Michael Griffin

United States Bankruptcy Court, S.D. New York docket "Halperin v. Morgan Stanley Investment Management Inc." filed Feb 12, 2020 (Open). Morgan Stanley Investment Management Inc. (listed on the same filings) is listed as Defendant ("Morgan Stanley Investment Management Inc."). Our match estimate: 80%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

United States Bankruptcy Court, S.D. New York docket "Albert Togut, as Chapter 7 Trustee of Anthracite C v. Morgan Stanley Mortgage Servicing Limited" filed Mar 15, 2012, closed Feb 1, 2013. Morgan Stanley Investment Management Inc. (listed on the same filings) is listed as Party ("Albert Togut, as Chapter 7 Trustee of Anthracite C v. Morgan Stanley Mortgage Servicing Limited"). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

The latest filing for this offering is dated Nov 7, 2012 (first sale Apr 1, 2003). It reports $5,154,941,766 sold of an indefinite amount offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

The Jan 25, 2019 filing lists a minimum of $113,995; the Feb 6, 2020 Form D/A lists $110,910.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

The Jan 25, 2019 filing lists a minimum of $142,494; the Feb 3, 2020 Form D/A lists $138,625.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

The Jan 25, 2018 filing lists a minimum of $117,946; the Jan 25, 2019 Form D/A lists $113,995.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

The Jan 25, 2018 filing lists a minimum of $147,432; the Jan 25, 2019 Form D/A lists $142,494.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

The Jan 25, 2017 filing lists a minimum of $96,454; the Jan 25, 2018 Form D/A lists $117,946.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

The Jan 25, 2017 filing lists a minimum of $120,626; the Jan 25, 2018 Form D/A lists $147,432.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

The Jan 25, 2016 filing lists a minimum of $108,996; the Jan 25, 2017 Form D/A lists $96,454.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

The Jan 25, 2016 filing lists a minimum of $136,212; the Jan 25, 2017 Form D/A lists $120,626.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

The Jan 23, 2015 filing lists a minimum of $117,479; the Jan 25, 2016 Form D/A lists $108,996.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

The Jan 23, 2015 filing lists a minimum of $146,851; the Jan 25, 2016 Form D/A lists $136,212.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

The Nov 4, 2014 filing lists a minimum of $1,000,000; the Jan 23, 2015 Form D/A lists $117,479.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

The Nov 5, 2014 filing lists a minimum of $125,000; the Jan 23, 2015 Form D/A lists $146,851.

What this means A different minimum usually means the offering terms changed. Check which terms apply to you.

"Agriculture" (Oct 29, 2009 to Oct 28, 2011); then "Pooled Investment Fund" (Nov 7, 2012).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

"Over $100,000,000" (May 22, 2009); then "Decline to Disclose" (Jul 15, 2010).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

This page covers filings where the address state is N4 or L2. A separate record, "Michael Griffin" with address state IL, is listed on 23 filings — most recently by LAMCO Receivables Fund LLC (Nov 21, 2023). Both records have filings in the same period (Dec 16, 2015 to Jan 25, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is N4 or L2. A separate record, "Michael Griffin" with address state CA, is listed on 1 filing — most recently by Menlo Equities Absolute Return Holdings REIT LLC (Nov 2, 2016). Both records have filings in the same period (Nov 2, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

This page covers filings where the address state is N4 or L2. A separate record, "Michael L Griffin" with address state TX, is listed on 6 filings — most recently by UNIVERSITY GENERAL HEALTH SYSTEM, INC. (Aug 9, 2013). Both records have filings in the same period (Jul 15, 2011 to Aug 9, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Address moved from L-2633 Senningerberg, Luxembourg (as filed: N4) to Senningerberg, Luxembourg (as filed: N4) — GALAXY FUND · Address moved from Dublin 2, Ireland (as filed: L2) to Dublin 1, Ireland (as filed: L2) — Alpha Plus Funds plc · Address moved from Dublin 1, Ireland (as filed: L2) to Dublin 2, Ireland (as filed: L2) — Alpha Plus Funds plc · Address moved from Dublin 1, Ireland (as filed: L2) to Dublin 2, Ireland (as filed: L2) — MORGAN STANLEY FUNDS PLC · Address moved from Senningerberg, Luxembourg (as filed: N4) to Dublin 2, Ireland (as filed: L2) — INVESCO FUNDS III

What this means Businesses move. If you were told one city and the forms say another, ask which is current.

Luxembourg (as filed: N4) on 12 filings (May 22, 2009 to Jan 25, 2019); Ireland (as filed: L2) on 14 filings (Oct 29, 2009 to Jan 25, 2019).

What this means The address on a Form D is usually the company's, not the person's home, so this often just reflects different companies. It can also mean a move. Nothing wrong by itself.