Anne Behrendt is listed as an executive officer and director on 5 SEC Form D filings by 5 issuers between Jan 2022 and Nov 2023: Tradition Bancshares Inc (Wayzata, MN — commercial banking — 2022; $25M reported sold to 15 investors), CA Land Group, LLC (Blue Bell, PA — residential — 2023; $10.8M reported sold to 93 investors), Clayton 42 OZ Fund LLC (Bloomington, MN — other real estate — 2023; $9.06M reported sold to 16 investors), Minnetonka Marsh, LLC (Blue Bell, PA — residential — 2023; $3.74M reported sold to 55 investors) and Fernbrook Office JV, LLC (Bloomington, MN — commercial — 2023; $3.05M reported sold to 14 investors).
What this means A repeat sponsor — 5 separate companies raised money with this person listed as executive officer and director. Across those companies the filings report $51.6M sold in total.
Listed alongside Ryan Johnson (3 shared filings), Anthony Kuechle (2 shared filings), Carolanne Viola (2 shared filings), Fran Donato (2 shared filings), Frank Seidman (2 shared filings) and 28 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Anne. Each name links to their own page.
The issuers belong to 2 sponsor groups: Fernbrook (2 issuers, $12.1M reported sold, 2023) and Frank Seidman Irrevocable (202 issuers, $2.44B reported sold, 2009–2026).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 5 public filings for Anne Behrendt and found 5 differences: Form D filed 18 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.