Sponsor Check › Person
Named as an officer, director or promoter on SEC Form D filings · CT, GA · Sep 7, 2010 → May 18, 2026
Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:15 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
MICHAEL W. RUBEL is listed as an executive officer and director on 33 SEC Form D filings by 16 issuers between Sep 2010 and May 2026. Largest by amount reported sold: RFE Investment Partners IX, L.P. (New Canaan, CT — pooled investment fund — 2020–2022; $190.1M reported sold to 58 investors), RFE IX Parallel, L.P. (New Canaan, CT — pooled investment fund — 2018–2020; $96.7M reported sold to 4 investors), RFE TBP SPV, LP (Westport, CT — pooled investment fund — 2022; $94.6M reported sold to 12 investors), PCX HOLDING CORP. (New Canaan, CT — industry reported as "Other" — 2014–2016; $94.5M reported sold to 5 investors), RFE Investment Partners X, L.P. (Westport, CT — pooled investment fund — 2025; $55.1M reported sold to 8 investors) and 11 more (all listed below).
What this means That is a lot of deals — 16 separate companies raised money with this person listed as executive officer and director, over about 16 years. Across those companies the filings report $717.1M sold in total.
Listed alongside James A. Parsons (19 shared filings), Michael J. Foster (16 shared filings), R. Peter Reiter, Jr. (9 shared filings), Edward D. Truslow (7 shared filings), Donald Juricic (6 shared filings) and 63 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around MICHAEL. Each name links to their own page.
The issuers belong to 3 sponsor groups: Rfe (19 issuers, $771.6M reported sold, 2009–2025), Imedx (2 issuers, $6.53M reported sold, 2009–2013) and Eastern (4 issuers, $18.4M reported sold, 2012–2024).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 state regulator order, 11 bankruptcy cases matching the name listed in Key records below.
What this means 12 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 33 public filings for MICHAEL W. RUBEL and found 14 differences, 1 worth asking the sponsor about: Amount sold went down between filings; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for MICHAEL W. RUBEL has not run yet — it is joining a line of 35,163 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.
Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.
Five things investors ask first. Items still in human review are counted, not shown.
None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:15 AM ET.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
1 state regulator order
An AWC was issued in which Rubel was suspended from association with any FINRA member in all capacities for 45 days. In light of Rubel’s financial status, no monetary sanction has been imposed. Without admitting or denying the findings, Rubel consented to the sanction and to the entry of findings that he engaged in an unsuitable pattern of short-term trading of unit investment trusts (UITs) in customer accounts. The suspension is in effect from October 5, 2020, through November 18, 2020.Order / docket ↗ Regulator's list ↗
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched MICHAEL W. RUBEL..
State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).
11 cases: 1 open, 10 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:15 AM ET.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons cover issuers and sponsor groups — see the issuer pages under Deals
14 differences found between the filings for MICHAEL W. RUBEL — 1 worth asking about (compared 33 filings on Oct 24, 2026)
United States Bankruptcy Court, N.D. Illinois docket "John E. Hegel" filed Apr 26, 2013, closed Aug 15, 2013. JOHN HEGEL (listed on the same filings) is listed as Debtor ("John E. Hegel"). Our match estimate: 80%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
United States Bankruptcy Court, C.D. Illinois docket "John E Hegel and Rita J Hegel" filed Nov 13, 2003, closed May 2, 2006. JOHN HEGEL (listed on the same filings) is listed as Debtor ("John E Hegel and Rita J Hegel"). Our match estimate: 80%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
The Dec 13, 2018 filing says $96,744,898 sold; the Feb 27, 2020 Form D/A says $67,049,732 sold — $29,695,166 less.
What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.
The filing says the first sale was Aug 12, 2010. The Form D was filed Sep 7, 2010 — 26 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 11 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
No amendment in the last 12 months on an offering that may still be open — RFE TBP SPV, LP (latest filing Dec 15, 2022) · No amendment in the last 12 months on an offering that may still be open — RFE Investment Partners IX, L.P. (latest filing May 27, 2022) · No amendment in the last 12 months on an offering that may still be open — RFE IX Parallel, L.P. (latest filing Feb 27, 2020) · No amendment in the last 12 months on an offering that may still be open — HASTINGS HOLDING CORP. (latest filing Jun 7, 2013)
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
The Mar 2, 2016 filing says $33,000,000 offered; the Jun 2, 2016 Form D/A says $37,500,000.
What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.
listed as "Michael W. Rubel" on 29 filings (from Sep 7, 2010), and "Michael Rubel" on 4 filings (from Jun 7, 2013).
What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.
"Other Technology" (Oct 5, 2011); then "Other" (Dec 24, 2013).
What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.
This page covers filings where the address state is CT or GA. A separate record, "Michael Rubel" with address state FL, is listed on 1 filing — most recently by EBG Entertainment, LLC (Oct 31, 2025). Both records have filings in the same period (Oct 31, 2025).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is CT or GA. A separate record, "Michael Rubel" with address state NY, is listed on 2 filings — most recently by Friendly Partners, LLC (Mar 16, 2021). Both records have filings in the same period (Aug 19, 2020 to Mar 16, 2021).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
This page covers filings where the address state is CT or GA. A separate record, "Michael Rubel" with address state CA, is listed on 2 filings — most recently by Creative Artists Agency Holdings LLC (Jan 2, 2015). Both records have filings in the same period (Jan 2, 2015).
What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.
The people listed on the Jun 13, 2016 filing give New Canaan, CT; on the Mar 9, 2023 filing they give Westport, CT. The address now on file (C/O Rfe Investment Partners, 10 Wright Street, Westport, CT) is a registered-agent or shared-office address used by 12 issuers.
What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.
The people listed on the Oct 5, 2011 filing give Shelton, CT; on the Dec 24, 2013 filing they give Atlanta, GA.
What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.
CT on 32 filings (Sep 7, 2010 to May 18, 2026); GA on 1 filing (Dec 24, 2013).
What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
2 of 30 offerings report sales commissions totalling $2,874,375; 1 reports finder's fees totalling $175,000; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| May 18, 2026 D HTI TECHNOLOGIES HOLDING CORP. File 021-584350 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 10, 2025 D RFE Investment Partners X, L.P. File 021-566338 | $0 | $175,000 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 9, 2023 D HTI TECHNOLOGIES HOLDING CORP. File 021-475301 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 15, 2022 D RFE TBP SPV, LP File 021-467567 | $1,500,000 (est.) | $0 | $0 (est.) | Atlantic-Pacific Capital, Inc. BrokerCheck CRD 38356 ↗ | EDGAR ↗ |
| May 27, 2022 D/A RFE Investment Partners IX, L.P. File 021-361462 | $1,374,375 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | B. Riley Securities, Inc. BrokerCheck CRD 25027 ↗ PTP Securities, LLC BrokerCheck CRD 136832 ↗ Atlantic-Pacific Capital, Inc. BrokerCheck CRD 38356 ↗ M2O Private Fund Advisors LLC BrokerCheck CRD 158741 ↗ | EDGAR ↗ |
| Feb 27, 2020 D/A RFE IX Parallel, L.P. File 021-327806 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| May 14, 2018 D RFE HASTINGS INVESTMENT, LLC File 021-312323 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 2, 2016 D PCX HOLDING CORP. File 021-275548 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 13, 2016 D HTI TECHNOLOGIES HOLDING CORP. File 021-264900 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 2, 2016 D/A Eagle Holding Company, Inc. File 021-258406 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| May 23, 2016 D BROOK & WHITTLE HOLDING CORP. File 021-263689 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 11, 2016 D PCX HOLDING CORP. File 021-262993 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 25, 2015 D SLOGIC INVESTMENT, LLC File 021-251960 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 25, 2015 D SLOGIC HOLDING CORP. File 021-251962 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 9, 2015 D HTI TECHNOLOGIES HOLDING CORP. File 021-249116 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 11, 2015 D GAPRC HOLDING CORP. File 021-245504 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 2, 2015 D GAPRC HOLDING CORP. File 021-237199 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 5, 2015 D PCX HOLDING CORP. File 021-231403 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 24, 2014 D PCX HOLDING CORP. File 021-216175 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 24, 2013 D iMedX Holdings, Inc. File 021-208698 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Aug 13, 2013 D SLOGIC HOLDING CORP. File 021-201226 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 7, 2013 D HASTINGS HOLDING CORP. File 021-197664 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 1, 2013 D GAPRC HOLDING CORP. File 021-192606 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 16, 2012 D CM BC HOLDING CORP. File 021-178380 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 25, 2011 D GAPRC HOLDING CORP. File 021-167797 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 5, 2011 D iMedX Holdings, Inc. File 021-166806 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Sep 8, 2011 D SLOGIC INVESTMENT, LLC File 021-165535 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 8, 2011 D SLOGIC HOLDING CORP. File 021-165536 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 11, 2011 D iMedX, Inc. File 021-153453 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 7, 2010 D iMedX, Inc. File 021-147364 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
Every issuer that named Michael W. Rubel on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.
Raised $12.5M from 6 investors (100% of the $3.71M target) as of the latest filing. Michael is listed as executive officer, director on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $55.1M from 8 investors (22% of the $250M target) as of the latest filing. Michael is listed as executive officer.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $94.6M from 12 investors as of the latest filing. Michael is listed as director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $190.1M from 58 investors as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $96.7M from 4 investors as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $9.36M from 2 investors (100% of the $9.36M target) as of the latest filing. Michael is listed as executive officer, director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $94.5M from 5 investors (100% of the $1.7M target) as of the latest filing. Michael is listed as executive officer, director on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $37.5M from 23 investors (100% of the $37.5M target) as of the latest filing. Michael is listed as executive officer, director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $5.06M from 15 investors (100% of the $5.06M target) as of the latest filing. Michael is listed as executive officer, director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $23M from 8 investors (100% of the $4.79M target) as of the latest filing. Michael is listed as executive officer, director on 3 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $21.9M from 4 investors (100% of the $4.46M target) as of the latest filing. Michael is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $24M from 8 investors (100% of the $1.33M target) as of the latest filing. Michael is listed as executive officer, director on 4 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $4.03M from 6 investors (100% of the $4.03M target) as of the latest filing. Michael is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Raised $24.7M from 7 investors as of the latest filing. Michael is listed as executive officer, director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $10.8M from 4 investors (100% of the $10.8M target) as of the latest filing. Michael is listed as executive officer, director.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Raised $13.3M from 10 investors (100% of the $2.5M target) as of the latest filing. Michael is listed as director on 2 filings for this deal.
Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.
Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.
Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET. Showing the 40 with the most shared filings.
Listed on the same filings as Michael W. Rubel. Their page shows their other deals.
Listed on the same filings as Michael W. Rubel. Their page shows their other deals.
Listed on the same filings as Michael W. Rubel. Their page shows their other deals.
Listed on the same filings as Michael W. Rubel. Their page shows their other deals.
Listed on the same filings as Michael W. Rubel. Their page shows their other deals.
James A. Parsons is on 15 issuers in total — a repeat sponsor. Their page lists every one.
Michael J. Foster is on 13 issuers in total — a repeat sponsor. Their page lists every one.
R. Peter Reiter, Jr. is on 12 issuers in total — a repeat sponsor. Their page lists every one.
Edward D. Truslow is on 7 issuers in total — a repeat sponsor. Their page lists every one.
Donald Juricic is on 5 issuers in total — a repeat sponsor. Their page lists every one.
PAUL SCHILPP is on 10 issuers in total — a repeat sponsor. Their page lists every one.
MARK D. ULLMAN is on 7 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Michael W. Rubel. Their page shows their other deals.
Listed on the same filings as Michael W. Rubel. Their page shows their other deals.
Listed on the same filings as Michael W. Rubel. Their page shows their other deals.
Geoffrey Lewis Faux is on 22 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Michael W. Rubel. Their page shows their other deals.
Listed on the same filings as Michael W. Rubel. Their page shows their other deals.
Listed on the same filings as Michael W. Rubel. Their page shows their other deals.
Listed on the same filings as Michael W. Rubel. Their page shows their other deals.
Listed on the same filings as Michael W. Rubel. Their page shows their other deals.
Listed on the same filings as Michael W. Rubel. Their page shows their other deals.
Listed on the same filings as Michael W. Rubel. Their page shows their other deals.
Listed on the same filings as Michael W. Rubel. Their page shows their other deals.
Listed on the same filings as Michael W. Rubel. Their page shows their other deals.
Listed on the same filings as Michael W. Rubel. Their page shows their other deals.
Listed on the same filings as Michael W. Rubel. Their page shows their other deals.
Listed on the same filings as Michael W. Rubel. Their page shows their other deals.
David Cohen is on 12 issuers in total — a repeat sponsor. Their page lists every one.
Listed on the same filings as Michael W. Rubel. Their page shows their other deals.
Listed on the same filings as Michael W. Rubel. Their page shows their other deals.
Listed on the same filings as Michael W. Rubel. Their page shows their other deals.
Listed on the same filings as Michael W. Rubel. Their page shows their other deals.
Listed on the same filings as Michael W. Rubel. Their page shows their other deals.
Listed on the same filings as Michael W. Rubel. Their page shows their other deals.
Listed on the same filings as Michael W. Rubel. Their page shows their other deals.
One team, 19 deal companies. Michael W. Rubel is listed on 11 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name MICHAEL W. RUBEL.
One team, 2 deal companies. Michael W. Rubel is listed on 2 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name MICHAEL W. RUBEL.
One team, 4 deal companies. Michael W. Rubel is listed on 1 of them.
Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name MICHAEL W. RUBEL.
A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.
Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).
None of the 17 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
Property records are matched to companies only, never to individuals, so none are matched to MICHAEL W. RUBEL by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 17 issuers this person is listed on — nothing matched.
Websites and social links of the issuers Michael W. Rubel is listed on: none on file. No website or social profile named in RFE IX Parallel, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #219,026 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓
One-tap searches on sites we do not index ourselves, with the name pre-filled (New Canaan, CT). Each opens in a new tab; what you find there is not verified by PartnerFacts.
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
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