Sponsor Check › Person
Related person on Form D filings · address states/countries as listed: United Kingdom (as filed: X0), Ireland (as filed: L2), Luxembourg (as filed: N4) · listed Oct 29, 2009 → Feb 2, 2021
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:57 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
The five facts investors ask about first. Each section states what was searched and when. Items still in human review are not shown.
None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:57 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — not yet searched; State securities regulators searched: AZ (Corporation Commission Securities Division), CA (DFPI — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE (DOJ Investor Protection Unit), TX (State Securities Board), WA (DFI) — last crawled Oct 23, 2026, 9:57 PM ET. Other states: not yet searched.
Not yet searched.
No SEC search has run yet for this person.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:57 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
0 of 8 offerings report sales commissions; 0 report finder's fees; 0 report proceeds to related persons.
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Feb 2, 2021 D/A File 021-109481 | $0 | $0 | $0 Independent directors each receive a fee of EUR25,000 per annum and an addt'l EUR5,000 per annum is paid to the Chairman. This is not linked to the size of offering. The IM is entitled to receive an investment management fee as set out in the Prospectus. | None listed on this filing |
| EDGAR ↗ | Feb 3, 2020 D/A File 021-109794 | $0 | $0 | $0 Independent Directors each receive a fee of EUR20,000 per annum and an addt'l EUR5,000 per annum is paid to the Chairman. This is not linked to the size of offering. The IA is entitled to receive an investment advisory fee as set out in the prospectus. | Morgan Stanley & Co. Inc. BrokerCheck CRD 8209 ↗ via Morgan Stanley & Co. Inc. (CRD 8209 ↗) |
| EDGAR ↗ | Aug 17, 2015 D File 021-245907 | $0 | $0 | $0 Andrew Mack, John Hodson and William Jones will be entitled to customary compensation for their service as director. | None listed on this filing |
| EDGAR ↗ | Aug 13, 2015 D File 021-245711 | $0 | $0 | $0 Andrew Mack, John Hodson and William Jones will be entitled to customary compensation for their service as director. | None listed on this filing |
| EDGAR ↗ | Aug 13, 2015 D File 021-245707 | $0 | $0 | $0 Andrew Mack, John Hodson and William Jones will be entitled to customary compensation for their services as directors. | None listed on this filing |
| EDGAR ↗ | Aug 13, 2015 D File 021-245709 | $0 | $0 | $0 Andrew Mack, John Hodson and William Jones will be entitled to customary compensation for their services as directors. | None listed on this filing |
| EDGAR ↗ | Nov 7, 2012 D/A File 021-103654 | $0 | $0 | $0 Independent directors each receive a fee of EUR30,000 per annum. This is not linked to the size of the offering. The Investment Manager is entitled to receive an investment management fee as set out in the Prospectus. | SunGard Institutional Brokerage Inc. BrokerCheck CRD 8509 ↗ via SunGard Institutional Brokerage Inc. (CRD 8509 ↗) Bank of America, National Association (previously LaSalle Bank National Association) no CRD number reported via Bank of America, National Association (previously LaSalle Bank National Association) Merriman Curhan Ford & Co. BrokerCheck CRD 18296 ↗ via Merriman Curhan Ford & Co. (CRD 18296 ↗) Mellon Financial Markets, LLC BrokerCheck CRD 17454 ↗ via Mellon Financial Markets, LLC (CRD 17454 ↗) The Bank of New York no CRD number reported via The Bank of New York Morgan Stanley & Co. Incorporated BrokerCheck CRD 8209 ↗ via Morgan Stanley & Co. Incorporated (CRD 8209 ↗) Citibank N.A. Agency & Trust no CRD number reported via Citibank N.A. Agency & Trust Hightower Securities LLC BrokerCheck CRD 116681 ↗ via Hightower Securities LLC (CRD 116681 ↗) Union Bank NA no CRD number reported via Union Bank NA HSBC Bank USA, N.A. no CRD number reported via HSBC Bank USA, N.A. |
| EDGAR ↗ | May 22, 2009 D/A File 021-118633 | $0 | $0 | $0 Independent directors receive EUR20,000/yr, not linked to the size of offering. The Investment Adviser receives a fee of up to 0.40% or 0.80%(depending upon Class of Units is purchased) per annum of the Net Asset Value accruing and payable quarterly. | Morgan Stanley & Co. Incorporated BrokerCheck CRD 8209 ↗ via Morgan Stanley & Co. Incorporated (CRD 8209 ↗) Morgan Stanley Asia Limited no CRD number reported via Morgan Stanley Asia Limited Morgan Stanley Asia (Singapore) Pte no CRD number reported via Morgan Stanley Asia (Singapore) Pte |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | Alpha Plus Funds plc group: Morgan Stanley | Director | Feb 2, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,548,823,063 | 47 similar: 4–27 | $110,910 similar: $1,000–$100,000 |
| EDGAR ↗ | Alpha Plus Funds plc group: Morgan Stanley | Director | Feb 6, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,548,810,358 | 47 similar: 4–27 | $110,910 similar: $1,000–$100,000 |
| EDGAR ↗ | GALAXY FUND group: Morgan Stanley | Director | Feb 3, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $860,453,038 | 67 similar: 4–27 | $138,625 similar: $1,000–$100,000 |
| EDGAR ↗ | Alpha Plus Funds plc group: Morgan Stanley | Director | Jan 25, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,548,778,072 | 47 similar: 4–27 | $113,995 similar: $1,000–$100,000 |
| EDGAR ↗ | GALAXY FUND group: Morgan Stanley | Director | Jan 25, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $859,034,566 | 67 similar: 4–27 | $142,494 similar: $1,000–$100,000 |
| EDGAR ↗ | Alpha Plus Funds plc group: Morgan Stanley | Director | Jan 25, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,543,109,769 | 47 similar: 4–27 | $117,946 similar: $1,000–$100,000 |
| EDGAR ↗ | GALAXY FUND group: Morgan Stanley | Director | Jan 25, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $839,326,311 | 67 similar: 4–27 | $147,432 similar: $1,000–$100,000 |
| EDGAR ↗ | GALAXY FUND group: Morgan Stanley | Director | Jan 25, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $836,365,241 | 67 similar: 4–27 | $120,626 similar: $1,000–$100,000 |
| EDGAR ↗ | Alpha Plus Funds plc group: Morgan Stanley | Director | Jan 25, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,508,809,839 | 47 similar: 4–27 | $96,454 similar: $1,000–$100,000 |
| EDGAR ↗ | GALAXY FUND group: Morgan Stanley | Director | Jan 25, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $724,325,495 | 67 similar: 4–27 | $136,212 similar: $1,000–$100,000 |
| EDGAR ↗ | Alpha Plus Funds plc group: Morgan Stanley | Director | Jan 25, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,460,034,488 | 47 similar: 4–27 | $108,996 similar: $1,000–$100,000 |
| EDGAR ↗ | Kingsway Fund Frontier Consumer Franchises EXTOBA group: Kingsway Fci | Director | Aug 17, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $1,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Kingsway Fund Frontier Consumer Franchises EXTOBA group: Kingsway Fci | Director | Aug 13, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $1,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | Kingsway Fund Frontier Consumer Franchises group: Kingsway Fci | Executive Officer, Director | Aug 13, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $3,502,000 | 3 similar: 4–27 | $150,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Kingsway Fund Frontier Consumer Franchises EXTOBA group: Kingsway Fci | Director | Aug 13, 2015 | D | Indefinite similar: $155,000–$5,250,000 | $1,000 | 1 similar: 4–27 | No minimum reported similar: $1,000–$100,000 |
| EDGAR ↗ | GALAXY FUND group: Morgan Stanley | Director | Jan 23, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $572,595,546 | 66 similar: 4–27 | $146,851 similar: $1,000–$100,000 |
| EDGAR ↗ | Alpha Plus Funds plc group: Morgan Stanley | Director | Jan 23, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,390,476,540 | 47 similar: 4–27 | $117,479 similar: $1,000–$100,000 |
| EDGAR ↗ | GALAXY FUND group: Morgan Stanley | Director | Nov 5, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $414,046,845 | 55 similar: 4–27 | $125,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Alpha Plus Funds plc group: Morgan Stanley | Director | Nov 4, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,483,203,529 | 30 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GALAXY FUND group: Morgan Stanley | Director | Nov 1, 2013 | D/A | Indefinite similar: $155,000–$5,250,000 | $357,766,015 | 33 similar: 4–27 | $125,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Alpha Plus Funds plc group: Morgan Stanley | Director | Nov 7, 2012 | D/A | Indefinite | $0 | 0 | $1,000,000 |
| EDGAR ↗ | MORGAN STANLEY FUNDS PLC group: Morgan Stanley | Director | Nov 7, 2012 | D/A | Indefinite | $5,154,941,766 | 357 | $1,000,000 |
| EDGAR ↗ | GALAXY FUND group: Morgan Stanley | Director | Nov 7, 2012 | D/A | Indefinite | $271,463,998 | 33 | $125,000 |
| EDGAR ↗ | GALAXY FUND group: Morgan Stanley | Director | Oct 28, 2011 | D/A | Indefinite | $277,890,756 | 29 | $125,000 |
| EDGAR ↗ | Alpha Plus Funds plc group: Morgan Stanley | Director | Oct 28, 2011 | D/A | Indefinite | $0 | 0 | $1,000,000 |
| EDGAR ↗ | MORGAN STANLEY FUNDS PLC group: Morgan Stanley | Director | Oct 28, 2011 | D/A | Indefinite | $4,219,390,868 | 318 | $1,000,000 |
| EDGAR ↗ | GALAXY FUND group: Morgan Stanley | Director | Nov 3, 2010 | D/A | Indefinite | $217,812,639 | 4 | $125,000 |
| EDGAR ↗ | Alpha Plus Funds plc group: Morgan Stanley | Director | Oct 29, 2010 | D/A | Indefinite | $5,016,266 | 1 | $1,000,000 |
| EDGAR ↗ | MORGAN STANLEY FUNDS PLC group: Morgan Stanley | Director | Oct 29, 2010 | D/A | Indefinite | $2,103,699,697 | 9 | $1,000,000 |
| EDGAR ↗ | GALAXY FUND group: Morgan Stanley | Director | Nov 3, 2009 | D/A | Indefinite | $79,457,862 | 4 | $125,000 |
| EDGAR ↗ | MORGAN STANLEY FUNDS PLC group: Morgan Stanley | Director | Oct 29, 2009 | D/A | Indefinite | $1,516,250,287 | 9 | $1,000,000 |
| EDGAR ↗ | Alpha Plus Funds plc group: Morgan Stanley | Director | Oct 29, 2009 | D/A | Indefinite | $4,795,265 | 3 | $1,000,000 |
| EDGAR ↗ | INVESCO FUNDS III | Director | May 22, 2009 | D/A | Indefinite | $35,104,042 | 4 | $100,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Andrew Mack. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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