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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:01 AM ET

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Michael Smith

Named as an officer, director or promoter on SEC Form D filings · CO · Aug 3, 2017 → Jun 8, 2021

2deals (issuers)
$1.97Mreported sold
12investors
2Form D filings
2017–2021years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 3:05 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Michael Smith is listed as a director on 2 SEC Form D filings by 2 issuers between Aug 2017 and Jun 2021: Zol Solutions, Inc. (Denver, CO — industry reported as "Other" — 2021; $1000K reported sold to 2 investors) and JJ's Sweets, Inc. (Boulder, CO — industry reported as "Other" — 2017; $966K reported sold to 10 investors).

What this means 2 separate companies raised money with this person listed as director, over about 4 years. Across those companies the filings report $1.97M sold in total.

Listed alongside Danny Gold (1 shared filing), Ian Strachan (1 shared filing), Jan Cole (1 shared filing) and Jonathan Rademaekers (1 shared filing).

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 14 state regulator orders listed in Key records below.

What this means 14 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Michael Smith and found 8 differences: Form D filed 25 days after the first sale; No amendment in the last 12 months on an offering that may still be open; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Michael Smith has not run yet — it is joining a line of 45,135 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 3:05 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

14 state regulator orders

Final Order to Cease and Desist NC · North Carolina Department of the Secretary of State, Securities Division
Order date Jun 3, 2011 · Regulator: North Carolina Department of the Secretary of State, Securities Division · Parties (regulator's caption): Michael A. Smith
As listed by the regulator: On June 3, 2011 , the Securities Division of the North Carolina Department of the Secretary of State issued a Final Order to Cease and Desist against Michael A. Smith , a resident of Castle Hayne, North Carolina. Smith was ordered to cease and desist from offering for sale, soliciting offers to purchase, or selling any securities, including securities of Carr Miller Capital, LLC, in violation of the North Carolina Securities Act. The Final Order found that Smith was not registered to sell securities in North Carolina and that Smith was selling unregistered securities of Carr Miller Capital, LLC, in violation of the North Carolina Securities Act. For more information (PDF) . Order / docket ↗ Regulator's list ↗
same full name in the order; 55 people with this name in Form D filings; regulator in NC (not a filing state)
Temporary Cease and Desist Order NC · North Carolina Department of the Secretary of State, Securities Division
Order date Feb 11, 2011 · Regulator: North Carolina Department of the Secretary of State, Securities Division · Parties (regulator's caption): Michael A. Smith; Carr Miller Capital, LLC
As listed by the regulator: On February 11, 2011 , the Securities Division of the North Carolina Department of the Secretary of State, issued a Temporary Cease and Desist Order directing Michael A. Smith , a resident of Castle Hayne, North Carolina, and Carr Miller Capital, LLC , a New Jersey limited liability company, to cease and desist from offering to sell or selling securities, including but not limited to promissory notes, in violation of the North Carolina Securities Act. The temporary order finds that Carr Miller Capital and Smith sold unregistered promissory notes, that Carr Miller acted as an unregistered securities dealer, and that Smith acted as an unregistered salesman, in violation of the Securities Act. The temporary order directs the respondents to immediately cease and desist from such practices. For more information (PDF) . Order / docket ↗ Regulator's list ↗
same full name in the order; 55 people with this name in Form D filings; regulator in NC (not a filing state)
Consent Order IL · Illinois Secretary of State, Securities Department
Order date Feb 4, 2010 · Regulator: Illinois Secretary of State, Securities Department · File No. 0900155 · Parties (regulator's caption): A.I.R. Inc., Michael W. Smith
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 55 people with this name in Form D filings; regulator in IL (not a filing state)
Amended Notice Of Hearing IL · Illinois Secretary of State, Securities Department
Order date Jan 26, 2010 · Regulator: Illinois Secretary of State, Securities Department · File No. 0900155 · Parties (regulator's caption): A.I.R. Inc., Michael W. Smith
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 55 people with this name in Form D filings; regulator in IL (not a filing state)
Consent Order To Continue Temporary Order IL · Illinois Secretary of State, Securities Department
Order date Dec 15, 2009 · Regulator: Illinois Secretary of State, Securities Department · File No. 0900155 · Parties (regulator's caption): A.I.R. Inc., Michael W. Smith
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 55 people with this name in Form D filings; regulator in IL (not a filing state)
Notice Of Hearing IL · Illinois Secretary of State, Securities Department
Order date Nov 30, 2009 · Regulator: Illinois Secretary of State, Securities Department · File No. 0900155 · Parties (regulator's caption): A.I.R. Inc., Michael W. Smith
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 55 people with this name in Form D filings; regulator in IL (not a filing state)
Temporary Order Of Prohibition IL · Illinois Secretary of State, Securities Department
Order date Nov 13, 2009 · Regulator: Illinois Secretary of State, Securities Department · File No. 0900155 · Parties (regulator's caption): A.I.R. Inc., Michael W. Smith
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 55 people with this name in Form D filings; regulator in IL (not a filing state)
Order Granting Motion to Withdraw Petition for Final Order to Cease and Desist and Payment of Civil Penalties and Costs MO · Missouri Secretary of State, Securities Division
Order date Feb 22, 2008 · Regulator: Missouri Secretary of State, Securities Division · AP-07-44 · Parties (regulator's caption): Target Oil and Gas Corporation; and Michael Smith
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 55 people with this name in Form D filings; regulator in MO (not a filing state)
Order (type not printed in the list entry; see the order) TX · Texas State Securities Board (TSSB)
Order date Mar 22, 2007 · Regulator: Texas State Securities Board (TSSB) · ENF-07-CDO-1627 · Parties (regulator's caption): Target Oil & Gas Corporation; Michael Smith; Ray Neal; and mark Irwin
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 55 people with this name in Form D filings; regulator in TX (not a filing state)
Order Of Revocation IL · Illinois Secretary of State, Securities Department
Order date Jan 9, 2006 · Regulator: Illinois Secretary of State, Securities Department · File No. 0500366 · Parties (regulator's caption): Michael R. Smith
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 55 people with this name in Form D filings; regulator in IL (not a filing state)
Notice Of Hearing IL · Illinois Secretary of State, Securities Department
Order date Aug 24, 2005 · Regulator: Illinois Secretary of State, Securities Department · File No. 0500366 · Parties (regulator's caption): Michael R. Smith
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 55 people with this name in Form D filings; regulator in IL (not a filing state)
Summary Order WI · Wisconsin Department of Financial Institutions, Division of Securities
Order date Dec 20, 2001 · Regulator: Wisconsin Department of Financial Institutions, Division of Securities · S-01082 (EX) · Parties (regulator's caption): Target Oil & Gas Corporation; Gas Finders; Michael Smith; Mercedes Smith; Jeffrey Moore
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 55 people with this name in Form D filings; regulator in WI (not a filing state)
Consent Order TN · Tennessee Department of Commerce and Insurance, Securities Division
Order date Aug 17, 2001 · Regulator: Tennessee Department of Commerce and Insurance, Securities Division · Parties (regulator's caption): Basin Oil and Gas Corporation, Michael Smith & Thomas Watkins
Outcome: not stated in the index entry we read; see the order. Order / docket ↗ Regulator's list ↗
same full name in the order; 55 people with this name in Form D filings; regulator in TN (not a filing state)
Individuals Barred Or Suspended FINRA · Financial Industry Regulatory Authority (FINRA)
Order date not stated in the index entry we read · Regulator: Financial Industry Regulatory Authority (FINRA) · Parties (regulator's caption): Michael Van Smith (CRD #2651979, Registered Representative, New York, New York)
As listed by the regulator: Michael Van Smith (CRD #2651979, Registered Representative, New York, New York) submitted a Letter of Acceptance, Waiver, and Consent pursuant to which he was fined $10,000, which includes disgorgement of $261.50 in commissions earned; suspended from association with any NASD member in any capacity for 30 business days; ordered to pay $6,625.85, plus interest, in restitution to public customers; and required to requalify by exam as a general securities representative within 90 days of issuance of this AWC. The fine, disgorgement, and restitution are due and payable prior to reassociation following the suspension or prior to any application or request for relief from any statutory disqualification. Without admitting or denying the allegations, Smith consented to the described sanctions and to the entry of findings that he executed transactions for the joint account of public customers without their prior knowledge, authorization, or consent. Order / docket ↗ Regulator's list ↗
same full name in the order; 55 people with this name in Form D filings; nationwide regulator (FINRA) — the state is not a signal
What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Michael Smith..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

None found in sources searched — federal bankruptcy courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 3:05 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Michael Smith (compared 2 filings on Oct 24, 2026)

Note · May 14, 2021 – Jun 8, 2021

Form D filed 25 days after the first sale — Zol Solutions, Inc.

The filing says the first sale was May 14, 2021. The Form D was filed Jun 8, 2021 — 25 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 10 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jun 8, 2021 ↗Zol Solutions, Inc. — PartnerFacts page ↗
Sources
Note · May 14, 2021 – Jun 8, 2021

No amendment in the last 12 months on an offering that may still be open — Zol Solutions, Inc. (latest filing Jun 8, 2021)

The latest filing for this offering is dated Jun 8, 2021 (first sale May 14, 2021). It reports $999,999 sold of $1,500,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jun 8, 2021 ↗Zol Solutions, Inc. — PartnerFacts page ↗
Sources
Note · Jul 19, 2017 – Aug 3, 2017

No amendment in the last 12 months on an offering that may still be open — JJ's Sweets, Inc. (latest filing Aug 3, 2017)

The latest filing for this offering is dated Aug 3, 2017 (first sale Jul 19, 2017). It reports $966,099 sold of $1,216,099 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Aug 3, 2017 ↗JJ's Sweets, Inc. — PartnerFacts page ↗
Sources
Note · Mar 12, 2020 – Oct 15, 2026

Same name, different state: "Michael L. Smith" (NY) is a separate record

This page covers filings where the address state is CO. A separate record, "Michael L. Smith" with address state NY, is listed on 35 filings — most recently by Ares Pathfinder Core Fund, L.P. (Oct 15, 2026). Both records have filings in the same period (Mar 12, 2020 to Jun 8, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael L. Smith (NY) — PartnerFacts page ↗Form D/A · Oct 15, 2026 ↗Ares Pathfinder Core Fund, L.P. — PartnerFacts page ↗Michael Smith (CO) — this page ↗
Sources
Note · Apr 12, 2013 – Dec 19, 2025

Same name, different state: "Michael W. Smith" (VA) is a separate record

This page covers filings where the address state is CO. A separate record, "Michael W. Smith" with address state VA, is listed on 7 filings — most recently by BNNT Materials, LLC (Dec 19, 2025). Both records have filings in the same period (Aug 3, 2017 to Jun 8, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael W. Smith (VA) — PartnerFacts page ↗Form D · Dec 19, 2025 ↗BNNT Materials, LLC — PartnerFacts page ↗Michael Smith (CO) — this page ↗
Sources
Note · Oct 17, 2016 – Jul 17, 2023

Same name, different state: "Michael Smith" (IL or KY) is a separate record

This page covers filings where the address state is CO. A separate record, "Michael Smith" with address state IL or KY, is listed on 15 filings — most recently by Ventas Life Science & Healthcare Real Estate Fund, L.P. (Oct 16, 2026). Both records have filings in the same period (Aug 3, 2017 to Jun 8, 2021).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Smith (IL,KY) — PartnerFacts page ↗Form D/A · Oct 16, 2026 ↗Ventas Life Science & Healthcare Real Estate Fund, L.P. — PartnerFacts page ↗Michael Smith (CO) — this page ↗
Sources
Note · Jun 11, 2009 – Jun 24, 2010

Same name, different state: "Michael J. Smith" (MA) is a separate record

This page covers filings where the address state is CO. A separate record, "Michael J. Smith" with address state MA, is listed on 2 filings — most recently by Seawall Credit Value Fund, L.P. (Jun 24, 2010). The two records do not overlap in time: this page runs Aug 3, 2017 to Jun 8, 2021; the other runs Jun 11, 2009 to Jun 24, 2010.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael J. Smith (MA) — PartnerFacts page ↗Form D/A · Jun 24, 2010 ↗Seawall Credit Value Fund, L.P. — PartnerFacts page ↗Michael Smith (CO) — this page ↗
Sources
Note · Jun 17, 2009

Same name, different state: "Michael T. Smith" (ID) is a separate record

This page covers filings where the address state is CO. A separate record, "Michael T. Smith" with address state ID, is listed on 1 filing — most recently by Michael Todd Holdings, Inc. (Jun 17, 2009). The two records do not overlap in time: this page runs Aug 3, 2017 to Jun 8, 2021; the other has one filing dated Jun 17, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael T. Smith (ID) — PartnerFacts page ↗Form D · Jun 17, 2009 ↗Michael Todd Holdings, Inc. — PartnerFacts page ↗Michael Smith (CO) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

None reported on 2 offerings — no sales commissions, finder's fees or proceeds to insiders

Per-offering detail
Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Jun 8, 2021 D
Zol Solutions, Inc.
File 021-402088
$0$0$0None listed on this filingEDGAR ↗
Aug 3, 2017 D
JJ's Sweets, Inc.
File 021-292100
$0$0$0None listed on this filingEDGAR ↗

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 2

Every issuer that named Michael Smith on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

ZS
Other

Zol Solutions, Inc.

Denver, CO · Jun 8, 2021
  • Jun 8, 2021 · D · $999,999 sold of $1,500,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1000K from 2 investors (67% of the $1.5M target) as of the latest filing. Michael is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

JS
Other

JJ's Sweets, Inc.

Boulder, CO · Aug 3, 2017
  • Aug 3, 2017 · D · $966,099 sold of $1,216,099 · 10 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $966K from 10 investors (79% of the $1.22M target) as of the latest filing. Michael is listed as director.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (20)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

  • Michael Smith — NY, 23 issuers, Aug 24, 2012 → Jul 29, 2025 · no shared issuer
  • Michael L. Smith — NY, 21 issuers, Mar 12, 2020 → Oct 15, 2026 · no shared issuer
  • Michael Smith — CA, 17 issuers, May 28, 2009 → Jun 18, 2026 · no shared issuer
  • Michael Smith — OH, 11 issuers, Jan 17, 2020 → Mar 12, 2024 · no shared issuer
  • Michael Thomas Smith — NY, 8 issuers, Jan 3, 2019 → Feb 1, 2021 · no shared issuer
  • Michael Thomas Smith — Singapore (as filed: U0), 6 issuers, Feb 2, 2018 → Feb 9, 2018 · no shared issuer
  • Michael Smith — IL, KY, 5 issuers, Oct 17, 2016 → Jul 17, 2023 · no shared issuer
  • Michael Smith — SC, 4 issuers, Aug 10, 2010 → Nov 20, 2015 · no shared issuer
  • Michael Smith — OR, 4 issuers, Feb 3, 2012 → Oct 21, 2024 · no shared issuer
  • Michael L. Smith — CA, 4 issuers, Dec 16, 2010 → Oct 31, 2014 · no shared issuer
  • Michael B. Smith — CO, 3 issuers, Mar 15, 2010 → Jun 10, 2013 · no shared issuer
  • Michael A. Smith — TX, 3 issuers, Dec 23, 2011 → Jan 4, 2016 · no shared issuer
  • Michael Smith — GA, VA, 3 issuers, Aug 31, 2011 → Jan 22, 2020 · no shared issuer
  • Michael Stephen Smith — NY, 3 issuers, Feb 28, 2013 → Feb 9, 2023 · no shared issuer
  • Michael Smith — MA, 3 issuers, Dec 29, 2011 → Apr 28, 2016 · no shared issuer
  • Michael Smith — FL, 3 issuers, Jun 22, 2017 → Apr 27, 2018 · no shared issuer
  • Michael Smith — TX, 2 issuers, Mar 23, 2011 → Sep 7, 2012 · no shared issuer
  • Michael L. Smith — CO, 2 issuers, Nov 8, 2011 → Nov 7, 2012 · no shared issuer
  • Michael E Smith II — TX, 2 issuers, Oct 6, 2011 → Oct 11, 2012 · no shared issuer
  • Michael Glover Smith — IL, 2 issuers, Aug 9, 2018 → Jun 6, 2019 · no shared issuer

People around Michael 4

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JR
No photo found yet (own website and image search run after this page is viewed)
Person

Jonathan Rademaekers

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Smith. Their page shows their other deals.

IS
No photo found yet (own website and image search run after this page is viewed)
Person

Ian Strachan

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Smith. Their page shows their other deals.

DG
No photo found yet (own website and image search run after this page is viewed)
Person

Danny Gold

Executive Officer, Director, Promoter · 1 shared filing (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Smith. Their page shows their other deals.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jan Cole

Executive Officer, Director, Promoter · 1 shared filing (1 issuer)

Listed on the same filings as Michael Smith. Their page shows their other deals.

The team behind the deals

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 2 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Michael Smith by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 2 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Michael Smith is listed on: none on file. No website or social profile named in Zol Solutions, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #189,306 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Denver, CO). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Colorado state courts — find the court ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Colorado Secretary of State business search ↗OpenCorporates ↗

Change history

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