Michael Swell is listed as an executive officer and director on 28 SEC Form D filings by 8 issuers between Apr 2009 and Oct 2026. Largest by amount reported sold: Corporate Credit Investment Strategies LLC (New York, NY — pooled investment fund — 2009–2014; $3.28B reported sold to 2,537 investors), Goldman Sachs Palmetto State Credit Fund, L.P. (New York, NY — pooled investment fund — 2009–2010; $370.1M reported sold to 2 investors), Energy Investment Opportunities Onshore Fund LLC (New York, NY — pooled investment fund — 2015; $213.4M reported sold to 273 investors), U.S. Housing Recovery Fund, LLC (New York, NY — pooled investment fund — 2012–2013; $128M reported sold to 137 investors), GO Emp LLC (New York, NY — pooled investment fund — 2012–2020; $62.7M reported sold to 118 investors) and 3 more (all listed below).
What this means A repeat sponsor — 8 separate companies raised money with this person listed as executive officer and director, over about 17 years. Across those companies the filings report $4.11B sold in total.
Listed alongside Jonathan A. Beinner (24 shared filings), Kenneth Topping (23 shared filings), Tom Teles (21 shared filings), Philip Giuca (13 shared filings), Brendan McGovern (12 shared filings) and 42 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.
The issuers belong to 2 sponsor groups: Goldman Sachs (463 issuers, $168.32B reported sold, 2009–2026) and Apollo (520 issuers, $556.2B reported sold, 2009–2026).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 court cases matching the name, 6 bankruptcy cases matching the name listed in Key records below.
What this means 9 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 28 public filings for Michael Swell and found 3 differences, 1 worth asking the sponsor about: Michael Swell is no longer listed on the Mar 27, 2015 amendment; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.