PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 5:12 AM ET

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Michael Mullen

Named as an officer, director or promoter on SEC Form D filings · NJ · Aug 2, 2022 → Mar 12, 2024

6deals (issuers)
$262.3Mreported sold
536investors
7Form D filings
2022–2024years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:53 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Michael Mullen is listed as an executive officer on 7 SEC Form D filings by 6 issuers between Aug 2022 and Mar 2024. Largest by amount reported sold: B. Riley Private Shares 2023-2 QP, LLC (Memphis, TN — pooled investment fund — 2023; $239.7M reported sold to 308 investors), B. Riley Private Shares 2023-2 QC, LLC (Memphis, TN — pooled investment fund — 2023; $8.48M reported sold to 85 investors), B. Riley Private Shares Fund 2022-1, LLC (Memphis, TN — pooled investment fund — 2022–2023; $4.55M reported sold to 47 investors), B. Riley Private Shares Fund 2023-1, LLC (Memphis, TN — pooled investment fund — 2023; $3.67M reported sold to 36 investors), B. Riley Private Shares Fund 2023-3, LLC (Memphis, TN — pooled investment fund — 2024; $3.17M reported sold to 29 investors) and 1 more (all listed below).

What this means A repeat sponsor — 6 separate companies raised money with this person listed as executive officer, over about 2 years. Across those companies the filings report $262.3M sold in total.

Listed alongside Charles Hastings (3 shared filings) and Chuck Hastings (2 shared filings).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.

All 6 issuers belong to the sponsor group B Riley (6 issuers, $262.3M reported sold, 2022–2024).

What this means A sponsor group is one team that sets up a new company for each deal. B Riley has 6 companies on file and $262.3M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 1 court case matching the name, 3 SEC releases, 5 bankruptcy cases matching the name listed in Key records below.

What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 7 public filings for Michael Mullen and found 7 differences, 1 worth asking the sponsor about: Form D filed 176 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Michael Mullen has not run yet — it is joining a line of 9,420 names; searches run around the clock at the hosts' allowed rate. Searched so far: 27 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

CORNER STONE BANK v. MICHAEL P. MULLEN dismissed
District Court, D. New Jersey · No. 1:08-cv-02964 · Filed Jun 16, 2008 · Closed Jan 21, 2009 · Nature of suit: 422 Bankruptcy appeals rule 28 USC 158
Role of MICHAEL P. MULLEN: Defendant · Outcome: Terminated 2009-01-21 — FJC Integrated Database disposition: Dismissed: settled Docket on CourtListener ↗
same full name (a name found in 146 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NJ)
What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:53 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

3 SEC releases

Berkower LLC; Michael G. Mullen, CPA; and Maurice Berkower, CPA Administrative proceeding
SEC · Sep 30, 2022 · Parties as named in the release: Berkower LLC; Michael G. Mullen, CPA; and Maurice Berkower, CPA Read the release ↗
same full name in the release title; 5 people with this name in Form D filings; the person's filing state is named in the release
Thomas C. Trauger and Michael Mullen Administrative proceeding
SEC · Feb 25, 2005 · Parties as named in the release: Thomas C. Trauger and Michael Mullen Read the release ↗
same full name in the release title; 5 people with this name in Form D filings; the person's filing state is not named
Michael C. Mullen, CPA Administrative proceeding
SEC · Jan 27, 2005 · Parties as named in the release: Michael C. Mullen, CPA Read the release ↗
same full name in the release title; 5 people with this name in Form D filings; the person's filing state is not named
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Michael Mullen..

State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states are not covered.

3. Bankruptcies

5 cases: 5 closed (disposition not in docket feed)

Michael J Mullen and Heather M Mullen closed
United States Bankruptcy Court, D. New Jersey · No. 15-13818 · Filed Mar 4, 2015 · Closed Jun 12, 2015
Role of Michael J Mullen and Heather M Mullen: Debtor · Outcome: Case closed 2015-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 146 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NJ)
Michael P. Mullen and Patricia A. Mullen closed
United States Bankruptcy Court, D. New Jersey · No. 11-43768 · Filed Nov 23, 2011 · Closed Apr 13, 2015
Role of Michael P. Mullen and Patricia A. Mullen: Debtor · Outcome: Case closed 2015-04-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 146 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NJ)
Michael P. Mullen and Patricia A. Mullen closed
United States Bankruptcy Court, D. New Jersey · No. 07-22765 · Filed Sep 7, 2007 · Closed Apr 3, 2013
Role of Michael P. Mullen and Patricia A. Mullen: Debtor · Outcome: Case closed 2013-04-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 146 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NJ)
Michael P. Mullen closed
United States Bankruptcy Court, D. New Jersey · No. 04-44082 · Filed Oct 26, 2004 · Closed Feb 22, 2005
Role of Michael P. Mullen: Debtor · Outcome: Case closed 2005-02-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 146 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (NJ)
Michael D. Mullen closed
United States Bankruptcy Court, W.D. Tennessee · No. 97-10400 · Filed Feb 4, 1997 · Closed Apr 21, 1998
Role of Michael D. Mullen: Debtor · Outcome: Case closed 1998-04-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 146 federal dockets); 5 people with this name in Form D filings; court in the person's filing state (TN)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:53 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

7 differences found between the filings for Michael Mullen — 1 worth asking about (compared 7 filings on Oct 24, 2026)

Worth asking · Aug 17, 2022 – Feb 9, 2023

Form D filed 176 days after the first sale — B. Riley Private Shares Fund 2022-1 QP, LLC

The filing says the first sale was Aug 17, 2022. The Form D was filed Feb 9, 2023 — 176 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 161 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Feb 9, 2023 ↗B. Riley Private Shares Fund 2022-1 QP, LLC — PartnerFacts page ↗
Sources
Note · May 31, 2023 – Jun 20, 2023

Form D filed 20 days after the first sale — B. Riley Private Shares Fund 2023-1, LLC

The filing says the first sale was May 31, 2023. The Form D was filed Jun 20, 2023 — 20 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 5 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 20, 2023 ↗B. Riley Private Shares Fund 2023-1, LLC — PartnerFacts page ↗
Sources
Note · Jun 24, 2022 – Mar 12, 2024

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — B. Riley Private Shares Fund 2023-3, LLC (latest filing Mar 12, 2024) · No amendment in the last 12 months on an offering that may still be open — B. Riley Private Shares 2023-2 QP, LLC (latest filing Sep 1, 2023) · No amendment in the last 12 months on an offering that may still be open — B. Riley Private Shares 2023-2 QC, LLC (latest filing Sep 1, 2023) · No amendment in the last 12 months on an offering that may still be open — B. Riley Private Shares Fund 2023-1, LLC (latest filing Jun 20, 2023) · No amendment in the last 12 months on an offering that may still be open — B. Riley Private Shares Fund 2022-1, LLC (latest filing Mar 23, 2023) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D · Mar 12, 2024 ↗B. Riley Private Shares Fund 2023-3, LLC — PartnerFacts page ↗Form D · Sep 1, 2023 ↗B. Riley Private Shares 2023-2 QP, LLC — PartnerFacts page ↗
Sources
Note · Jan 30, 2017 – Jan 27, 2021

Same name, different state: "Michael Mullen" (NY) is a separate record

This page covers filings where the address state is NJ. A separate record, "Michael Mullen" with address state NY, is listed on 28 filings — most recently by NAM Special Situations Fund I QP, LLC - Series F1 (Jan 27, 2021). The two records do not overlap in time: this page runs Aug 2, 2022 to Mar 12, 2024; the other runs Jan 30, 2017 to Jan 27, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Mullen (NY) — PartnerFacts page ↗Form D/A · Jan 27, 2021 ↗NAM Special Situations Fund I QP, LLC - Series F1 — PartnerFacts page ↗Michael Mullen (NJ) — this page ↗
Sources
Note · Oct 19, 2009 – Jan 25, 2021

Same name, different state: "Michael V. Mullen" (AL) is a separate record

This page covers filings where the address state is NJ. A separate record, "Michael V. Mullen" with address state AL, is listed on 8 filings — most recently by Circulogene Theranostics, Inc. (Jan 25, 2021). The two records do not overlap in time: this page runs Aug 2, 2022 to Mar 12, 2024; the other runs Oct 19, 2009 to Jan 25, 2021.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael V. Mullen (AL) — PartnerFacts page ↗Form D · Jan 25, 2021 ↗Circulogene Theranostics, Inc. — PartnerFacts page ↗Michael Mullen (NJ) — this page ↗
Sources
Note · Apr 1, 2009 – Apr 11, 2014

Same name, different state: "Michael J. Mullen" (MA) is a separate record

This page covers filings where the address state is NJ. A separate record, "Michael J. Mullen" with address state MA, is listed on 7 filings — most recently by RAPID MICRO BIOSYSTEMS, INC. (Apr 11, 2014). The two records do not overlap in time: this page runs Aug 2, 2022 to Mar 12, 2024; the other runs Apr 1, 2009 to Apr 11, 2014.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael J. Mullen (MA) — PartnerFacts page ↗Form D · Apr 11, 2014 ↗RAPID MICRO BIOSYSTEMS, INC. — PartnerFacts page ↗Michael Mullen (NJ) — this page ↗
Sources
Note · Nov 13, 2009 – Dec 21, 2009

Same name, different state: "Michael Mullen" (MA) is a separate record

This page covers filings where the address state is NJ. A separate record, "Michael Mullen" with address state MA, is listed on 2 filings — most recently by KIORA PHARMACEUTICALS INC (Dec 21, 2009). The two records do not overlap in time: this page runs Aug 2, 2022 to Mar 12, 2024; the other runs Nov 13, 2009 to Dec 21, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Mullen (MA) — PartnerFacts page ↗Form D · Dec 21, 2009 ↗KIORA PHARMACEUTICALS INC — PartnerFacts page ↗Michael Mullen (NJ) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

6 of 6 offerings report sales commissions totalling $10,922,130; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Mar 12, 2024 D
B. Riley Private Shares Fund 2023-3, LLC
File 021-507287
$1,500,000 (est.)$0$0B. Riley Wealth Management BrokerCheck CRD 2543 ↗EDGAR ↗
Sep 1, 2023 D
B. Riley Private Shares 2023-2 QC, LLC
File 021-491237
$485,025 (est.)$0$0B. Riley Wealth Management BrokerCheck CRD 2543 ↗
B. Riley Securities BrokerCheck CRD 25027 ↗		EDGAR ↗
Sep 1, 2023 D
B. Riley Private Shares 2023-2 QP, LLC
File 021-491253
$5,368,105 (est.)$0$0B. Riley Wealth Management BrokerCheck CRD 2543 ↗
B. Riley Securities BrokerCheck CRD 25027 ↗		EDGAR ↗
Jun 20, 2023 D
B. Riley Private Shares Fund 2023-1, LLC
File 021-484631
$1,000,000 (est.)$0$0B Riley Wealth Management BrokerCheck CRD 2543 ↗EDGAR ↗
Mar 23, 2023 D/A
B. Riley Private Shares Fund 2022-1, LLC
File 021-454529
$2,300,000$0$0B. Riley Wealth Management, Inc. BrokerCheck CRD 2543 ↗
National Securities Corporation BrokerCheck CRD 7569 ↗
via Andrew Brower (CRD 5809217 ↗)

National Securities Corporation BrokerCheck CRD 7569 ↗
via Vincent D'Albora (CRD 4822725 ↗)
EDGAR ↗
Feb 9, 2023 D
B. Riley Private Shares Fund 2022-1 QP, LLC
File 021-473025
$269,000$0$0B. Riley Wealth Management, Inc BrokerCheck CRD 2543 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 6

Every issuer that named Michael Mullen on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

BR
Pooled Investment Fund · group: B Riley

B. Riley Private Shares Fund 2023-3, LLC

Memphis, TN · Mar 12, 2024
  • Mar 12, 2024 · D · $3,175,000 sold of $15,000,000 · 29 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $3.17M from 29 investors (21% of the $15M target) as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BR
Pooled Investment Fund · group: B Riley

B. Riley Private Shares 2023-2 QP, LLC

Memphis, TN · Sep 1, 2023
  • Sep 1, 2023 · D · $239,682,339 sold of $274,766,089 · 308 investors · min. $50,000 · role: Executive Officer EDGAR ↗

Raised $239.7M from 308 investors (87% of the $274.8M target) as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BR
Pooled Investment Fund · group: B Riley

B. Riley Private Shares 2023-2 QC, LLC

Memphis, TN · Sep 1, 2023
  • Sep 1, 2023 · D · $8,485,000 sold of $35,000,000 · 85 investors · min. $50,000 · role: Executive Officer EDGAR ↗

Raised $8.48M from 85 investors (24% of the $35M target) as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BR
Pooled Investment Fund · group: B Riley

B. Riley Private Shares Fund 2023-1, LLC

Memphis, TN · Jun 20, 2023
  • Jun 20, 2023 · D · $3,675,000 sold of $10,000,000 · 36 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $3.67M from 36 investors (37% of the $10M target) as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BR
Pooled Investment Fund · group: B Riley

B. Riley Private Shares Fund 2022-1, LLC

Memphis, TN · Aug 2, 2022 → Mar 23, 2023 · 2 filings
  • Mar 23, 2023 · D/A · $4,550,000 sold of $23,000,000 · 47 investors · min. No minimum reported · role: Executive Officer (Co-President of Manager) EDGAR ↗
  • Aug 2, 2022 · D · $4,550,000 sold of $23,000,000 · 47 investors · min. No minimum reported · role: Executive Officer (Co-President of Manager) EDGAR ↗

Raised $4.55M from 47 investors (20% of the $23M target) as of the latest filing. Michael is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

BR
Pooled Investment Fund · group: B Riley

B. Riley Private Shares Fund 2022-1 QP, LLC

Memphis, TN · Feb 9, 2023
  • Feb 9, 2023 · D · $2,690,000 sold of $23,000,000 · 31 investors · min. $100,000 · role: Executive Officer (Co-President of Manager) EDGAR ↗

Raised $2.69M from 31 investors (12% of the $23M target) as of the latest filing. Michael is listed as executive officer.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (4)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Michael Mullen — NY, 25 issuers, Jan 30, 2017 → Jan 27, 2021 · no shared issuer
  • Michael J. Mullen — MA, 2 issuers, Apr 1, 2009 → Apr 11, 2014 · no shared issuer
  • Michael V. Mullen — AL, 2 issuers, Oct 19, 2009 → Jan 25, 2021 · no shared issuer
  • Michael Mullen — MA, 1 issuer, Nov 13, 2009 → Dec 21, 2009 · no shared issuer

People around Michael 2

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Charles Hastings

Executive Officer · 3 shared filings (2 issuers)

Listed on the same filings as Michael Mullen. Their page shows their other deals.

CH
No photo found yet (own website and image search run after this page is viewed)
Person

Chuck Hastings

Executive Officer · 2 shared filings (2 issuers)

Listed on the same filings as Michael Mullen. Their page shows their other deals.

The team behind the deals

BR
Sponsor group

B Riley

6 issuers · 7 filings · $262.3M reported sold · 2022–2024

One team, 6 deal companies. Michael Mullen is listed on 6 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Michael Mullen.

Same business address

27 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Adviser registration (Form ADV)

None of the 6 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Michael Mullen by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 6 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Michael Mullen is listed on: none on file. No website or social profile named in B. Riley Private Shares 2023-2 QP, LLC's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #118,524 of 374,652 in line (14 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Memphis, TN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗New Jersey state courts — find the court ↗Davidson County TN Circuit Court Clerk case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

New Jersey Secretary of State business search ↗Tennessee Secretary of State business search ↗OpenCorporates ↗

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