PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 1:59 AM ET

Sponsor Check › Person

Andrew Mack

Related person on Form D filings · address states/countries as listed: United Kingdom (as filed: X0), Ireland (as filed: L2), Luxembourg (as filed: N4) · listed Oct 29, 2009 → Feb 2, 2021

6issuers
33Form D filings
2009–2021years listed

Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:57 PM ET · SEC enforcement last checked: not yet

Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.

Key records

The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.

1. Lawsuits

None found in sources searched.

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:57 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.

Not yet searched.

No SEC search has run yet for this person.

3. Bankruptcies

None found in sources searched.

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:57 PM ET.

State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons are made for sponsors and sponsor groups, not individual people.

5. Money to insiders and sales commissions

0 of 8 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.

SourceOffering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell it
EDGAR ↗Feb 2, 2021 D/A
File 021-109481
$0$0$0
Independent directors each receive a fee of EUR25,000 per annum and an addt'l EUR5,000 per annum is paid to the Chairman. This is not linked to the size of offering. The IM is entitled to receive an investment management fee as set out in the Prospectus.
None listed on this filing
EDGAR ↗Feb 3, 2020 D/A
File 021-109794
$0$0$0
Independent Directors each receive a fee of EUR20,000 per annum and an addt'l EUR5,000 per annum is paid to the Chairman. This is not linked to the size of offering. The IA is entitled to receive an investment advisory fee as set out in the prospectus.
Morgan Stanley & Co. Inc. BrokerCheck CRD 8209 ↗
via Morgan Stanley & Co. Inc. (CRD 8209 ↗)
EDGAR ↗Aug 17, 2015 D
File 021-245907
$0$0$0
Andrew Mack, John Hodson and William Jones will be entitled to customary compensation for their service as director.
None listed on this filing
EDGAR ↗Aug 13, 2015 D
File 021-245711
$0$0$0
Andrew Mack, John Hodson and William Jones will be entitled to customary compensation for their service as director.
None listed on this filing
EDGAR ↗Aug 13, 2015 D
File 021-245707
$0$0$0
Andrew Mack, John Hodson and William Jones will be entitled to customary compensation for their services as directors.
None listed on this filing
EDGAR ↗Aug 13, 2015 D
File 021-245709
$0$0$0
Andrew Mack, John Hodson and William Jones will be entitled to customary compensation for their services as directors.
None listed on this filing
EDGAR ↗Nov 7, 2012 D/A
File 021-103654
$0$0$0
Independent directors each receive a fee of EUR30,000 per annum. This is not linked to the size of the offering. The Investment Manager is entitled to receive an investment management fee as set out in the Prospectus.
SunGard Institutional Brokerage Inc. BrokerCheck CRD 8509 ↗
via SunGard Institutional Brokerage Inc. (CRD 8509 ↗)

Bank of America, National Association (previously LaSalle Bank National Association) no CRD number reported
via Bank of America, National Association (previously LaSalle Bank National Association)

Merriman Curhan Ford & Co. BrokerCheck CRD 18296 ↗
via Merriman Curhan Ford & Co. (CRD 18296 ↗)

Mellon Financial Markets, LLC BrokerCheck CRD 17454 ↗
via Mellon Financial Markets, LLC (CRD 17454 ↗)

The Bank of New York no CRD number reported
via The Bank of New York

Morgan Stanley & Co. Incorporated BrokerCheck CRD 8209 ↗
via Morgan Stanley & Co. Incorporated (CRD 8209 ↗)

Citibank N.A. Agency & Trust no CRD number reported
via Citibank N.A. Agency & Trust

Hightower Securities LLC BrokerCheck CRD 116681 ↗
via Hightower Securities LLC (CRD 116681 ↗)

Union Bank NA no CRD number reported
via Union Bank NA

HSBC Bank USA, N.A. no CRD number reported
via HSBC Bank USA, N.A.
EDGAR ↗May 22, 2009 D/A
File 021-118633
$0$0$0
Independent directors receive EUR20,000/yr, not linked to the size of offering. The Investment Adviser receives a fee of up to 0.40% or 0.80%(depending upon Class of Units is purchased) per annum of the Net Asset Value accruing and payable quarterly.
Morgan Stanley & Co. Incorporated BrokerCheck CRD 8209 ↗
via Morgan Stanley & Co. Incorporated (CRD 8209 ↗)

Morgan Stanley Asia Limited no CRD number reported
via Morgan Stanley Asia Limited

Morgan Stanley Asia (Singapore) Pte no CRD number reported
via Morgan Stanley Asia (Singapore) Pte

As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Appears on these filings

SourceIssuerRoleFiledFormOfferingSoldInvestorsMin. investment
EDGAR ↗Alpha Plus Funds plcDirectorFeb 2, 2021D/AIndefinite
similar: $155,000–$5,250,000
$2,548,823,06347
similar: 4–27
$110,910
similar: $1,000–$100,000
EDGAR ↗Alpha Plus Funds plcDirectorFeb 6, 2020D/AIndefinite
similar: $155,000–$5,250,000
$2,548,810,35847
similar: 4–27
$110,910
similar: $1,000–$100,000
EDGAR ↗GALAXY FUNDDirectorFeb 3, 2020D/AIndefinite
similar: $155,000–$5,250,000
$860,453,03867
similar: 4–27
$138,625
similar: $1,000–$100,000
EDGAR ↗Alpha Plus Funds plcDirectorJan 25, 2019D/AIndefinite
similar: $155,000–$5,250,000
$2,548,778,07247
similar: 4–27
$113,995
similar: $1,000–$100,000
EDGAR ↗GALAXY FUNDDirectorJan 25, 2019D/AIndefinite
similar: $155,000–$5,250,000
$859,034,56667
similar: 4–27
$142,494
similar: $1,000–$100,000
EDGAR ↗Alpha Plus Funds plcDirectorJan 25, 2018D/AIndefinite
similar: $155,000–$5,250,000
$2,543,109,76947
similar: 4–27
$117,946
similar: $1,000–$100,000
EDGAR ↗GALAXY FUNDDirectorJan 25, 2018D/AIndefinite
similar: $155,000–$5,250,000
$839,326,31167
similar: 4–27
$147,432
similar: $1,000–$100,000
EDGAR ↗GALAXY FUNDDirectorJan 25, 2017D/AIndefinite
similar: $155,000–$5,250,000
$836,365,24167
similar: 4–27
$120,626
similar: $1,000–$100,000
EDGAR ↗Alpha Plus Funds plcDirectorJan 25, 2017D/AIndefinite
similar: $155,000–$5,250,000
$2,508,809,83947
similar: 4–27
$96,454
similar: $1,000–$100,000
EDGAR ↗GALAXY FUNDDirectorJan 25, 2016D/AIndefinite
similar: $155,000–$5,250,000
$724,325,49567
similar: 4–27
$136,212
similar: $1,000–$100,000
EDGAR ↗Alpha Plus Funds plcDirectorJan 25, 2016D/AIndefinite
similar: $155,000–$5,250,000
$2,460,034,48847
similar: 4–27
$108,996
similar: $1,000–$100,000
EDGAR ↗Kingsway Fund Frontier Consumer Franchises EXTOBADirectorAug 17, 2015DIndefinite
similar: $155,000–$5,250,000
$1,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Kingsway Fund Frontier Consumer Franchises EXTOBADirectorAug 13, 2015DIndefinite
similar: $155,000–$5,250,000
$1,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗Kingsway Fund Frontier Consumer FranchisesExecutive Officer, DirectorAug 13, 2015DIndefinite
similar: $155,000–$5,250,000
$3,502,0003
similar: 4–27
$150,000
similar: $1,000–$100,000
EDGAR ↗Kingsway Fund Frontier Consumer Franchises EXTOBADirectorAug 13, 2015DIndefinite
similar: $155,000–$5,250,000
$1,0001
similar: 4–27
No minimum reported
similar: $1,000–$100,000
EDGAR ↗GALAXY FUNDDirectorJan 23, 2015D/AIndefinite
similar: $155,000–$5,250,000
$572,595,54666
similar: 4–27
$146,851
similar: $1,000–$100,000
EDGAR ↗Alpha Plus Funds plcDirectorJan 23, 2015D/AIndefinite
similar: $155,000–$5,250,000
$2,390,476,54047
similar: 4–27
$117,479
similar: $1,000–$100,000
EDGAR ↗GALAXY FUNDDirectorNov 5, 2014D/AIndefinite
similar: $155,000–$5,250,000
$414,046,84555
similar: 4–27
$125,000
similar: $1,000–$100,000
EDGAR ↗Alpha Plus Funds plcDirectorNov 4, 2014D/AIndefinite
similar: $155,000–$5,250,000
$1,483,203,52930
similar: 4–27
$1,000,000
similar: $1,000–$100,000
EDGAR ↗GALAXY FUNDDirectorNov 1, 2013D/AIndefinite
similar: $155,000–$5,250,000
$357,766,01533
similar: 4–27
$125,000
similar: $1,000–$100,000
EDGAR ↗Alpha Plus Funds plcDirectorNov 7, 2012D/AIndefinite$00$1,000,000
EDGAR ↗MORGAN STANLEY FUNDS PLCDirectorNov 7, 2012D/AIndefinite$5,154,941,766357$1,000,000
EDGAR ↗GALAXY FUNDDirectorNov 7, 2012D/AIndefinite$271,463,99833$125,000
EDGAR ↗GALAXY FUNDDirectorOct 28, 2011D/AIndefinite$277,890,75629$125,000
EDGAR ↗Alpha Plus Funds plcDirectorOct 28, 2011D/AIndefinite$00$1,000,000
EDGAR ↗MORGAN STANLEY FUNDS PLCDirectorOct 28, 2011D/AIndefinite$4,219,390,868318$1,000,000
EDGAR ↗GALAXY FUNDDirectorNov 3, 2010D/AIndefinite$217,812,6394$125,000
EDGAR ↗Alpha Plus Funds plcDirectorOct 29, 2010D/AIndefinite$5,016,2661$1,000,000
EDGAR ↗MORGAN STANLEY FUNDS PLCDirectorOct 29, 2010D/AIndefinite$2,103,699,6979$1,000,000
EDGAR ↗GALAXY FUNDDirectorNov 3, 2009D/AIndefinite$79,457,8624$125,000
EDGAR ↗MORGAN STANLEY FUNDS PLCDirectorOct 29, 2009D/AIndefinite$1,516,250,2879$1,000,000
EDGAR ↗Alpha Plus Funds plcDirectorOct 29, 2009D/AIndefinite$4,795,2653$1,000,000
EDGAR ↗INVESCO FUNDS IIIDirectorMay 22, 2009D/AIndefinite$35,104,0424$100,000

Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.

"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other listings under the same name

Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.

  • Andrew Brevard Mack — address state CA, 1 issuer, Sep 1, 2020 → Mar 8, 2022 · no shared issuer found

Connections as of Oct 23, 2026, 5:45 PM ET

Listed alongside — 16 names on the same filings (1 management entity, 15 people)

People and management entities the issuers listed as related persons on the same Form D filings as Andrew Mack. Source: the EDGAR rows in the table above.

  • Morgan Stanley Investment Management Inc. entity — 29 shared filings (4 issuers) · role as listed: Promoter · also listed on 5 other issuers
  • Michael Griffin — 26 shared filings (4 issuers) · role as listed: Director
  • William Jones — 17 shared filings (4 issuers) · roles as listed: Director, Executive Officer · also listed on 64 other issuers
  • David McGeough — 16 shared filings (2 issuers) · role as listed: Director · also listed on 41 other issuers
  • Noel Langlois — 6 shared filings (2 issuers) · role as listed: Director
  • Eimear Cowhey — 6 shared filings (1 issuer) · role as listed: Director · also listed on 7 other issuers
  • Laurence Magloire — 5 shared filings (1 issuer) · role as listed: Director · also listed on 3 other issuers
  • John Hodson — 4 shared filings (2 issuers) · roles as listed: Director, Executive Officer · also listed on 1 other issuer
  • Judith Eden — 4 shared filings (2 issuers) · role as listed: Director
  • HENRY KELLY — 4 shared filings (1 issuer) · role as listed: Director · also listed on 38 other issuers
  • Diane Jane Hosie — 2 shared filings (1 issuer) · role as listed: Director
  • Susanne Van Dootingh — 2 shared filings (1 issuer) · role as listed: Director · also listed on 6 other issuers
  • Carine Feipel — 2 shared filings (1 issuer) · role as listed: Director · also listed on 2 other issuers
  • Mary Ann Hernon — 2 shared filings (1 issuer) · role as listed: Director
  • Ken Gaye — 2 shared filings (1 issuer) · role as listed: Director
  • Laurence Magliore — 1 shared filing (1 issuer) · role as listed: Director

Other offering types (Regulation A and Regulation Crowdfunding)

None found in sources searched.

Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.

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