Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:23 AM ET

Sponsor Check › Person

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Mark Adams

Named as an officer, director or promoter on SEC Form D filings · CA · Oct 1, 2012 → Jan 31, 2017

7deals (issuers)

$17.9Mreported sold

29investors

12Form D filings

2012–2017years on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:27 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Mark Adams is listed as an executive officer on 12 SEC Form D filings by 7 issuers between Oct 2012 and Jan 2017. Largest by amount reported sold: Baochuan China Century Fund, L.P. (Walnut Creek, CA — pooled investment fund — 2012; $8.91M reported sold to 2 investors), WAVEFRONT CHINA FUND, LP (San Francisco, CA — pooled investment fund — 2013–2017; $4.12M reported sold to 10 investors), Baochuan Green Dragon Fund, L.P. (Walnut Creek, CA — pooled investment fund — 2012; $1.85M reported sold to 6 investors), WaveFront Emerging Markets Fund II, LP (San Francisco, CA — pooled investment fund — 2016–2017; $1.78M reported sold to 7 investors), WAVEFRONT EMERGING MARKETS FUND, LP (San Francisco, CA — pooled investment fund — 2013; $1M reported sold to 3 investors) and 2 more (all listed below).

What this means A repeat sponsor — 7 separate companies raised money with this person listed as executive officer, over about 5 years. Across those companies the filings report $17.9M sold in total.

Listed alongside Jonathan Masse (9 shared filings), Craig Millikin (7 shared filings), Michael N. Loukas (7 shared filings), Andrew Springer (3 shared filings), Baochuan Capital Management, LLC (3 shared filings, management entity) and 5 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Mark. Each name links to their own page.

All 7 issuers belong to the sponsor group Baochuan (9 issuers, $18.3M reported sold, 2010–2017).

What this means A sponsor group is one team that sets up a new company for each deal. Baochuan has 9 companies on file and $18.3M reported sold in total — the group page shows the whole track record in one place.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 21 bankruptcy cases matching the name listed in Key records below.

What this means 22 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 12 public filings for Mark Adams and found 8 differences, 1 worth asking the sponsor about: 6 Form Ds were filed more than 15 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Mark Adams has not run yet — it is joining a line of 31,919 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 dismissed

Mark C. Adams v. American Express Company dismissed

District Court, C.D. California · No. 5:08-cv-01165 · Filed Aug 28, 2008 · Closed Jan 30, 2009 · Nature of suit: Consumer Credit · Cause: 28:1441 Notice of Removal - Fair Credit Reporting Act

Role of Mark C. Adams: Plaintiff · Outcome: Terminated 2009-01-30 — FJC Integrated Database disposition: Dismissed: want of prosecution Docket on CourtListener ↗

same full name (a name found in 471 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:27 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Mark Adams..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

21 cases: 21 closed (disposition not in docket feed)

Barbara E. Adams and Mark M. Adams closed

United States Bankruptcy Court, C.D. California · No. 8:19-bk-12065 · Filed May 29, 2019 · Closed Sep 17, 2019

Role of Mark M. Adams: Debtor · Outcome: Case closed 2019-09-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 471 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

Mark D Adams and Cathy Ann Adams closed

United States Bankruptcy Court, C.D. California · No. 9:13-bk-12691 · Filed Oct 31, 2013 · Closed Feb 25, 2014

Role of Mark D Adams and Cathy Ann Adams: Debtor · Outcome: Case closed 2014-02-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 471 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

Mark Adams closed

United States Bankruptcy Court, N.D. California · No. 12-31654 · Filed May 31, 2012 · Closed Sep 12, 2012

Role of Mark Adams: Debtor · Outcome: Case closed 2012-09-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 471 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

MARK C ADAMS closed

United States Bankruptcy Court, C.D. California · No. 8:12-bk-10329 · Filed Jan 10, 2012 · Closed May 9, 2012

Role of MARK C ADAMS: Debtor · Outcome: Case closed 2012-05-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 471 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

Mark R Adams and Toanya M Adams closed

United States Bankruptcy Court, C.D. California · No. 6:10-bk-45668 · Filed Nov 2, 2010 · Closed Jul 15, 2015

Role of Mark R Adams and Toanya M Adams: Debtor · Outcome: Case closed 2015-07-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 471 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

Mark A Adams closed

United States Bankruptcy Court, N.D. California · No. 10-34214 · Filed Oct 25, 2010 · Closed Mar 25, 2016

Role of Mark A Adams: Debtor · Outcome: Case closed 2016-03-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 471 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

Mark W. Adams closed

United States Bankruptcy Court, N.D. California · No. 05-59215 · Filed Oct 16, 2005 · Closed Jan 23, 2006

Role of Mark W. Adams: Debtor · Outcome: Case closed 2006-01-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 471 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

Mark S Adams closed

United States Bankruptcy Court, C.D. California · No. 8:02-bk-19604 · Filed Dec 13, 2002 · Closed Feb 1, 2005

Role of Mark S Adams: Debtor · Outcome: Case closed 2005-02-01 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 471 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

Mark J Adams and Martha G Adams closed

United States Bankruptcy Court, C.D. California · No. 2:00-bk-11248 · Filed Jan 14, 2000 · Closed Jun 29, 2005

Role of Mark J Adams and Martha G Adams: Debtor · Outcome: Case closed 2005-06-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 471 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

Mark D Adams and Cathy A Adams closed

United States Bankruptcy Court, C.D. California · No. 9:98-bk-13013 · Filed Jun 19, 1998 · Closed Jan 11, 2000

Role of Mark D Adams and Cathy A Adams: Debtor · Outcome: Case closed 2000-01-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 471 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

Mark Adams closed

United States Bankruptcy Court, N.D. California · No. 98-32235 · Filed May 22, 1998 · Closed Aug 21, 1998

Role of Mark Adams: Debtor · Outcome: Case closed 1998-08-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 471 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

Mark D Adams and Cathy A Adams closed

United States Bankruptcy Court, C.D. California · No. 9:98-bk-12280 · Filed May 11, 1998 · Closed Jul 21, 1998

Role of Mark D Adams and Cathy A Adams: Debtor · Outcome: Case closed 1998-07-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 471 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

Mark Adams closed

United States Bankruptcy Court, N.D. California · No. 98-10696 · Filed Feb 27, 1998 · Closed Jun 12, 1998

Role of Mark Adams: Debtor · Outcome: Case closed 1998-06-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 471 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

Mark W. Adams and Margaret M. Adams closed

United States Bankruptcy Court, S.D. California · No. 97-18945 · Filed Dec 24, 1997 · Closed Apr 17, 1998

Role of Mark W. Adams and Margaret M. Adams: Debtor · Outcome: Case closed 1998-04-17 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 471 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

Mark L Adams closed

United States Bankruptcy Court, C.D. California · No. 9:97-bk-11442 · Filed Mar 21, 1997 · Closed Sep 29, 1998

Role of Mark L Adams: Debtor · Outcome: Case closed 1998-09-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 471 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

Mark L Adams and Deborah L Adams closed

United States Bankruptcy Court, C.D. California · No. 9:97-bk-10941 · Filed Feb 25, 1997 · Closed Apr 9, 1997

Role of Mark L Adams and Deborah L Adams: Debtor · Outcome: Case closed 1997-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 471 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

Mark S. Adams and Debra L. Adams closed

United States Bankruptcy Court, C.D. California · No. 8:97-bk-11942 · Filed Feb 12, 1997 · Closed Jun 18, 1997

Role of Mark S. Adams and Debra L. Adams: Debtor · Outcome: Case closed 1997-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 471 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

Mark L. Adams and Deborah L. Adams closed

United States Bankruptcy Court, C.D. California · No. 9:96-bk-12263 · Filed Jun 7, 1996 · Closed Jan 9, 1997

Role of Mark L. Adams and Deborah L. Adams: Debtor · Outcome: Case closed 1997-01-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 471 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

Mark F. Adams closed

United States Bankruptcy Court, S.D. California · No. 94-05799 · Filed May 25, 1994 · Closed Nov 29, 1994

Role of Mark F. Adams: Debtor · Outcome: Case closed 1994-11-29 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 471 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

Mark B. Adams and Carmen L. Adams closed

United States Bankruptcy Court, N.D. California · No. 91-53651 · Filed Jun 17, 1991 · Closed Dec 6, 1995

Role of Mark B. Adams and Carmen L. Adams: Debtor · Outcome: Case closed 1995-12-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 471 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

Mark P Adams and Darla J Adams closed

United States Bankruptcy Court, S.D. California · No. 88-02430 · Filed Mar 25, 1988 · Closed Aug 23, 1988

Role of Mark P Adams and Darla J Adams: Debtor · Outcome: Case closed 1988-08-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 471 federal dockets); 9 people with this name in Form D filings; court in the person's filing state (CA)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:27 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

8 differences found between the filings for Mark Adams — 1 worth asking about (compared 12 filings on Oct 24, 2026)

Worth asking · May 1, 2009 – Feb 19, 2016

6 Form Ds were filed more than 15 days after the first sale

Form D filed 171 days after the first sale — WaveFront Emerging Markets Fund II, LP · Form D filed 1,249 days after the first sale — Baochuan Green Dragon Fund, L.P. · Form D filed 488 days after the first sale — Baochuan China Century Fund, L.P. · Form D filed 608 days after the first sale — Baochuan Global Equity Fund, L.P. · Form D filed 48 days after the first sale — WAVEFRONT EMERGING MARKETS FUND, LP · and 1 more

What this means Late notices are common and carry no penalty by themselves. A pattern of late paperwork is worth asking the sponsor about.

Form D · Feb 19, 2016 ↗WaveFront Emerging Markets Fund II, LP — PartnerFacts page ↗Form D · Oct 1, 2012 ↗Baochuan Green Dragon Fund, L.P. — PartnerFacts page ↗

Sources

Form D · Feb 19, 2016 ↗ (Feb 19, 2016)
WaveFront Emerging Markets Fund II, LP — PartnerFacts page ↗ (Jan 31, 2017)
Form D · Oct 1, 2012 ↗ (Oct 1, 2012)
Baochuan Green Dragon Fund, L.P. — PartnerFacts page ↗ (Oct 1, 2012)
Form D · Oct 1, 2012 ↗ (Oct 1, 2012)
Baochuan China Century Fund, L.P. — PartnerFacts page ↗ (Oct 1, 2012)
Form D · Oct 1, 2012 ↗ (Oct 1, 2012)
Baochuan Global Equity Fund, L.P. — PartnerFacts page ↗ (Oct 1, 2012)

Note · May 1, 2009 – Jan 31, 2017

6 offerings have no amendment in the last 12 months and may still be open

No amendment in the last 12 months on an offering that may still be open — WaveFront Emerging Markets Fund II, LP (latest filing Jan 31, 2017) · No amendment in the last 12 months on an offering that may still be open — WAVEFRONT CHINA FUND, LP (latest filing Jan 31, 2017) · No amendment in the last 12 months on an offering that may still be open — WAVEFRONT EMERGING MARKETS FUND, LP (latest filing Dec 17, 2013) · No amendment in the last 12 months on an offering that may still be open — Baochuan Green Dragon Fund, L.P. (latest filing Oct 1, 2012) · No amendment in the last 12 months on an offering that may still be open — Baochuan China Century Fund, L.P. (latest filing Oct 1, 2012) · and 1 more

What this means SEC rules expect a yearly amendment while an offering is still going. Ask the sponsor which of these raises have closed.

Form D/A · Jan 31, 2017 ↗WaveFront Emerging Markets Fund II, LP — PartnerFacts page ↗Form D/A · Jan 31, 2017 ↗WAVEFRONT CHINA FUND, LP — PartnerFacts page ↗

Sources

Form D/A · Jan 31, 2017 ↗ (Jan 31, 2017)
WaveFront Emerging Markets Fund II, LP — PartnerFacts page ↗ (Jan 31, 2017)
Form D/A · Jan 31, 2017 ↗ (Jan 31, 2017)
WAVEFRONT CHINA FUND, LP — PartnerFacts page ↗ (Jan 31, 2017)
Form D/A · Dec 17, 2013 ↗ (Dec 17, 2013)
WAVEFRONT EMERGING MARKETS FUND, LP — PartnerFacts page ↗ (Dec 17, 2013)
Form D · Oct 1, 2012 ↗ (Oct 1, 2012)
Baochuan Green Dragon Fund, L.P. — PartnerFacts page ↗ (Oct 1, 2012)

Note · Oct 1, 2012 – Feb 19, 2016

Mark Adams is written 2 different ways on the filings

listed as "Mark Adams" on 10 filings (from Oct 1, 2012), and "Mark Griffith Adams" on 2 filings (from Feb 19, 2016).

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Oct 1, 2012 ↗Form D · Feb 19, 2016 ↗Mark Adams — PartnerFacts page ↗

Sources

Note · Apr 16, 2009 – Dec 13, 2022

Same name, different state: "Mark Adams" (TX) is a separate record

This page covers filings where the address state is CA. A separate record, "Mark Adams" with address state TX, is listed on 27 filings — most recently by Direct Biologics, LLC (Dec 13, 2022). Both records have filings in the same period (Oct 1, 2012 to Jan 31, 2017).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Adams (TX) — PartnerFacts page ↗Form D · Dec 13, 2022 ↗Direct Biologics, LLC — PartnerFacts page ↗Mark Adams (CA) — this page ↗

Sources

Mark Adams (TX) — PartnerFacts page ↗ (Dec 13, 2022)
Form D · Dec 13, 2022 ↗ (Dec 13, 2022)
Direct Biologics, LLC — PartnerFacts page ↗ (Dec 13, 2022)
Mark Adams (CA) — this page ↗ (Jan 31, 2017)

Note · Dec 30, 2013

Same name, different state: "Mark Adams" (X0) is a separate record

This page covers filings where the address state is CA. A separate record, "Mark Adams" with address state X0, is listed on 1 filing — most recently by Vitsoe Bonds plc (Dec 30, 2013). Both records have filings in the same period (Dec 30, 2013).

Mark Adams (X0) — PartnerFacts page ↗Form D · Dec 30, 2013 ↗Vitsoe Bonds plc — PartnerFacts page ↗Mark Adams (CA) — this page ↗

Sources

Mark Adams (X0) — PartnerFacts page ↗ (Dec 30, 2013)
Form D · Dec 30, 2013 ↗ (Dec 30, 2013)
Vitsoe Bonds plc — PartnerFacts page ↗ (Dec 30, 2013)
Mark Adams (CA) — this page ↗ (Jan 31, 2017)

Note · Sep 27, 2012

Same name, different state: "Mark Adams" (WA) is a separate record

This page covers filings where the address state is CA. A separate record, "Mark Adams" with address state WA, is listed on 1 filing — most recently by Tier 3, Inc. (Sep 27, 2012). The two records do not overlap in time: this page runs Oct 1, 2012 to Jan 31, 2017; the other has one filing dated Sep 27, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Adams (WA) — PartnerFacts page ↗Form D · Sep 27, 2012 ↗Tier 3, Inc. — PartnerFacts page ↗Mark Adams (CA) — this page ↗

Sources

Mark Adams (WA) — PartnerFacts page ↗ (Sep 27, 2012)
Form D · Sep 27, 2012 ↗ (Sep 27, 2012)
Tier 3, Inc. — PartnerFacts page ↗ (Sep 27, 2012)
Mark Adams (CA) — this page ↗ (Jan 31, 2017)

Note · May 15, 2012

Same name, different state: "Mark B. Adams" (GA) is a separate record

This page covers filings where the address state is CA. A separate record, "Mark B. Adams" with address state GA, is listed on 1 filing — most recently by Ingenious Med Inc (May 15, 2012). The two records do not overlap in time: this page runs Oct 1, 2012 to Jan 31, 2017; the other has one filing dated May 15, 2012.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark B. Adams (GA) — PartnerFacts page ↗Form D · May 15, 2012 ↗Ingenious Med Inc — PartnerFacts page ↗Mark Adams (CA) — this page ↗

Sources

Mark B. Adams (GA) — PartnerFacts page ↗ (May 15, 2012)
Form D · May 15, 2012 ↗ (May 15, 2012)
Ingenious Med Inc — PartnerFacts page ↗ (Jan 3, 2013)
Mark Adams (CA) — this page ↗ (Jan 31, 2017)

Note · Jun 1, 2009

Same name, different state: "Mark Adams" (CO) is a separate record

This page covers filings where the address state is CA. A separate record, "Mark Adams" with address state CO, is listed on 1 filing — most recently by Blue River Arbitrage Strategy Investments, LLC (Jun 1, 2009). The two records do not overlap in time: this page runs Oct 1, 2012 to Jan 31, 2017; the other has one filing dated Jun 1, 2009.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Mark Adams (CO) — PartnerFacts page ↗Form D · Jun 1, 2009 ↗Blue River Arbitrage Strategy Investments, LLC — PartnerFacts page ↗Mark Adams (CA) — this page ↗

Sources

Mark Adams (CO) — PartnerFacts page ↗ (Jun 1, 2009)
Form D · Jun 1, 2009 ↗ (Jun 1, 2009)
Blue River Arbitrage Strategy Investments, LLC — PartnerFacts page ↗ (Jun 1, 2009)
Mark Adams (CA) — this page ↗ (Jan 31, 2017)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 7 offerings report sales commissions; 0 report finder's fees; 3 report proceeds to related persons totalling $47,500. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Jan 31, 2017 D/A WAVEFRONT CHINA FUND, LP File 021-199970	$0	$0	$20,000 (est.)	None listed on this filing	EDGAR ↗
Jan 31, 2017 D/A WaveFront Emerging Markets Fund II, LP File 021-257757	$0	$0	$0 (est.)	None listed on this filing	EDGAR ↗
Dec 18, 2013 D/A WAVEFRONT GREAT WALL FUND, LP File 021-199973	$0	$0	$10,000 (est.) $10,000 was paid to Andrew Springer's company for organizational costs, of which approximately $5,000 is reimbursement for legal expenses.	None listed on this filing	EDGAR ↗
Dec 17, 2013 D/A WAVEFRONT EMERGING MARKETS FUND, LP File 021-199971	$0	$0	$17,500 (est.) $17,500 was paid to Andrew Springer's company for organizational costs, of which approximately $10,000 is reimbursement for legal expenses.	None listed on this filing	EDGAR ↗
Oct 1, 2012 D Baochuan Global Equity Fund, L.P. File 021-184807	$0	$0	$0 The Issuer pays the Investment Manager an asset based management fee of 0.8% per annum.	None listed on this filing	EDGAR ↗
Oct 1, 2012 D Baochuan China Century Fund, L.P. File 021-184805	$0	$0	$0 The Investment Manager of the Issuer is paid a an asset based management fee of 0.8% per annum.	None listed on this filing	EDGAR ↗
Oct 1, 2012 D Baochuan Green Dragon Fund, L.P. File 021-184808	$0	$0	$0 The Investment Manager of the Issuer is paid an asset based investment management fee of 1% per annum.	None listed on this filing	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 7

Every issuer that named Mark Adams on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Pooled Investment Fund · group: Baochuan

WaveFront Emerging Markets Fund II, LP

San Francisco, CA · Feb 19, 2016 → Jan 31, 2017 · 2 filings

Jan 31, 2017 · D/A · $1,779,972 sold of Indefinite · 7 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Feb 19, 2016 · D · $1,779,972 sold of Indefinite · 7 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $1.78M from 7 investors as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Pooled Investment Fund · group: Baochuan

WAVEFRONT CHINA FUND, LP

San Francisco, CA · Jul 19, 2013 → Jan 31, 2017 · 3 filings

Jan 31, 2017 · D/A · $4,119,000 sold of Indefinite · 10 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Dec 17, 2013 · D/A · $2,600,000 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Jul 19, 2013 · D · $2,600,000 sold of Indefinite · 4 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $4.12M from 10 investors as of the latest filing. Mark is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Baochuan

WAVEFRONT GREAT WALL FUND, LP

San Francisco, CA · Jul 19, 2013 → Dec 18, 2013 · 2 filings

Dec 18, 2013 · D/A · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Jul 19, 2013 · D · $0 sold of Indefinite · 0 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

No sales reported yet as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Baochuan

WAVEFRONT EMERGING MARKETS FUND, LP

San Francisco, CA · Jul 19, 2013 → Dec 17, 2013 · 2 filings

Dec 17, 2013 · D/A · $1,000,000 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗
Jul 19, 2013 · D · $1,000,000 sold of Indefinite · 3 investors · min. $1,000,000 · role: Executive Officer EDGAR ↗

Raised $1M from 3 investors as of the latest filing. Mark is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Baochuan

Baochuan China Century Fund, L.P.

Walnut Creek, CA · Oct 1, 2012

Oct 1, 2012 · D · $8,905,015 sold of Indefinite · 2 investors · min. $1,000,000 · role: Executive Officer (Director of Research and Chief Compliance Officer of the Issuer's Investment Manager; Member of the Issuer's General Partner.) EDGAR ↗

Raised $8.91M from 2 investors as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Baochuan

Baochuan Global Equity Fund, L.P.

Walnut Creek, CA · Oct 1, 2012

Oct 1, 2012 · D · $195,272 sold of Indefinite · 1 investors · min. $1,000,000 · role: Executive Officer (Director of Research and Chief Compliance Officer of the Issuer's Investment Manager; Member of the Issuer's General Partner.) EDGAR ↗

Raised $195K from 1 investor as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Pooled Investment Fund · group: Baochuan

Baochuan Green Dragon Fund, L.P.

Walnut Creek, CA · Oct 1, 2012

Oct 1, 2012 · D · $1,854,405 sold of Indefinite · 6 investors · min. $1,000,000 · role: Executive Officer (Director of Research and Chief Compliance Officer of the Issuer's Investment Manager; Member of the Issuer's General Partner.) EDGAR ↗

Raised $1.85M from 6 investors as of the latest filing. Mark is listed as executive officer.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer.

Other pages with the same name (8)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

Mark Adams — TX, 9 issuers, Apr 16, 2009 → Dec 13, 2022 · no shared issuer
Mark Adams — CO, 1 issuer, Jun 1, 2009 → Jun 1, 2009 · no shared issuer
Mark B. Adams — GA, 1 issuer, May 15, 2012 → May 15, 2012 · no shared issuer
Mark Adams — WA, 1 issuer, Sep 27, 2012 → Sep 27, 2012 · no shared issuer
Mark Adams — United Kingdom (as filed: X0), 1 issuer, Dec 30, 2013 → Dec 30, 2013 · no shared issuer
Mark W. Adams — MA, NY, 1 issuer, Sep 29, 2015 → Jul 16, 2020 · no shared issuer
Mark Adams — VA, 1 issuer, Jan 5, 2021 → Jan 5, 2021 · no shared issuer
Mark William Adams — TX, 1 issuer, Apr 14, 2015 → Apr 11, 2019 · no shared issuer

People around Mark 10

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

Management entity

Baochuan Holding, LLC

Promoter · 3 shared filings (3 issuers) · also on 1 other issuer

Listed on the same filings as Mark Adams. Their page shows their other deals.

Management entity

Baochuan Capital Management, LLC

Promoter · 3 shared filings (3 issuers)

Listed on the same filings as Mark Adams. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Jonathan Masse

Executive Officer · 9 shared filings (6 issuers)

Jonathan Masse is on 6 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael N. Loukas

Executive Officer · 7 shared filings (4 issuers) · also on 4 other issuers

Michael N. Loukas is on 8 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Craig Millikin

Executive Officer · 7 shared filings (4 issuers) · also on 1 other issuer

Craig Millikin is on 5 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Kevin Carter

Executive Officer · 3 shared filings (3 issuers) · also on 22 other issuers

Kevin Carter is on 25 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Andrew Springer

Executive Officer · 3 shared filings (3 issuers) · also on 4 other issuers

Andrew Springer is on 7 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Regina Maria Harkness

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark Adams. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Patrick MacDonald

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark Adams. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

MacDonald Patrick

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Mark Adams. Their page shows their other deals.

The team behind the deals

Sponsor group

Baochuan

9 issuers · 17 filings · $18.3M reported sold · 2010–2017

WC WAVEFRONT CHINA FUND, LP Pooled Investment Fund · $4.12M sold · 2013 · listed
WE WaveFront Emerging Markets Fund II, LP Pooled Investment Fund · $1.78M sold · 2016 · listed
WG WAVEFRONT GREAT WALL FUND, LP Pooled Investment Fund · 2013 · listed
WE WAVEFRONT EMERGING MARKETS FUND, LP Pooled Investment Fund · $1M sold · 2013 · listed
BG Baochuan Global Equity Fund, L.P. Pooled Investment Fund · $195K sold · 2012 · listed
BC Baochuan China Century Fund, L.P. Pooled Investment Fund · $8.91M sold · 2012 · listed
BG Baochuan Green Dragon Fund, L.P. Pooled Investment Fund · $1.85M sold · 2012 · listed
BB Baochuan Black Dragon Fund, L.P. Pooled Investment Fund · $458K sold · 2010
AR AlphaShares Red Dragon Fund, L.P. Pooled Investment Fund · $100K sold · 2010

One team, 9 deal companies. Mark Adams is listed on 7 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Mark Adams.

Same business address

51 other issuers file from the same address (first 50 shown)

Mallard Opportunity LP San Francisco, CA · 2026
Atlas Growth Select Fund, L.P. - Series 1 San Francisco, CA · 2026
Private Equity - FP Infra V, L.P. San Francisco, CA · 2026
Venture Capital Access Fund 1, L.P. San Francisco, CA · 2026
Private Equity - PX3 Fund II, L.P. San Francisco, CA · 2026
VCP Executive Fund II LP San Francisco, CA · 2025
Valeas Capital Partners Fund II-A LP San Francisco, CA · 2025
Valeas Capital Partners Fund II LP San Francisco, CA · 2025
Mtge Opportunities Fund, L.P. San Francisco, CA · 2026
Direct Investment Fund IV, L.P. San Francisco, CA · 2026
Direct Investment Fund IV Tax-Exempt L.P. San Francisco, CA · 2026
Stonelake VIII Access Fund, L.P. San Francisco, CA · 2026
Algert Global Equity Market Neutral Fund, L.P. San Francisco, CA · 2009
Algert International Small Cap Fund, L.P. San Francisco, CA · 2017
Venture Opportunity Series Fund, L.P. - Series 2 San Francisco, CA · 2026
Venture Opportunity Series Fund, L.P. - Series 1 San Francisco, CA · 2026
Private Equity - Layer Global I (TE), L.P. San Francisco, CA · 2026
Private Equity - Layer Global I, L.P. San Francisco, CA · 2026
E-Cobalt Fund I, LP San Francisco, CA · 2018
Real Estate - PP III, L.P. San Francisco, CA · 2026
Private Equity - LC Middle Market I Anchor (TE), L.P. San Francisco, CA · 2026
Private Equity - LC Middle Market I Anchor, L.P. San Francisco, CA · 2026
Private Equity - LE VII, L.P. San Francisco, CA · 2025
CinQ Opportunity-A LP San Francisco, CA · 2025
Project Touchdown Investment Partners LP San Francisco, CA · 2025
Mariner Opportunity-A LP San Francisco, CA · 2025
Dawn Opportunity LP San Francisco, CA · 2025
Mariner Opportunity LP San Francisco, CA · 2025
Yiheng Capital Partners, L.P. San Francisco, CA · 2013
Atlas Growth, L.P. San Francisco, CA · 2025
VALEAS CAPITAL PARTNERS FUND I LP San Francisco, CA · 2022
VALEAS CAPITAL PARTNERS FUND I-A LP San Francisco, CA · 2022
YIHENG CAPITAL HOLDINGS, L.P. San Francisco, CA · 2009
CINQ OPPORTUNITY LP San Francisco, CA · 2024
SHERMAN OPPORTUNITY-B LP San Francisco, CA · 2024
True VC, LLC - Series 21 San Francisco, CA · 2024
KHP Fund VI, L.P. San Francisco, CA · 2022
SHERMAN OPPORTUNITY LP San Francisco, CA · 2023
E-Cobalt Fund 2 San Francisco, CA · 2023
E-Cobalt Master Fund 2 San Francisco, CA · 2023
SHERMAN OPPORTUNITY-A LP San Francisco, CA · 2022
Concentric Analgesics, Inc. San Francisco, CA · 2016
Tree Line Direct Lending III, LP San Francisco, CA · 2021
Algert World Equity Extension Fund, L.P. San Francisco, CA · 2019
Kinetica DB, Inc. San Francisco, CA · 2016
Numerai One Master Ltd. San Francisco, CA · 2017
ACTIFY, INC San Francisco, CA · 2020
Enhanced SBIC II, LP San Francisco, CA · 2020
CYPRESS REAL ESTATE FUNDS, LP San Francisco, CA · 2009
Cypress Real Estate II L.P. San Francisco, CA · 2009

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 7 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Mark Adams by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 7 issuers this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Mark Adams is listed on: none on file. No website or social profile named in Baochuan China Century Fund, L.P.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #336,921 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Walnut Creek, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

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Mark Adams

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

6 Form Ds were filed more than 15 days after the first sale

6 offerings have no amendment in the last 12 months and may still be open

Mark Adams is written 2 different ways on the filings

Same name, different state: "Mark Adams" (TX) is a separate record

Same name, different state: "Mark Adams" (X0) is a separate record

Same name, different state: "Mark Adams" (WA) is a separate record

Same name, different state: "Mark B. Adams" (GA) is a separate record

Same name, different state: "Mark Adams" (CO) is a separate record

5. Money to insiders

Deals 7

People around Mark 10

The team behind the deals

51 other issuers file from the same address (first 50 shown)

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person