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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:21 AM ET

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Adam Claypool

Named as an officer, director or promoter on SEC Form D filings · IA · May 1, 2009 → Jul 15, 2014

12deals (issuers)
$80.4Mreported sold
377investors
20Form D filings
2009–2014years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:18 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Adam Claypool is listed as an executive officer, director, and promoter on 20 SEC Form D filings by 12 issuers between May 2009 and May 2022. Largest by amount reported sold: KEMPHARM, INC (Celebration, FL — pharmaceuticals — 2009–2011; $71.4M reported sold to 216 investors), IPG - Industry People Group, Inc (Urbandale, IA — industry reported as "Other" — 2014; $2.99M reported sold to 3 investors), PALISADE SYSTEMS, INC. (Des Moines, IA — other technology — 2010–2011; $1.98M reported sold to 117 investors), PALISADE SYSTEMS INC (Ames, IA — other technology — 2009; $1.59M reported sold to 21 investors), Consumer Health Advisers, Inc. (Bethesda, MD — other health care — 2010; $1.15M reported sold to 5 investors) and 7 more (all listed below).

What this means That is a lot of deals — 12 separate companies raised money with this person listed as executive officer, director, and promoter, over about 13 years. Across those companies the filings report $80.4M sold in total.

Listed alongside Christal M.M. Mickle (4 shared filings), Donald G Schoen (4 shared filings), Todd J. Johnson (4 shared filings), Travis C. Mickle (4 shared filings), Dan Thompson (3 shared filings) and 23 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Adam. Each name links to their own page.

1 of the issuers belongs to the sponsor group Dcm (9 issuers, $39.3M reported sold, 2009–2011).

What this means A sponsor group is one team that sets up a new company for each deal. Dcm has 9 companies on file and $39.3M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 bankruptcy case matching the name listed in Key records below.

What this means 1 record came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 20 public filings for Adam Claypool and found 13 differences, 4 worth asking the sponsor about: 67% of the money raised went to insiders; 119% of the money raised went to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Adam Claypool has not run yet — it is joining a line of 52,262 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:18 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Adam Claypool..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

1 case: 1 closed (disposition not in docket feed)

Adam T. Claypool closed
United States Bankruptcy Court, D. Colorado · No. 17-17800 · Filed Aug 22, 2017 · Closed Jan 3, 2018
Role of Adam T. Claypool: Debtor · Outcome: Case closed 2018-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (rare in federal dockets); 2 people with this name in Form D filings; court in CO (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:18 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

13 differences found between the filings for Adam Claypool — 4 worth asking about (compared 20 filings on Oct 24, 2026)

Note · Jan 27, 2003 – Jun 27, 2007

Bankruptcy case: Katz, as Creditor Trustee of Metiom, Inc. v. Reitler Brown LLC — filed Jan 27, 2003

United States Bankruptcy Court, S.D. New York docket "Katz, as Creditor Trustee of Metiom, Inc. v. Reitler Brown LLC" filed Jan 27, 2003, closed Jun 27, 2007. Edward Reitler (listed on the same filings) is listed as Defendant ("Reitler Brown LLC"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, S.D. New York ↗Edward Reitler — PartnerFacts page ↗
Sources
Worth asking · Aug 26, 2010

67% of the money raised went to insiders — GCOMMERCE INC

The Aug 26, 2010 Form D reports $150,000 sold and $100,000 of the proceeds used for payments to officers, directors or promoters (marked as an estimate). Issuer's note: "Represents repayment of related party debt. In addition, one of the directors, a registered representative of the issuer's placement agent, may receive sales compensation and working capital may be us".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Aug 26, 2010 ↗GCOMMERCE INC — PartnerFacts page ↗
Sources
Worth asking · Apr 14, 2010

119% of the money raised went to insiders — PALISADE SYSTEMS, INC.

The Apr 14, 2010 Form D reports $335,002 sold and $400,000 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "Placement agent fees are 8% of the gross amount of proceeds. The Placement Agent for this offering is DeWaay Financial Network.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D · Apr 14, 2010 ↗PALISADE SYSTEMS, INC. — PartnerFacts page ↗
Sources
Note · Apr 19, 2011

20% of the money raised went to insiders — PALISADE SYSTEMS, INC.

The Apr 19, 2011 Form D/A reports $1,982,502 sold and $400,000 of the proceeds used for payments to officers, directors or promoters. Issuer's note: "Placement agent fees are 8% of the gross amount of proceeds. The Placement Agent for this offering is DeWaay Financial Network.".

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · Apr 19, 2011 ↗PALISADE SYSTEMS, INC. — PartnerFacts page ↗
Sources
Worth asking · Aug 25, 2009 – May 11, 2022

Adam Claypool appears on 7 deals that stopped filing before reaching their target

Technology Holdings Corp. (last filing May 11, 2022; $500,000 sold of $2,000,000); BettrLife Corp (last filing Aug 12, 2013; $350,000 sold of $1,250,000); Focused Ventures Opportunity Fund, LLLP (last filing Nov 16, 2011; $0 sold of $7,500,000); PALISADE SYSTEMS, INC. (last filing Apr 19, 2011; $1,982,502 sold of $5,000,000); GCOMMERCE INC (last filing Oct 29, 2010; $150,000 sold of $4,378,733); DeWaay Monroe Capital Investors, LLLP (last filing Aug 4, 2010; $241,750 sold of $9,000,000); and 1 more. Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Technology Holdings Corp. — PartnerFacts page ↗BettrLife Corp — PartnerFacts page ↗Focused Ventures Opportunity Fund, LLLP — PartnerFacts page ↗PALISADE SYSTEMS, INC. — PartnerFacts page ↗
Sources
Worth asking · Feb 13, 2013 – Aug 12, 2013

Form D filed 180 days after the first sale — BettrLife Corp

The filing says the first sale was Feb 13, 2013. The Form D was filed Aug 12, 2013 — 180 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 165 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 12, 2013 ↗BettrLife Corp — PartnerFacts page ↗
Sources
Note · Nov 16, 2020 – Dec 2, 2020

Form D filed 16 days after the first sale — Technology Holdings Corp.

The filing says the first sale was Nov 16, 2020. The Form D was filed Dec 2, 2020 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 2, 2020 ↗Technology Holdings Corp. — PartnerFacts page ↗
Sources
Note · Jul 16, 2010 – Aug 26, 2010

Form D filed 41 days after the first sale — GCOMMERCE INC

The filing says the first sale was Jul 16, 2010. The Form D was filed Aug 26, 2010 — 41 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 26 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Aug 26, 2010 ↗GCOMMERCE INC — PartnerFacts page ↗
Sources
Note · Apr 27, 2009 – May 11, 2022

11 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Technology Holdings Corp. (latest filing May 11, 2022) · No amendment in the last 12 months on an offering that may still be open — Technology Holdings Corp. (latest filing Dec 2, 2020) · No amendment in the last 12 months on an offering that may still be open — BettrLife Corp (latest filing Aug 12, 2013) · No amendment in the last 12 months on an offering that may still be open — KEMPHARM, INC (latest filing Jun 30, 2011) · No amendment in the last 12 months on an offering that may still be open — PALISADE SYSTEMS, INC. (latest filing Apr 19, 2011) · and 6 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · May 11, 2022 ↗Technology Holdings Corp. — PartnerFacts page ↗Form D · Dec 2, 2020 ↗Form D/A · Aug 12, 2013 ↗
Sources
Note · Aug 12, 2013

Offering amount changed between filings — BettrLife Corp

The Aug 12, 2013 filing says $350,000 offered; the Aug 12, 2013 Form D/A says $1,150,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Aug 12, 2013 ↗Form D/A (later) · Aug 12, 2013 ↗BettrLife Corp — PartnerFacts page ↗
Sources
Note · Jul 15, 2010 – Jun 30, 2011

Offering amount changed between filings — KEMPHARM, INC

The Jul 15, 2010 filing says $14,000,000 offered; the Jun 30, 2011 Form D/A says $25,000,000.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jul 15, 2010 ↗Form D/A (later) · Jun 30, 2011 ↗KEMPHARM, INC — PartnerFacts page ↗
Sources
Note · May 1, 2009 – Aug 4, 2010

Adam Claypool is written 3 different ways on the filings

listed as "Adam Claypool" on 13 filings (from May 1, 2009), and "Adam Stone Claypool" on 2 filings (from Apr 14, 2010), and "Adam S. Claypool" on 5 filings (from Aug 4, 2010).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · May 1, 2009 ↗Form D · Apr 14, 2010 ↗Form D · Aug 4, 2010 ↗Adam Claypool — PartnerFacts page ↗
Sources
Note · Sep 27, 2010

Same name, different state: "Adam Claypool" (CA) is a separate record

This page covers filings where the address state is IA. A separate record, "Adam Claypool" with address state CA, is listed on 1 filing — most recently by CYBER-RAIN INC (Sep 27, 2010). Both records have filings in the same period (Sep 27, 2010).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Adam Claypool (CA) — PartnerFacts page ↗Form D · Sep 27, 2010 ↗CYBER-RAIN INC — PartnerFacts page ↗Adam Claypool (IA) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

9 of 15 offerings report sales commissions totalling $5,315,000; 0 report finder's fees; 4 report proceeds to related persons totalling $775,000. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
May 11, 2022 D
Technology Holdings Corp.
File 021-445204
$0$0$0None listed on this filingEDGAR ↗
Dec 2, 2020 D
Technology Holdings Corp.
File 021-382005
$0$0$0None listed on this filingEDGAR ↗
Jul 15, 2014 D
IPG - Industry People Group, Inc
File 021-221123
$0$0$250,000
Mr. Sampson received payment in exchange for the redemption of 43,750 of his shares in the Issuer.
None listed on this filingEDGAR ↗
Aug 12, 2013 D/A
BettrLife Corp
File 021-201164
$0$0$0None listed on this filingEDGAR ↗
Nov 16, 2011 D
Focused Ventures Opportunity Fund, LLLP
File 021-168799
$525,000 (est.)$0$0DeWaay Financial Network, L.L.C. BrokerCheck CRD 30767 ↗
via DeWaay Financial Network, L.L.C. (CRD 30767 ↗)
EDGAR ↗
Jun 30, 2011 D/A
KEMPHARM, INC
File 021-145023
$2,125,000 (est.)$0$0Adam Stone Claypool BrokerCheck CRD 2572486 ↗
via DeWaay Financial Network, LLC (CRD 30767 ↗)
EDGAR ↗
Apr 19, 2011 D/A
PALISADE SYSTEMS, INC.
File 021-140547
$400,000$0$400,000
Placement agent fees are 8% of the gross amount of proceeds. The Placement Agent for this offering is DeWaay Financial Network.
DeWaay Financial Network BrokerCheck CRD 30767 ↗EDGAR ↗
Oct 29, 2010 D
GCOMMERCE INC
File 021-149808
$0$0$0 (est.)None listed on this filingEDGAR ↗
Oct 28, 2010 D
DeWaay Investment Partners II, LLLP
File 021-149745
$800,000 (est.)$0$0DeWaay Financial Network, L.L.C. BrokerCheck CRD 30767 ↗
via DeWaay Financial Network, L.L.C. (CRD 30767 ↗)
EDGAR ↗
Aug 26, 2010 D
GCOMMERCE INC
File 021-146974
$200,000 (est.)$0$100,000 (est.)
Represents repayment of related party debt. In addition, one of the directors, a registered representative of the issuer's placement agent, may receive sales compensation and working capital may be used to pay salaries of executive officers.
DeWaay Financial Network LLC BrokerCheck CRD 30767 ↗EDGAR ↗
Aug 4, 2010 D
DeWaay Monroe Capital Investors, LLLP
File 021-145895
$810,000 (est.)$0$0DeWaay Financial Network, L.L.C. BrokerCheck CRD 30767 ↗
via DeWaay Financial Network, L.L.C. (CRD 30767 ↗)
EDGAR ↗
May 4, 2010 D
Consumer Health Advisers, Inc.
File 021-141493
$0$0$25,000
Executive salaries
None no CRD number reportedEDGAR ↗
Oct 2, 2009 D/A
PALISADE SYSTEMS INC
File 021-89593
$150,000 (est.)$0$0Laidlaw & Company (UK), Ltd. BrokerCheck CRD 119037 ↗
DeWaay Financial Network, L.L.C. BrokerCheck CRD 30767 ↗		EDGAR ↗
Aug 27, 2009 D/A
KEMPHARM, INC
File 021-118024
$170,000 (est.)$0$0Adam Stone Claypool BrokerCheck CRD 2572486 ↗
via DeWaay Financial Network, LLC (CRD 30767 ↗)
EDGAR ↗
Aug 25, 2009 D
DeWaay Assisted Living Investors LLLP
File 021-133929
$135,000$0$0DeWaay Financial Network, L.L.C. BrokerCheck CRD 30767 ↗
via DeWaay Financial Network, L.L.C. (CRD 30767 ↗)
EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 12

Every issuer that named Adam Claypool on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

TH
Other Technology

Technology Holdings Corp.

Des Moines, IA · Dec 2, 2020 → May 11, 2022 · 2 filings
  • May 11, 2022 · D · $200,000 sold of $2,000,000 · 2 investors · min. $250,000 · role: Executive Officer, Director EDGAR ↗
  • Dec 2, 2020 · D · $500,000 sold of $1,500,000 · 1 investors · min. $500,000 · role: Executive Officer, Director EDGAR ↗

Raised $500K from 2 investors (25% of the $2M target) as of the latest filing. Adam is listed as executive officer, director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

II
Other

IPG - Industry People Group, Inc

Urbandale, IA · Jul 15, 2014
  • Jul 15, 2014 · D · $2,985,714 sold of $2,985,714 · 3 investors · min. No minimum reported · role: Director, Promoter EDGAR ↗

Raised $2.99M from 3 investors (100% of the $2.99M target) as of the latest filing. Adam is listed as director, promoter.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BC
Other Technology

BettrLife Corp

Urbandale, IA · Aug 12, 2013 → Aug 12, 2013 · 2 filings
  • Aug 12, 2013 · D/A · $350,000 sold of $1,150,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 12, 2013 · D · $350,000 sold of $350,000 · 7 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $350K from 7 investors (30% of the $1.15M target) as of the latest filing. Adam is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

FV
Other

Focused Ventures Opportunity Fund, LLLP

Clive, IA · Nov 16, 2011
  • Nov 16, 2011 · D · $0 sold of $7,500,000 · 0 investors · min. No minimum reported · role: Executive Officer (Manager of DeWaay Fund Management, LLC, the General Partner of the Issuer) EDGAR ↗

No sales reported yet as of the latest filing. Adam is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

K
Pharmaceuticals

KEMPHARM, INC

Celebration, FL · May 1, 2009 → Jun 30, 2011 · 4 filings
  • Jun 30, 2011 · D/A · $6,852,006 sold of $25,000,000 · 216 investors · min. No minimum reported · role: Director EDGAR ↗
  • Jul 15, 2010 · D · $0 sold of $14,000,000 · 0 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 27, 2009 · D/A · $3,489,385 sold of $3,856,400 · 134 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 1, 2009 · D · $10,000 sold of $3,856,400 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $71.4M from 216 investors (100% of the $25M target) as of the latest filing. Adam is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PS
Other Technology · group: Dcm

PALISADE SYSTEMS, INC.

Des Moines, IA · Apr 14, 2010 → Apr 19, 2011 · 2 filings
  • Apr 19, 2011 · D/A · $1,982,502 sold of $5,000,000 · 117 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗
  • Apr 14, 2010 · D · $335,002 sold of $5,000,000 · 5 investors · min. No minimum reported · role: Executive Officer, Director, Promoter EDGAR ↗

Raised $1.98M from 117 investors (40% of the $5M target) as of the latest filing. Adam is listed as executive officer, director, promoter on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

G
Other Technology

GCOMMERCE INC

Des Moines, IA · Aug 26, 2010 → Oct 29, 2010 · 2 filings
  • Oct 29, 2010 · D · $60,000 sold of $4,378,733 · 2 investors · min. No minimum reported · role: Director EDGAR ↗
  • Aug 26, 2010 · D · $150,000 sold of $2,500,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $150K from 2 investors (3% of the $4.38M target) as of the latest filing. Adam is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DI
Other Banking and Financial Services

DeWaay Investment Partners II, LLLP

Clive, IA · Oct 28, 2010
  • Oct 28, 2010 · D · $0 sold of Indefinite · 0 investors · min. No minimum reported · role: Executive Officer (Sole Manager of the General Partner) EDGAR ↗

No sales reported yet as of the latest filing. Adam is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DM
Other

DeWaay Monroe Capital Investors, LLLP

Clive, IA · Aug 4, 2010
  • Aug 4, 2010 · D · $241,750 sold of $9,000,000 · 4 investors · min. No minimum reported · role: Executive Officer (Manager of DeWaay Monroe Capital Management, LLC, the General Partner of DeWaay Monroe Capital Investors, LLLP) EDGAR ↗

Raised $242K from 4 investors (3% of the $9M target) as of the latest filing. Adam is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

CH
Other Health Care

Consumer Health Advisers, Inc.

Bethesda, MD · May 4, 2010
  • May 4, 2010 · D · $825,480 sold of $1,250,000 · 5 investors · min. $25,000 · role: Director EDGAR ↗

Raised $1.15M from 5 investors (92% of the $1.25M target) as of the latest filing. Adam is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

PS
Other Technology

PALISADE SYSTEMS INC

Ames, IA · Jul 22, 2009 → Oct 2, 2009 · 2 filings
  • Oct 2, 2009 · D/A · $1,592,822 sold of $2,075,000 · 21 investors · min. $25,000 · role: Director EDGAR ↗
  • Jul 22, 2009 · D · $1,042,821 sold of $2,075,000 · 12 investors · min. $25,000 · role: Director EDGAR ↗

Raised $1.59M from 21 investors (77% of the $2.08M target) as of the latest filing. Adam is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

DA
Other Real Estate

DeWaay Assisted Living Investors LLLP

West Des Moines, IA · Aug 25, 2009
  • Aug 25, 2009 · D · $0 sold of $2,250,000 · 0 investors · min. No minimum reported · role: Director EDGAR ↗

No sales reported yet as of the latest filing. Adam is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (1)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Adam Claypool — CA, 1 issuer, Sep 27, 2010 → Sep 27, 2010 · no shared issuer

People around Adam 28

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

TM
No photo found yet (own website and image search run after this page is viewed)
Person

Travis C. Mickle

Executive Officer, Director, Promoter · 4 shared filings (1 issuer)

Listed on the same filings as Adam Claypool. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Christal M.M. Mickle

Executive Officer, Director · 4 shared filings (1 issuer)

Listed on the same filings as Adam Claypool. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

Donald G Schoen

Director, Executive Officer · 4 shared filings (2 issuers)

Listed on the same filings as Adam Claypool. Their page shows their other deals.

TJ
No photo found yet (own website and image search run after this page is viewed)
Person

Todd J. Johnson

Director, Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Adam Claypool. Their page shows their other deals.

DT
No photo found yet (own website and image search run after this page is viewed)
Person

Dan Thompson

Director · 3 shared filings (1 issuer)

Listed on the same filings as Adam Claypool. Their page shows their other deals.

DD
No photo found yet (own website and image search run after this page is viewed)
Person

Donald Gene DeWaay

Executive Officer, Director, Promoter · 2 shared filings (1 issuer) · also on 8 other issuers

Donald Gene DeWaay is on 9 issuers in total — a repeat sponsor. Their page lists every one.

CR
No photo found yet (own website and image search run after this page is viewed)
Person

Christian L Renaud

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Adam Claypool. Their page shows their other deals.

DJ
No photo found yet (own website and image search run after this page is viewed)
Person

Douglas Wayde Jacobson

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Adam Claypool. Their page shows their other deals.

RB
No photo found yet (own website and image search run after this page is viewed)
Person

Robert A. Beardsley

Director · 2 shared filings (1 issuer) · also on 6 other issuers

Robert A. Beardsley is on 7 issuers in total — a repeat sponsor. Their page lists every one.

ER
No photo found yet (own website and image search run after this page is viewed)
Person

Edward Reitler

Director · 2 shared filings (1 issuer) · also on 7 other issuers

Edward Reitler is on 8 issuers in total — a repeat sponsor. Their page lists every one.

LH
No photo found yet (own website and image search run after this page is viewed)
Person

Laurence Hootnick

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Adam Claypool. Their page shows their other deals.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Smith

Executive Officer, Director, Promoter · 2 shared filings (1 issuer)

Listed on the same filings as Adam Claypool. Their page shows their other deals.

KK
No photo found yet (own website and image search run after this page is viewed)
Person

Ken Kaplan

Director · 2 shared filings (1 issuer)

Listed on the same filings as Adam Claypool. Their page shows their other deals.

RK
No photo found yet (own website and image search run after this page is viewed)
Person

Robert W. Karr

Executive Officer, Director · 2 shared filings (1 issuer) · also on 4 other issuers

Robert W. Karr is on 5 issuers in total — a repeat sponsor. Their page lists every one.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Davin Hills

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Adam Claypool. Their page shows their other deals.

RW
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Westlund

Director · 2 shared filings (1 issuer)

Listed on the same filings as Adam Claypool. Their page shows their other deals.

SG
No photo found yet (own website and image search run after this page is viewed)
Person

Sven Guenther

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Adam Claypool. Their page shows their other deals.

JM
No photo found yet (own website and image search run after this page is viewed)
Person

James Mackay

Director · 1 shared filing (1 issuer)

Listed on the same filings as Adam Claypool. Their page shows their other deals.

NR
No photo found yet (own website and image search run after this page is viewed)
Person

Nelson Rosenbaum

Executive Officer, Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Adam Claypool. Their page shows their other deals.

EB
No photo found yet (own website and image search run after this page is viewed)
Person

Edward Broenniuman

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Adam Claypool. Their page shows their other deals.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Jay Rosen

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Adam Claypool. Their page shows their other deals.

RD
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Beardsley, Ph.D.

Director · 1 shared filing (1 issuer)

Listed on the same filings as Adam Claypool. Their page shows their other deals.

KH
No photo found yet (own website and image search run after this page is viewed)
Person

Kathleen H. Holt

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Adam Claypool. Their page shows their other deals.

TD
No photo found yet (own website and image search run after this page is viewed)
Person

Todd Doorenbos

Director · 1 shared filing (1 issuer)

Listed on the same filings as Adam Claypool. Their page shows their other deals.

MP
No photo found yet (own website and image search run after this page is viewed)
Person

Matt Plooster

Director · 1 shared filing (1 issuer)

Listed on the same filings as Adam Claypool. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Todd Skokan

Executive Officer, Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Adam Claypool. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Marc Sampson

Director · 1 shared filing (1 issuer)

Listed on the same filings as Adam Claypool. Their page shows their other deals.

DT
No photo found yet (own website and image search run after this page is viewed)
Person

Danny L. Thompson

Director · 1 shared filing (1 issuer)

Listed on the same filings as Adam Claypool. Their page shows their other deals.

The team behind the deals

D
Sponsor group

Dcm

9 issuers · 14 filings · $39.3M reported sold · 2009–2011

One team, 9 deal companies. Adam Claypool is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Adam Claypool.

Same business address

28 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 12 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Adam Claypool by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 12 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Adam Claypool is listed on: none on file. No website or social profile named in IPG - Industry People Group, Inc's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #314,991 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Urbandale, IA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Iowa state courts — find the court ↗Hillsborough County FL Clerk (HOVER) ↗Miami-Dade Clerk online case search ↗Maryland Judiciary case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Iowa Secretary of State business search ↗Florida Secretary of State business search ↗Maryland Secretary of State business search ↗OpenCorporates ↗

Change history

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