Sponsor Check › Person
Related person on Form D filings · address state as listed: CA · listed Apr 14, 2009 → Jan 20, 2011
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
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None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
3 of 4 offerings report sales commissions totalling $5,073,400; 0 report finder's fees; 3 report proceeds to related persons totalling $4,034,420. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Jan 20, 2011 D/A File 021-145294 | $660,400 | $0 | $344,000 | Russell E. Fieger BrokerCheck CRD 4122326 ↗ via Brookstone Securities, Inc. (CRD 13366 ↗) Jimmy D. Weishaar BrokerCheck CRD 2537959 ↗ via Sammons Securities Company, LLC (CRD 115368 ↗) Brian D. Vosberg BrokerCheck CRD 4476509 ↗ via Centaurus Financial, Inc. (CRD 30833 ↗) Mark A. Cline BrokerCheck CRD 3206962 ↗ via United Equity Securities, LLC (CRD 47261 ↗) Tom L. Otto BrokerCheck CRD 1152659 ↗ via Centaurus Financial, Inc. (CRD 30833 ↗) Gary L. Chapman BrokerCheck CRD 5244594 ↗ via Berthel, Fisher & Company Financial Services, Inc. (CRD 13609 ↗) Timothy A. Romig BrokerCheck CRD 1101718 ↗ via Kalos Capital, Inc. (CRD 44337 ↗) Brian E. Bangs BrokerCheck CRD 4445662 ↗ via Centaurus Financial, Inc. (CRD 30833 ↗) |
| EDGAR ↗ | Jul 29, 2010 D/A File 021-132145 | $2,756,000 (est.) | $0 | $1,849,800 (est.) | Larry I. Behrends BrokerCheck CRD 16971 ↗ via Workman Securities Corporation (CRD 31989 ↗) Tracy R. Turner BrokerCheck CRD 1385745 ↗ via Private Asset Group, Inc. (CRD 142541 ↗) Pacific West Securities, Inc. BrokerCheck CRD 6390 ↗ via Pacific West Securities, Inc. (CRD 6390 ↗) John P. Harvey, Jr. BrokerCheck CRD 4227692 ↗ via Omni Brokerage, Inc. (CRD 16878 ↗) Mark S. Mourick BrokerCheck CRD 867435 ↗ via Gramercy Securities, Inc. (CRD 8177 ↗) M. Gene Walter BrokerCheck CRD 851987 ↗ via MCL Financial Group, Inc. (CRD 41180 ↗) Stephen A. Pierce BrokerCheck CRD 2170820 ↗ via GunnAllen Financial, Inc. (CRD 17609 ↗) Paul A. Conte BrokerCheck CRD 4803177 ↗ via Alternative Wealth Strategies, Inc. (CRD 130993 ↗) Richard J. Maciasz BrokerCheck CRD 1678609 ↗ via GunnAllen Financial, Inc. (CRD 17609 ↗) Stuart C. Chamberlin, Jr. BrokerCheck CRD 1549351 ↗ via GunnAllen Financial, Inc. (CRD 17609 ↗) Karl R. Norman BrokerCheck CRD 349146 ↗ via Questar Capital Corporation (CRD 43100 ↗) Bradley D. McCord BrokerCheck CRD 5435128 ↗ via Private Asset Group, Inc. (CRD 142541 ↗) Lisa Y. del Rio BrokerCheck CRD 5039684 ↗ via Direct Capital Securities, Inc. (CRD 29639 ↗) Robert L. Johnson BrokerCheck CRD 1570308 ↗ via Questar Capital Corporation (CRD 43100 ↗) Ashlee R. Turner BrokerCheck CRD 5467536 ↗ via Private Asset Group, Inc. (CRD 142541 ↗) Lewis M. Savage BrokerCheck CRD 4716737 ↗ via Direct Capital Securities, Inc. (CRD 29639 ↗) Ronald J. Farner BrokerCheck CRD 2335915 ↗ via National Securities Corporation (CRD 7569 ↗) Michael J. Blackmore BrokerCheck CRD 2879954 ↗ via Sammons Securities Company, LLC (CRD 115368 ↗) Jimmy D. Weishaar BrokerCheck CRD 2537959 ↗ via Sammons Securities Company, LLC (CRD 115368 ↗) Warren A. Wedepohl BrokerCheck CRD 4581750 ↗ via Pavek Investments Inc. (CRD 15791 ↗) Derek J. Elrod BrokerCheck CRD 4793202 ↗ via Sloan Securities Corp. (CRD 17930 ↗) Robert A. Horning BrokerCheck CRD 2311640 ↗ via Centaurus Financial, Inc. (CRD 30833 ↗) Robert Muldoon BrokerCheck CRD 2664336 ↗ via Omni Brokerage, Inc. (CRD 16878 ↗) James M. Mohan BrokerCheck CRD 2449709 ↗ via Sammons Securities Company, LLC (CRD 115368 ↗) Brian D. Vosberg BrokerCheck CRD 4476509 ↗ via Centaurus Financial, Inc. (CRD 30833 ↗) Joseph R. Broadbent BrokerCheck CRD 3132498 ↗ via Omni Brokerage, Inc. (CRD 16878 ↗) F. Brian Tanner BrokerCheck CRD 5038888 ↗ via Omni Brokerage, Inc. (CRD 16878 ↗) Robert G. Tatum BrokerCheck CRD 1936605 ↗ via BancorpSouth Investment Services, Inc. (CRD 46259 ↗) Robert D. Russell BrokerCheck CRD 4667804 ↗ via Kalos Capital, Inc. (CRD 44337 ↗) James T. Riner BrokerCheck CRD 376932 ↗ via Crown Capital Securities, L.P. (CRD 6312 ↗) Robert Russel Tweed BrokerCheck CRD 2339324 ↗ via Capwest Securities, Inc. (CRD 30002 ↗) Debra L. Mackie BrokerCheck CRD 2528711 ↗ via Questar Capital Corporation (CRD 43100 ↗) Berthel, Fisher & Company Financial Services, Inc. BrokerCheck CRD 13069 ↗ James W. Olsen BrokerCheck CRD 857594 ↗ via Crown Capital Securities, L.P. (CRD 6312 ↗) Jeffrey J. Arburn BrokerCheck CRD 1475817 ↗ via Whitehall-Parker Securities, Inc. (CRD 10608 ↗) Norberto Fernandez BrokerCheck CRD 5241882 ↗ via Newport Coast Securities (CRD 16944 ↗) William W. Gammon BrokerCheck CRD 1811853 ↗ via Centaurus Financial, Inc. (CRD 30833 ↗) William R. Furlong, Jr. BrokerCheck CRD 801636 ↗ via Newport Coast Securities, Inc. (CRD 16944 ↗) Michael S. Welch BrokerCheck CRD 4215661 ↗ via Kalos Capital, Inc. (CRD 44337 ↗) Angela L. Tejeda BrokerCheck CRD 4212910 ↗ via Money Concepts Capital Corp. (CRD 12963 ↗) Christopher M. Schellin BrokerCheck CRD 5575534 ↗ via Capstone Financial Group, Inc. (CRD 133591 ↗) Leslie M. Pappas BrokerCheck CRD 1735372 ↗ via Regent Capital Group, Inc. (CRD 126881 ↗) Gregory W. McCloskey BrokerCheck CRD 2820510 ↗ via Newport Coast Securities, Inc. (CRD 16944 ↗) Ivette M. Peugnet BrokerCheck CRD 1623785 ↗ via Crown Capital Securities, L.P. (CRD 6312 ↗) David B. McMillen BrokerCheck CRD 1198070 ↗ via Crown Capital Securities, L.P. (CRD 6312 ↗) Craig C. Frieders BrokerCheck CRD 2817574 ↗ via Sloan Securities Corp. (CRD 17930 ↗) Adam Bryan BrokerCheck CRD 5443986 ↗ via Direct Capital Securities, Inc. (CRD 29639 ↗) John M. Kosmicki BrokerCheck CRD 2093885 ↗ via Questar Capital Corporation (CRD 43100 ↗) Gary L. Flater BrokerCheck CRD 1049132 ↗ via MCL Financial Group, Inc. (CRD 41180 ↗) Daniel P. Raupp BrokerCheck CRD 4079107 ↗ via Gunnallen Financial, Inc. (CRD 17609 ↗) David J. Chwalek BrokerCheck CRD 2159441 ↗ via Investors Capital Corp. (CRD 30613 ↗) Lambert B. Hermelink III BrokerCheck CRD 243918 ↗ via QA3 Financial Corp. (CRD 14754 ↗) Jack R. Maurer BrokerCheck CRD 3081542 ↗ via TNP Securities, LLC (CRD 149178 ↗) Nathan P. MacDonald BrokerCheck CRD 2250393 ↗ via Investors Capital Corp. (CRD 30613 ↗) Mark A. Cline BrokerCheck CRD 3206962 ↗ via United Equity Securities, LLC (CRD 47261 ↗) Keith A. Herman BrokerCheck CRD 2322605 ↗ via Alternative Wealth Strategies, Inc. (CRD 130933 ↗) Brian F. Lynch BrokerCheck CRD 4660088 ↗ via TNP Securities, LLC (CRD 149178 ↗) Timothy J. Sherer BrokerCheck CRD 833618 ↗ via J.P. Turner & Company, L.L.C. (CRD 43177 ↗) Michele F. Boyer BrokerCheck CRD 5046676 ↗ via Workman Securities Corporation (CRD 31898 ↗) James M. Whitson BrokerCheck CRD 1353438 ↗ via United Equity Securities, LLC (CRD 47261 ↗) Robert A. Graham BrokerCheck CRD 1025936 ↗ via Arete Wealth Management, LLC (CRD 44856 ↗) James T. Mabbott BrokerCheck CRD 2270546 ↗ via QA3 Financial Corp. (CRD 14754 ↗) Kathleen L. Heshelow BrokerCheck CRD 4909103 ↗ via Capwest Securities, Inc. (CRD 30002 ↗) Craig S. Sturges BrokerCheck CRD 1315735 ↗ via Centaurus Financial, Inc. (CRD 30833 ↗) Michael A. Sebald BrokerCheck CRD 1426782 ↗ via Landolt Securities, Inc. (CRD 28352 ↗) Joseph R. Donato BrokerCheck CRD 4218627 ↗ via Investors Capital Corp. (CRD 30613 ↗) |
| EDGAR ↗ | Mar 3, 2010 D/A File 021-116439 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jan 22, 2010 D/A File 021-130215 | $1,657,000 (est.) | $0 | $1,840,620 (est.) | Robert R. Tweed BrokerCheck CRD 2339324 ↗ via CapWest Securities, Inc. (CRD 30002 ↗) Donald S. Meredith BrokerCheck CRD 1867703 ↗ via Professional Asset Management, Inc. (CRD 21125 ↗) Tracy R. Turner BrokerCheck CRD 1385745 ↗ via CapWest Securities, Inc. (CRD 30002 ↗) Daniel P. Raupp BrokerCheck CRD 4079107 ↗ via GunnAllen Financial, Inc. (CRD 17609 ↗) John H. Ferguson BrokerCheck CRD 4947624 ↗ via Independent Financial Group, LLC (CRD 7717 ↗) ARI Financial Services, Inc. BrokerCheck CRD 137608 ↗ via ARI Financial Services, Inc. (CRD 137608 ↗) Gordon W. Yee BrokerCheck CRD 2339698 ↗ via National Securities Corporation (CRD 7569 ↗) Lara J. Vanian BrokerCheck CRD 4818018 ↗ via Direct Capital Securities, Inc. (CRD 29639 ↗) Garry W. Yee BrokerCheck CRD 4927888 ↗ via National Securities Corporation (CRD 7569 ↗) Christopher L. Goslin BrokerCheck CRD 1720162 ↗ via GunnAllen Financial, Inc. (CRD 17609 ↗) John H. Cadwell BrokerCheck CRD 2862886 ↗ via Cullum & Burkes Securities, Inc. (CRD 46600 ↗) John M. Butler BrokerCheck CRD 1951436 ↗ via Investment Security Corporation (CRD 47536 ↗) Pacific West Securities, Inc. BrokerCheck CRD 6390 ↗ via Pacific West Securities, Inc. (CRD 6390 ↗) Christopher T. Miller BrokerCheck CRD 4044818 ↗ via Private Asset Group, Inc. (CRD 142541 ↗) Toni L. Sutherland BrokerCheck CRD 2729672 ↗ via Independent Financial Group, LLC (CRD 7717 ↗) John G. Chess BrokerCheck CRD 4812430 ↗ via Investors Capital Corp. (CRD 30613 ↗) Berthel, Fisher & Company Financial Services, Inc. BrokerCheck CRD 13609 ↗ via Berthel, Fisher & Company Financial Services, Inc. (CRD 13609 ↗) Robert A. Horning BrokerCheck CRD 2311640 ↗ via Centaurus Financial, Inc. (CRD 30833 ↗) William R. Furlong, Jr. BrokerCheck CRD 801636 ↗ via Newport Coast Securities (CRD 16944 ↗) Timothy J. Sherer BrokerCheck CRD 833618 ↗ via J.P. Turner & Company, L.L.C. (CRD 43177 ↗) Craig S. Sturges BrokerCheck CRD 1315735 ↗ via Centaurus Financial, Inc. (CRD 30833 ↗) William F. White BrokerCheck CRD 2168943 ↗ via Primex (CRD 29394 ↗) Christopher M. Schellin BrokerCheck CRD 5575534 ↗ via Capstone Financial Group, Inc. (CRD 133591 ↗) Ryan McGuire BrokerCheck CRD 5435181 ↗ via TNP Securities, LLC (CRD 149178 ↗) |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | TNP Irving Square, DST group: Tnp | Executive Officer | Jan 20, 2011 | D/A | $5,080,000 | $4,639,891 | 24 | $25,000 |
| EDGAR ↗ | TNP Irving Square, DST group: Tnp | Executive Officer | Nov 18, 2010 | D/A | $5,080,000 | $1,604,367 | 9 | $25,000 |
| EDGAR ↗ | TNP Irving Square, DST group: Tnp | Executive Officer | Sep 17, 2010 | D/A | $5,080,000 | $1,604,367 | 9 | $25,000 |
| EDGAR ↗ | TNP Irving Square, DST group: Tnp | Executive Officer | Sep 14, 2010 | D/A | $5,080,000 | $2,970,923 | 14 | $25,000 |
| EDGAR ↗ | TNP Irving Square, DST group: Tnp | Executive Officer | Jul 29, 2010 | D/A | $5,080,000 | $1,554,367 | 8 | $25,000 |
| EDGAR ↗ | Thompson/Morgan Baton Rouge I, DST group: Tnp | Executive Officer Senior Vice President, Asset Management, of Sponsor - Thompson National Properties, LLC | Jul 29, 2010 | D/A | $21,200,000 | $20,985,800 | 142 | $100,000 |
| EDGAR ↗ | TNP Irving Square, DST group: Tnp | Executive Officer | Jul 21, 2010 | D | $5,080,000 | $0 | 0 | $25,000 |
| EDGAR ↗ | THOMPSON NATIONAL PROPERTIES LLC group: Tnp | Executive Officer | Mar 3, 2010 | D/A | $15,000,000 | $2,000,000 | 18 | $250,000 |
| EDGAR ↗ | TNP 6700 Santa Monica Boulevard, DST group: Tnp | Executive Officer | Jan 22, 2010 | D/A | $16,570,000 | $9,788,931 | 66 | $100,000 |
| EDGAR ↗ | Thompson/Morgan Baton Rouge I, DST group: Tnp | Executive Officer Senior Vice President, Asset Management, of Sponsor - Thompson National Properties, LLC | Jan 22, 2010 | D/A | $21,200,000 | $14,141,829 | 103 | $100,000 |
| EDGAR ↗ | TNP 6700 Santa Monica Boulevard, DST group: Tnp | Executive Officer | Nov 20, 2009 | D/A | $16,570,000 | $7,847,167 | 55 | $100,000 |
| EDGAR ↗ | Thompson/Morgan Baton Rouge I, DST group: Tnp | Executive Officer Senior Vice President, Asset Management, of Sponsor - Thompson National Properties, LLC | Nov 12, 2009 | D/A | $21,200,000 | $9,599,961 | 74 | $100,000 |
| EDGAR ↗ | Thompson/Morgan Baton Rouge I, DST group: Tnp | Executive Officer Senior Vice President, Asset Management, of Sponsor - Thompson National Properties, LLC | Oct 14, 2009 | D/A | $21,200,000 | $8,609,961 | 65 | $100,000 |
| EDGAR ↗ | Thompson/Morgan Baton Rouge I, DST group: Tnp | Executive Officer Senior Vice President, Asset Management, of Sponsor - Thompson National Properties, LLC | Oct 6, 2009 | D/A | $21,200,000 | $8,316,461 | 61 | $100,000 |
| EDGAR ↗ | TNP 6700 Santa Monica Boulevard, DST group: Tnp | Executive Officer | Oct 6, 2009 | D/A | $16,570,000 | $6,947,167 | 50 | $100,000 |
| EDGAR ↗ | TNP 6700 Santa Monica Boulevard, DST group: Tnp | Executive Officer | Sep 30, 2009 | D/A | $16,570,000 | $6,493,729 | 47 | $100,000 |
| EDGAR ↗ | Thompson/Morgan Baton Rouge I, DST group: Tnp | Executive Officer Senior Vice President, Asset Management, of Sponsor - Thompson National Properties, LLC | Sep 16, 2009 | D/A | $21,200,000 | $7,236,461 | 54 | $100,000 |
| EDGAR ↗ | Thompson/Morgan Baton Rouge I, DST group: Tnp | Executive Officer Senior Vice President, Asset Management, of Sponsor - Thompson National Properties, LLC | Aug 26, 2009 | D/A | $22,000,000 | $6,749,461 | 50 | $100,000 |
| EDGAR ↗ | Thompson/Morgan Baton Rouge I, DST group: Tnp | Executive Officer Senior Vice President, Asset Management, of Sponsor - Thompson National Properties, LLC | Jul 21, 2009 | D/A | $21,200,000 | $4,959,900 | 41 | $100,000 |
| EDGAR ↗ | TNP 6700 Santa Monica Boulevard, DST group: Tnp | Executive Officer | Jul 16, 2009 | D/A | $16,570,000 | $5,020,763 | 34 | $100,000 |
| EDGAR ↗ | Thompson/Morgan Baton Rouge I, DST group: Tnp | Executive Officer Senior Vice President, Asset Management, of Sponsor - Thompson National Properties, LLC | Jul 6, 2009 | D/A | $21,200,000 | $4,283,000 | 35 | $100,000 |
| EDGAR ↗ | Thompson/Morgan Baton Rouge I, DST group: Tnp | Executive Officer Senior Vice President, Asset Management, of Sponsor - Thompson National Properties, LLC | Jun 22, 2009 | D | $21,200,000 | $3,777,400 | 30 | $100,000 |
| EDGAR ↗ | TNP 6700 Santa Monica Boulevard, DST group: Tnp | Executive Officer | Jun 17, 2009 | D/A | $16,570,000 | $4,577,000 | 30 | $100,000 |
| EDGAR ↗ | TNP 6700 Santa Monica Boulevard, DST group: Tnp | Executive Officer | Jun 12, 2009 | D/A | $16,570,000 | $4,135,000 | 26 | $100,000 |
| EDGAR ↗ | THOMPSON NATIONAL PROPERTIES LLC group: Tnp | Executive Officer | May 27, 2009 | D | $15,000,000 | $675,000 | 6 | $250,000 |
| EDGAR ↗ | TNP 6700 Santa Monica Boulevard, DST group: Tnp | Executive Officer | Apr 14, 2009 | D | $16,570,000 | $2,455,000 | 19 | $100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
Market context: not shown for these offerings — fewer than 30 Form D filings in the last 5 years share the offering's industry and exemption, or the exemption claimed is not Rule 506(b)/506(c). No ranking or score.
People and management entities the issuers listed as related persons on the same Form D filings as Darryll Goodman. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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