Nelson Rosenbaum is listed as an executive officer and director on 3 SEC Form D filings by 2 issuers between Aug 2009 and Mar 2013: Consumer Health Advisers, Inc. (Bethesda, MD — other health care — 2009–2010; $1.15M reported sold to 5 investors) and My Healthy World, Inc. (Bethesda, MD — other health care — 2013; $6,000 reported sold to 3 investors).
What this means 2 separate companies raised money with this person listed as executive officer and director, over about 4 years. Across those companies the filings report $1.16M sold in total.
Listed alongside Adam Claypool (1 shared filing), Edward Broenniman (1 shared filing), Edward Broenniuman (1 shared filing) and Jay Rosen (1 shared filing).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Nelson. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 3 public filings for Nelson Rosenbaum and found 4 differences: No amendment in the last 12 months on an offering that may still be open; Nelson Rosenbaum is written 2 different ways on the filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.