MICHAEL E. DOUGHERTY is listed as a director on 2 SEC Form D filings by 1 issuer in Oct 2017: Dougherty Structured Residual I LLC (Minneapolis, MN — other banking and financial services — 2017; $7M reported sold to 19 investors).
What this means One deal on file with the SEC, filed Oct 2017. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside David Juran (2 shared filings), Gerald Kraut (2 shared filings) and MICHELLE SANDBERG (2 shared filings).
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around MICHAEL. Each name links to their own page.
The issuer belongs to the sponsor group Founders (24 issuers, $304.5M reported sold, 2009–2024).
What this means A sponsor group is one team that sets up a new company for each deal. Founders has 24 companies on file and $304.5M reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — 3 bankruptcy cases matching the name listed in Key records below.
What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.
We compared 2 public filings for MICHAEL E. DOUGHERTY and found 5 differences: Offering amount lowered between filings; Same name, different state: "Michael Dougherty" (TX) is a separate record; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.