Sponsor Check › Person
Related person on Form D filings · address state as listed: NY · listed Oct 13, 2009 → Oct 19, 2026
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 12:09 AM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 12:09 AM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
No SEC search has run yet for this person.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:09 AM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
18 of 65 offerings report sales commissions totalling $52,987,778; 0 report finder's fees; 4 report proceeds to related persons totalling $3,814,500. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Oct 19, 2026 D/A File 021-495099 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 9, 2026 D/A File 021-592827 | $5,817,000 (est.) | $0 (est.) | $1,155,000 (est.) Item 16 is an estimate of offering and organizational expenses that may accrue to one or more Related Persons. | Orrin Barrow BrokerCheck CRD 6784158 ↗ via FNEX Capital, LLC (CRD 166316 ↗) Richard Gann BrokerCheck CRD 4623806 ↗ via Concorde Investment Services, LLC (CRD 151604 ↗) Simon Brower BrokerCheck CRD 4496781 ↗ via Realized Financial, Inc. (CRD 22333 ↗) Thomas Olsen BrokerCheck CRD 7338381 ↗ via FNEX Capital, LLC (CRD 166316 ↗) Michael Taromina BrokerCheck CRD 8039082 ↗ via Realta Equities, Inc. (CRD 23769 ↗) Amr Tenney BrokerCheck CRD 5506866 ↗ via Realized Financial, Inc. (CRD 22333 ↗) Sarah Beth Veloz BrokerCheck CRD 6221867 ↗ via WealthForge Securities, LLC (CRD 152550 ↗) Brianna Armstrong BrokerCheck CRD 7570195 ↗ via Realized Financial, Inc. (CRD 22333 ↗) Jacob Driver BrokerCheck CRD 7738978 ↗ via Concorde Investment Services, LLC (CRD 151604 ↗) |
| EDGAR ↗ | Sep 28, 2026 D/A File 021-566537 | $5,948,000 (est.) | $0 (est.) | $1,097,000 (est.) Item 16 is an estimate of offering and organizational expenses that may accrue to one or more Related Persons. | Realized Financial, Inc. BrokerCheck CRD 22333 ↗ Concorde Investment Services, LLC BrokerCheck CRD 151604 ↗ FNEX Capital, LLC BrokerCheck CRD 166316 ↗ Michael Cody Pugh BrokerCheck CRD 5635714 ↗ via Arvest Wealth Management (CRD 42057 ↗) Eric Bicknese BrokerCheck CRD 2829451 ↗ via Nationwide Planning Associates Inc. (CRD 31029 ↗) Lorenzo Aufiero BrokerCheck CRD 2705500 ↗ via Nationwide Planning Associates Inc. (CRD 31029 ↗) Steve Fortunato BrokerCheck CRD 23769 ↗ via Realta Equities, Inc. (CRD 7956338 ↗) Sarah Beth Veloz BrokerCheck CRD 6221867 ↗ via WealthForge Securities, LLC (CRD 152550 ↗) Adam Young BrokerCheck CRD 6640146 ↗ via Nationwide Planning Associates Inc. (CRD 31029 ↗) William Taylor Deweese BrokerCheck CRD 5533217 ↗ via Arvest Wealth Management (CRD 42057 ↗) |
| EDGAR ↗ | Aug 31, 2026 D/A File 021-556290 | $0 | $0 | $0 The Issuer's confidential offering materials discuss management fees and allocations due to the investment adviser and the general partner, which are affiliates of the Issuer. | None listed on this filing |
| EDGAR ↗ | Jul 31, 2026 D/A File 021-520267 | $0 | $0 | $0 The Issuer's confidential offering materials discuss management fees and allocations due to the investment adviser and the general partner, which are affiliates of the Issuer. | None listed on this filing |
| EDGAR ↗ | Jul 31, 2026 D/A File 021-520268 | $0 | $0 | $0 The Issuer's confidential offering materials discuss management fees and allocations due to the investment adviser and the general partner, which are affiliates of the Issuer. | None listed on this filing |
| EDGAR ↗ | Jun 23, 2026 D File 021-588290 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 23, 2026 D File 021-588291 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 23, 2026 D File 021-588292 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 22, 2026 D File 021-588132 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 5, 2026 D/A File 021-515093 | $0 | $0 | $0 The Issuer's confidential offering materials discuss management fees and allocations due to the investment adviser and the general partner, which are affiliates of the Issuer. | None listed on this filing |
| EDGAR ↗ | Feb 17, 2026 D/A File 021-469197 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 17, 2026 D/A File 021-480075 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 17, 2026 D/A File 021-480076 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 2, 2026 D/A File 021-537053 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 2, 2026 D/A File 021-537054 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 22, 2026 D/A File 021-533923 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 19, 2025 D/A File 021-553177 | $2,765,000 (est.) | $0 (est.) | $497,500 (est.) Item 16 is an estimate of offering and organizational expenses that may accrue to one or more Related Persons. | Eric Bicknese BrokerCheck CRD 2829451 ↗ via Nationwide Planning Associates, Inc. (CRD 31029 ↗) Jamie Furlong BrokerCheck CRD 6930080 ↗ via Concorde Investment Services, LLC (CRD 151604 ↗) Brianna Gieselman BrokerCheck CRD 7570195 ↗ via Realized Financial, Inc. (CRD 22333 ↗) Alex Madden BrokerCheck CRD 7089201 ↗ via FNEX Capital, LLC (CRD 166316 ↗) Drew Reynolds BrokerCheck CRD 6646813 ↗ via Realized Financial, Inc. (CRD 22333 ↗) |
| EDGAR ↗ | Dec 16, 2025 D/A File 021-512270 | $0 | $0 | $0 | Goldman Sachs & Co. LLC BrokerCheck CRD 361 ↗ via Goldman Sachs & Co LLC (CRD 361 ↗) Morgan Stanley BrokerCheck CRD 149777 ↗ via Morgan Stanley (CRD 149777 ↗) LPL Financial LLC BrokerCheck CRD 6413 ↗ via LPL Financial LLC (CRD 6413 ↗) |
| EDGAR ↗ | Nov 12, 2025 D File 021-563774 | $22,000 (est.) | $0 | $0 | Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Jul 2, 2025 D/A File 021-486082 | $2,315,000 (est.) | $0 (est.) | $1,065,000 (est.) Item 16 is an estimate of offering and organizational expenses that may accrue to one or more Related Persons. | Scott Spencer BrokerCheck CRD 2384319 ↗ via Realized Financial, Inc. (CRD 22333 ↗) Stephanie Elliott BrokerCheck CRD 2476636 ↗ via Realized Financial, Inc. (CRD 22333 ↗) Gabriel Medina BrokerCheck CRD 5061047 ↗ via Realized Financial, Inc. (CRD 22333 ↗) Michael Karalewich BrokerCheck CRD 2910052 ↗ via Nationwide Planning Assoicates Inc. (CRD 31029 ↗) Brian Ragen BrokerCheck CRD 1822796 ↗ via Concorde Investment Services, LLC (CRD 151604 ↗) Ehud Gersten BrokerCheck CRD 7066119 ↗ via Arkadios Capital (CRD 282710 ↗) Lisa Garza BrokerCheck CRD 2576056 ↗ via Concorde Investment Services, LLC (CRD 151604 ↗) Jacob Driver BrokerCheck CRD 7738978 ↗ via Concorde Investment Services, LLC (CRD 151604 ↗) Steve Fortunato BrokerCheck CRD 7956338 ↗ via Realta Equities, Inc. (CRD 23769 ↗) |
| EDGAR ↗ | Feb 14, 2025 D File 021-538377 | $75,063 (est.) | $0 | $0 | Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Nov 27, 2024 D File 021-530702 | $8,225 (est.) | $0 | $0 | Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | May 7, 2024 D File 021-512631 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 26, 2024 D File 021-511743 | $0 | $0 | $0 The Issuer's confidential offering materials discuss management fees and allocations due to the investment advisor and the general partner, which are affiliates of the Issuer. | None listed on this filing |
| EDGAR ↗ | Feb 15, 2024 D/A File 021-501216 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 15, 2024 D/A File 021-501219 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Feb 15, 2024 D/A File 021-501221 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 8, 2023 D File 021-481153 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 8, 2023 D File 021-481154 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 19, 2022 D/A File 021-425730 | $11,500,000 (est.) | $0 | $0 The Issuer's confidential offering materials discuss management fees and allocations due to the investment adviser and thegeneral partner, which are affiliates of the Issuer. | J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ |
| EDGAR ↗ | Dec 19, 2022 D/A File 021-425731 | $11,500,000 (est.) | $0 | $0 The Issuer's confidential offering materials discuss management fees and allocations due to the investment adviser and thegeneral partner, which are affiliates of the Issuer. | Mitsubishi UFJ Trust and Banking Corporation no CRD number reported Samsung Securities Co., Ltd. no CRD number reported Mitsubishi UFJ Alternative Investments Co., Ltd. no CRD number reported J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ |
| EDGAR ↗ | Dec 19, 2022 D/A File 021-425732 | $11,500,000 (est.) | $0 | $0 The Issuer's confidential offering materials discuss management fees and allocations due to the investment adviser and the general partner, which are affiliates of the Issuer. | Mitsubishi UFJ Trust and Banking Corporation no CRD number reported Samsung Securities Co., Ltd. no CRD number reported Mitsubishi UFJ Alternative Investments Co., Ltd. no CRD number reported |
| EDGAR ↗ | Jul 28, 2022 D File 021-454063 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 28, 2022 D File 021-454064 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 28, 2022 D File 021-454065 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 26, 2022 D File 021-443371 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 29, 2021 D File 021-408248 | $0 | $0 | $0 The Issuer's confidential offering materials fully discuss management fees and allocations due to the investment adviser and the general partner, which are affiliates of the Issuer. | None listed on this filing |
| EDGAR ↗ | Oct 5, 2020 D/A File 021-348136 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 5, 2020 D/A File 021-348140 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Oct 5, 2020 D/A File 021-348147 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 28, 2020 D File 021-374413 | $0 | $0 | $0 The Issuer's confidential offering materials fully discuss management fees and allocations due to the investment adviser and the general partner, which are affiliates of the Issuer. | None listed on this filing |
| EDGAR ↗ | Jan 3, 2020 D File 021-357100 | $6,250 | $0 | $0 | Charles Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Charles Mathes BrokerCheck CRD 5980160 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Aug 16, 2019 D File 021-346802 | $0 | $0 | $0 The Issuer's governing documents fully discuss management fees and allocations due to the investment adviser and the general partner, which are affiliates of the Issuer. | None listed on this filing |
| EDGAR ↗ | Nov 9, 2018 D File 021-325530 | $0 | $0 | $0 The Issuer's governing documents fully discuss management fees and allocations due to the investment adviser and the general partner, which are affiliates of the Issuer. | None listed on this filing |
| EDGAR ↗ | Jun 11, 2018 D File 021-314333 | $0 | $0 | $0 The Issuer's confidential offering materials fully discuss management fees and allocations due to the investment adviser and the general partner, which are affiliates of the Issuer. | None listed on this filing |
| EDGAR ↗ | Jun 1, 2018 D File 021-313712 | $0 | $0 | $0 The Issuer's confidential offering materials fully discuss management fees and allocations due to the investment adviser and the general partner, which are affiliates of the Issuer. | None listed on this filing |
| EDGAR ↗ | Dec 15, 2017 D File 021-300938 | $6,250 | $0 | $0 | H & L Equities, LLC BrokerCheck CRD 113794 ↗ Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis Johnson BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Nov 7, 2017 D File 021-298201 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Apr 21, 2017 D File 021-285286 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Mar 30, 2017 D/A File 021-260316 | $0 | $0 | $0 The Issuer's governing documents fully discuss management fees and allocations due to the investment adviser and the general partner, which are affiliates of the Issuer. | None listed on this filing |
| EDGAR ↗ | Feb 16, 2017 D File 021-280877 | $0 | $0 | $0 The Issuer's governing documents fully discuss management fees and allocations due to the investment adviser and the general partner, which are affiliates of the Issuer. | None listed on this filing |
| EDGAR ↗ | Dec 12, 2016 D File 021-276088 | $6,250 | $0 | $0 | H & L Equities, LLC BrokerCheck CRD 113794 ↗ Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis Johnson BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Dec 12, 2016 D File 021-276090 | $6,250 | $0 | $0 | H & L Equities, LLC BrokerCheck CRD 113794 ↗ Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis Johnson BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Dec 12, 2016 D File 021-276092 | $6,250 | $0 | $0 | H & L Equities, LLC BrokerCheck CRD 113794 ↗ Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis Johnson BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Dec 12, 2016 D File 021-276093 | $6,250 | $0 | $0 | H & L Equities, LLC BrokerCheck CRD 113794 ↗ Charles B. Harrison BrokerCheck CRD 3071551 ↗ via H & L Equities, LLC (CRD 113794 ↗) Scott Harrison BrokerCheck CRD 4981070 ↗ via H & L Equities, LLC (CRD 113794 ↗) Phyllis Johnson BrokerCheck CRD 1020488 ↗ via H & L Equities, LLC (CRD 113794 ↗) Patrick J. Whelchel BrokerCheck CRD 5389090 ↗ via H & L Equities, LLC (CRD 113794 ↗) Lori Mayfield BrokerCheck CRD 4899271 ↗ via H & L Equities, LLC (CRD 113794 ↗) |
| EDGAR ↗ | Apr 28, 2016 D File 021-262231 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 16, 2015 D File 021-253214 | $0 | $0 | $0 The Issuer's governing documents fully discuss management fees and allocations due to the investment adviser and the general partner, which are affiliates of the Issuer. | None listed on this filing |
| EDGAR ↗ | Dec 11, 2015 D/A File 021-229871 | $0 | $0 | $0 The Issuer's governing documents fully discuss management fees and allocations due to the investment adviser and the general partner, which are affiliates of the Issuer. | None listed on this filing |
| EDGAR ↗ | Oct 6, 2015 D File 021-248837 | $500,000 | $0 | $0 | Apollo Global Securities, LLC BrokerCheck CRD 153502 ↗ |
| EDGAR ↗ | Jul 30, 2012 D/A File 021-181851 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jul 13, 2012 D File 021-181212 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 11, 2011 D File 021-164314 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Aug 9, 2011 D File 021-164149 | $999,990 | $0 | $0 | J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗ |
| EDGAR ↗ | Oct 13, 2009 D File 021-135188 | $0 | $0 | $0 | None listed on this filing |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Apollo Realty Income Solutions, Inc. group: Apollo | Director | Oct 19, 2026 | D/A | $1,000,000,000 similar: $125,000–$125,000 | $2,663,500 | 17 similar: 124–125 | $2,500 similar: $1,000–$1,000 |
| EDGAR ↗ | AX Diversified Retail Portfolio, DST group: Apollo | Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer | Oct 9, 2026 | D/A | $89,517,000 similar: $2,250,000–$16,950,000 | $25,594,549 | 45 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | AX Essential Retail Portfolio, DST group: Apollo | Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer | Sep 28, 2026 | D/A | $91,520,000 similar: $2,250,000–$16,950,000 | $91,520,000 | 118 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | AX Diversified Retail Portfolio, DST group: Apollo | Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer | Sep 10, 2026 | D/A | $89,517,000 similar: $2,250,000–$16,950,000 | $14,772,450 | 25 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Apollo Total Return Fund IG IDF, LP group: Apollo | Executive Officer Executive Officer of the General Partner of the General Partner of the Issuer | Aug 31, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,237,405 | 1 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | AX Diversified Retail Portfolio, DST group: Apollo | Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer | Aug 27, 2026 | D/A | $89,517,000 similar: $2,250,000–$16,950,000 | $6,016,254 | 8 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | AX Essential Retail Portfolio, DST group: Apollo | Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer | Aug 14, 2026 | D/A | $91,520,000 similar: $2,250,000–$16,950,000 | $89,380,983 | 113 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Apollo AAA IDF Series Feeder, LP - Series IV group: Apollo | Executive Officer Executive Officer of the General Partner of the General Partner of the Issuer | Jul 31, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $49,231,449 | 43 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo AAA IDF Series Feeder, LP - Series II group: Apollo | Executive Officer Executive Officer of the General Partner of the General Partner of the Issuer | Jul 31, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $13,528,619 | 1 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | AX Diversified Retail Portfolio, DST group: Apollo | Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer | Jul 31, 2026 | D | $89,517,000 similar: $2,250,000–$16,950,000 | $1,142,216 | 1 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | AX Essential Retail Portfolio, DST group: Apollo | Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer | Jul 9, 2026 | D/A | $91,520,000 similar: $2,250,000–$16,950,000 | $77,577,897 | 103 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Apollo Manufactured Housing Property Fund (TE), L.P. group: Apollo | Executive Officer Executive Officer of the General Partner of the Issuer | Jun 23, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo Manufactured Housing Property Fund (Offshore), L.P. group: Apollo | Executive Officer Executive Officer of the General Partner of the Issuer | Jun 23, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo Manufactured Housing Property Fund (892), L.P. group: Apollo | Executive Officer Executive Officer of the General Partner of the Issuer | Jun 23, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo Manufactured Housing Property Fund, L.P. group: Apollo | Executive Officer Executive Officer of the General Partner of the Issuer | Jun 22, 2026 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | AX Essential Retail Portfolio, DST group: Apollo | Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer | Jun 11, 2026 | D/A | $91,520,000 similar: $2,250,000–$16,950,000 | $69,315,095 | 89 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Apollo Debt Solutions IDF Series Feeder, LP - Series II group: Apollo | Executive Officer Executive Officer of the General Partner of the General Partner of the Issuer | Jun 5, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $16,397,266 | 1 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | AX Essential Retail Portfolio, DST group: Apollo | Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer | May 21, 2026 | D/A | $91,520,000 similar: $2,250,000–$16,950,000 | $67,269,864 | 82 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | AX Essential Retail Portfolio, DST group: Apollo | Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer | Apr 30, 2026 | D/A | $91,520,000 similar: $2,250,000–$16,950,000 | $57,439,268 | 68 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | AX Essential Retail Portfolio, DST group: Apollo | Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer | Apr 13, 2026 | D/A | $91,520,000 similar: $2,250,000–$16,950,000 | $48,460,229 | 52 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | AX Essential Retail Portfolio, DST group: Apollo | Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer | Mar 25, 2026 | D/A | $91,520,000 similar: $2,250,000–$16,950,000 | $44,776,430 | 42 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | AX Essential Retail Portfolio, DST group: Apollo | Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer | Mar 4, 2026 | D/A | $91,520,000 similar: $2,250,000–$16,950,000 | $39,352,589 | 31 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Apollo Aligned Alternatives IDF, LP group: Apollo | Executive Officer Executive Officer of the General Partner of the General Partner of the Issuer | Feb 17, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,423,066,824 | 88 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo Credit Strategies IDF, LP group: Apollo | Executive Officer Executive Officer of the General Partner of the General Partner of the Issuer | Feb 17, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $60,170,084 | 16 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo Debt Solutions IDF, LP group: Apollo | Executive Officer Executive Officer of the General Partner of the General Partner of the Issuer | Feb 17, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $156,112,150 | 80 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | AX Essential Retail Portfolio, DST group: Apollo | Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer | Feb 17, 2026 | D/A | $91,520,000 similar: $2,250,000–$16,950,000 | $27,921,232 | 26 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Apollo AAA IDF Series Feeder, LP - Series III group: Apollo | Executive Officer Executive Officer of the General Partner of the General Partner of the Issuer | Feb 2, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $3,111,964 | 1 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo Debt Solutions IDF Series Feeder, LP - Series III group: Apollo | Executive Officer Executive Officer of the General Partner of the General Partner of the Issuer | Feb 2, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,920,436 | 1 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo S3 Private Markets IDF, LP group: Apollo | Executive Officer Executive Officer of the General Partner of the General Partner of the Issuer | Jan 22, 2026 | D/A | Indefinite similar: $155,000–$5,250,000 | $100,252,767 | 2 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | AX Essential Retail Portfolio, DST group: Apollo | Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer | Jan 21, 2026 | D/A | $91,520,000 similar: $2,250,000–$16,950,000 | $20,293,892 | 17 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | AX DG St. Louis, DST group: Apollo | Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer | Dec 19, 2025 | D/A | $42,537,500 similar: $2,250,000–$16,950,000 | $42,537,500 | 35 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Apollo Asset Backed Credit Co LLC group: Apollo | Director | Dec 16, 2025 | D/A | Indefinite similar: $500,000–$7,000,000 | $1,589,086,605 | 3507 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | AX Essential Retail Portfolio, DST group: Apollo | Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer | Dec 11, 2025 | D | $91,520,000 similar: $2,250,000–$16,950,000 | $6,731,493 | 2 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | AX DG St. Louis, DST group: Apollo | Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer | Nov 26, 2025 | D/A | $42,537,500 similar: $2,250,000–$16,950,000 | $41,763,135 | 34 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Apollo Asset Backed Credit Co LLC group: Apollo | Director | Nov 12, 2025 | D | $440,000 similar: $500,000–$7,000,000 | $440,000 | 440 similar: 2–14 | $1,000 similar: $5,000–$50,000 |
| EDGAR ↗ | AX DG St. Louis, DST group: Apollo | Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer | Oct 29, 2025 | D/A | $42,537,500 similar: $2,250,000–$16,950,000 | $41,342,942 | 33 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Apollo Realty Income Solutions, Inc. group: Apollo | Director | Oct 20, 2025 | D/A | $1,000,000,000 similar: $125,000–$125,000 | $1,426,068 | 13 similar: 124–125 | $2,500 similar: $1,000–$1,000 |
| EDGAR ↗ | AX DG St. Louis, DST group: Apollo | Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer | Oct 14, 2025 | D/A | $42,537,500 similar: $2,250,000–$16,950,000 | $26,940,431 | 23 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | AX DG St. Louis, DST group: Apollo | Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer | Sep 24, 2025 | D/A | $42,537,500 similar: $2,250,000–$16,950,000 | $7,747,657 | 16 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Apollo Total Return Fund IG IDF, LP group: Apollo | Executive Officer Executive Officer of the General Partner of the General Partner of the Issuer | Aug 29, 2025 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | AX DG St. Louis, DST group: Apollo | Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer | Aug 15, 2025 | D/A | $42,537,500 similar: $2,250,000–$16,950,000 | $3,976,836 | 7 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Apollo AAA IDF Series Feeder, LP - Series IV group: Apollo | Executive Officer Executive Officer of the General Partner of the General Partner of the Issuer | Jul 31, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $32,525,610 | 2 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo AAA IDF Series Feeder, LP - Series II group: Apollo | Executive Officer Executive Officer of the General Partner of the General Partner of the Issuer | Jul 31, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $5,761,944 | 1 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | AX DG St. Louis, DST group: Apollo | Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer | Jul 30, 2025 | D | $42,537,500 similar: $2,250,000–$16,950,000 | $422,917 | 1 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | AX DG San Antonio, DST group: Apollo | Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer | Jul 2, 2025 | D/A | $38,670,000 similar: $2,250,000–$16,950,000 | $38,670,000 | 59 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Apollo Debt Solutions IDF Series Feeder, LP - Series II group: Apollo | Executive Officer Executive Officer of the General Partner of the General Partner of the Issuer | Jun 5, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $10,040,810 | 2 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | AX DG San Antonio, DST group: Apollo | Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer | May 22, 2025 | D/A | $38,670,000 similar: $2,250,000–$16,950,000 | $35,043,270 | 54 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | AX DG San Antonio, DST group: Apollo | Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer | Apr 17, 2025 | D/A | $38,670,000 similar: $2,250,000–$16,950,000 | $31,296,301 | 51 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | AX DG San Antonio, DST group: Apollo | Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer | Feb 28, 2025 | D/A | $38,670,000 similar: $2,250,000–$16,950,000 | $27,000,439 | 43 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Apollo Asset Backed Credit Co LLC group: Apollo | Director | Feb 14, 2025 | D | $1,501,258 similar: $500,000–$7,000,000 | $1,501,258 | 1540 similar: 2–14 | $974 similar: $5,000–$50,000 |
| EDGAR ↗ | Apollo Aligned Alternatives IDF, LP group: Apollo | Executive Officer Executive Officer of the General Partner of the General Partner of the Issuer | Feb 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $736,808,767 | 56 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo Credit Strategies IDF, LP group: Apollo | Executive Officer Executive Officer of the General Partner of the General Partner of the Issuer | Feb 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $251,266 | 1 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo Debt Solutions IDF, LP group: Apollo | Executive Officer Executive Officer of the General Partner of the General Partner of the Issuer | Feb 14, 2025 | D/A | Indefinite similar: $155,000–$5,250,000 | $58,109,547 | 25 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo AAA IDF Series Feeder, LP - Series III group: Apollo | Executive Officer Executive Officer of the General Partner of the General Partner of Issuer | Jan 31, 2025 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo Debt Solutions IDF Series Feeder, LP - Series III group: Apollo | Executive Officer Executive Officer of the General Partner of the General Partner of Issuer | Jan 31, 2025 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo S3 Private Markets IDF, LP group: Apollo | Executive Officer Executive Officer of the General Partner of the General Partner of the Issuer | Dec 31, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | AX DG San Antonio, DST group: Apollo | Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer | Dec 27, 2024 | D/A | $38,670,000 similar: $2,250,000–$16,950,000 | $20,343,426 | 39 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Apollo Asset Backed Credit Co LLC group: Apollo | Director | Dec 18, 2024 | D/A | Indefinite similar: $500,000–$7,000,000 | $205,939,816 | 477 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Apollo Asset Backed Credit Co LLC group: Apollo | Director | Nov 27, 2024 | D | $38,742 similar: $500,000–$7,000,000 | $38,742 | 1540 similar: 2–14 | $25 similar: $5,000–$50,000 |
| EDGAR ↗ | Apollo Realty Income Solutions, Inc. group: Apollo | Director | Oct 18, 2024 | D/A | $1,000,000,000 similar: $125,000–$125,000 | $1,303,579 | 13 similar: 124–125 | $2,500 similar: $1,000–$1,000 |
| EDGAR ↗ | Apollo AAA IDF Series Feeder, LP - Series IV group: Apollo | Executive Officer Vice President of the General Partner of the General Partner of the Issuer | Jul 31, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo AAA IDF Series Feeder, LP - Series II group: Apollo | Executive Officer Vice President of the General Partner of the General Partner of the Issuer | Jul 31, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo Aligned Alternatives IDF Co-Investors (A), L.P. group: Apollo | Executive Officer Executive Officer of the general partner of the general partner of the Issuer | May 7, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $6,904,508 | 1 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo Asset Backed Credit Co LLC group: Apollo | Director | May 2, 2024 | D | Indefinite similar: $500,000–$7,000,000 | $0 | 0 similar: 2–14 | No minimum reported similar: $5,000–$50,000 |
| EDGAR ↗ | Apollo Aligned Alternatives (E-2), SCSp group: Apollo | Executive Officer Vice President of the general partner of the sole shareholder of the general partner of the issuer | Apr 26, 2024 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | AX DG San Antonio, DST group: Apollo | Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer | Mar 27, 2024 | D/A | $38,670,000 similar: $2,250,000–$16,950,000 | $10,382,799 | 21 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Apollo Credit Strategies IDF, LP group: Apollo | Executive Officer Executive Officer of the general partner of the general partner of the Issuer | Feb 15, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $251,266 | 1 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo Debt Solutions IDF Series Feeder, LP group: Apollo | Executive Officer Executive Officer of the general partner of the general partner of the Issuer | Feb 15, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo Debt Solutions IDF, LP group: Apollo | Executive Officer Executive Officer of the general partner of the general partner of the Issuer | Feb 15, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $20,530,625 | 6 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo Aligned Alternatives IDF, LP group: Apollo | Executive Officer Executive Officer of the general partner of the general partner of the Issuer | Feb 15, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $476,227,381 | 10 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo Credit Strategies IDF Series Feeder, LP group: Apollo | Executive Officer Executive Officer of the general partner of the general partner of the Issuer | Feb 15, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo AAA IDF Series Feeder, LP group: Apollo | Executive Officer Executive Officer of the general partner of the general partner of the Issuer | Feb 15, 2024 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | AX DG San Antonio, DST group: Apollo | Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer | Feb 7, 2024 | D/A | $38,670,000 similar: $2,250,000–$16,950,000 | $9,345,574 | 16 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Apollo Aligned Alternatives IDF, LP group: Apollo | Executive Officer Executive Officer of the General Partner of the General Partner of the Issuer | Jan 4, 2024 | D/A | Indefinite similar: $500,000–$16,420,250 | $474,223,219 | 3 similar: 2–28 | $1 similar: $5,000–$100,000 |
| EDGAR ↗ | Apollo AAA IDF Series Feeder, LP group: Apollo | Executive Officer Executive Officer of the General Partner of the General Partner of the Issuer | Dec 29, 2023 | D | Indefinite similar: $500,000–$16,420,250 | $0 | 0 similar: 2–28 | $1 similar: $5,000–$100,000 |
| EDGAR ↗ | Apollo Debt Solutions IDF Series Feeder, LP group: Apollo | Executive Officer Executive Officer of the General Partner of the General Partner of the Issuer | Dec 29, 2023 | D | Indefinite similar: $500,000–$16,420,250 | $0 | 0 similar: 2–28 | $1 similar: $5,000–$100,000 |
| EDGAR ↗ | Apollo Credit Strategies IDF Series Feeder, LP group: Apollo | Executive Officer Executive Officer of the General Partner of the General Partner of the Issuer | Dec 29, 2023 | D | Indefinite similar: $500,000–$16,420,250 | $0 | 0 similar: 2–28 | $1 similar: $5,000–$100,000 |
| EDGAR ↗ | AX DG San Antonio, DST group: Apollo | Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer | Dec 19, 2023 | D/A | $38,670,000 similar: $2,250,000–$16,950,000 | $2,023,210 | 12 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | Apollo Realty Income Solutions, Inc. group: Apollo | Director | Oct 18, 2023 | D | $1,000,000,000 similar: $125,000–$125,000 | $0 | 0 similar: 124–125 | $2,500 similar: $1,000–$1,000 |
| EDGAR ↗ | AX DG San Antonio, DST group: Apollo | Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer | Aug 30, 2023 | D/A | $38,670,000 similar: $2,250,000–$16,950,000 | $464,017 | 4 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | AX DG San Antonio, DST group: Apollo | Executive Officer Executive Officer of the Manager and Signatory Trustee of the Issuer | Jul 6, 2023 | D | $38,670,000 similar: $2,250,000–$16,950,000 | $269,544 | 2 similar: 5–32 | $25,000 similar: $15,000–$100,000 |
| EDGAR ↗ | APOLLO CARDINAL COINVEST FUND, L.P. group: Apollo | Executive Officer Vice President of the general partner of the general partner of the Issuer | May 8, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | APOLLO CARDINAL COINVEST FUND (TE), L.P. group: Apollo | Executive Officer Vice President of the general partner of the general partner of the Issuer | May 8, 2023 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo Aligned Alternatives IDF, LP group: Apollo | Executive Officer Executive Officer of the GP of the GP of the Issuer | Dec 30, 2022 | D | Indefinite similar: $500,000–$16,420,250 | $0 | 0 similar: 2–28 | $1 similar: $5,000–$100,000 |
| EDGAR ↗ | Apollo European Principal Finance Fund IV (Dollar B), L.P. group: Apollo | Executive Officer Executive Officer of the GP of the GP of the Issuer | Dec 19, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,008,112,962 | 40 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo European Principal Finance Fund IV (Euro B1), L.P. group: Apollo | Executive Officer Executive Officer of the GP of the GP of the Issuer | Dec 19, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,008,112,962 | 40 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo European Principal Finance Fund IV (Dollar A), L.P. group: Apollo | Executive Officer Executive Officer of the GP of the GP of the Issuer | Dec 19, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,008,112,962 | 40 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | APOLLO MTR COINVEST FEEDER (TE 892), L.P. group: Apollo | Executive Officer Vice President of the general partner of the general partner of the Issuer | Jul 28, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | APOLLO MTR COINVEST FEEDER (OFFSHORE), L.P. group: Apollo | Executive Officer Vice President of the general partner of the general partner of the Issuer | Jul 28, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | APOLLO MTR COINVEST FEEDER (ONSHORE), L.P. group: Apollo | Executive Officer Vice President of the general partner of the general partner of the Issuer | Jul 28, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo 100 West Putnam Investor, L.P. group: Apollo | Executive Officer Executive Officer of the GP to the GP of the Issuer | Apr 26, 2022 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo European Principal Finance Fund IV (Euro B1), L.P. group: Apollo | Executive Officer Executive Officer of the general partner of the general partner of the Issuer | Dec 17, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo European Principal Finance Fund IV (Dollar B), L.P. group: Apollo | Executive Officer Executive Officer of the general partner of the general partner of the Issuer | Dec 17, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo European Principal Finance Fund IV (Dollar A), L.P. group: Apollo | Executive Officer Executive Officer of the general partner of the general partner of the Issuer | Dec 17, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo Asia Real Estate II Overseas Partners, L.P. group: Apollo | Executive Officer Executive Officer of the GP of the GP of the Issuer | Jul 29, 2021 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo U.S. Real Estate Partners III (TE), L.P. group: Apollo | Executive Officer Executive Officer of the GP to the GP of the Issuer | Oct 5, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $60,836,070 | 3 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo U.S. Real Estate Partners III (Offshore), L.P. group: Apollo | Executive Officer Executive Officer of the GP to the GP of the Issuer | Oct 5, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $12,789,110 | 4 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo U.S. Real Estate Fund III, L.P. group: Apollo | Executive Officer Executive Officer of the GP to the GP of the Issuer | Oct 5, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $444,224,820 | 17 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo Asia Real Estate Fund II, L.P. group: Apollo | Executive Officer Executive Officer of the GP of the GP of the Issuer | Aug 28, 2020 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | AGRE Florida Retail REIT, LLC group: Apollo | Director Board Representative | Jan 3, 2020 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Apollo U.S. Real Estate Fund III, L.P. group: Apollo | Executive Officer Executive Officer of the GP to the GP of the Issuer | Sep 6, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo U.S. Real Estate Partners III (TE), L.P. group: Apollo | Executive Officer Executive Officer of the GP to the GP of the Issuer | Sep 6, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo U.S. Real Estate Partners III (Offshore), L.P. group: Apollo | Executive Officer Executive Officer of the GP to the GP of the Issuer | Sep 6, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | AGRE Florida Retail Coinvest, L.P. group: Apollo | Executive Officer | Aug 16, 2019 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | AGRE MHC Coinvest L.P. group: Apollo | Executive Officer Executive Officer of the GP to the GP of the Issuer | Nov 9, 2018 | D | $247,650,000 similar: $155,000–$5,250,000 | $247,650,000 | 8 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Bishop Senior Living Coinvest L.P. group: Apollo | Executive Officer Vice President of the General Partner of the General Partner | Jun 11, 2018 | D | $74,000,000 similar: $155,000–$5,250,000 | $74,000,000 | 5 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo Asia Link Holding Ltd group: Apollo | Executive Officer Vice President of the General Partner of the General Partner of the Sole Shareholder | Jun 1, 2018 | D | $200,000,000 similar: $155,000–$5,250,000 | $200,000,000 | 5 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo Coinvest REIT (HP Industrial Platform) LLC group: Apollo | Director Board Member | Dec 15, 2017 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Apollo Commercial Real Estate Finance, Inc. group: Apollo | Executive Officer, Director | Nov 7, 2017 | D | $30,794,800 similar: $125,000–$125,000 | $30,794,800 | 1 similar: 124–125 | No minimum reported similar: $1,000–$1,000 |
| EDGAR ↗ | Apollo Asia Real Estate Co-Investors (A), L.P. group: Apollo | Executive Officer Executive Officer of the GP of the Issuer | Apr 21, 2017 | D | $3,475,000 similar: $155,000–$5,250,000 | $3,475,000 | 9 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo Asia Real Estate Fund, L.P. group: Apollo | Executive Officer Executive Officer of the GP to the GP of the Issuer | Mar 30, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $281,775,000 | 7 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo Asia Sprint Co-Investment Fund, L.P. group: Apollo | Executive Officer Executive Officer of the GP to the GP of the Issuer | Feb 16, 2017 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo USRE II REIT (Portfolio A) LLC group: Apollo | Director Board Member | Dec 12, 2016 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Apollo USRE II REIT (Las Olas West) LLC group: Apollo | Director Board Member | Dec 12, 2016 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Apollo USRE II REIT (HS Opportunistic Industrial) LLC group: Apollo | Director Board Member | Dec 12, 2016 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Apollo USRE II REIT (HP Industrial Platform) LLC group: Apollo | Director Board Member | Dec 12, 2016 | D | $125,000 similar: $125,000–$125,000 | $125,000 | 125 similar: 124–125 | $1,000 similar: $1,000–$1,000 |
| EDGAR ↗ | Apollo U.S. Real Estate Fund II (255 Courtland) Holdings, L.P. group: Apollo | Executive Officer Executive Officer of the GP to the GP of the Issuer | Apr 28, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo Asia Real Estate Fund, L.P. group: Apollo | Executive Officer Executive Officer of the GP to the GP of the Issuer | Mar 30, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo U.S. Real Estate Partners II (TE) L.P. group: Apollo | Executive Officer Executive Officer of the GP to the GP of the Issuer | Dec 16, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo U.S. Real Estate Fund II L.P. group: Apollo | Executive Officer Executive Officer of the GP to the GP of the Issuer | Dec 11, 2015 | D/A | $750,000,000 similar: $155,000–$5,250,000 | $354,275,000 | 11 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | Apollo Commercial Real Estate Finance, Inc. group: Apollo | Executive Officer, Director | Oct 6, 2015 | D | $347,679,993 similar: $125,000–$125,000 | $347,679,993 | 1 similar: 124–125 | No minimum reported similar: $1,000–$1,000 |
| EDGAR ↗ | Apollo U.S. Real Estate Fund II L.P. group: Apollo | Executive Officer Executive Officer of the GP to the GP of the Issuer | Dec 11, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1 similar: $1,000–$100,000 |
| EDGAR ↗ | BEA/AGRE China Real Estate Fund, L.P. group: Apollo | Director Director of the GP of the GP of the Issuer | Jul 30, 2012 | D/A | $150,000,000 | $0 | 0 | No minimum reported |
| EDGAR ↗ | BEA/AGRE China Real Estate Fund, L.P. group: Apollo | Director Director of the GP of the GP of the Issuer | Jul 26, 2012 | D | $600,000,000 | $0 | 0 | No minimum reported |
| EDGAR ↗ | AGRE Asia Pacific Real Estate Fund, L.P. group: Apollo | Director Director of the GP of the GP of the Issuer | Jul 13, 2012 | D | $600,000,000 | $0 | 0 | No minimum reported |
| EDGAR ↗ | Apollo Residential Mortgage, Inc. group: Apollo | Executive Officer | Aug 11, 2011 | D | $5,000,000 | $5,000,000 | 4 | No minimum reported |
| EDGAR ↗ | Apollo Commercial Real Estate Finance, Inc. group: Apollo | Executive Officer | Aug 9, 2011 | D | $49,980,000 | $49,980,000 | 2 | No minimum reported |
| EDGAR ↗ | Apollo Commercial Real Estate Finance, Inc. group: Apollo | Executive Officer | Oct 13, 2009 | D | $10,000,000 | $10,000,000 | 2 | No minimum reported |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years (5 industry/exemption sets on this page); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Stuart Rothstein. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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