Oliver Bugel is listed as a director on 2 SEC Form D filings by 1 issuer between Mar 2011 and Mar 2012: Barings Umbrella Fund plc (Dublin, Ireland (as filed: L2) — pooled investment fund — 2011–2012; $16.41B reported sold to 512 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Babson Capital Europe Limited (2 shared filings, management entity), Hans Vogel (2 shared filings), James Cleary (2 shared filings), Paul Gehrig (2 shared filings) and Peter Clark (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Oliver. Each name links to their own page.
The issuer belongs to the sponsor group Babson (36 issuers, $62.54B reported sold, 2009–2026).
What this means A sponsor group is one team that sets up a new company for each deal. Babson has 36 companies on file and $62.54B reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 2 public filings for Oliver Bugel and found 3 differences, 1 worth asking the sponsor about: Oliver Bugel is no longer listed on the Mar 12, 2013 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.