Sponsor Check › Sponsor group
One sponsor team, 19 deal companies · New Canaan, CT
Grouped because: 13 shared people, 2 shared management entities, same business address (16 issuers), similar issuer names (8) (automatic match from the filings) · not the same sponsor?
Data last updated Oct 23, 2026, 5:45 PM ET · Latest filing in this group Dec 10, 2025 · Courts (RECAP) last checked: Oct 24, 2026, 2:14 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET
Rfe is a sponsor group of 19 issuers that PartnerFacts links to one sponsor (shared people, same business address, similar issuer names, shared management entity; automatic match from the filings), filing 45 Form D filings between Jun 2009 and Dec 2025.
What this means One team, 19 deal companies, about 16 years of track record in SEC filings. We link the companies because the same people or address appear on their forms — tap "Request a correction" if that is wrong.
Combined reported sold: $771.6M to 230 investors (latest filing per issuer). Industries as reported: "Other" (14), Pooled Investment Fund (5). Issuers are based in CT (18), TN (1).
What this means $771.6M raised across the group, about $3.35M per investor. Amounts come from each company's latest Form D; they are what the sponsor reported, not audited figures.
Principal people: Michael W. Rubel (11 issuers, executive officer and director), James A. Parsons (10 issuers, executive officer and director), Michael J. Foster (10 issuers, executive officer and director), Paul Schilpp (10 issuers, executive officer and director), R. Peter Reiter, Jr. (9 issuers, executive officer and director) and 70 more.
What this means The person on the most companies is usually the one running the show; their page lists every deal.
Activity: 1 new offering in the last 12 months; latest filing Dec 10, 2025.
What this means still raising money this year.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY), property records (NYC, FL, IL and TX counties) — 1 court case matching the name, 1 bankruptcy case matching the name listed in Key records below.
What this means 2 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 45 public filings for Rfe and found 21 differences, 4 worth asking the sponsor about: Amount sold went down between filings; Edward D. Truslow is no longer listed on the May 27, 2022 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.
Community search for Rfe has not run yet — it is joining a line of 27,513 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.
Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).
Five things investors ask first. Items still in human review are counted, not shown.
1 case: 1 dismissed
190 Other contract actions
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:14 AM ET. Searched so far: 19 of 19 issuers in this group; 0 still to be searched. Results are added automatically.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Rfe..
State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).
1 case: 1 closed (disposition not in docket feed)
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:14 AM ET. Searched so far: 19 of 19 issuers in this group; 0 still to be searched. Results are added automatically.
Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.
State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
No comparisons published
No public statement by this sponsor group has been collected yet, so there is nothing to compare. Sources compared: the sponsor's own website (known from the issuer's own filings — Form C issuer website, EDGAR company profile — an approved profile claim or Form ADV Item 1.I of its matched adviser) · SEC Form D · SEC Form ADV (IAPD) · Internet Archive · No website is on file for this sponsor group yet.
21 differences found between the filings for Rfe — 4 worth asking about (compared 45 filings on Oct 24, 2026)
United States Bankruptcy Court, D. Connecticut docket "Mark E. Awalt" filed Jun 1, 2018, closed Sep 18, 2018. Mark Awalt (listed on the same filings) is listed as Debtor ("Mark E. Awalt"). Our match estimate: 74%.
What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.
The Dec 13, 2018 filing says $96,744,898 sold; the Feb 27, 2020 Form D/A says $67,049,732 sold — $29,695,166 less.
What this means Amounts sold normally only go up as a raise continues. A drop can mean investors were refunded, a figure was corrected, or an earlier number was wrong. Ask the sponsor which it was.
The filing says the first sale was Feb 23, 2015. The Form D was filed Mar 11, 2015 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The filing says the first sale was Nov 15, 2013. The Form D was filed Dec 2, 2013 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
The filing says the first sale was May 19, 2009. The Form D was filed Jun 4, 2009 — 16 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 1 days past that.
What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.
No amendment in the last 12 months on an offering that may still be open — RFE TBP SPV, LP (latest filing Dec 15, 2022) · No amendment in the last 12 months on an offering that may still be open — RFE Investment Partners IX, L.P. (latest filing May 27, 2022) · No amendment in the last 12 months on an offering that may still be open — RFE IX Parallel, L.P. (latest filing Feb 27, 2020) · No amendment in the last 12 months on an offering that may still be open — SQUAN HOLDING CORP. (latest filing Oct 24, 2014) · No amendment in the last 12 months on an offering that may still be open — Lectrus Holding Corp. (latest filing Dec 2, 2013) · and 1 more
What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.
Edward D. Truslow appears on the Feb 27, 2020 Form D (executive officer) but not on the May 27, 2022 Form D/A for the same offering.
What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.
RFE Associates IX, LLC appears on the Dec 13, 2018 Form D (executive officer) but not on the Feb 27, 2020 Form D/A for the same offering.
What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.
LEIGHTON CARROLL appears on the Jan 11, 2016 Form D (executive officer, director) but not on the Jul 25, 2017 Form D/A for the same offering.
What this means People leave, and the issuer must list only current officers, directors and promoters. It is still worth asking why this person left and who replaced them.
The Aug 13, 2013 filing lists Michael J. Foster as director; the Nov 25, 2015 Form D lists executive officer, director.
What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.
The Apr 2, 2015 filing lists Richard S. Davis as executive officer, director; the Aug 11, 2015 Form D lists director.
What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.
The Oct 24, 2014 filing lists KEVIN FRERICH as director; the Mar 11, 2015 Form D lists executive officer, director.
What this means Roles on Form D are self-reported by the issuer. A change can mean a real change in who runs the company, or just a different box ticked. Ask who makes decisions today.
Offering amount changed between filings — 3 Bridge Holding Corp. · Offering amount changed between filings — SQUAN HOLDING CORP. · Offering amount changed between filings — Eagle Holding Company, Inc. · Offering amount lowered between filings — RFE Investment Partners VIII, L.P.
What this means Targets change as deals grow or shrink. Ask whether later money has the same terms.
DUANE W. ALBRO is written 2 different ways on the filings · Donald Juricic is written 2 different ways on the filings · WILHELM BRONANDER IV is written 2 different ways on the filings · PAUL SCHILPP is written 2 different ways on the filings · Michael J. Foster is written 2 different ways on the filings · and 5 more
What this means Middle names and suffixes come and go on these forms. Check full legal names against your documents.
The people listed on the Jan 11, 2016 filing give Englewood, NJ; on the Jul 25, 2017 filing they give New Canaan, CT.
What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.
The people listed on the Oct 24, 2014 filing give New Canaan, CT; on the Mar 11, 2015 filing they give Englewood, NJ.
What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.
The latest filing lists 10 Wright Street, Westport, CT. That address is used by 12 issuers in our index (12 issuers in 7 unrelated clusters).
What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.
The latest filing lists 10 Wright Street, Westport, CT. That address is used by 12 issuers in our index (12 issuers in 7 unrelated clusters).
What this means Many small companies use a registered agent's address — it is legal and common. It means the Form D address is not where the team works. Ask where the business operates and who runs it day to day.
CT (18), TN (1). 2 members use a registered-agent or shared-office address: RFE TBP SPV, LP (10 Wright Street, Westport, CT); RFE Investment Partners X, L.P. (10 Wright Street, Westport, CT).
What this means A registered agent's address is a mailbox, not where the team works. The other address is more likely the real office — ask which one is.
SEC records list prior names for this filer: RFE IX SBIC, L.P. The current name on file is "RFE Investment Partners IX, L.P.".
What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.
SEC records list prior names for this filer: MSI Holding Corp. The current name on file is "Lectrus Holding Corp.".
What this means A name change is normal, but your documents may show the old name. Match the CIK, not just the name.
What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.
3 of 38 offerings report sales commissions totalling $4,082,978; 1 reports finder's fees totalling $175,000; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)
| Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it | Source |
|---|---|---|---|---|---|
| Dec 10, 2025 D RFE Investment Partners X, L.P. File 021-566338 | $0 | $175,000 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 15, 2022 D RFE TBP SPV, LP File 021-467567 | $1,500,000 (est.) | $0 | $0 (est.) | Atlantic-Pacific Capital, Inc. BrokerCheck CRD 38356 ↗ | EDGAR ↗ |
| May 27, 2022 D/A RFE Investment Partners IX, L.P. File 021-361462 | $1,374,375 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | B. Riley Securities, Inc. BrokerCheck CRD 25027 ↗ PTP Securities, LLC BrokerCheck CRD 136832 ↗ Atlantic-Pacific Capital, Inc. BrokerCheck CRD 38356 ↗ M2O Private Fund Advisors LLC BrokerCheck CRD 158741 ↗ | EDGAR ↗ |
| Dec 7, 2020 D SQUAN HOLDING CORP. File 021-382450 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 27, 2020 D/A RFE IX Parallel, L.P. File 021-327806 | $0 | $0 | $0 The fund charges a management fee that is described in the fund's offering documents. | None listed on this filing | EDGAR ↗ |
| Jan 4, 2019 D 3 Bridge Holding Corp. File 021-329635 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 21, 2018 D/A 3 Bridge Holding Corp. File 021-326241 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 6, 2018 D 3 Bridge Holding Corp. File 021-325119 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 14, 2018 D HASTINGS HOLDING CORP. File 021-312320 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| May 14, 2018 D RFE HASTINGS INVESTMENT, LLC File 021-312323 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 28, 2018 D GLOBAL IFS HOLDINGS INC. File 021-306620 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 11, 2018 D 3 Bridge Holding Corp. File 021-302921 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 18, 2017 D 3 Bridge Holding Corp. File 021-301046 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 25, 2017 D/A SQUAN HOLDING CORP. File 021-254874 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 2, 2016 D PCX HOLDING CORP. File 021-275548 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jun 2, 2016 D/A Eagle Holding Company, Inc. File 021-258406 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| May 11, 2016 D PCX HOLDING CORP. File 021-262993 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 25, 2015 D SLOGIC INVESTMENT, LLC File 021-251960 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Nov 25, 2015 D SLOGIC HOLDING CORP. File 021-251962 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 11, 2015 D GAPRC HOLDING CORP. File 021-245504 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 2, 2015 D GAPRC HOLDING CORP. File 021-237199 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 11, 2015 D SQUAN HOLDING CORP. File 021-235614 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jan 5, 2015 D PCX HOLDING CORP. File 021-231403 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 24, 2014 D SQUAN HOLDING CORP. File 021-227111 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Apr 24, 2014 D PCX HOLDING CORP. File 021-216175 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 27, 2013 D JSI Holding Corp. File 021-208837 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 2, 2013 D Lectrus Holding Corp. File 021-207235 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Aug 13, 2013 D SLOGIC HOLDING CORP. File 021-201226 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Jul 30, 2013 D/A RFE Investment Partners VIII, L.P. File 021-165015 | $1,208,603 | $0 | $0 | PTP Securities, LLC BrokerCheck CRD 136832 ↗ | EDGAR ↗ |
| Jun 7, 2013 D HASTINGS HOLDING CORP. File 021-197664 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Mar 1, 2013 D GAPRC HOLDING CORP. File 021-192606 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Dec 20, 2012 D JSI Holding Corp. File 021-188765 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Oct 25, 2011 D GAPRC HOLDING CORP. File 021-167797 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 8, 2011 D SLOGIC INVESTMENT, LLC File 021-165535 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Sep 8, 2011 D SLOGIC HOLDING CORP. File 021-165536 | $0 | $0 | $0 | None listed on this filing | EDGAR ↗ |
| Feb 18, 2011 D EXT Holding Corp. File 021-155574 | $0 | $0 | $0 (est.) | None listed on this filing | EDGAR ↗ |
| Oct 14, 2010 D AbelConn Holdings, Inc. File 021-149066 | $0 | $0 | $0 (est.) Available capital of the company was paid to certain of the directors and/or officers in connection with the acquisition | None listed on this filing | EDGAR ↗ |
| Jun 4, 2009 D AbelConn Holdings, Inc. File 021-131707 | $0 | $0 | $0 (est.) Available capital of the company was paid to certain of the directors and/or officers in connection with the acquisition/recapitalization | None listed on this filing | EDGAR ↗ |
Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across all 19 issuers in this group — every filing in our index, latest filing per offering (SEC file number).
0 recorded documents and 0 ownership records matched to Rfe in the sources searched.
Not found in sources searched as of Oct 24, 2026, 7:46 AM ET: Hillsborough County FL Clerk of Court Official Records daily index (publicrec.hillsclerk.com D/P/M files), 2 daily files (Oct 14, 2026 to Oct 15, 2026) — loaded Oct 23, 2026, 8:59 PM ET; Harris County TX (HCAD ownership rolls 2009–2026) — 895,284 records, loaded Oct 24, 2026, 7:46 AM ET; Dallas County TX (DCAD ownership roll 2026) — 173,688 records, loaded Oct 23, 2026, 8:58 PM ET; Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll) — 294,950 records, loaded Oct 23, 2026, 8:58 PM ET. Still to be looked up for this group: NYC ACRIS via NYC Open Data (Real Property Parties 636b-3b5g, Master bnx9-e6tj, Legals 8h5j-fqxa, Document Control Codes 7isb-wh4c) · NYC PLUTO ownership via NYC Open Data (64uk-42ks) · Cook County IL Assessor via Cook County Open Data (Parcel Sales wvhk-k5uv; Parcel Addresses 3723-97qp). Records in other counties, and recorder indexes we do not yet cover, were not searched.
Property records coverage: New York City (ACRIS recorded documents and PLUTO ownership, looked up per issuer when its page is viewed; re-checked when the page is viewed again more than 30 days after the last check); Harris County TX (ownership only, no deed, mortgage or sale records; HCAD ownership rolls 2009–2026); Dallas County TX (ownership only, no deed, mortgage or sale records; DCAD ownership roll 2026); Hillsborough County FL (FL DOR 2026 ownership roll + Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026), Miami-Dade County FL (FL DOR 2026 ownership roll); Cook County IL (assessor ownership and deed/sale records, looked up per issuer when its page is viewed). Recorder indexes (party names on deeds, mortgages and liens) in TX, AZ, NV, CA and WA counties and outside the Clerk index in FL, mortgages and liens outside NYC and Hillsborough County, lis pendens and foreclosure notices everywhere, Los Angeles County CA, Clark County NV, King County WA (loader ready; first load not finished), Cook County IL bulk pass (not finished; per-issuer lookups only so far), New York City bulk pass (not finished; per-issuer lookups only so far), Maricopa County AZ (loader ready; commercial-purpose statement not yet filed), Salt Lake County UT, and all other counties are not covered — not searched. Last refresh by source: Harris County Appraisal District real_acct.txt Oct 24, 2026, 7:46 AM ET; Hillsborough County FL Clerk daily index Oct 23, 2026, 8:59 PM ET; Dallas Central Appraisal District ACCOUNT_INFO.CSV Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Dade 23) Oct 23, 2026, 8:58 PM ET; Florida DOR NAL roll (Hillsborough 39) Oct 23, 2026, 8:54 PM ET. NYC and Cook County are also looked up per issuer when its page is viewed; the most recent such lookup on this site finished Oct 24, 2026, 3:30 AM ET. Parties are named as the recorder's index names them (role suffixes as recorded); no address, account number or trust date is shown for an individual, and individual owners of record (home ownership) are not matched or shown. Items still in human review are not shown.
Why each issuer is here is stated in the "Linked by" column. Low-confidence links are never shown — they wait for human review.
| Source | Issuer | Linked by | Location | Industry | Filings | Sold (max) | Investors | Min. investment (latest filing) | Active |
|---|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | AH AbelConn Holdings, Inc. | shared people, same business address | NEW CANAAN, CT | Other | 2 | $16,828,717 | 7 | No minimum reported | 2009–2010 |
| EDGAR ↗ | EH EXT Holding Corp. | shared people, same business address | NEW CANAAN, CT | Other | 1 | $7,300,000 | 3 | No minimum reported | 2011–2011 |
| EDGAR ↗ | RI RFE Investment Partners VIII, L.P. | shared people, same business address, similar issuer names | NEW CANAAN, CT | Pooled Investment Fund | 3 | $248,469,388 | 44 | No minimum reported | 2011–2013 |
| EDGAR ↗ | SI SLOGIC INVESTMENT, LLC | shared people, same business address, similar issuer names | NEW CANAAN, CT | Other | 2 | $21,863,000 offering $4,463,779 · similar: $500,000–$7,000,000 | 4 similar: 2–14 | No minimum reported similar: $5,000–$50,000 | 2011–2015 |
| EDGAR ↗ | SH SLOGIC HOLDING CORP. | shared people, same business address, similar issuer names | NEW CANAAN, CT | Other | 3 | $23,000,000 offering $4,790,966 · similar: $500,000–$7,000,000 | 8 similar: 2–14 | No minimum reported similar: $5,000–$50,000 | 2011–2015 |
| EDGAR ↗ | GH GAPRC HOLDING CORP. | shared people, same business address | NEW CANAAN, CT | Other | 4 | $24,000,000 offering $1,335,000 · similar: $500,000–$7,000,000 | 8 similar: 2–14 | No minimum reported similar: $5,000–$50,000 | 2011–2015 |
| EDGAR ↗ | JH JSI Holding Corp. | shared people, same business address | NEW CANAAN, CT | Other | 2 | $16,121,577 offering $1,500,000 · similar: $500,000–$7,000,000 | 5 similar: 2–14 | No minimum reported similar: $5,000–$50,000 | 2012–2013 |
| EDGAR ↗ | HH HASTINGS HOLDING CORP. | shared people, same business address, similar issuer names | NEW CANAAN, CT | Other | 2 | $24,710,000 offering $15,863,570 · similar: $500,000–$7,000,000 | 7 similar: 2–14 | No minimum reported similar: $5,000–$50,000 | 2013–2018 |
| EDGAR ↗ | LH Lectrus Holding Corp. | shared people | Chattanooga, TN | Other | 1 | $4,750,000 offering $4,784,291 · similar: $500,000–$7,000,000 | 10 similar: 2–14 | $11,430 similar: $5,000–$50,000 | 2013–2013 |
| EDGAR ↗ | PH PCX HOLDING CORP. | shared people, same business address | NEW CANAAN, CT | Other | 4 | $94,500,000 offering $1,696,867 · similar: $500,000–$7,000,000 | 5 similar: 2–14 | No minimum reported similar: $5,000–$50,000 | 2014–2016 |
| EDGAR ↗ | SH SQUAN HOLDING CORP. | shared people, same business address | NEW CANAAN, CT | Other | 5 | $20,200,000 offering $4,000,000 · similar: $500,000–$7,000,000 | 5 similar: 2–14 | No minimum reported similar: $5,000–$50,000 | 2014–2020 |
| EDGAR ↗ | EH Eagle Holding Company, Inc. | shared people, same business address | NEW CANAAN, CT | Other | 2 | $37,500,000 offering $37,500,000 · similar: $500,000–$7,000,000 | 23 similar: 2–14 | No minimum reported similar: $5,000–$50,000 | 2016–2016 |
| EDGAR ↗ | 3B 3 Bridge Holding Corp. | shared people, same business address | NEW CANAAN, CT | Other | 6 | $22,775,000 offering $200,000 · similar: $500,000–$7,000,000 | 15 similar: 2–14 | No minimum reported similar: $5,000–$50,000 | 2017–2019 |
| EDGAR ↗ | GI GLOBAL IFS HOLDINGS INC. | shared people, same business address | NEW CANAAN, CT | Other | 1 | $21,212,491 offering $21,212,491 · similar: $500,000–$7,000,000 | 2 similar: 2–14 | No minimum reported similar: $5,000–$50,000 | 2018–2018 |
| EDGAR ↗ | RH RFE HASTINGS INVESTMENT, LLC | shared people, same business address, similar issuer names | NEW CANAAN, CT | Other | 1 | $9,363,570 offering $9,363,570 · similar: $500,000–$7,000,000 | 2 similar: 2–14 | No minimum reported similar: $5,000–$50,000 | 2018–2018 |
| EDGAR ↗ | RI RFE IX Parallel, L.P. | shared people, shared management entity, same business address, similar issuer names | NEW CANAAN, CT | Pooled Investment Fund | 2 | $96,744,898 offering Indefinite · similar: $155,000–$5,250,000 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2018–2020 |
| EDGAR ↗ | RI RFE Investment Partners IX, L.P. | shared people, shared management entity, same business address, similar issuer names | NEW CANAAN, CT | Pooled Investment Fund | 2 | $190,104,030 offering Indefinite · similar: $155,000–$5,250,000 | 58 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2020–2022 |
| EDGAR ↗ | RT RFE TBP SPV, LP | shared people, shared management entity | WESTPORT, CT | Pooled Investment Fund | 1 | $94,569,928 offering Indefinite · similar: $155,000–$5,250,000 | 12 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2022–2022 |
| EDGAR ↗ | RI RFE Investment Partners X, L.P. | shared people, similar issuer names | WESTPORT, CT | Pooled Investment Fund | 1 | $55,080,000 offering $250,000,000 · similar: $155,000–$5,250,000 | 8 similar: 4–27 | No minimum reported similar: $1,000–$100,000 | 2025–2025 |
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
| Source | Filed | Issuer | Form | Industry | Offered | Sold |
|---|---|---|---|---|---|---|
| EDGAR ↗ | Dec 10, 2025 | RFE Investment Partners X, L.P. | D | Pooled Investment Fund | $250,000,000 | $55,080,000 |
| EDGAR ↗ | Dec 15, 2022 | RFE TBP SPV, LP | D | Pooled Investment Fund | Indefinite | $94,569,928 |
| EDGAR ↗ | May 27, 2022 | RFE Investment Partners IX, L.P. | D/A | Pooled Investment Fund | Indefinite | $190,104,030 |
| EDGAR ↗ | Dec 7, 2020 | SQUAN HOLDING CORP. | D | Other | $4,000,000 | $4,000,000 |
| EDGAR ↗ | Feb 27, 2020 | RFE Investment Partners IX, L.P. | D | Pooled Investment Fund | Indefinite | $50,015,668 |
| EDGAR ↗ | Feb 27, 2020 | RFE IX Parallel, L.P. | D/A | Pooled Investment Fund | Indefinite | $67,049,732 |
| EDGAR ↗ | Jan 4, 2019 | 3 Bridge Holding Corp. | D | Other | $200,000 | $200,000 |
| EDGAR ↗ | Dec 13, 2018 | RFE IX Parallel, L.P. | D | Pooled Investment Fund | Indefinite | $96,744,898 |
| EDGAR ↗ | Nov 21, 2018 | 3 Bridge Holding Corp. | D/A | Other | $6,500,000 | $6,500,000 |
| EDGAR ↗ | Nov 20, 2018 | 3 Bridge Holding Corp. | D | Other | $3,000,000 | $3,000,000 |
| EDGAR ↗ | Nov 6, 2018 | 3 Bridge Holding Corp. | D | Other | $500,000 | $500,000 |
| EDGAR ↗ | May 14, 2018 | RFE HASTINGS INVESTMENT, LLC | D | Other | $9,363,570 | $9,363,570 |
| EDGAR ↗ | May 14, 2018 | HASTINGS HOLDING CORP. | D | Other | $15,863,570 | $15,863,570 |
| EDGAR ↗ | Feb 28, 2018 | GLOBAL IFS HOLDINGS INC. | D | Other | $21,212,491 | $21,212,491 |
| EDGAR ↗ | Jan 11, 2018 | 3 Bridge Holding Corp. | D | Other | $495,000 | $495,000 |
| EDGAR ↗ | Dec 18, 2017 | 3 Bridge Holding Corp. | D | Other | $22,775,000 | $22,775,000 |
| EDGAR ↗ | Jul 25, 2017 | SQUAN HOLDING CORP. | D/A | Other | $4,800,000 | $4,800,000 |
| EDGAR ↗ | Dec 2, 2016 | PCX HOLDING CORP. | D | Other | $1,696,867 | $1,696,867 |
| EDGAR ↗ | Jun 2, 2016 | Eagle Holding Company, Inc. | D/A | Other | $37,500,000 | $37,500,000 |
| EDGAR ↗ | May 11, 2016 | PCX HOLDING CORP. | D | Other | $5,000,000 | $5,000,000 |
| EDGAR ↗ | Mar 2, 2016 | Eagle Holding Company, Inc. | D | Other | $33,000,000 | $23,000,000 |
| EDGAR ↗ | Jan 11, 2016 | SQUAN HOLDING CORP. | D | Other | $2,872,194 | $2,872,194 |
| EDGAR ↗ | Nov 25, 2015 | SLOGIC HOLDING CORP. | D | Other | $4,790,966 | $4,790,966 |
| EDGAR ↗ | Nov 25, 2015 | SLOGIC INVESTMENT, LLC | D | Other | $4,463,779 | $4,463,779 |
| EDGAR ↗ | Aug 11, 2015 | GAPRC HOLDING CORP. | D | Other | $1,335,000 | $1,335,000 |
| EDGAR ↗ | Apr 2, 2015 | GAPRC HOLDING CORP. | D | Other | $300,000 | $300,000 |
| EDGAR ↗ | Mar 11, 2015 | SQUAN HOLDING CORP. | D | Other | $100,000 | $100,000 |
| EDGAR ↗ | Jan 5, 2015 | PCX HOLDING CORP. | D | Other | $94,500,000 | $94,500,000 |
| EDGAR ↗ | Oct 24, 2014 | SQUAN HOLDING CORP. | D | Other | $20,400,000 | $20,200,000 |
| EDGAR ↗ | Apr 24, 2014 | PCX HOLDING CORP. | D | Other | $27,618,214 | $27,618,214 |
| EDGAR ↗ | Dec 27, 2013 | JSI Holding Corp. | D | Other | $1,500,000 | $1,500,000 |
| EDGAR ↗ | Dec 2, 2013 | Lectrus Holding Corp. | D | Other | $4,784,291 | $4,750,000 |
| EDGAR ↗ | Aug 13, 2013 | SLOGIC HOLDING CORP. | D | Other | $50,000 | $50,000 |
| EDGAR ↗ | Jul 30, 2013 | RFE Investment Partners VIII, L.P. | D/A | Pooled Investment Fund | $248,469,388 | $248,469,388 |
| EDGAR ↗ | Jun 7, 2013 | HASTINGS HOLDING CORP. | D | Other | Indefinite | $24,710,000 |
| EDGAR ↗ | Mar 1, 2013 | GAPRC HOLDING CORP. | D | Other | $177 | $177 |
| EDGAR ↗ | Dec 20, 2012 | JSI Holding Corp. | D | Other | $16,121,577 | $16,121,577 |
| EDGAR ↗ | Dec 5, 2011 | RFE Investment Partners VIII, L.P. | D/A | Pooled Investment Fund | $300,000,000 | $104,811,224 |
| EDGAR ↗ | Oct 25, 2011 | GAPRC HOLDING CORP. | D | Other | $24,000,000 | $24,000,000 |
| EDGAR ↗ | Sep 8, 2011 | SLOGIC HOLDING CORP. | D | Other | $23,000,000 | $23,000,000 |
| EDGAR ↗ | Sep 8, 2011 | SLOGIC INVESTMENT, LLC | D | Other | $21,863,000 | $21,863,000 |
| EDGAR ↗ | Aug 26, 2011 | RFE Investment Partners VIII, L.P. | D | Pooled Investment Fund | $300,000,000 | $93,877,551 |
| EDGAR ↗ | Feb 18, 2011 | EXT Holding Corp. | D | Other | $7,300,000 | $7,300,000 |
| EDGAR ↗ | Oct 14, 2010 | AbelConn Holdings, Inc. | D | Other | $2,400,000 | $2,400,000 |
| EDGAR ↗ | Jun 4, 2009 | AbelConn Holdings, Inc. | D | Other | $16,828,717 | $16,828,717 |
Activity: 1 new offering in the last 12 months across all issuers in this group (new offering = a Form D that is not an amendment, D/A) · most recent filing Dec 10, 2025. Industry history, as reported on each offering's latest filing: Previous offerings: Other (2009–2011), Pooled Investment Fund (2011), Other (2011–2018), Pooled Investment Fund (2018), Other (2019), Pooled Investment Fund (2020), Other (2020). Latest offering: Pooled Investment Fund (2022–2025; most recent Dec 10, 2025).
| Name | Roles | Issuers here | First → last listed |
|---|---|---|---|
| MR MICHAEL W. RUBEL | Executive Officer, Director | 11 | Sep 8, 2011 → Dec 10, 2025 |
| PS PAUL SCHILPP | Executive Officer, Director | 10 | Dec 20, 2012 → Dec 10, 2025 |
| JP James A. Parsons | Executive Officer, Director | 10 | Jun 4, 2009 → Dec 10, 2025 |
| MF Michael J. Foster | Executive Officer, Director | 10 | Jun 4, 2009 → Dec 10, 2025 |
| RR R. Peter Reiter, Jr. | Executive Officer, Director | 9 | Feb 18, 2011 → Dec 15, 2022 |
| ET Edward D. Truslow | Executive Officer, Director | 6 | Jun 4, 2009 → Feb 27, 2020 |
| DJ Donald Juricic | Executive Officer, Director | 5 | Aug 26, 2011 → Dec 10, 2025 |
| RR R. RFE Management Corporation entity | Executive Officer | 3 | Dec 13, 2018 → Dec 15, 2022 |
| RA RFE Associates IX, LLC entity | Executive Officer | 2 | Dec 13, 2018 → May 27, 2022 |
| SG SEAN E. GILLICK | Executive Officer, Director | 2 | May 14, 2018 → May 14, 2018 |
| PR PETER RICHARD REITER, JR. | Director, Executive Officer | 2 | Oct 25, 2011 → Dec 2, 2016 |
| NT Ned Truslow | Director | 2 | Jun 7, 2013 → Jun 2, 2016 |
| MM Michael Minasi | Executive Officer, Director | 2 | Apr 2, 2015 → Jun 2, 2016 |
| MU MARK D. ULLMAN | Director, Executive Officer | 2 | Sep 8, 2011 → Nov 25, 2015 |
| RH Reinhold Hesse | Director, Executive Officer | 2 | Oct 14, 2010 → Feb 18, 2011 |
| RA RFE Associates X, LLC entity | Executive Officer | 1 | Dec 10, 2025 → Dec 10, 2025 |
| RR Richard P Reiter, Jr. | Executive Officer | 1 | Dec 10, 2025 → Dec 10, 2025 |
| RT RFE TBP SPV GP, LLC entity | Director | 1 | Dec 15, 2022 → Dec 15, 2022 |
| EB EDWIN BURKE | Director | 1 | Oct 24, 2014 → Dec 7, 2020 |
| DA DUANE W. ALBRO | Executive Officer, Director | 1 | Jul 25, 2017 → Dec 7, 2020 |
| GW GLENN WEBER | Executive Officer | 1 | Dec 7, 2020 → Dec 7, 2020 |
| RA RFE Associates IX Parallel, LLC entity | Executive Officer | 1 | Feb 27, 2020 → Feb 27, 2020 |
| JK James Kelly | Executive Officer, Director | 1 | Dec 18, 2017 → Jan 4, 2019 |
| WB WILHELM BRONANDER IV | Executive Officer, Director | 1 | Dec 18, 2017 → Jan 4, 2019 |
| JE JASON ELDER | Executive Officer, Director | 1 | Dec 18, 2017 → Jan 4, 2019 |
| MM MARK MELLING | Director | 1 | Jun 7, 2013 → May 14, 2018 |
| JP JAMES A. PARSON | Executive Officer, Director | 1 | May 14, 2018 → May 14, 2018 |
| DP DANIEL PICKETT | Executive Officer | 1 | May 14, 2018 → May 14, 2018 |
| MA MARK ABRAHAMS | Director | 1 | May 14, 2018 → May 14, 2018 |
| KH KENNETH HOLBROOK | Executive Officer, Director | 1 | May 14, 2018 → May 14, 2018 |
| GF GLENN FODEN | Director | 1 | Feb 28, 2018 → Feb 28, 2018 |
| SA Stephen Altman | Executive Officer, Director | 1 | Feb 28, 2018 → Feb 28, 2018 |
| DR DARRYL ROSSER | Executive Officer, Director | 1 | Feb 28, 2018 → Feb 28, 2018 |
| SP SCOTT R. POULTON | Director | 1 | Feb 28, 2018 → Feb 28, 2018 |
| KF KEVIN FRERICH | Executive Officer, Director | 1 | Oct 24, 2014 → Jul 25, 2017 |
| JC JOHN J. CELENTANO, JR. | Executive Officer, Director | 1 | Oct 24, 2014 → Jul 25, 2017 |
| MK MICHAEL A. KIMIEC | Executive Officer | 1 | Mar 11, 2015 → Jul 25, 2017 |
| JF JEFFRY D. FRISBY | Director | 1 | May 11, 2016 → Dec 2, 2016 |
| AH ALAN L. HAASE | Executive Officer, Director | 1 | Apr 24, 2014 → Dec 2, 2016 |
| EF EDWARD A. FEUERSTEIN | Director | 1 | Apr 24, 2014 → Dec 2, 2016 |
| GS GREGORY STEINER | Director | 1 | May 11, 2016 → Dec 2, 2016 |
| KS Kyle Stagnito | Executive Officer | 1 | Mar 2, 2016 → Jun 2, 2016 |
| HS Harry Stagnito | Director | 1 | Mar 2, 2016 → Jun 2, 2016 |
| JC James Casella | Director | 1 | Mar 2, 2016 → Jun 2, 2016 |
| MD Matthew Douglas | Director | 1 | Mar 2, 2016 → Jun 2, 2016 |
| AG Alan Glass | Director | 1 | Mar 2, 2016 → Jun 2, 2016 |
| KS Kollin Stagnito | Executive Officer, Director | 1 | Mar 2, 2016 → Jun 2, 2016 |
| LC LEIGHTON CARROLL | Executive Officer, Director | 1 | Mar 11, 2015 → Jan 11, 2016 |
| RS ROBERT J. SILLINSKI | Executive Officer, Director | 1 | Sep 8, 2011 → Nov 25, 2015 |
| JS JONATHAN SLAUGHTER | Executive Officer | 1 | Sep 8, 2011 → Nov 25, 2015 |
| JR JAMES RAYMOND | Executive Officer, Director | 1 | Sep 8, 2011 → Nov 25, 2015 |
| ZA ZUBIN AVARI | Executive Officer, Director | 1 | Sep 8, 2011 → Nov 25, 2015 |
| LB LAURIE BAIRD | Executive Officer | 1 | Nov 25, 2015 → Nov 25, 2015 |
| GF Geoffrey Lewis Faux | Director | 1 | Oct 25, 2011 → Aug 11, 2015 |
| RD Richard S. Davis | Director | 1 | Oct 25, 2011 → Aug 11, 2015 |
| PS PJ Smith | Director | 1 | Oct 25, 2011 → Aug 11, 2015 |
| JL James Gregory Latham | Executive Officer | 1 | Oct 25, 2011 → Aug 11, 2015 |
| DN Dan Negrea | Director | 1 | Dec 20, 2012 → Dec 27, 2013 |
| MA Mark Awalt | Executive Officer | 1 | Dec 20, 2012 → Dec 27, 2013 |
| TA Terry Awalt | Executive Officer, Director | 1 | Dec 20, 2012 → Dec 27, 2013 |
Searched SEC Form ADV bulk data (registered + exempt reporting advisers) (24,962 records as of Oct 2, 2026, 8:00 AM ET) — nothing matched Rfe.
No Meta Pixel ids or Facebook / Instagram page links on file for Rfe as of Oct 24, 2026 — the sponsor website is read for them once it is on file (runs automatically). Meta Ad Library: not searched by PartnerFacts (no API access); a one-tap Ad Library search is under Look further.
Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.
No website or social profile named in Rfe's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #327,564 of 374,652 in line (1,334 issuers searched so far). One-tap searches: Look further ↓
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