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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:20 AM ET

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Mike Smith

Named as an officer, director or promoter on SEC Form D filings · MN · Jan 10, 2022 → Jan 10, 2022

1deal (issuers)
$25Mreported sold
15investors
1Form D filing
2022year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:51 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mike Smith is listed as an executive officer on 1 SEC Form D filing by 1 issuer in Jan 2022: Tradition Bancshares Inc (Wayzata, MN — commercial banking — 2022; $25M reported sold to 15 investors).

What this means One deal on file with the SEC, filed Jan 2022. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Alaina Boys (1 shared filing), Amy Hilgers (1 shared filing), Amy Hoover (1 shared filing), Anne Behrendt (1 shared filing), Dan Fagan (1 shared filing) and 13 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mike. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 5 court cases matching the name, 56 bankruptcy cases matching the name listed in Key records below.

What this means 61 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 1 public filing for Mike Smith and found 6 differences: Bankruptcy case: SOUTHERN KITCHENS INC v. MULLIGAN AND BJORNNES; Same name, different state: "Mike Smith" (CA) is a separate record; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mike Smith has not run yet — it is joining a line of 30,854 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

5 cases: 3 dismissed, 1 closed (disposition not in docket feed), 1 judgment

Mike Smith v. Tiffany Fitzhenry dismissed
District Court, C.D. California · No. 2:20-cv-03592 · Filed Apr 20, 2020 · Closed Apr 29, 2020 · Nature of suit: 190 Other contract actions
Role of Mike Smith: Plaintiff · Outcome: Terminated 2020-04-29 — FJC Integrated Database disposition: Voluntarily dismissed Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Mike Smith v. Portfolio Recovery Associates, LLC dismissed
District Court, S.D. California · No. 3:17-cv-00383 · Filed Feb 23, 2017 · Closed Feb 28, 2020 · Nature of suit: Consumer Credit · Cause: 47:0227 FCC-Unsolicited Telephone Sales
Role of Mike Smith: Plaintiff · Outcome: Terminated 2020-02-28 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Mike Smith v. Portfolio Recovery Associates, LLC closed
District Court, C.D. California · No. 2:17-cv-00801 · Filed Feb 1, 2017 · Closed Feb 23, 2017 · Nature of suit: 480 Consumer Credit · Cause: 47:0227 Violation of Telephone Consumer Protection Act
Role of Mike Smith: Plaintiff · Outcome: Terminated 2017-02-23 — FJC Integrated Database disposition: Multi-district litigation transfer Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Mike L Smith v. John J Callahan dismissed
District Court, C.D. California · No. 5:97-cv-00115 · Filed Apr 14, 1997 · Closed Aug 1, 1997 · Nature of suit: 864 S.S.I.D.
Role of Mike L Smith: Plaintiff · Outcome: Terminated 1997-08-01 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
UNITED STATES OF AMERICA v. SMITH, MIKE M. INDIVIDUALLY judgment
District Court, N.D. Florida · No. · Filed Dec 26, 1989 · Closed Dec 19, 1990 · Nature of suit: 150 Overpayments & enforcement of judgments
Role of SMITH, MIKE M. INDIVIDUALLY: Defendant · Outcome: Terminated 1990-12-19 — FJC Integrated Database disposition: Judgment on motion before trial; judgment for plaintiff Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in FL (not a filing state)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:51 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mike Smith..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

56 cases: 55 closed (disposition not in docket feed), 1 open

Mike Smith closed
United States Bankruptcy Court, N.D. Alabama · No. 23-40933 · Filed Aug 22, 2023 · Closed Dec 28, 2023
Role of Mike Smith: Debtor · Outcome: Case closed 2023-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in AL (not a filing state)
Mike Smith, III and Lillie Pearl Smith open
United States Bankruptcy Court, M.D. Alabama · No. 20-10806 · Filed Jun 16, 2020
Role of Mike Smith, III: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in AL (not a filing state)
Mike Smith, III and Lillie Pearl Smith closed
United States Bankruptcy Court, M.D. Alabama · No. 16-11914 · Filed Oct 14, 2016 · Closed Jul 20, 2020
Role of Mike Smith, III: Debtor · Outcome: Case closed 2020-07-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in AL (not a filing state)
Mike W. Smith closed
United States Bankruptcy Court, W.D. Oklahoma · No. 14-15259 · Filed Dec 29, 2014 · Closed Apr 30, 2015
Role of Mike W. Smith: Debtor · Outcome: Case closed 2015-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in OK (not a filing state)
Mike C. Smith closed
United States Bankruptcy Court, N.D. Oklahoma · No. 12-13260 · Filed Dec 7, 2012 · Closed Apr 4, 2013
Role of Mike C. Smith: Debtor · Outcome: Case closed 2013-04-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in OK (not a filing state)
Mike L. Smith closed
United States Bankruptcy Court, N.D. Ohio · No. 10-21526 · Filed Nov 24, 2010 · Closed Apr 10, 2014
Role of Mike L. Smith: Debtor · Outcome: Case closed 2014-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in OH (not a filing state)
Mike S. Smith and Stephanie R. Smith closed
United States Bankruptcy Court, M.D. Georgia · No. 10-12021 · Filed Nov 16, 2010 · Closed Mar 27, 2013
Role of Mike S. Smith and Stephanie R. Smith: Debtor · Outcome: Case closed 2013-03-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in GA (not a filing state)
Mike Smith closed
United States Bankruptcy Court, W.D. Michigan · No. 10-03339 · Filed Mar 18, 2010 · Closed Sep 21, 2010
Role of Mike Smith: Debtor · Outcome: Case closed 2010-09-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in MI (not a filing state)
Mike Smith and Lisa Smith closed
United States Bankruptcy Court, C.D. California · No. 6:09-bk-37474 · Filed Nov 13, 2009 · Closed May 7, 2015
Role of Mike Smith and Lisa Smith: Debtor · Outcome: Case closed 2015-05-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Mike G Smith closed
United States Bankruptcy Court, W.D. Michigan · No. 09-09833 · Filed Aug 19, 2009 · Closed Apr 30, 2014
Role of Mike G Smith: Debtor · Outcome: Case closed 2014-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in MI (not a filing state)
Mike Smith and Susan Vinzant Smith closed
United States Bankruptcy Court, N.D. Alabama · No. 06-81978 · Filed Sep 27, 2006 · Closed Nov 30, 2006
Role of Mike Smith and Susan Vinzant Smith: Debtor · Outcome: Case closed 2006-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in AL (not a filing state)
MIKE R. SMITH and SUSANNE M. STRACK-SMITH closed
United States Bankruptcy Court, D. Minnesota · No. 06-31516 · Filed Jul 17, 2006 · Closed Aug 4, 2009
Role of MIKE R. SMITH and SUSANNE M. STRACK-SMITH: Debtor · Outcome: Case closed 2009-08-04 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in the person's filing state (MN)
Mike Smith and Catrina D. Smith closed
United States Bankruptcy Court, E.D. Kentucky · No. 06-60082 · Filed Mar 6, 2006 · Closed Jun 26, 2006
Role of Mike Smith and Catrina D. Smith: Debtor · Outcome: Case closed 2006-06-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in KY (not a filing state)
Mike Smith and Judy Smith closed
United States Bankruptcy Court, E.D. Tennessee · No. 1:05-bk-16875 · Filed Oct 11, 2005 · Closed Dec 27, 2006
Role of Mike Smith and Judy Smith: Debtor · Outcome: Case closed 2006-12-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in TN (not a filing state)
Mike L. Smith closed
United States Bankruptcy Court, N.D. Ohio · No. 05-21875 · Filed Aug 10, 2005 · Closed Dec 30, 2005
Role of Mike L. Smith: Debtor · Outcome: Case closed 2005-12-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in OH (not a filing state)
Mike O. Smith closed
United States Bankruptcy Court, W.D. Louisiana · No. 05-31409 · Filed Jun 9, 2005 · Closed Oct 15, 2010
Role of Mike O. Smith: Debtor · Outcome: Case closed 2010-10-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in LA (not a filing state)
Mike Smith and Marianne Smith closed
United States Bankruptcy Court, S.D. Georgia · No. 05-11293 · Filed Apr 15, 2005 · Closed Apr 3, 2006
Role of Mike Smith and Marianne Smith: Debtor · Outcome: Case closed 2006-04-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in GA (not a filing state)
Mike L Smith closed
United States Bankruptcy Court, W.D. Arkansas · No. 5:05-bk-71686 · Filed Mar 11, 2005 · Closed Nov 22, 2006
Role of Mike L Smith: Debtor · Outcome: Case closed 2006-11-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in AR (not a filing state)
Mike Smith closed
United States Bankruptcy Court, N.D. Alabama · No. 04-82724 · Filed Jun 16, 2004 · Closed May 13, 2005
Role of Mike Smith: Debtor · Outcome: Case closed 2005-05-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in AL (not a filing state)
Mike L Smith closed
United States Bankruptcy Court, W.D. Arkansas · No. 5:04-bk-70651 · Filed Feb 2, 2004 · Closed Jul 15, 2004
Role of Mike L Smith: Debtor · Outcome: Case closed 2004-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in AR (not a filing state)
Mike J. Smith and Jennifer A. Banks closed
United States Bankruptcy Court, D. New Hampshire · No. 03-11540 · Filed May 4, 2003 · Closed Jan 28, 2004
Role of Mike J. Smith and Jennifer A. Banks: Debtor · Outcome: Case closed 2004-01-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in NH (not a filing state)
Mike G. Smith closed
United States Bankruptcy Court, E.D. California · No. 02-17992 · Filed Aug 29, 2002 · Closed Dec 10, 2002
Role of Mike G. Smith: Debtor · Outcome: Case closed 2002-12-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Mike Smith closed
United States Bankruptcy Court, N.D. Mississippi · No. 02-12982 · Filed May 13, 2002 · Closed Sep 11, 2002
Role of Mike Smith: Debtor · Outcome: Case closed 2002-09-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in MS (not a filing state)
Mike Smith closed
United States Bankruptcy Court, M.D. Georgia · No. 02-70590 · Filed Apr 25, 2002 · Closed Aug 6, 2002
Role of Mike Smith: Debtor · Outcome: Case closed 2002-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in GA (not a filing state)
Mike J. Smith closed
United States Bankruptcy Court, N.D. California · No. 01-10361 · Filed Feb 22, 2001 · Closed Jun 1, 2001
Role of Mike J. Smith: Debtor · Outcome: Case closed 2001-06-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Mike L Smith closed
United States Bankruptcy Court, D. Idaho · No. 00-03010 · Filed Nov 28, 2000 · Closed Apr 30, 2002
Role of Mike L Smith: Debtor · Outcome: Case closed 2002-04-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in ID (not a filing state)
Mike A. Smith closed
United States Bankruptcy Court, N.D. Mississippi · No. 00-13473 · Filed Aug 7, 2000 · Closed Dec 2, 2004
Role of Mike A. Smith: Debtor · Outcome: Case closed 2004-12-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in MS (not a filing state)
Mike Smith and Jennifer Smith closed
United States Bankruptcy Court, M.D. Florida · No. 8:00-bk-10823 · Filed Jul 12, 2000 · Closed Oct 18, 2000
Role of Mike Smith and Jennifer Smith: Debtor · Outcome: Case closed 2000-10-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in FL (not a filing state)
Mike Smith closed
United States Bankruptcy Court, M.D. Alabama · No. 99-06172 · Filed Dec 13, 1999 · Closed Nov 3, 2003
Role of Mike Smith: Debtor · Outcome: Case closed 2003-11-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in AL (not a filing state)
Mike L. Smith closed
United States Bankruptcy Court, W.D. Kentucky · No. 99-33111 · Filed Jun 22, 1999 · Closed Dec 1, 1999
Role of Mike L. Smith: Debtor · Outcome: Case closed 1999-12-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in KY (not a filing state)
MIKE B SMITH closed
United States Bankruptcy Court, N.D. Alabama · No. 99-71362 · Filed Jun 14, 1999 · Closed May 24, 2000
Role of MIKE B SMITH: Debtor · Outcome: Case closed 2000-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in AL (not a filing state)
Mike R. Smith and Lisa A. Smith closed
United States Bankruptcy Court, S.D. Illinois · No. 99-40759 · Filed Apr 19, 1999 · Closed Jun 19, 2002
Role of Mike R. Smith and Lisa A. Smith: Debtor · Outcome: Case closed 2002-06-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in IL (not a filing state)
Mike Smith closed
United States Bankruptcy Court, D. Hawaii · No. 98-05703 · Filed Dec 24, 1998 · Closed Apr 5, 1999
Role of Mike Smith: Debtor · Outcome: Case closed 1999-04-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in HI (not a filing state)
Mike Smith and Cheryl L Smith closed
United States Bankruptcy Court, C.D. California · No. 6:98-bk-30761 · Filed Oct 20, 1998 · Closed Feb 18, 1999
Role of Mike Smith and Cheryl L Smith: Debtor · Outcome: Case closed 1999-02-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Mike Smith and Kathryn Smith closed
United States Bankruptcy Court, E.D. New York · No. 8-98-89794 · Filed Sep 29, 1998 · Closed Jan 25, 1999
Role of Mike Smith and Kathryn Smith: Debtor · Outcome: Case closed 1999-01-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in NY (not a filing state)
Mike Smith, III closed
United States Bankruptcy Court, M.D. Alabama · No. 98-04917 · Filed Sep 28, 1998 · Closed Mar 15, 2001
Role of Mike Smith, III: Debtor · Outcome: Case closed 2001-03-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in AL (not a filing state)
Mike Smith closed
United States Bankruptcy Court, S.D. Iowa · No. 98-03145 · Filed Jul 16, 1998 · Closed Oct 27, 1998
Role of Mike Smith: Debtor · Outcome: Case closed 1998-10-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in IA (not a filing state)
Mike C. Smith and Angela W. Smith closed
United States Bankruptcy Court, W.D. North Carolina · No. 97-40776 · Filed Dec 1, 1997 · Closed Mar 25, 1998
Role of Mike C. Smith and Angela W. Smith: Debtor · Outcome: Case closed 1998-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in NC (not a filing state)
Mike K Smith closed
United States Bankruptcy Court, S.D. Ohio · No. 3:97-bk-34673 · Filed Aug 18, 1997 · Closed Dec 2, 1997
Role of Mike K Smith: Debtor · Outcome: Case closed 1997-12-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in OH (not a filing state)
Mike T. Smith closed
United States Bankruptcy Court, N.D. Mississippi · No. 97-12816 · Filed Jun 13, 1997 · Closed Oct 24, 1997
Role of Mike T. Smith: Debtor · Outcome: Case closed 1997-10-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in MS (not a filing state)
Mike Smith and Teresa Smith closed
United States Bankruptcy Court, W.D. Tennessee · No. 97-10957 · Filed Mar 20, 1997 · Closed Jul 25, 1997
Role of Mike Smith and Teresa Smith: Debtor · Outcome: Case closed 1997-07-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in TN (not a filing state)
Mike S. Smith and Sherrie R. Smith closed
United States Bankruptcy Court, W.D. Tennessee · No. 97-21197 · Filed Jan 27, 1997 · Closed Mar 13, 2001
Role of Mike S. Smith and Sherrie R. Smith: Debtor · Outcome: Case closed 2001-03-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in TN (not a filing state)
Mike K. Smith closed
United States Bankruptcy Court, E.D. Arkansas · No. 4:96-bk-42109 · Filed Jun 3, 1996 · Closed Aug 6, 1997
Role of Mike K. Smith: Debtor · Outcome: Case closed 1997-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in AR (not a filing state)
Mike Smith and Cheryl Lazhunn Smith closed
United States Bankruptcy Court, C.D. California · No. 6:96-bk-12157 · Filed Feb 13, 1996 · Closed Sep 25, 1997
Role of Mike Smith and Cheryl Lazhunn Smith: Debtor · Outcome: Case closed 1997-09-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
Mike K. Smith closed
United States Bankruptcy Court, E.D. Arkansas · No. 4:95-bk-43738 · Filed Dec 11, 1995 · Closed Jul 11, 1996
Role of Mike K. Smith: Debtor · Outcome: Case closed 1996-07-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in AR (not a filing state)
Mike Smith closed
United States Bankruptcy Court, N.D. Georgia · No. 95-75402 · Filed Nov 1, 1995 · Closed Mar 18, 1997
Role of Mike Smith: Debtor · Outcome: Case closed 1997-03-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in GA (not a filing state)
Mike Smith and Diane Smith closed
United States Bankruptcy Court, M.D. Georgia · No. 95-53635 · Filed Oct 27, 1995 · Closed Aug 26, 1997
Role of Mike Smith and Diane Smith: Debtor · Outcome: Case closed 1997-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in GA (not a filing state)
Mike E Smith and Joyce E Smith closed
United States Bankruptcy Court, S.D. Ohio · No. 3:95-bk-31307 · Filed Apr 19, 1995 · Closed Oct 6, 1997
Role of Mike E Smith and Joyce E Smith: Debtor · Outcome: Case closed 1997-10-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in OH (not a filing state)
Mike Smith and Kathy Ann Smith closed
United States Bankruptcy Court, E.D. Kentucky · No. 94-70528 · Filed Oct 25, 1994 · Closed Aug 8, 1995
Role of Mike Smith and Kathy Ann Smith: Debtor · Outcome: Case closed 1995-08-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in KY (not a filing state)
Mike Smith closed
United States Bankruptcy Court, S.D. Florida. · No. 93-20893 · Filed Mar 9, 1993 · Closed Jul 15, 1993
Role of Mike Smith: Debtor · Outcome: Case closed 1993-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in FL (not a filing state)
Mike Smith and Melody Smith closed
United States Bankruptcy Court, N.D. Oklahoma · No. 92-02064 · Filed Jun 10, 1992 · Closed Jan 15, 1993
Role of Mike Smith and Melody Smith: Debtor · Outcome: Case closed 1993-01-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in OK (not a filing state)
SMITH, MIKE v. WARD, DOYLE closed
United States Bankruptcy Court, W.D. Oklahoma · No. 92-01187 · Filed May 26, 1992 · Closed Sep 10, 1996
Role of SMITH, MIKE: Plaintiff · Outcome: Case closed 1996-09-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in OK (not a filing state)
Mike Smith and Melody Smith closed
United States Bankruptcy Court, W.D. Arkansas · No. 5:91-bk-15703 · Filed Oct 1, 1991 · Closed Jun 5, 1992
Role of Mike Smith and Melody Smith: Debtor · Outcome: Case closed 1992-06-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in AR (not a filing state)
Mike L. Smith and Alma Smith closed
United States Bankruptcy Court, M.D. Georgia · No. 91-30064 · Filed Jan 18, 1991 · Closed Jan 12, 1993
Role of Mike L. Smith and Alma Smith: Debtor · Outcome: Case closed 1993-01-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in GA (not a filing state)
MIKE W. SMITH and CAROL SMITH closed
United States Bankruptcy Court, N.D. Alabama · No. 88-05987 · Filed Jun 23, 1988 · Closed Dec 5, 1990
Role of MIKE W. SMITH and CAROL SMITH: Debtor · Outcome: Case closed 1990-12-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in AL (not a filing state)
Mike Smith closed
United States Bankruptcy Court, C.D. California · No. 1:88-bk-00185 · Filed Jan 6, 1988 · Closed Oct 16, 1989
Role of Mike Smith: Debtor · Outcome: Case closed 1989-10-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 86 federal dockets); 7 people with this name in Form D filings; court in CA (not a filing state)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:51 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

6 differences found between the filings for Mike Smith (compared 1 filing on Oct 24, 2026)

Note · May 6, 1994 – Oct 11, 1994

Bankruptcy case: SOUTHERN KITCHENS INC v. MULLIGAN AND BJORNNES — filed May 6, 1994

United States Bankruptcy Court, D. Minnesota docket "SOUTHERN KITCHENS INC v. MULLIGAN AND BJORNNES" filed May 6, 1994, closed Oct 11, 1994. Norm Bjornnes (listed on the same filings) is listed as Defendant ("MULLIGAN AND BJORNNES"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Minnesota ↗Norm Bjornnes — PartnerFacts page ↗
Sources
Note · Nov 21, 2017 – May 21, 2020

Same name, different state: "Mike Smith" (CA) is a separate record

This page covers filings where the address state is MN. A separate record, "Mike Smith" with address state CA, is listed on 6 filings — most recently by Imperfect Foods, Inc. (May 21, 2020). The two records do not overlap in time: this page has one filing dated Jan 10, 2022; the other runs Nov 21, 2017 to May 21, 2020.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mike Smith (CA) — PartnerFacts page ↗Form D · May 21, 2020 ↗Imperfect Foods, Inc. — PartnerFacts page ↗Mike Smith (MN) — this page ↗
Sources
Note · Sep 12, 2012 – Dec 23, 2014

Same name, different state: "Mike Smith, Jr." (AR) is a separate record

This page covers filings where the address state is MN. A separate record, "Mike Smith, Jr." with address state AR, is listed on 2 filings — most recently by Gravity Ventures Arkansas III, LLC (Dec 23, 2014). The two records do not overlap in time: this page has one filing dated Jan 10, 2022; the other runs Sep 12, 2012 to Dec 23, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mike Smith, Jr. (AR) — PartnerFacts page ↗Form D · Dec 23, 2014 ↗Gravity Ventures Arkansas III, LLC — PartnerFacts page ↗Mike Smith (MN) — this page ↗
Sources
Note · Jan 29, 2013

Same name, different state: "Mike Smith" (VA) is a separate record

This page covers filings where the address state is MN. A separate record, "Mike Smith" with address state VA, is listed on 1 filing — most recently by StudioNow, Inc. (Jan 29, 2013). The two records do not overlap in time: this page has one filing dated Jan 10, 2022; the other has one filing dated Jan 29, 2013.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mike Smith (VA) — PartnerFacts page ↗Form D · Jan 29, 2013 ↗StudioNow, Inc. — PartnerFacts page ↗Mike Smith (MN) — this page ↗
Sources
Note · Jun 29, 2012

Same name, different state: "Mike Smith" (NV) is a separate record

This page covers filings where the address state is MN. A separate record, "Mike Smith" with address state NV, is listed on 1 filing — most recently by RE-AD MARKETING INC (Jun 29, 2012). The two records do not overlap in time: this page has one filing dated Jan 10, 2022; the other has one filing dated Jun 29, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mike Smith (NV) — PartnerFacts page ↗Form D · Jun 29, 2012 ↗RE-AD MARKETING INC — PartnerFacts page ↗Mike Smith (MN) — this page ↗
Sources
Note · Jan 21, 2011 – Jun 5, 2012

Same name, different state: "Mike Smith" (SC) is a separate record

This page covers filings where the address state is MN. A separate record, "Mike Smith" with address state SC, is listed on 2 filings — most recently by UCAN Virtual Race Bags Investment LLC (Jun 5, 2012). The two records do not overlap in time: this page has one filing dated Jan 10, 2022; the other runs Jan 21, 2011 to Jun 5, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mike Smith (SC) — PartnerFacts page ↗Form D · Jun 5, 2012 ↗UCAN Virtual Race Bags Investment LLC — PartnerFacts page ↗Mike Smith (MN) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 1 offering reports sales commissions totalling $500,000; 0 report finder's fees; 0 report proceeds to related persons.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 10, 2022 D
Tradition Bancshares Inc
File 021-428610
$500,000$0$0Piper Sandler & Co. BrokerCheck CRD 665 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Mike Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

TB
Commercial Banking

Tradition Bancshares Inc

Wayzata, MN · Jan 10, 2022
  • Jan 10, 2022 · D · $25,000,000 sold of $25,000,000 · 15 investors · min. $100,000 · role: Executive Officer EDGAR ↗

Raised $25M from 15 investors (100% of the $25M target) as of the latest filing. Mike is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Commercial Banking / 506(b) (624 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (6)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Mike Smith — SC, 2 issuers, Jan 21, 2011 → Jun 5, 2012 · no shared issuer
  • Mike Smith, Jr. — AR, 2 issuers, Sep 12, 2012 → Dec 23, 2014 · no shared issuer
  • Mike Smith — CA, 2 issuers, Nov 21, 2017 → May 21, 2020 · no shared issuer
  • Mike Smith — NV, 1 issuer, Jun 29, 2012 → Jun 29, 2012 · no shared issuer
  • Mike Smith — VA, 1 issuer, Jan 29, 2013 → Jan 29, 2013 · no shared issuer
  • Mike Smith — WA, 1 issuer, Apr 13, 2022 → Apr 13, 2022 · no shared issuer

People around Mike 18

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JE
No photo found yet (own website and image search run after this page is viewed)
Person

Josh Eifert

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mike Smith. Their page shows their other deals.

RE
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Enebak

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mike Smith. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

James Sawyer

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mike Smith. Their page shows their other deals.

DF
No photo found yet (own website and image search run after this page is viewed)
Person

Dan Fagan

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Mike Smith. Their page shows their other deals.

TB
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas Borman

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mike Smith. Their page shows their other deals.

JB
No photo found yet (own website and image search run after this page is viewed)
Person

Joe Bauer

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mike Smith. Their page shows their other deals.

JP
No photo found yet (own website and image search run after this page is viewed)
Person

Jessica Porter

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mike Smith. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

Darrin Hebert

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mike Smith. Their page shows their other deals.

DN
No photo found yet (own website and image search run after this page is viewed)
Person

David Newman

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mike Smith. Their page shows their other deals.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Tom Shaver

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mike Smith. Their page shows their other deals.

RE
No photo found yet (own website and image search run after this page is viewed)
Person

Reid Evenson

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mike Smith. Their page shows their other deals.

PW
No photo found yet (own website and image search run after this page is viewed)
Person

Patrick Wenning

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mike Smith. Their page shows their other deals.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Amy Hoover

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mike Smith. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Alaina Boys

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mike Smith. Their page shows their other deals.

NB
No photo found yet (own website and image search run after this page is viewed)
Person

Norm Bjornnes

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mike Smith. Their page shows their other deals.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Amy Hilgers

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mike Smith. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

Anne Behrendt

Director · 1 shared filing (1 issuer) · also on 4 other issuers

Anne Behrendt is on 5 issuers in total — a repeat sponsor. Their page lists every one.

WC
No photo found yet (own website and image search run after this page is viewed)
Person

William Cowles

Director · 1 shared filing (1 issuer)

Listed on the same filings as Mike Smith. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mike Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mike Smith is listed on: none on file. No website or social profile named in Tradition Bancshares Inc's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #168,776 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Wayzata, MN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Minnesota court records online ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Minnesota Secretary of State business search ↗OpenCorporates ↗

Change history

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