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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:46 AM ET

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James Cleary

Named as an officer, director or promoter on SEC Form D filings · Ireland (as filed: L2) · Sep 28, 2010 → Jan 17, 2020

3deals (issuers)
$48.29Breported sold
1,212investors
29Form D filings
2010–2020years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

James Cleary is listed as a director on 29 SEC Form D filings by 3 issuers between Sep 2010 and Jan 2020: Barings Global Investment Funds plc (Dublin, Ireland (as filed: L2) — pooled investment fund — 2010–2020; $26.76B reported sold to 581 investors), Barings Umbrella Fund plc (Dublin, Ireland (as filed: L2) — pooled investment fund — 2011–2020; $16.41B reported sold to 512 investors) and Barings Global Investment Funds 2 plc (Dublin, Ireland (as filed: L2) — pooled investment fund — 2013–2020; $5.12B reported sold to 119 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as director, over about 10 years. Across those companies the filings report $48.29B sold in total.

Listed alongside Peter Clark (25 shared filings), Oliver Burgel (18 shared filings), Barbara Healy (15 shared filings), Hans Vogel (14 shared filings), Babson Capital Europe Limited (10 shared filings, management entity) and 20 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around James. Each name links to their own page.

All 3 issuers belong to the sponsor group Babson (36 issuers, $62.54B reported sold, 2009–2026).

What this means A sponsor group is one team that sets up a new company for each deal. Babson has 36 companies on file and $62.54B reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 SEC release, 2 state regulator orders, 47 bankruptcy cases matching the name listed in Key records below.

What this means 50 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 29 public filings for James Cleary and found 11 differences, 4 worth asking the sponsor about: Paid seller listed without a CRD number: Institutional Investment Advisors Limited; James Cleary is no longer listed on the Jan 20, 2021 amendment; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for James Cleary has not run yet — it is joining a line of 60,476 names; searches run around the clock at the hosts' allowed rate. Searched so far: 697 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

1 SEC release; 2 state regulator orders

James E. Cleary, Jr. Administrative proceeding
SEC · Sep 29, 2016 · Parties as named in the release: James E. Cleary, Jr. Read the release ↗
same full name in the release title; 5 people with this name in Form D filings; the person's filing state is not named
Consent Order Of Revocation IL · Illinois Secretary of State, Securities Department
Order date Apr 4, 2003 · Regulator: Illinois Secretary of State, Securities Department · File No. 0200669 · Parties (regulator's caption): James E. Cleary Jr.
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 5 people with this name in Form D filings; regulator in IL (not a filing state)
Notice Of Hearing IL · Illinois Secretary of State, Securities Department
Order date Feb 20, 2003 · Regulator: Illinois Secretary of State, Securities Department · File No. 0200669 · Parties (regulator's caption): James E. Cleary Jr.
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 5 people with this name in Form D filings; regulator in IL (not a filing state)
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched James Cleary..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

47 cases: 1 open, 46 closed (disposition not in docket feed)

James Cleary open
United States Bankruptcy Court, M.D. Florida · No. 8:26-bk-00485 · Filed Jan 22, 2026
Role of James Cleary: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)
James H Cleary and Evelyn M Cleary closed
United States Bankruptcy Court, E.D. Louisiana · No. 20-10938 · Filed May 22, 2020 · Closed Aug 21, 2020
Role of James H Cleary and Evelyn M Cleary: Debtor · Outcome: Case closed 2020-08-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in LA (not a filing state)
James F. Cleary, III and Shannon R. Cleary closed
United States Bankruptcy Court, W.D. Kentucky · No. 15-50670 · Filed Nov 24, 2015 · Closed Apr 19, 2017
Role of James F. Cleary, III: Debtor · Outcome: Case closed 2017-04-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in KY (not a filing state)
James R. Cleary and Christine A. Cleary closed
United States Bankruptcy Court, D. Connecticut · No. 14-21458 · Filed Jul 25, 2014 · Closed Jul 2, 2020
Role of James R. Cleary and Christine A. Cleary: Debtor · Outcome: Case closed 2020-07-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in CT (not a filing state)
James J. Cleary and Deborah S. Cleary closed
United States Bankruptcy Court, W.D. Texas · No. 13-51416 · Filed May 30, 2013 · Closed Jul 17, 2014
Role of James J. Cleary and Deborah S. Cleary: Debtor · Outcome: Case closed 2014-07-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in TX (not a filing state)
James Cleary and Jaime Cleary closed
United States Bankruptcy Court, S.D. Florida. · No. 12-18017 · Filed Apr 1, 2012 · Closed Dec 5, 2012
Role of James Cleary and Jaime Cleary: Debtor · Outcome: Case closed 2012-12-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)
James Cleary and Jaime Cleary closed
United States Bankruptcy Court, S.D. Florida. · No. 11-20912 · Filed Apr 24, 2011 · Closed Sep 21, 2011
Role of James Cleary and Jaime Cleary: Debtor · Outcome: Case closed 2011-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)
Jennifer R. Cleary and James P. Cleary closed
United States Bankruptcy Court, D. New Hampshire · No. 11-11031 · Filed Mar 21, 2011 · Closed Jan 23, 2012
Role of James P. Cleary: Debtor · Outcome: Case closed 2012-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in NH (not a filing state)
James F. Cleary closed
United States Bankruptcy Court, N.D. New York · No. 10-61128 · Filed Apr 26, 2010 · Closed Aug 19, 2010
Role of James F. Cleary: Debtor · Outcome: Case closed 2010-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
James E Cleary and Geraldine D. Cleary closed
United States Bankruptcy Court, D. New Jersey · No. 09-44752 · Filed Dec 27, 2009 · Closed Apr 15, 2013
Role of James E Cleary and Geraldine D. Cleary: Debtor · Outcome: Case closed 2013-04-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)
James Cleary closed
United States Bankruptcy Court, C.D. Illinois · No. 09-72741 · Filed Sep 18, 2009 · Closed Jan 19, 2010
Role of James Cleary: Debtor · Outcome: Case closed 2010-01-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)
James F Cleary and Milissa J. Cleary closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 09-14034 · Filed May 30, 2009 · Closed Nov 25, 2009
Role of James F Cleary and Milissa J. Cleary: Debtor · Outcome: Case closed 2009-11-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in PA (not a filing state)
James D Cleary and Paula S. Cleary closed
United States Bankruptcy Court, E.D. Missouri · No. 09-20162 · Filed Apr 14, 2009 · Closed Jul 27, 2009
Role of James D Cleary and Paula S. Cleary: Debtor · Outcome: Case closed 2009-07-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in MO (not a filing state)
James M. Cleary closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 08-16619 · Filed Oct 9, 2008 · Closed Mar 28, 2011
Role of James M. Cleary: Debtor · Outcome: Case closed 2011-03-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in PA (not a filing state)
James M. Cleary closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 07-12582 · Filed May 1, 2007 · Closed Aug 18, 2008
Role of James M. Cleary: Debtor · Outcome: Case closed 2008-08-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in PA (not a filing state)
James M. Cleary closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 06-14097 · Filed Sep 13, 2006 · Closed Mar 14, 2007
Role of James M. Cleary: Debtor · Outcome: Case closed 2007-03-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in PA (not a filing state)
James F Cleary closed
United States Bankruptcy Court, D. New Jersey · No. 06-15205 · Filed Jun 9, 2006 · Closed Sep 25, 2006
Role of James F Cleary: Debtor · Outcome: Case closed 2006-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)
James F. Cleary closed
United States Bankruptcy Court, D. New Jersey · No. 05-50302 · Filed Oct 14, 2005 · Closed Feb 27, 2006
Role of James F. Cleary: Debtor · Outcome: Case closed 2006-02-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)
James L. Cleary closed
United States Bankruptcy Court, E.D. Michigan · No. 05-55242 · Filed May 10, 2005 · Closed Oct 25, 2005
Role of James L. Cleary: Debtor · Outcome: Case closed 2005-10-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in MI (not a filing state)
James C. Cleary and Kathleen E. Beard closed
United States Bankruptcy Court, D. Massachusetts · No. 04-20334 · Filed Dec 22, 2004 · Closed Apr 14, 2005
Role of James C. Cleary and Kathleen E. Beard: Debtor · Outcome: Case closed 2005-04-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in MA (not a filing state)
James D Cleary closed
United States Bankruptcy Court, W.D. Kentucky · No. 04-50343 · Filed Mar 11, 2004 · Closed Nov 15, 2006
Role of James D Cleary: Debtor · Outcome: Case closed 2006-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in KY (not a filing state)
James L. Cleary closed
United States Bankruptcy Court, W.D. New York · No. 2-03-24349 · Filed Oct 29, 2003 · Closed Feb 25, 2004
Role of James L. Cleary: Debtor · Outcome: Case closed 2004-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
James Cleary closed
United States Bankruptcy Court, W.D. Kentucky · No. 03-11105 · Filed May 22, 2003 · Closed Sep 25, 2003
Role of James Cleary: Debtor · Outcome: Case closed 2003-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in KY (not a filing state)
James E. Cleary, III closed
United States Bankruptcy Court, N.D. Georgia · No. 02-92325 · Filed Mar 4, 2002 · Closed Jan 14, 2003
Role of James E. Cleary, III: Debtor · Outcome: Case closed 2003-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in GA (not a filing state)
James J. Cleary closed
United States Bankruptcy Court, M.D. Florida · No. 8:01-bk-05504 · Filed Mar 29, 2001 · Closed Jul 6, 2001
Role of James J. Cleary: Debtor · Outcome: Case closed 2001-07-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)
James J. Cleary and Lynn C. Cleary closed
United States Bankruptcy Court, D. New Jersey · No. 00-42197 · Filed Dec 18, 2000 · Closed Jul 16, 2001
Role of James J. Cleary and Lynn C. Cleary: Debtor · Outcome: Case closed 2001-07-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)
James D Cleary closed
United States Bankruptcy Court, N.D. Illinois · No. 00-14686 · Filed May 16, 2000 · Closed Sep 11, 2000
Role of James D Cleary: Debtor · Outcome: Case closed 2000-09-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)
James F. Cleary and Carol J. Cleary closed
United States Bankruptcy Court, N.D. New York · No. 99-16490 · Filed Nov 10, 1999 · Closed Apr 12, 2000
Role of James F. Cleary and Carol J. Cleary: Debtor · Outcome: Case closed 2000-04-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in NY (not a filing state)
James F. Cleary and Milissa J. Cleary closed
United States Bankruptcy Court, E.D. Pennsylvania · No. 99-34247 · Filed Nov 10, 1999 · Closed Aug 27, 2004
Role of James F. Cleary and Milissa J. Cleary: Debtor · Outcome: Case closed 2004-08-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in PA (not a filing state)
James W. Cleary and Valory J. Cleary closed
United States Bankruptcy Court, D. Oregon · No. 99-34063 · Filed May 28, 1999 · Closed Sep 2, 1999
Role of James W. Cleary and Valory J. Cleary: Debtor · Outcome: Case closed 1999-09-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in OR (not a filing state)
James Cleary and Janet Cleary closed
United States Bankruptcy Court, E.D. Virginia · No. 98-10223 · Filed Jan 9, 1998 · Closed Apr 21, 1998
Role of James Cleary and Janet Cleary: Debtor · Outcome: Case closed 1998-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in VA (not a filing state)
James Mc Cleary closed
United States Bankruptcy Court, N.D. Illinois · No. 97-27540 · Filed Sep 9, 1997 · Closed Jun 22, 1999
Role of James Mc Cleary: Debtor · Outcome: Case closed 1999-06-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)
Kathleen E. Beard and James C. Cleary closed
United States Bankruptcy Court, D. Massachusetts · No. 96-19404 · Filed Dec 5, 1996 · Closed Dec 8, 1997
Role of Kathleen E. Beard and James C. Cleary: Debtor · Outcome: Case closed 1997-12-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in MA (not a filing state)
James J. Cleary and Susan M. Cleary closed
United States Bankruptcy Court, D. New Jersey · No. 96-16235 · Filed Aug 22, 1996 · Closed Jan 15, 1997
Role of James J. Cleary and Susan M. Cleary: Debtor · Outcome: Case closed 1997-01-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in NJ (not a filing state)
James M. Cleary closed
United States Bankruptcy Court, W.D. North Carolina · No. 96-30443 · Filed Mar 8, 1996 · Closed Jul 23, 1996
Role of James M. Cleary: Debtor · Outcome: Case closed 1996-07-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in NC (not a filing state)
James F Cleary closed
United States Bankruptcy Court, S.D. Ohio · No. 1:95-bk-14337 · Filed Oct 23, 1995 · Closed Sep 10, 1997
Role of James F Cleary: Debtor · Outcome: Case closed 1997-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in OH (not a filing state)
James J Cleary and Darlene M Cleary closed
United States Bankruptcy Court, N.D. Illinois · No. 95-16664 · Filed Aug 15, 1995 · Closed Dec 15, 1995
Role of James J Cleary and Darlene M Cleary: Debtor · Outcome: Case closed 1995-12-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)
JAMES M CLEARY closed
United States Bankruptcy Court, D. Minnesota · No. 94-41524 · Filed Mar 25, 1994 · Closed Oct 2, 1995
Role of JAMES M CLEARY: Debtor · Outcome: Case closed 1995-10-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in MN (not a filing state)
James M. Cleary and Helen M. Cleary closed
United States Bankruptcy Court, C.D. California · No. 9:94-bk-10594 · Filed Feb 10, 1994 · Closed Dec 7, 1994
Role of James M. Cleary and Helen M. Cleary: Debtor · Outcome: Case closed 1994-12-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in CA (not a filing state)
James F. Cleary closed
United States Bankruptcy Court, D. Maine · No. 93-20651 · Filed Aug 18, 1993 · Closed Jan 12, 1994
Role of James F. Cleary: Debtor · Outcome: Case closed 1994-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in ME (not a filing state)
James W. Cleary closed
United States Bankruptcy Court, M.D. Florida · No. 8:93-bk-07399 · Filed Jul 8, 1993 · Closed Oct 29, 1993
Role of James W. Cleary: Debtor · Outcome: Case closed 1993-10-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)
JAMES F. CLEARY closed
United States Bankruptcy Court, N.D. Florida · No. 92-05202 · Filed Nov 2, 1992 · Closed Feb 9, 1993
Role of JAMES F. CLEARY: Debtor · Outcome: Case closed 1993-02-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in FL (not a filing state)
James P. Cleary and Marie J. Cleary closed
United States Bankruptcy Court, N.D. Ohio · No. 91-33440 · Filed Aug 28, 1991 · Closed Mar 25, 1992
Role of James P. Cleary and Marie J. Cleary: Debtor · Outcome: Case closed 1992-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in OH (not a filing state)
James P. Cleary closed
United States Bankruptcy Court, W.D. Pennsylvania · No. 88-20736 · Filed Mar 15, 1988 · Closed Jul 22, 1988
Role of James P. Cleary: Debtor · Outcome: Case closed 1988-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in PA (not a filing state)
James F Mc Cleary and Annette E Mc Cleary closed
United States Bankruptcy Court, N.D. Illinois · No. 86-00455 · Filed Jan 10, 1986 · Closed Jan 30, 1987
Role of James F Mc Cleary and Annette E Mc Cleary: Debtor · Outcome: Case closed 1987-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)
JAMES T. JR. CLEARY closed
United States Bankruptcy Court, N.D. Alabama · No. 80-05060 · Filed Sep 18, 1980 · Closed May 11, 1981
Role of JAMES T. JR. CLEARY: Debtor · Outcome: Case closed 1981-05-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in AL (not a filing state)
James R Cleary closed
United States Bankruptcy Court, N.D. Illinois · No. 80-09111 · Filed Jul 23, 1980 · Closed May 13, 1988
Role of James R Cleary: Debtor · Outcome: Case closed 1988-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 78 federal dockets); 5 people with this name in Form D filings; court in IL (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

11 differences found between the filings for James Cleary — 4 worth asking about (compared 29 filings on Oct 24, 2026)

Worth asking · Jul 30, 2015 – Jan 14, 2026

Paid seller listed without a CRD number: Institutional Investment Advisors Limited — Barings Global Investment Funds 2 plc

Institutional Investment Advisors Limited is listed as receiving sales compensation on 12 filings (Jul 30, 2015 to Jan 14, 2026) with no FINRA CRD number given.

What this means People paid to sell securities normally hold a FINRA registration with a CRD number. Without one we cannot look them up on BrokerCheck. Ask who they are and whether they are registered.

Form D/A · Jan 14, 2026 ↗BrokerCheck search: Institutional Investment Advisors Limited ↗Barings Global Investment Funds 2 plc — PartnerFacts page ↗
Sources
Worth asking · Jan 17, 2020 – Jan 20, 2021

James Cleary is no longer listed on the Jan 20, 2021 amendment — Barings Global Investment Funds 2 plc

James Cleary appears on the Jan 17, 2020 Form D/A (director) but not on the Jan 20, 2021 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jan 17, 2020 ↗Form D/A · Jan 20, 2021 ↗James Cleary — PartnerFacts page ↗Barings Global Investment Funds 2 plc — PartnerFacts page ↗
Sources
Worth asking · Jan 17, 2020 – Jan 20, 2021

James Cleary is no longer listed on the Jan 20, 2021 amendment — Barings Umbrella Fund plc

James Cleary appears on the Jan 17, 2020 Form D/A (director) but not on the Jan 20, 2021 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jan 17, 2020 ↗Form D/A · Jan 20, 2021 ↗James Cleary — PartnerFacts page ↗Barings Umbrella Fund plc — PartnerFacts page ↗
Sources
Worth asking · Jan 13, 2020 – Jan 13, 2021

James Cleary is no longer listed on the Jan 13, 2021 amendment — Barings Global Investment Funds plc

James Cleary appears on the Jan 13, 2020 Form D/A (director) but not on the Jan 13, 2021 Form D/A for the same offering.

What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.

Form D/A · Jan 13, 2020 ↗Form D/A · Jan 13, 2021 ↗James Cleary — PartnerFacts page ↗Barings Global Investment Funds plc — PartnerFacts page ↗
Sources
Note · Jan 18, 2017 – Jan 18, 2018

Minimum investment changed between filings — Barings Global Investment Funds 2 plc

The Jan 18, 2017 filing lists a minimum of $109,450; the Jan 18, 2018 Form D/A lists $122,353.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jan 18, 2017 ↗Form D/A (later) · Jan 18, 2018 ↗Barings Global Investment Funds 2 plc — PartnerFacts page ↗
Sources
Note · Jul 30, 2015 – Jul 29, 2016

Minimum investment changed between filings — Barings Global Investment Funds 2 plc

The Jul 30, 2015 filing lists a minimum of $109,266; the Jul 29, 2016 Form D/A lists $109,450.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jul 30, 2015 ↗Form D/A (later) · Jul 29, 2016 ↗Barings Global Investment Funds 2 plc — PartnerFacts page ↗
Sources
Note · Jul 30, 2014 – Jul 30, 2015

Minimum investment changed between filings — Barings Global Investment Funds 2 plc

The Jul 30, 2014 filing lists a minimum of $132,568; the Jul 30, 2015 Form D/A lists $109,266.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

Form D/A (earlier) · Jul 30, 2014 ↗Form D/A (later) · Jul 30, 2015 ↗Barings Global Investment Funds 2 plc — PartnerFacts page ↗
Sources
Note · Apr 11, 2023 – Oct 14, 2026

Same name, different state: "James Cleary" (E9 or X0) is a separate record

This page covers filings where the address state is L2. A separate record, "James Cleary" with address state E9 or X0, is listed on 26 filings — most recently by Deem Global Macro Fund Ltd (Oct 14, 2026). The two records do not overlap in time: this page runs Sep 28, 2010 to Jan 17, 2020; the other runs Apr 11, 2023 to Oct 14, 2026.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James Cleary (E9,X0) — PartnerFacts page ↗Form D/A · Oct 14, 2026 ↗Deem Global Macro Fund Ltd — PartnerFacts page ↗James Cleary (L2) — this page ↗
Sources
Note · Jan 17, 2025

Same name, different state: "James Cleary" (PA) is a separate record

This page covers filings where the address state is L2. A separate record, "James Cleary" with address state PA, is listed on 1 filing — most recently by Fovea Investment Holdings, LLC (Jan 17, 2025). The two records do not overlap in time: this page runs Sep 28, 2010 to Jan 17, 2020; the other has one filing dated Jan 17, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James Cleary (PA) — PartnerFacts page ↗Form D · Jan 17, 2025 ↗Fovea Investment Holdings, LLC — PartnerFacts page ↗James Cleary (L2) — this page ↗
Sources
Note · Mar 10, 2010

Same name, different state: "James G. Cleary" (E9) is a separate record

This page covers filings where the address state is L2. A separate record, "James G. Cleary" with address state E9, is listed on 1 filing — most recently by Robeco WPG Opportunistic Value Overseas Fund, Ltd. (Mar 10, 2010). The two records do not overlap in time: this page runs Sep 28, 2010 to Jan 17, 2020; the other has one filing dated Mar 10, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

James G. Cleary (E9) — PartnerFacts page ↗Form D/A · Mar 10, 2010 ↗Robeco WPG Opportunistic Value Overseas Fund, Ltd. — PartnerFacts page ↗James Cleary (L2) — this page ↗
Sources
Note · Sep 28, 2012 – Jan 19, 2024

10 address changes between filings

Address moved from Dublin, Ireland (as filed: L2) to Ballsbridge - Dublin, Ireland (as filed: L2) — Barings Global Investment Funds 2 plc · Address moved from Dublin, Ireland (as filed: L2) to Ballsbridge - Dublin, Ireland (as filed: L2) — Barings Global Investment Funds plc · Address moved from London, United Kingdom (as filed: X0) to Dublin, Ireland (as filed: L2) — Barings Global Investment Funds 2 plc · Address moved from Dublin, Ireland (as filed: L2) to Ballsbridge - Dublin, Ireland (as filed: L2) — Barings Umbrella Fund plc · Address moved from Charlotte, NC to London, United Kingdom (as filed: X0) — Barings Global Investment Funds 2 plc · and 5 more

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Form D/A · Jan 20, 2023 ↗Form D/A · Jan 19, 2024 ↗Barings Global Investment Funds 2 plc — PartnerFacts page ↗Form D/A · Jan 13, 2023 ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 3 offerings reports sales commissions totalling $121,769; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 17, 2020 D/A
Barings Umbrella Fund plc
File 021-156912
$0$0$0None listed on this filingEDGAR ↗
Jan 17, 2020 D/A
Barings Global Investment Funds 2 plc
File 021-200435
$121,769 (est.)$0$0Institutional Investment Advisors Limited no CRD number reportedEDGAR ↗
Jan 13, 2020 D/A
Barings Global Investment Funds plc
File 021-148239
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named James Cleary on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

BG
Pooled Investment Fund · group: Babson

Barings Global Investment Funds 2 plc

Dublin, Ireland (as filed: L2) · Jul 30, 2013 → Jan 17, 2020 · 8 filings
  • Jan 17, 2020 · D/A · $5,101,093,022 sold of Indefinite · 119 investors · min. $122,353 · role: Director EDGAR ↗
  • Jan 18, 2019 · D/A · $4,278,691,483 sold of Indefinite · 97 investors · min. $122,353 · role: Director EDGAR ↗
  • Jan 18, 2018 · D/A · $3,357,287,841 sold of Indefinite · 75 investors · min. $122,353 · role: Director EDGAR ↗
  • Jan 18, 2017 · D/A · $1,572,579,455 sold of Indefinite · 44 investors · min. $109,450 · role: Director EDGAR ↗
  • Jul 29, 2016 · D/A · $1,264,560,681 sold of Indefinite · 34 investors · min. $109,450 · role: Director EDGAR ↗
  • Jul 30, 2015 · D/A · $960,510,036 sold of Indefinite · 24 investors · min. $109,266 · role: Director EDGAR ↗
  • Jul 30, 2014 · D/A · $549,960,817 sold of Indefinite · 5 investors · min. $132,568 · role: Director EDGAR ↗
  • Jul 30, 2013 · D · $100,800,000 sold of Indefinite · 1 investors · min. $132,568 · role: Director EDGAR ↗

Raised $5.12B from 119 investors as of the latest filing. James is listed as director on 8 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BU
Pooled Investment Fund · group: Babson

Barings Umbrella Fund plc

Dublin, Ireland (as filed: L2) · Mar 17, 2011 → Jan 17, 2020 · 10 filings
  • Jan 17, 2020 · D/A · $10,433,414,143 sold of Indefinite · 505 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 18, 2019 · D/A · $6,595,127,241 sold of Indefinite · 328 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 18, 2018 · D/A · $4,162,095,012 sold of Indefinite · 239 investors · min. $100,000 · role: Director EDGAR ↗
  • Jan 18, 2017 · D/A · $2,231,047,308 sold of Indefinite · 120 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 14, 2016 · D/A · $1,129,179,887 sold of Indefinite · 70 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 12, 2015 · D/A · $791,288,986 sold of Indefinite · 39 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 12, 2014 · D/A · $299,484,339 sold of Indefinite · 23 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 12, 2013 · D/A · $154,532,002 sold of Indefinite · 19 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 16, 2012 · D/A · $142,610,447 sold of Indefinite · 8 investors · min. $100,000 · role: Director EDGAR ↗
  • Mar 17, 2011 · D · $0 sold of Indefinite · 0 investors · min. $100,000 · role: Director EDGAR ↗

Raised $16.41B from 512 investors as of the latest filing. James is listed as director on 10 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BG
Pooled Investment Fund · group: Babson

Barings Global Investment Funds plc

Dublin, Ireland (as filed: L2) · Sep 28, 2010 → Jan 13, 2020 · 11 filings
  • Jan 13, 2020 · D/A · $25,589,099,984 sold of Indefinite · 580 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jan 11, 2019 · D/A · $24,330,882,171 sold of Indefinite · 545 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jan 11, 2018 · D/A · $22,845,288,604 sold of Indefinite · 403 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Jan 11, 2017 · D/A · $18,045,395,009 sold of Indefinite · 368 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Sep 23, 2016 · D/A · $17,189,143,763 sold of Indefinite · 339 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Sep 29, 2015 · D/A · $16,067,863,937 sold of Indefinite · 318 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Sep 29, 2014 · D/A · $12,429,133,186 sold of Indefinite · 259 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Sep 27, 2013 · D/A · $5,893,721,689 sold of Indefinite · 129 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Sep 28, 2012 · D/A · $1,713,985,314 sold of Indefinite · 38 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Sep 28, 2011 · D/A · $599,972,990 sold of Indefinite · 20 investors · min. $1,000,000 · role: Director EDGAR ↗
  • Sep 28, 2010 · D · $50,000,000 sold of Indefinite · 1 investors · min. $1,000,000 · role: Director EDGAR ↗

Raised $26.76B from 581 investors as of the latest filing. James is listed as director on 11 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • James Cleary — Cayman Islands (as filed: E9), United Kingdom (as filed: X0), 6 issuers, Apr 11, 2023 → Oct 14, 2026 · no shared issuer
  • James Cleary — PA, 1 issuer, Jan 17, 2025 → Jan 17, 2025 · no shared issuer
  • James G. Cleary — Ireland (as filed: L2), 1 issuer, Mar 10, 2010 → Mar 10, 2011 · no shared issuer
  • James G. Cleary — Cayman Islands (as filed: E9), 1 issuer, Mar 10, 2010 → Mar 10, 2010 · no shared issuer

People around James 25

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

BC
Management entity

Babson Capital Europe Limited

Promoter, Executive Officer · 10 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as James Cleary. Their page shows their other deals.

B
Management entity

Barings, LLC

Promoter, Executive Officer · 9 shared filings (3 issuers) · also on 35 other issuers

Barings, LLC is on 38 issuers in total — a repeat sponsor. Their page lists every one.

BC
Management entity

Babson Capital Management LLC

Promoter, Executive Officer · 6 shared filings (1 issuer) · also on 14 other issuers

Babson Capital Management LLC is on 15 issuers in total — a repeat sponsor. Their page lists every one.

BI
Management entity

Baring International Fund Managers (Ireland) Limited

Executive Officer · 5 shared filings (2 issuers) · also on 13 other issuers

Baring International Fund Managers (Ireland) Limited is on 15 issuers in total — a repeat sponsor. Their page lists every one.

BC
Management entity

Babson Capital Management, LLC

Promoter · 4 shared filings (1 issuer) · also on 4 other issuers

Babson Capital Management, LLC is on 5 issuers in total — a repeat sponsor. Their page lists every one.

BA
Management entity

Baring Asset Management Limited

Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as James Cleary. Their page shows their other deals.

BG
Management entity

Barings Global Advisers Limited

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as James Cleary. Their page shows their other deals.

BI
Management entity

Baring International Investment Limited

Executive Officer · 2 shared filings (1 issuer) · also on 9 other issuers

Baring International Investment Limited is on 10 issuers in total — a repeat sponsor. Their page lists every one.

BU
Management entity

Barings (U.K.) Limited

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as James Cleary. Their page shows their other deals.

PC
No photo found yet (own website and image search run after this page is viewed)
Person

Peter Clark

Director · 25 shared filings (3 issuers)

Listed on the same filings as James Cleary. Their page shows their other deals.

OB
No photo found yet (own website and image search run after this page is viewed)
Person

Oliver Burgel

Director · 18 shared filings (3 issuers) · also on 2 other issuers

Oliver Burgel is on 5 issuers in total — a repeat sponsor. Their page lists every one.

BH
No photo found yet (own website and image search run after this page is viewed)
Person

Barbara Healy

Director · 15 shared filings (3 issuers) · also on 89 other issuers

Barbara Healy is on 92 issuers in total — a repeat sponsor. Their page lists every one.

HV
No photo found yet (own website and image search run after this page is viewed)
Person

Hans Vogel

Director · 14 shared filings (3 issuers)

Listed on the same filings as James Cleary. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

David Conway

Director · 9 shared filings (3 issuers) · also on 2 other issuers

David Conway is on 5 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Julian Timothy Swayne

Director · 9 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as James Cleary. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy Schulze

Director · 9 shared filings (2 issuers) · also on 2 other issuers

Listed on the same filings as James Cleary. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy Schulze

Executive Officer, Director · 6 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as James Cleary. Their page shows their other deals.

PG
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Gehrig

Director · 3 shared filings (1 issuer)

Listed on the same filings as James Cleary. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy B. Schulze

Director · 3 shared filings (1 issuer)

Listed on the same filings as James Cleary. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy B. Schulze

Director · 3 shared filings (1 issuer)

Listed on the same filings as James Cleary. Their page shows their other deals.

OB
No photo found yet (own website and image search run after this page is viewed)
Person

Oliver Bugel

Director · 2 shared filings (1 issuer)

Listed on the same filings as James Cleary. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Alan Behan

Director · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as James Cleary. Their page shows their other deals.

PS
No photo found yet (own website and image search run after this page is viewed)
Person

Paul Smyth

Director · 2 shared filings (2 issuers) · also on 1 other issuer

Listed on the same filings as James Cleary. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy N. Schulze

Director · 2 shared filings (1 issuer)

Listed on the same filings as James Cleary. Their page shows their other deals.

The team behind the deals

B
Sponsor group

Babson

36 issuers · 161 filings · $62.54B reported sold · 2009–2026

One team, 36 deal companies. James Cleary is listed on 3 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name James Cleary.

Same business address

6 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

A person is never an adviser firm. 3 of the 3 issuers this person is listed on match a Form ADV adviser (searched 24,962 advisers as of Oct 2, 2026): Barings Umbrella Fund plc, Barings Global Investment Funds plc, Barings Global Investment Funds 2 plc.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to James Cleary by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers James Cleary is listed on: none on file. No website or social profile named in Barings Global Investment Funds 2 plc's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #46,105 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Dublin, L2). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

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Courts

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