Sponsor Check › Person
Related person on Form D filings · address state as listed: CA · listed Jun 24, 2010 → Feb 19, 2016
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: not yet · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
Not yet searched.
Sources to be searched: CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
Search queued. Results are added automatically; check back later or follow this page to be notified.
Not yet searched.
Sources to be searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Search queued. Results are added automatically; check back later or follow this page to be notified.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
4 of 8 offerings report sales commissions totalling $4,309,500; 0 report finder's fees; 7 report proceeds to related persons totalling $1,656,050. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Feb 19, 2016 D File 021-257757 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Dec 18, 2013 D/A File 021-199973 | $0 | $0 | $10,000 (est.) $10,000 was paid to Andrew Springer's company for organizational costs, of which approximately $5,000 is reimbursement for legal expenses. | None listed on this filing |
| EDGAR ↗ | Dec 17, 2013 D/A File 021-199970 | $0 | $0 | $17,500 (est.) $17,500 was paid to Andrew Springer's company for organizational costs, of which approximately $10,000 is reimbursement for legal expenses. | None listed on this filing |
| EDGAR ↗ | Dec 17, 2013 D/A File 021-199971 | $0 | $0 | $17,500 (est.) $17,500 was paid to Andrew Springer's company for organizational costs, of which approximately $10,000 is reimbursement for legal expenses. | None listed on this filing |
| EDGAR ↗ | Jun 28, 2011 D/A File 021-143969 | $2,800,000 (est.) | $0 | $800,000 (est.) | Christopher M. Schellin BrokerCheck CRD 5575534 ↗ via American Beacon Partners, Inc. (CRD 15791 ↗) Robert B. Costomiris BrokerCheck CRD 4318513 ↗ via Aegis Capital Corp. (CRD 15007 ↗) Sammy D. Tally BrokerCheck CRD 1775830 ↗ via BFT Financial Group, LLC (CRD 109121 ↗) Alvin D. Hulse BrokerCheck CRD 3037276 ↗ via Steven L. Falk & Associates Inc. (CRD 14297 ↗) Jason T. Hill BrokerCheck CRD 3209702 ↗ via Centaurus Financial, Inc. (CRD 30833 ↗) American Beacon Partners, Inc. BrokerCheck CRD 15791 ↗ via American Beacon Partners, Inc. (CRD 15791 ↗) |
| EDGAR ↗ | Jan 20, 2011 D/A File 021-145294 | $660,400 | $0 | $344,000 | Russell E. Fieger BrokerCheck CRD 4122326 ↗ via Brookstone Securities, Inc. (CRD 13366 ↗) Jimmy D. Weishaar BrokerCheck CRD 2537959 ↗ via Sammons Securities Company, LLC (CRD 115368 ↗) Brian D. Vosberg BrokerCheck CRD 4476509 ↗ via Centaurus Financial, Inc. (CRD 30833 ↗) Mark A. Cline BrokerCheck CRD 3206962 ↗ via United Equity Securities, LLC (CRD 47261 ↗) Tom L. Otto BrokerCheck CRD 1152659 ↗ via Centaurus Financial, Inc. (CRD 30833 ↗) Gary L. Chapman BrokerCheck CRD 5244594 ↗ via Berthel, Fisher & Company Financial Services, Inc. (CRD 13609 ↗) Timothy A. Romig BrokerCheck CRD 1101718 ↗ via Kalos Capital, Inc. (CRD 44337 ↗) Brian E. Bangs BrokerCheck CRD 4445662 ↗ via Centaurus Financial, Inc. (CRD 30833 ↗) |
| EDGAR ↗ | Dec 1, 2010 D/A File 021-147678 | $551,600 (est.) | $0 | $275,800 (est.) | William M. Swayne II BrokerCheck CRD 440968 ↗ via Pacific West Securities, Inc. (CRD 6390 ↗) Dwight K. Kay BrokerCheck CRD 5376903 ↗ via Independent Financial Group, LLC (CRD 7717 ↗) Mark A. Cline BrokerCheck CRD 3206962 ↗ via Great Nation Investment Corporation (CRD 19981 ↗) John M. Butler BrokerCheck CRD 1951436 ↗ via Investment Security Corporation (CRD 47536 ↗) Timothy A. Romig BrokerCheck CRD 1101718 ↗ via Kalos Capital, Inc. (CRD 44337 ↗) Jack R. Maurer BrokerCheck CRD 3081542 ↗ via TNP Securities, LLC (CRD 149178 ↗) Christopher M. Schellin BrokerCheck CRD 5575534 ↗ via American Beacon Partners, Inc. (CRD 15791 ↗) William F. White BrokerCheck CRD 2168943 ↗ via Primex (CRD 29394 ↗) George C. Merhoff, Jr. BrokerCheck CRD 2918171 ↗ via Pacific West Securities, Inc. (CRD 6390 ↗) Edward D. Kirkwood BrokerCheck CRD 1314686 ↗ via Crown Capital Securities, L.P. (CRD 6312 ↗) Donald T. Milin BrokerCheck CRD 334302 ↗ via Western International Securities, Inc. (CRD 39262 ↗) Jason T. Hill BrokerCheck CRD 3209702 ↗ via Centaurus Financial, Inc. (CRD 30833 ↗) Donna M. Stevenson BrokerCheck CRD 2856535 ↗ via Pacific West Securities, Inc. (CRD 6390 ↗) Brian D. Vosberg BrokerCheck CRD 4476509 ↗ via Centaurus Financial, Inc. (CRD 30833 ↗) |
| EDGAR ↗ | Dec 1, 2010 D/A File 021-149423 | $297,500 (est.) | $0 | $191,250 (est.) Includes Organizational and Offering Fees and Marketing and Due Diligence Fees. | Sammy D. Tally BrokerCheck CRD 1775830 ↗ via BFT Financial Group, LLC (CRD 109121 ↗) Ronald A. Leathers BrokerCheck CRD 1311918 ↗ via TNP Securities, LLC (CRD 149178 ↗) Dwight K. Kay BrokerCheck CRD 5376903 ↗ via Independent Financial Group, LLC (CRD 7717 ↗) James P. Keane BrokerCheck CRD 4586881 ↗ via TNP Securities, LLC (CRD 149178 ↗) Roland R. Manarin BrokerCheck CRD 843410 ↗ via Manarin Securities Corporation (CRD 37611 ↗) Ronald D. Birnbaum BrokerCheck CRD 2382580 ↗ via Advisory Group Equity Services Ltd. (CRD 15427 ↗) |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | WaveFront Emerging Markets Fund II, LP group: Baochuan | Executive Officer | Feb 19, 2016 | D | Indefinite similar: $155,000–$5,250,000 | $1,779,972 | 7 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WAVEFRONT GREAT WALL FUND, LP group: Baochuan | Executive Officer | Dec 18, 2013 | D/A | Indefinite | $0 | 0 | $1,000,000 |
| EDGAR ↗ | WAVEFRONT EMERGING MARKETS FUND, LP group: Baochuan | Executive Officer | Dec 17, 2013 | D/A | Indefinite | $1,000,000 | 3 | $1,000,000 |
| EDGAR ↗ | WAVEFRONT CHINA FUND, LP group: Baochuan | Executive Officer | Dec 17, 2013 | D/A | Indefinite | $2,600,000 | 4 | $1,000,000 |
| EDGAR ↗ | WAVEFRONT GREAT WALL FUND, LP group: Baochuan | Executive Officer | Jul 19, 2013 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WAVEFRONT EMERGING MARKETS FUND, LP group: Baochuan | Executive Officer | Jul 19, 2013 | D | Indefinite similar: $155,000–$5,250,000 | $1,000,000 | 3 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | WAVEFRONT CHINA FUND, LP group: Baochuan | Executive Officer | Jul 19, 2013 | D | Indefinite similar: $155,000–$5,250,000 | $2,600,000 | 4 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | TNP Profit Participation Program, LLC group: Tnp | Executive Officer | Jun 28, 2011 | D/A | $40,000,000 similar: $1,815,000–$10,000,000 | $540,000 | 5 similar: 7–33 | $100,000 similar: $20,000–$50,000 |
| EDGAR ↗ | TNP Profit Participation Program, LLC group: Tnp | Executive Officer | Jan 31, 2011 | D/A | $40,000,000 similar: $1,815,000–$10,000,000 | $540,000 | 5 similar: 7–33 | $100,000 similar: $20,000–$50,000 |
| EDGAR ↗ | TNP Irving Square, DST group: Tnp | Executive Officer | Jan 20, 2011 | D/A | $5,080,000 similar: $1,815,000–$10,000,000 | $4,639,891 | 24 similar: 7–33 | $25,000 similar: $20,000–$50,000 |
| EDGAR ↗ | TNP Titan Plaza Fund, LLC group: Tnp | Executive Officer | Dec 1, 2010 | D/A | $4,250,000 similar: $1,815,000–$10,000,000 | $400,000 | 8 similar: 7–33 | $25,000 similar: $20,000–$50,000 |
| EDGAR ↗ | TNP 121 S. Martin Luther King Blvd., DST group: Tnp | Executive Officer | Dec 1, 2010 | D/A | $7,880,000 similar: $1,815,000–$10,000,000 | $3,008,159 | 17 similar: 7–33 | $25,000 similar: $20,000–$50,000 |
| EDGAR ↗ | TNP Irving Square, DST group: Tnp | Executive Officer | Nov 18, 2010 | D/A | $5,080,000 similar: $1,815,000–$10,000,000 | $1,604,367 | 9 similar: 7–33 | $25,000 similar: $20,000–$50,000 |
| EDGAR ↗ | TNP Titan Plaza Fund, LLC group: Tnp | Executive Officer | Nov 18, 2010 | D/A | $4,250,000 similar: $1,815,000–$10,000,000 | $400,000 | 8 similar: 7–33 | $25,000 similar: $20,000–$50,000 |
| EDGAR ↗ | TNP Titan Plaza Fund, LLC group: Tnp | Executive Officer | Oct 22, 2010 | D/A | $4,250,000 similar: $1,815,000–$10,000,000 | $125,000 | 2 similar: 7–33 | $25,000 similar: $20,000–$50,000 |
| EDGAR ↗ | TNP Titan Plaza Fund, LLC group: Tnp | Executive Officer | Oct 21, 2010 | D | $4,250,000 similar: $1,815,000–$10,000,000 | $0 | 0 similar: 7–33 | $25,000 similar: $20,000–$50,000 |
| EDGAR ↗ | TNP Irving Square, DST group: Tnp | Executive Officer | Sep 17, 2010 | D/A | $5,080,000 similar: $1,815,000–$10,000,000 | $1,604,367 | 9 similar: 7–33 | $25,000 similar: $20,000–$50,000 |
| EDGAR ↗ | TNP Irving Square, DST group: Tnp | Executive Officer | Sep 14, 2010 | D/A | $5,080,000 similar: $1,815,000–$10,000,000 | $2,970,923 | 14 similar: 7–33 | $25,000 similar: $20,000–$50,000 |
| EDGAR ↗ | TNP 121 S. Martin Luther King Blvd., DST group: Tnp | Executive Officer | Sep 14, 2010 | D | $7,880,000 similar: $1,815,000–$10,000,000 | $275,000 | 2 similar: 7–33 | $25,000 similar: $20,000–$50,000 |
| EDGAR ↗ | TNP Irving Square, DST group: Tnp | Executive Officer | Jul 29, 2010 | D/A | $5,080,000 similar: $1,815,000–$10,000,000 | $1,554,367 | 8 similar: 7–33 | $25,000 similar: $20,000–$50,000 |
| EDGAR ↗ | TNP Profit Participation Program, LLC group: Tnp | Executive Officer | Jul 29, 2010 | D/A | $40,000,000 similar: $1,815,000–$10,000,000 | $540,000 | 5 similar: 7–33 | $100,000 similar: $20,000–$50,000 |
| EDGAR ↗ | TNP Irving Square, DST group: Tnp | Executive Officer | Jul 21, 2010 | D | $5,080,000 similar: $1,815,000–$10,000,000 | $0 | 0 similar: 7–33 | $25,000 similar: $20,000–$50,000 |
| EDGAR ↗ | TNP Profit Participation Program, LLC group: Tnp | Executive Officer | Jun 24, 2010 | D | $40,000,000 similar: $1,815,000–$10,000,000 | $0 | 0 similar: 7–33 | $100,000 similar: $20,000–$50,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); Commercial / 506(b) (6,713 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Michael N. Loukas. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
Export this report as PDF (members · included free during the launch period)
No corrections have been requested for this page.
Free. Logged with status: received → under review → fixed / confirmed with source.
If this is you or your firm, add a sourced explanation next to any fact. Reviewed before publishing.
Members get an email when Michael N. Loukas appears on a new Form D, or when a court case or SEC action is matched to them. See plans →