the latest filing | — |
| JB Jonathan Bakke | Executive Officer | CA | May 28, 2015 on 1 of 5 filings listed on the latest filing | — |
| MK Mark Kvamme | Director | CA | Jun 5, 2009 → May 28, 2015 on 5 of 5 filings listed on the latest filing | 6 other issuers |
| PG Patrick Grady | Director | DE | Apr 11, 2013 → May 28, 2015 on 3 of 5 filings listed on the latest filing | 4 other issuers |
| PN Peter Norman | Executive Officer | CA | Apr 11, 2013 → May 28, 2015 on 3 of 5 filings listed on the latest filing | — |
| TB Thomas Banahan | Director | CA | Jun 5, 2009 → May 28, 2015 on 5 of 5 filings listed on the latest filing | 6 other issuers |
| CW Clifton Thomas Weatherford | Director | CA | May 10, 2013 on 1 of 5 filings not listed on the latest filing (May 28, 2015) | — |
| DG David Gorbet | Executive Officer | CA | May 10, 2013 on 1 of 5 filings not listed on the latest filing (May 28, 2015) | — |
| JS John Shap | Executive Officer | CA | May 10, 2013 on 1 of 5 filings not listed on the latest filing (May 28, 2015) | — |
| JB Jon Bakke | Executive Officer | CA | May 10, 2013 on 1 of 5 filings not listed on the latest filing (May 28, 2015) | — |
| MT Michaline Todd | Executive Officer | CA | Apr 11, 2013 → May 10, 2013 on 2 of 5 filings not listed on the latest filing (May 28, 2015) | — |
| RR Robert Roepke | Executive Officer | CA | May 10, 2013 on 1 of 5 filings not listed on the latest filing (May 28, 2015) | — |
| BR Bob Roepke | Executive Officer | CA | Apr 11, 2013 on 1 of 5 filings not listed on the latest filing (May 28, 2015) | — |
| CD Chris Denten | Executive Officer | CA | Apr 11, 2013 on 1 of 5 filings not listed on the latest filing (May 28, 2015) | — |
| JB John Bakke | Executive Officer | CA | Apr 11, 2013 on 1 of 5 filings not listed on the latest filing (May 28, 2015) | — |
| JS John Shapp | Executive Officer | CA | Apr 11, 2013 on 1 of 5 filings not listed on the latest filing (May 28, 2015) | — |
| TW Thomas Weatherford | Director | CA | Jun 5, 2009 → Apr 11, 2013 on 3 of 5 filings not listed on the latest filing (May 28, 2015) | — |
| DK David Kellogg | Executive Officer, Director | CA | Jun 5, 2009 → Oct 18, 2010 on 2 of 5 filings not listed on the latest filing (May 28, 2015) | — |
| JM Jeff Miller | Director | CA | Oct 18, 2010 on 1 of 5 filings not listed on the latest filing (May 28, 2015) | 2 other issuers |
| JN Joshua Narva | Executive Officer | CA | Jun 5, 2009 on 1 of 5 filings not listed on the latest filing (May 28, 2015) | — |
Executive officers, directors and promoters as self-reported by the issuer, one row per person. Spellings of the same name (same first and last name, or the same full name that EDGAR split differently into middle and last name) with no conflicting middle initial are shown on one row (none on this issuer); dates and counts come from the filings that list each name. Licensed persons: FINRA BrokerCheck ↗ · SEC IAPD ↗. Middle names: the SEC Form D data set (RELATEDPERSONS.tsv) repeats the previous person's middle name into later rows of the same filing; where that happened PartnerFacts shows the name without the repeated middle name and keeps the data-set spelling on record (David Thomas Ponzini; Gary W. Bloom; Joe W. Pasqua; Jonathan W. Bakke; Patrick Thomas Grady; Peter Thomas Norman; David W. Gorbet; John W. Shap; Jon W. Bakke; Michaline W. Todd; Robert Thomas Roepke) — the filing on EDGAR is the source.
Connections
Other issuers listing the same people:
- Watershed Technology, Inc. — Patrick Grady · latest filing Jan 6, 2026
- SharesPost, Inc. — Jeff Miller · latest filing Dec 3, 2019
- Druva Technologies Pte. Ltd. — Thomas Banahan · latest filing Jul 2, 2019
- OpenLattice, Inc. — Patrick Grady · latest filing Jun 14, 2019
- Inkling Systems, Inc. — Thomas Banahan · latest filing Dec 13, 2016
- TURN INC — Gary Bloom · latest filing Mar 16, 2016
- PROSPER MARKETPLACE, INC — Patrick Grady · latest filing Apr 13, 2015
- Als Cherry Creek LLC, a Colorado Ltd liability Co — Jeff Miller · latest filing Dec 16, 2014
- DEEM, INC. — Patrick Grady · latest filing Sep 30, 2014
- Tenaya Capital VII, LP — Thomas Banahan · latest filing Aug 28, 2014
- SAVO GROUP LTD — Greg Santora · latest filing Jun 13, 2014
- GILD INC — Mark Kvamme · latest filing Jun 4, 2014
- LINKEDIN CORP — Mark Kvamme · latest filing Mar 14, 2014
- COMPOSITE SOFTWARE INC — Thomas Banahan · latest filing Oct 24, 2012
- Tenaya Capital VI, LP — Thomas Banahan · latest filing Jul 1, 2011
- EMETER CORP — Elisa W. Smith · latest filing Jul 9, 2010
- EMETER CORP — Gary Bloom · latest filing Jul 9, 2010
- ALIGN TECHNOLOGY INC — Greg Santora · latest filing Aug 31, 2009
- CAST IRON SYSTEMS INC — Mark Kvamme · latest filing Aug 18, 2009
- StrongMail Systems Inc — Mark Kvamme · latest filing Jul 13, 2009
- SEARCHME INC — Mark Kvamme · latest filing May 18, 2009
- SEARCHME INC — Thomas Banahan · latest filing May 18, 2009
- imeem inc — Mark Kvamme · latest filing May 8, 2009
Shared address: this business address appears on no other issuer's filings in our index. As of Oct 23, 2026, 5:45 PM ET.
Other offering types (Regulation A and Regulation Crowdfunding)
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Adviser registration (Form ADV)
Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched MarkLogic Corp.
Meta advertising
No Meta Pixel ids or Facebook / Instagram page links on file for MarkLogic Corp as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.
Public profiles
Public profiles official links and public statements, each with its source and date
No website or social profile named in MarkLogic Corp's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #303,216 of 374,652 in line (14 issuers searched so far).
Sources searched for a website: Form C data set (issuer websites as filed), Form ADV data set (Item 1.I of matched advisers) — as of Oct 23, 2026, 11:20 PM ET: none on file for this issuer. The sponsor website, the Internet Archive and GDELT news index are read only once a site is on file; a sponsor's website comes from the issuer's own filings (Form C issuer website; EDGAR company profile), an approved profile claim, Form ADV Item 1.I of its matched adviser, or a web search for the issuer name confirmed on the site's own homepage. We never collect personal or family accounts.
Entity standing: not checked (no official programmatic source for CA yet).
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Corrections log
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Filing-to-filing changes are in Amendment history above.