PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 12:56 AM ET

Sponsor Check › Person

Michael Smith

Related person on Form D filings · address state as listed: NY · listed Aug 24, 2012 → Jul 29, 2025

23issuers
36Form D filings
2012–2025years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 12:10 AM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 24, 2026, 12:10 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

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3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 12:10 AM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

1 of 26 offerings reports sales commissions totalling $780,000; 0 report finder's fees; 5 report proceeds to related persons totalling $700,000. (includes amounts the issuer reported as estimates)

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Jul 29, 2025 D/A
File 021-503962
$0$0$0
The Independent Directors receive an annual fee of $60,000. The Issuer will pay the Adviser a fee for investment management services consisting of a base management fee and an incentive fee as outlined in the Issuer's offering material.
None listed on this filing
EDGAR ↗Jan 17, 2024 D/A
File 021-485422
$0 (est.)$0 (est.)$0 (est.)
The Issuers' Manager or (an) affiliate(s) will receive a management fee payable by the Issuers generally equal to a percentage of the capital commitments and/or invested capital.
None no CRD number reported
via Ares Management Capital Markets LLC (CRD 166219 ↗)

None no CRD number reported
via BLK & Company

None no CRD number reported
via SK Securities Co. Ltd.

None no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)
EDGAR ↗Aug 18, 2023 D
File 021-490090
$0$0$0None listed on this filing
EDGAR ↗Jan 7, 2022 D/A
File 021-369210
$0 (est.)$0 (est.)$0 (est.)
The Issuers' Co-Managers or an affiliate(s) will receive a management fee payable by the Issuers generally equal to a percentage of the capital commitments.
None no CRD number reported
via Ares Investor Services LLC (CRD 166219 ↗)

None no CRD number reported
via Morgan Stanley Smith Barney LLC (CRD 149777 ↗)

None no CRD number reported
via Korea Asset Investment Securities Co., Ltd.

None no CRD number reported
via Mirae Asset Daewoo Co., Ltd.

None no CRD number reported
via Fidante Partners Limited
EDGAR ↗Oct 1, 2021 D
File 021-415390
$0 (est.)$0$0 (est.)
The Issuer's Manager or an affiliate(s) will receive a management fee payable by the Issuers generally equal to a percentage of the invested capital.
None no CRD number reported
via Ares Investor Services LLC (CRD 166219 ↗)
EDGAR ↗Oct 1, 2021 D
File 021-415391
$0 (est.)$0$0 (est.)
The Issuer's Manager or an affiliate(s) will receive a management fee payable by the Issuer generally equal to a percentage of the invested capital.
None no CRD number reported
via Ares Investor Services LLC (CRD 166219 ↗)
EDGAR ↗Aug 25, 2020 D/A
File 021-364840
$780,000 (est.)$0$0Paulson Investment Company, LLC BrokerCheck CRD 5670 ↗
EDGAR ↗May 13, 2019 D
File 021-339448
$0$0$0 (est.)
The Issuer's Manager or an affiliate will receive a management fee payable by the Issuer generally equal to a percentage of invested capital.
None listed on this filing
EDGAR ↗Mar 1, 2019 D
File 021-333876
$0 (est.)$0 (est.)$0 (est.)
The Issuer's Manager or an affiliate will receive an administrative fee payable by the Issuer generally equal to a percentage of invested capital.
None listed on this filing
EDGAR ↗Nov 19, 2018 D
File 021-326081
$0$0$0Ares Investor Services LLC BrokerCheck CRD 166219 ↗
EDGAR ↗Sep 6, 2018 D
File 021-320757
$0$0$0Ares Investor Services LLC BrokerCheck CRD 166219 ↗
EDGAR ↗Jun 26, 2018 D
File 021-315465
$0 (est.)$0 (est.)$0
Interests in the Issuer are indirectly subject to performance fees and management fees, which are fully discussed in the Issuer's confidential offering documents.
Ares Investor Services LLC BrokerCheck CRD 166219 ↗
EDGAR ↗Jun 26, 2018 D
File 021-315466
$0 (est.)$0 (est.)$0
Interests in the Issuer are indirectly subject to performance fees and management fees, which are fully discussed in the Issuer's confidential offering documents.
Ares Investor Services LLC BrokerCheck CRD 166219 ↗
EDGAR ↗Jan 4, 2018 D/A
File 021-280967
$0 (est.)$0 (est.)$0 (est.)
The Issuers' Manager or an affiliate will receive a management fee payable by the Issuers generally equal to a percentage of invested capital.
Ares Investor Services LLC BrokerCheck CRD 166219 ↗
Morgan Stanley Smith Barney LLC BrokerCheck CRD 149777 ↗
RT Financial Services GmbH no CRD number reported
J.P. Morgan Securities LLC BrokerCheck CRD 79 ↗
Eugene Investment and Securities Co., Ltd no CRD number reported
Korea Investment and Securities Co., Ltd no CRD number reported
EDGAR ↗Oct 19, 2017 D
File 021-297048
$0$0$250,000
Salary to be paid to CEO.
None listed on this filing
EDGAR ↗Sep 8, 2017 D
File 021-294307
$0 (est.)$0 (est.)$0 (est.)
The Issuer's manager or an affiliate is entitled to a management fee. The management fee is fully discussed in the Issuer's offering materials.
Ares Investor Services LLC BrokerCheck CRD 166219 ↗
EDGAR ↗Jul 28, 2017 D
File 021-291755
$0$0$0 (est.)
The Issuer's Manager or an affiliate will receive a management fee payable by the Issuer generally equal to a percentage of invested capital.
None listed on this filing
EDGAR ↗Jul 28, 2017 D
File 021-291751
$0$0$0 (est.)
The Issuer's Manager or an affiliate will receive a management fee payable by the Issuer generally equal to a percentage of invested capital.
None listed on this filing
EDGAR ↗Apr 4, 2016 D/A
File 021-237308
$0 (est.)$0 (est.)$0 (est.)
An affiliate of the general partner will receive a fee payable by the Issuer generally equal to a percentage of the aggregate subscriptions of the limited partners of the Issuer.
Ares Investor Services LLC BrokerCheck CRD 166219 ↗
EDGAR ↗Apr 4, 2016 D/A
File 021-237309
$0 (est.)$0 (est.)$0 (est.)Ares Investor Services LLC BrokerCheck CRD 166219 ↗
EDGAR ↗Apr 4, 2016 D/A
File 021-237310
$0 (est.)$0 (est.)$0 (est.)Ares Investor Services LLC BrokerCheck CRD 166219 ↗
EDGAR ↗Jan 6, 2016 D
File 021-254629
$0$0$0Ares Investor Services LLC BrokerCheck CRD 166219 ↗
EDGAR ↗Nov 24, 2014 D
File 021-228917
$0$0$100,000 (est.)None listed on this filing
EDGAR ↗Apr 2, 2014 D
File 021-214705
$0$0$50,000 (est.)None listed on this filing
EDGAR ↗Jun 27, 2013 D
File 021-198714
$0$0$100,000 (est.)None listed on this filing
EDGAR ↗Aug 24, 2012 D
File 021-183185
$0$0$200,000 (est.)None listed on this filing

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Muzinich Corporate Lending Income Fund, Inc.
group: Dbx
Executive OfficerJul 29, 2025D/AIndefinite
similar: $155,000–$5,250,000
$94,500,0009
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Muzinich Corporate Lending Income Fund, Inc.
group: Dbx
Executive OfficerJan 31, 2024DIndefinite
similar: $155,000–$5,250,000
$72,000,0009
similar: 4–27
$5,000,000
similar: $1,000–$100,000
EDGAR ↗Ares Climate Infrastructure Partners II, L.P.
group: Acip
Executive Officer, PromoterJan 17, 2024D/AIndefinite
similar: $155,000–$5,250,000
$1,138,351,37574
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Ares Climate Infrastructure Strategies Fund (C), L.P.
group: Acip
Executive Officer, PromoterAug 18, 2023DIndefinite
similar: $155,000–$5,250,000
$400,100,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Ares Climate Infrastructure Partners II, L.P.
group: Acip
Executive Officer, PromoterJun 28, 2023DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Ares Climate Infrastructure Partners, L.P.
group: Acip
Executive Officer, PromoterJan 7, 2022D/AIndefinite
similar: $155,000–$5,250,000
$1,394,705,000655
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ACIP Apex Co-Investment, L.P.
group: Acip
Executive Officer, PromoterOct 1, 2021DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗ACIP Apex Co-Invest Feeder (Cayman), LP
group: Acip
Executive Officer, PromoterOct 1, 2021DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Ares Climate Infrastructure Partners, L.P.
group: Acip
Executive Officer, PromoterJun 22, 2021D/AIndefinite
similar: $155,000–$5,250,000
$668,300,00038
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Pyros Pharmaceuticals, Inc.Executive Officer, DirectorAug 25, 2020D/A$6,000,000
similar: $500,000–$7,000,000
$5,935,00059
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Ares Climate Infrastructure Partners, L.P.
group: Acip
Executive Officer, PromoterJun 18, 2020DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Pyros Pharmaceuticals, Inc.DirectorApr 13, 2020D$4,000,000
similar: $500,000–$7,000,000
$430,0006
similar: 2–14
No minimum reported
similar: $5,000–$50,000
EDGAR ↗Ares SFERS Credit Strategies Fund LLC
group: Ares
Executive OfficerMay 13, 2019DIndefinite
similar: $155,000–$5,250,000
$250,000,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Ares Credit Investment Partnership I (V), L.P.
group: Ares
Executive OfficerMar 1, 2019DIndefinite
similar: $155,000–$5,250,000
$100,000,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Ares SDL Co-Invest (Offshore), L.P.
group: Ares
Executive OfficerNov 19, 2018DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Ares SDL Co-Invest, L.P.
group: Ares
Executive OfficerSep 6, 2018DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Ares Senior Direct Lending Fund (Delaware), L.P.Executive OfficerJun 26, 2018DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Ares Senior Direct Lending Fund (Cayman) B, L.P.Executive OfficerJun 26, 2018DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Ares Private Credit Solutions, L.P.
group: Ares
Executive OfficerJan 4, 2018D/A$3,310,522,500
similar: $155,000–$5,250,000
$3,310,522,50099
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Altruit, Inc.Executive Officer, Director, PromoterOct 19, 2017D$500,000
similar: $1,100,015–$10,001,163
$00
similar: 2–14
$100,000
similar: $5,000–$50,000
EDGAR ↗Ares Private Credit Solutions, L.P.
group: Ares
Executive OfficerSep 8, 2017D/A$2,500,000,000
similar: $155,000–$5,250,000
$1,985,122,50072
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Ares Direct Finance I LP
group: Ares
Executive OfficerSep 8, 2017DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Ares ND Credit Strategies Fund LLC
group: Ares
Executive OfficerJul 28, 2017D$200,000,000
similar: $155,000–$5,250,000
$200,000,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Ares Jasper Fund, L.P.
group: Ares
Executive OfficerJul 28, 2017D$400,000,000
similar: $155,000–$5,250,000
$01
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Ares Private Credit Solutions, L.P.
group: Ares
Executive OfficerFeb 17, 2017D$2,500,000,000
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Ares Commercial Finance Feeder (A) LP
group: Ares
Executive OfficerApr 4, 2016D/AIndefinite
similar: $155,000–$5,250,000
$60,000,0002
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Ares Commercial Finance Feeder LP
group: Ares
Executive OfficerApr 4, 2016D/AIndefinite
similar: $155,000–$5,250,000
$100,000,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Ares Commercial Finance LP
group: Ares
Executive OfficerApr 4, 2016D/AIndefinite
similar: $155,000–$5,250,000
$240,000,0004
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Ares Commercial Finance Feeder (B) LP
group: Ares
Executive OfficerJan 6, 2016DIndefinite
similar: $155,000–$5,250,000
$30,303,0312
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Ares Commercial Finance Feeder (A) LP
group: Ares
Executive OfficerApr 3, 2015DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Ares Commercial Finance Feeder LP
group: Ares
Executive OfficerApr 3, 2015DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Ares Commercial Finance LP
group: Ares
Executive OfficerApr 3, 2015DIndefinite
similar: $155,000–$5,250,000
$00
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Ribbon Labs, Inc.DirectorNov 24, 2014D$2,000,000
similar: $1,100,015–$10,001,163
$00
similar: 2–14
$20,000
similar: $5,000–$50,000
EDGAR ↗Ribbon Labs, Inc.DirectorApr 2, 2014D$1,000,000
similar: $1,100,015–$10,001,163
$00
similar: 2–14
$10,000
similar: $5,000–$50,000
EDGAR ↗Ribbon Labs, Inc.DirectorJun 27, 2013D$500,000$00$5,000
EDGAR ↗Ribbon Labs, Inc.DirectorAug 24, 2012D$1,500,000$00$15,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Other / 506(b) (18,678 filings); Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.

  • Michael L. Smith — address state NY, 21 issuers, Mar 12, 2020 → Oct 15, 2026 · no shared issuer found
  • Michael Smith — address state CA, 17 issuers, May 28, 2009 → Jun 18, 2026 · listed on 1 of the same issuer as this record (same name, kept as separate records)
  • Michael Smith — address state OH, 11 issuers, Jan 17, 2020 → Mar 12, 2024 · no shared issuer found
  • Michael Thomas Smith — address state NY, 8 issuers, Jan 3, 2019 → Feb 1, 2021 · no shared issuer found
  • Michael Thomas Smith — address state Singapore (as filed: U0), 6 issuers, Feb 2, 2018 → Feb 9, 2018 · no shared issuer found
  • Michael Smith — address state IL, KY, 5 issuers, Oct 17, 2016 → Jul 17, 2023 · no shared issuer found
  • Michael Smith — address state SC, 4 issuers, Aug 10, 2010 → Nov 20, 2015 · no shared issuer found
  • Michael Smith — address state OR, 4 issuers, Feb 3, 2012 → Oct 21, 2024 · no shared issuer found
  • Michael L. Smith — address state CA, 4 issuers, Dec 16, 2010 → Oct 31, 2014 · no shared issuer found
  • Michael B. Smith — address state CO, 3 issuers, Mar 15, 2010 → Jun 10, 2013 · no shared issuer found
  • Michael A. Smith — address state TX, 3 issuers, Dec 23, 2011 → Jan 4, 2016 · no shared issuer found
  • Michael Smith — address state GA, VA, 3 issuers, Aug 31, 2011 → Jan 22, 2020 · no shared issuer found
  • Michael Stephen Smith — address state NY, 3 issuers, Feb 28, 2013 → Feb 9, 2023 · no shared issuer found
  • Michael Smith — address state MA, 3 issuers, Dec 29, 2011 → Apr 28, 2016 · no shared issuer found
  • Michael Smith — address state FL, 3 issuers, Jun 22, 2017 → Apr 27, 2018 · no shared issuer found
  • Michael Smith — address state TX, 2 issuers, Mar 23, 2011 → Sep 7, 2012 · no shared issuer found
  • Michael L. Smith — address state CO, 2 issuers, Nov 8, 2011 → Nov 7, 2012 · no shared issuer found
  • Michael E Smith II — address state TX, 2 issuers, Oct 6, 2011 → Oct 11, 2012 · no shared issuer found
  • Michael Smith — address state CO, 2 issuers, Aug 3, 2017 → Jun 8, 2021 · no shared issuer found
  • Michael Glover Smith — address state IL, 2 issuers, Aug 9, 2018 → Jun 6, 2019 · no shared issuer found

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 40 names on the same filings (18 management entities, 22 people)

People and management entities the issuers listed as related persons on the same Form D filings as Michael Smith. Source: the EDGAR rows in the table above. Showing the 40 with the most shared filings.

  • ACF GP, LLC entity — 7 shared filings (4 issuers) · role as listed: Director
  • Ares Commercial Finance GP LP entity — 7 shared filings (4 issuers) · role as listed: Director
  • ACIP Investment Management LLC entity — 5 shared filings (3 issuers) · roles as listed: Promoter, Executive Officer · also listed on 4 other issuers
  • Ares CIP Management, L.P. entity — 5 shared filings (3 issuers) · roles as listed: Executive Officer, Promoter · also listed on 1 other issuer
  • Ares CIP Manangement II LLC entity — 3 shared filings (2 issuers) · roles as listed: Director, Executive Officer · also listed on 3 other issuers
  • Ares CIP Management II, L.P. entity — 3 shared filings (2 issuers) · roles as listed: Executive Officer, Promoter · also listed on 7 other issuers
  • Ares PCS Management GP, LLC entity — 3 shared filings (1 issuer) · role as listed: Director
  • Ares PCS Management, L.P. entity — 3 shared filings (1 issuer) · role as listed: Director
  • Ares Capital Management LLC entity — 3 shared filings (3 issuers) · role as listed: Director · also listed on 5 other issuers
  • Aligned Climate Capital LLC entity — 3 shared filings (1 issuer) · roles as listed: Executive Officer, Promoter
  • ACIP Investment Management LLC entity — 3 shared filings (2 issuers) · roles as listed: Promoter, Executive Officer · also listed on 1 other issuer
  • SDL Management Ltd. entity — 2 shared filings (2 issuers) · role as listed: Executive Officer
  • Ares SDL Capital Investors GP LLC entity — 2 shared filings (2 issuers) · role as listed: Executive Officer
  • J. Muzinich & Co., Inc. entity — 2 shared filings (1 issuer) · role as listed: Promoter · also listed on 1 other issuer
  • Muzinich Direct Lending Adviser, LLC entity — 2 shared filings (1 issuer) · role as listed: Promoter
  • Ares Direct Finance GP LLC entity — 1 shared filing (1 issuer) · role as listed: Director
  • Ares Jasper GP, L.P. entity — 1 shared filing (1 issuer) · role as listed: Director
  • Ares CIP (V) GP LLC entity — 1 shared filing (1 issuer) · role as listed: Executive Officer
  • Michael Arougheti — 24 shared filings (17 issuers) · roles as listed: Executive Officer, Promoter · also listed on 23 other issuers
  • Mitchell Goldstein — 19 shared filings (14 issuers) · role as listed: Executive Officer · also listed on 25 other issuers
  • Kipp deVeer — 17 shared filings (13 issuers) · roles as listed: Executive Officer, Promoter · also listed on 28 other issuers
  • Matthew Jill — 15 shared filings (12 issuers) · roles as listed: Executive Officer, Promoter · also listed on 191 other issuers
  • Michael D. Weiner — 15 shared filings (10 issuers) · role as listed: Executive Officer · also listed on 99 other issuers
  • Kort Schnabel — 12 shared filings (10 issuers) · role as listed: Executive Officer · also listed on 11 other issuers
  • Jim Miller — 12 shared filings (10 issuers) · role as listed: Executive Officer · also listed on 10 other issuers
  • Mark Affolter — 12 shared filings (10 issuers) · role as listed: Executive Officer · also listed on 13 other issuers
  • Andrew Pike — 8 shared filings (5 issuers) · roles as listed: Executive Officer, Promoter · also listed on 7 other issuers
  • Keith Derman — 8 shared filings (5 issuers) · roles as listed: Executive Officer, Promoter · also listed on 8 other issuers
  • Mohan Thomas — 7 shared filings (5 issuers) · role as listed: Executive Officer · also listed on 16 other issuers
  • Dave Schwartz — 7 shared filings (5 issuers) · role as listed: Executive Officer · also listed on 3 other issuers
  • John Reilly — 7 shared filings (4 issuers) · role as listed: Executive Officer · also listed on 6 other issuers
  • James Miller — 7 shared filings (4 issuers) · role as listed: Executive Officer · also listed on 4 other issuers
  • Julie Solomon — 5 shared filings (3 issuers) · roles as listed: Executive Officer, Promoter · also listed on 6 other issuers
  • Brian O'Connor — 5 shared filings (3 issuers) · roles as listed: Executive Officer, Promoter · also listed on 22 other issuers
  • David Schwartz — 5 shared filings (5 issuers) · role as listed: Executive Officer · also listed on 19 other issuers
  • Nathan Walton — 5 shared filings (3 issuers) · roles as listed: Executive Officer, Promoter · also listed on 39 other issuers
  • Warren MacGillivray — 5 shared filings (3 issuers) · roles as listed: Executive Officer, Promoter
  • Anthony Alfaro — 4 shared filings (1 issuer) · roles as listed: Executive Officer, Director
  • Mike Weiner — 4 shared filings (4 issuers) · role as listed: Executive Officer
  • John Leupp — 3 shared filings (1 issuer) · role as listed: Executive Officer · also listed on 4 other issuers

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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