PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:59 AM ET

Sponsor Check › Person

MM
No photo found yet (own website and image search run after this page is viewed)

Michael V. Mullen

Named as an officer, director or promoter on SEC Form D filings · AL · Oct 19, 2009 → Jan 25, 2021

2deals (issuers)
$3.59Mreported sold
33investors
8Form D filings
2009–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:20 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Michael V. Mullen is listed as an executive officer and director on 8 SEC Form D filings by 2 issuers between Oct 2009 and Jan 2021: Circulogene Theranostics, Inc. (Birmingham, AL — other health care — 2016–2021; $2.59M reported sold to 9 investors) and ATHEROTECH, INC. (Birmingham, AL — biotechnology — 2009; $999K reported sold to 24 investors).

What this means 2 separate companies raised money with this person listed as executive officer and director, over about 12 years. Across those companies the filings report $3.59M sold in total.

Listed alongside Chen Yeh (7 shared filings), Scott Rezek (7 shared filings), Charles Clark (6 shared filings), Edwin Finch (6 shared filings), Daniel Coleman (3 shared filings) and 11 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 3 SEC releases, 1 state regulator order listed in Key records below.

What this means 4 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 8 public filings for Michael V. Mullen and found 10 differences: Bankruptcy case: Atherotech, Inc; Bankruptcy case: Foster v. Atherotech, Inc; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Michael V. Mullen has not run yet — it is joining a line of 44,608 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

3 SEC releases; 1 state regulator order

Berkower LLC; Michael G. Mullen, CPA; and Maurice Berkower, CPA Administrative proceeding
SEC · Sep 30, 2022 · Parties as named in the release: Berkower LLC; Michael G. Mullen, CPA; and Maurice Berkower, CPA Read the release ↗
same full name in the release title; 5 people with this name in Form D filings; the person's filing state is not named
Summary Order WI · Wisconsin Department of Financial Institutions, Division of Securities
Order date Jun 25, 2012 · Regulator: Wisconsin Department of Financial Institutions, Division of Securities · S-209700 (EX) · Parties (regulator's caption): Handleton Management Services Trust; Michael K. Mullen
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 5 people with this name in Form D filings; regulator in WI (not a filing state)
Thomas C. Trauger and Michael Mullen Administrative proceeding
SEC · Feb 25, 2005 · Parties as named in the release: Thomas C. Trauger and Michael Mullen Read the release ↗
same full name in the release title; 5 people with this name in Form D filings; the person's filing state is not named
Michael C. Mullen, CPA Administrative proceeding
SEC · Jan 27, 2005 · Parties as named in the release: Michael C. Mullen, CPA Read the release ↗
same full name in the release title; 5 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Michael V. Mullen..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:20 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for Michael V. Mullen (compared 8 filings on Oct 24, 2026)

Note · Mar 4, 2016 – Jul 7, 2025

Bankruptcy case: Atherotech, Inc. — filed Mar 4, 2016

United States Bankruptcy Court, N.D. Alabama docket "Atherotech, Inc." filed Mar 4, 2016, closed Jul 7, 2025. ATHEROTECH, INC. (related issuer) is listed as Debtor ("Atherotech, Inc."). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. Alabama ↗ATHEROTECH, INC. — PartnerFacts page ↗
Sources
Note · Jul 26, 2016 – Aug 29, 2016

Bankruptcy case: Foster v. Atherotech, Inc. — filed Jul 26, 2016

United States Bankruptcy Court, N.D. Alabama docket "Foster v. Atherotech, Inc." filed Jul 26, 2016, closed Aug 29, 2016. ATHEROTECH, INC. (related issuer) is listed as Defendant ("Atherotech, Inc."). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. Alabama ↗ATHEROTECH, INC. — PartnerFacts page ↗
Sources
Note · May 27, 1998 – Jul 15, 1998

Bankruptcy case: REZEK v. ALABAMA AUTO CREDIT, INC. — filed May 27, 1998

United States Bankruptcy Court, N.D. Alabama docket "REZEK v. ALABAMA AUTO CREDIT, INC." filed May 27, 1998, closed Jul 15, 1998. Scott Rezek (listed on the same filings) is listed as Plaintiff ("REZEK"). Our match estimate: 70%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. Alabama ↗Scott Rezek — PartnerFacts page ↗
Sources
Note · Mar 27, 2023

Michael V. Mullen appears on 1 deal that stopped filing before reaching its target

Circulogene Theranostics, Inc. (last filing Mar 27, 2023; $2,590,000 sold of $15,000,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Circulogene Theranostics, Inc. — PartnerFacts page ↗
Sources
Note · Sep 22, 2016 – Jan 25, 2021

7 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — Circulogene Theranostics, Inc. (latest filing Jan 25, 2021) · No amendment in the last 12 months on an offering that may still be open — Circulogene Theranostics, Inc. (latest filing Sep 17, 2019) · No amendment in the last 12 months on an offering that may still be open — Circulogene Theranostics, Inc. (latest filing Nov 16, 2018) · No amendment in the last 12 months on an offering that may still be open — Circulogene Theranostics, Inc. (latest filing Jan 25, 2018) · No amendment in the last 12 months on an offering that may still be open — Circulogene Theranostics, Inc. (latest filing Sep 21, 2017) · and 2 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Jan 25, 2021 ↗Circulogene Theranostics, Inc. — PartnerFacts page ↗Form D · Sep 17, 2019 ↗Form D · Nov 16, 2018 ↗
Sources
Note · Aug 2, 2022 – Mar 12, 2024

Same name, different state: "Michael Mullen" (NJ) is a separate record

This page covers filings where the address state is AL. A separate record, "Michael Mullen" with address state NJ, is listed on 7 filings — most recently by B. Riley Private Shares Fund 2023-3, LLC (Mar 12, 2024). The two records do not overlap in time: this page runs Oct 19, 2009 to Jan 25, 2021; the other runs Aug 2, 2022 to Mar 12, 2024.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Mullen (NJ) — PartnerFacts page ↗Form D · Mar 12, 2024 ↗B. Riley Private Shares Fund 2023-3, LLC — PartnerFacts page ↗Michael V. Mullen (AL) — this page ↗
Sources
Note · Jan 30, 2017 – Jan 27, 2021

Same name, different state: "Michael Mullen" (NY) is a separate record

This page covers filings where the address state is AL. A separate record, "Michael Mullen" with address state NY, is listed on 28 filings — most recently by NAM Special Situations Fund I QP, LLC - Series F1 (Jan 27, 2021). Both records have filings in the same period (Jan 30, 2017 to Jan 25, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Mullen (NY) — PartnerFacts page ↗Form D/A · Jan 27, 2021 ↗NAM Special Situations Fund I QP, LLC - Series F1 — PartnerFacts page ↗Michael V. Mullen (AL) — this page ↗
Sources
Note · Apr 1, 2009 – Apr 11, 2014

Same name, different state: "Michael J. Mullen" (MA) is a separate record

This page covers filings where the address state is AL. A separate record, "Michael J. Mullen" with address state MA, is listed on 7 filings — most recently by RAPID MICRO BIOSYSTEMS, INC. (Apr 11, 2014). Both records have filings in the same period (Oct 19, 2009 to Apr 11, 2014).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael J. Mullen (MA) — PartnerFacts page ↗Form D · Apr 11, 2014 ↗RAPID MICRO BIOSYSTEMS, INC. — PartnerFacts page ↗Michael V. Mullen (AL) — this page ↗
Sources
Note · Nov 13, 2009 – Dec 21, 2009

Same name, different state: "Michael Mullen" (MA) is a separate record

This page covers filings where the address state is AL. A separate record, "Michael Mullen" with address state MA, is listed on 2 filings — most recently by KIORA PHARMACEUTICALS INC (Dec 21, 2009). Both records have filings in the same period (Nov 13, 2009 to Dec 21, 2009).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Mullen (MA) — PartnerFacts page ↗Form D · Dec 21, 2009 ↗KIORA PHARMACEUTICALS INC — PartnerFacts page ↗Michael V. Mullen (AL) — this page ↗
Sources
Note · Oct 7, 2016 – Mar 28, 2017

Address moved from Homewood, AL to Birmingham, AL — Circulogene Theranostics, Inc.

The people listed on the Oct 7, 2016 filing give Homewood, AL; on the Mar 28, 2017 filing they give Birmingham, AL.

What this means Businesses move; this just shows the two places and dates. If you were told one city and the forms say another, ask which is current.

Form D · Oct 7, 2016 ↗Form D · Mar 28, 2017 ↗Circulogene Theranostics, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 8 offerings report sales commissions; 1 reports finder's fees totalling $17,500; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jan 25, 2021 D
Circulogene Theranostics, Inc.
File 021-387204
$0$17,500 (est.)$0
The proceeds will go toward general working capital, some of which may be used to pay the salaries of executive officers.
Arcadia Securities, LLC BrokerCheck CRD 44656 ↗EDGAR ↗
Sep 17, 2019 D
Circulogene Theranostics, Inc.
File 021-348965
$0$0$0None listed on this filingEDGAR ↗
Nov 16, 2018 D
Circulogene Theranostics, Inc.
File 021-325987
$0$0$0None listed on this filingEDGAR ↗
Jan 25, 2018 D
Circulogene Theranostics, Inc.
File 021-304145
$0$0$0None listed on this filingEDGAR ↗
Sep 21, 2017 D
Circulogene Theranostics, Inc.
File 021-295161
$0$0$0None listed on this filingEDGAR ↗
Mar 28, 2017 D
Circulogene Theranostics, Inc.
File 021-283444
$0$0$0None listed on this filingEDGAR ↗
Oct 7, 2016 D
Circulogene Theranostics, Inc.
File 021-272015
$0$0$0None listed on this filingEDGAR ↗
Oct 19, 2009 D
ATHEROTECH, INC.
File 021-39547
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Michael V. Mullen on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

CT
Other Health Care

Circulogene Theranostics, Inc.

Birmingham, AL · Oct 7, 2016 → Jan 25, 2021 · 7 filings
  • Jan 25, 2021 · D · $250,000 sold of $15,000,000 · 1 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Sep 17, 2019 · D · $330,000 sold of $2,000,000 · 6 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Nov 16, 2018 · D · $2,050,000 sold of $3,000,000 · 6 investors · min. $50,000 · role: Executive Officer, Director EDGAR ↗
  • Jan 25, 2018 · D · $1,035,000 sold of $3,000,000 · 6 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Sep 21, 2017 · D · $350,000 sold of $700,000 · 6 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Mar 28, 2017 · D · $355,000 sold of $800,000 · 5 investors · min. No minimum reported · role: Executive Officer, Director EDGAR ↗
  • Oct 7, 2016 · D · $750,000 sold of $1,000,000 · 8 investors · min. $5,000 · role: Executive Officer, Director EDGAR ↗

Raised $2.59M from 9 investors (17% of the $15M target) as of the latest filing. Michael is listed as executive officer, director on 7 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Health Care / 506(b) (4,189 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

A
Biotechnology

ATHEROTECH, INC.

Birmingham, AL · Oct 19, 2009
  • Oct 19, 2009 · D · $999,131 sold of $999,131 · 24 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $999K from 24 investors (100% of the $999K target) as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Michael Mullen — NY, 25 issuers, Jan 30, 2017 → Jan 27, 2021 · no shared issuer
  • Michael Mullen — NJ, 6 issuers, Aug 2, 2022 → Mar 12, 2024 · no shared issuer
  • Michael J. Mullen — MA, 2 issuers, Apr 1, 2009 → Apr 11, 2014 · no shared issuer
  • Michael Mullen — MA, 1 issuer, Nov 13, 2009 → Dec 21, 2009 · no shared issuer

People around Michael 16

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CY
No photo found yet (own website and image search run after this page is viewed)
Person

Chen Yeh

Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as Michael V. Mullen. Their page shows their other deals.

SR
No photo found yet (own website and image search run after this page is viewed)
Person

Scott Rezek

Executive Officer · 7 shared filings (1 issuer)

Listed on the same filings as Michael V. Mullen. Their page shows their other deals.

CC
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Clark

Director · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael V. Mullen. Their page shows their other deals.

EF
No photo found yet (own website and image search run after this page is viewed)
Person

Edwin Finch

Director · 6 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael V. Mullen. Their page shows their other deals.

RG
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Garvie

Director · 3 shared filings (1 issuer)

Listed on the same filings as Michael V. Mullen. Their page shows their other deals.

SE
No photo found yet (own website and image search run after this page is viewed)
Person

Stephen Eck

Director · 3 shared filings (1 issuer)

Listed on the same filings as Michael V. Mullen. Their page shows their other deals.

DC
No photo found yet (own website and image search run after this page is viewed)
Person

Daniel Coleman

Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael V. Mullen. Their page shows their other deals.

KY
No photo found yet (own website and image search run after this page is viewed)
Person

Kneeland Youngblood

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Michael V. Mullen. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

James E. Cantrell, Jr.

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Michael V. Mullen. Their page shows their other deals.

LG
No photo found yet (own website and image search run after this page is viewed)
Person

Lawrence W Greer

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Michael V. Mullen. Their page shows their other deals.

RS
No photo found yet (own website and image search run after this page is viewed)
Person

Robert Shufflebarger

Executive Officer · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael V. Mullen. Their page shows their other deals.

AH
No photo found yet (own website and image search run after this page is viewed)
Person

Alain Harrus

Director · 1 shared filing (1 issuer) · also on 8 other issuers

Alain Harrus is on 9 issuers in total — a repeat sponsor. Their page lists every one.

TS
No photo found yet (own website and image search run after this page is viewed)
Person

Thomas A. Satterfield, Jr.

Director · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael V. Mullen. Their page shows their other deals.

HD
No photo found yet (own website and image search run after this page is viewed)
Person

Harold B. Dunn

Director · 1 shared filing (1 issuer) · also on 2 other issuers

Listed on the same filings as Michael V. Mullen. Their page shows their other deals.

CM
No photo found yet (own website and image search run after this page is viewed)
Person

Charles A. Musial

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael V. Mullen. Their page shows their other deals.

LK
No photo found yet (own website and image search run after this page is viewed)
Person

Laura King

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael V. Mullen. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Michael V. Mullen by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Michael V. Mullen is listed on: none on file. No website or social profile named in ATHEROTECH, INC.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #367,221 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Birmingham, AL). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Alabama state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Alabama Secretary of State business search ↗OpenCorporates ↗

Change history

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