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Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 7:32 AM ET

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MICHAEL DOUGHERTY

Named as an officer, director or promoter on SEC Form D filings · MN · Mar 26, 2013 → Nov 12, 2013

1deal (issuers)
$1.54Mreported sold
44investors
2Form D filings
2013year on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:27 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

MICHAEL DOUGHERTY is listed as a director on 2 SEC Form D filings by 1 issuer between Mar 2013 and Nov 2013: ReconRobotics, Inc. (Edina, MN — other technology — 2013; $1.54M reported sold to 44 investors).

What this means One deal on file with the SEC, filed Nov 2013. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside ALAN BIGNALL (2 shared filings), ANDRES BRUGAL (2 shared filings), CHARLES H. SWANNACK, JR. (2 shared filings), DENNIS W. SCHULSTAD (2 shared filings), MARY WILSON (2 shared filings) and 1 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around MICHAEL. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — 3 bankruptcy cases matching the name listed in Key records below.

What this means 3 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for MICHAEL DOUGHERTY and found 10 differences: Bankruptcy case: ReconRobotics, Inc; MICHAEL DOUGHERTY appears on 1 deal that stopped filing before reaching its target; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for MICHAEL DOUGHERTY has not run yet — it is joining a line of 23,298 names; searches run around the clock at the hosts' allowed rate. Searched so far: 638 names.

Community comments are quoted as written by their authors. Sources searched: BiggerPockets forums (via DuckDuckGo, Brave, Bing and BiggerPockets search) and Reddit (search feed + public archive).

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:27 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: VA (crawled Oct 23, 2026)

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched MICHAEL DOUGHERTY..

State securities regulators: Securities regulators searched (3,318 actions): AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), DE DOJ Investor Protection Unit (257 actions, 1987–2026), TX State Securities Board (586 actions, 2006–2026), WA DFI (2,039 actions, 2001–2026) — last crawled Oct 23, 2026, 9:57 PM ET. No machine-readable public listing today for CO, FL, IA, IN, MN, NE, NJ, NY, OH, UT, VA (see docs/state-regulators.md).

3. Bankruptcies

3 cases: 3 closed (disposition not in docket feed)

MICHAEL R DOUGHERTY closed
United States Bankruptcy Court, D. Minnesota · No. 03-41553 · Filed Mar 4, 2003 · Closed Jul 7, 2003
Role of MICHAEL R DOUGHERTY: Debtor · Outcome: Case closed 2003-07-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 193 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (MN)
MICHAEL D DOUGHERTY and PAMELA K DOUGHERTY closed
United States Bankruptcy Court, D. Minnesota · No. 94-43372 · Filed Jul 7, 1994 · Closed Dec 14, 1994
Role of MICHAEL D DOUGHERTY and PAMELA K DOUGHERTY: Debtor · Outcome: Case closed 1994-12-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 193 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (MN)
MICHAEL P DOUGHERTY and NANCY L DOUGHERTY closed
United States Bankruptcy Court, D. Minnesota · No. 93-32945 · Filed Jun 15, 1993 · Closed May 16, 1997
Role of MICHAEL P DOUGHERTY and NANCY L DOUGHERTY: Debtor · Outcome: Case closed 1997-05-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 193 federal dockets); 8 people with this name in Form D filings; court in the person's filing state (MN)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:27 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

10 differences found between the filings for MICHAEL DOUGHERTY (compared 2 filings on Oct 24, 2026)

Note · Apr 1, 2014 – Aug 21, 2014

Bankruptcy case: ReconRobotics, Inc. — filed Apr 1, 2014

United States Bankruptcy Court, D. Minnesota docket "ReconRobotics, Inc." filed Apr 1, 2014, closed Aug 21, 2014. ReconRobotics, Inc. (related issuer) is listed as Debtor ("ReconRobotics, Inc."). Our match estimate: 60%.

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, D. Minnesota ↗ReconRobotics, Inc. — PartnerFacts page ↗
Sources
Note · Nov 12, 2013

MICHAEL DOUGHERTY appears on 1 deal that stopped filing before reaching its target

ReconRobotics, Inc. (last filing Nov 12, 2013; $1,536,468 sold of $4,500,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

ReconRobotics, Inc. — PartnerFacts page ↗
Sources
Note · Mar 7, 2013 – Mar 26, 2013

Form D filed 19 days after the first sale — ReconRobotics, Inc.

The filing says the first sale was Mar 7, 2013. The Form D was filed Mar 26, 2013 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Mar 26, 2013 ↗ReconRobotics, Inc. — PartnerFacts page ↗
Sources
Note · Nov 1, 2013 – Nov 12, 2013

No amendment in the last 12 months on an offering that may still be open — ReconRobotics, Inc. (latest filing Nov 12, 2013)

The latest filing for this offering is dated Nov 12, 2013 (first sale Nov 1, 2013). It reports $100,000 sold of $4,500,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Nov 12, 2013 ↗ReconRobotics, Inc. — PartnerFacts page ↗
Sources
Note · Mar 7, 2013 – Mar 26, 2013

No amendment in the last 12 months on an offering that may still be open — ReconRobotics, Inc. (latest filing Mar 26, 2013)

The latest filing for this offering is dated Mar 26, 2013 (first sale Mar 7, 2013). It reports $252,500 sold of $3,000,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Mar 26, 2013 ↗ReconRobotics, Inc. — PartnerFacts page ↗
Sources
Note · Sep 15, 2016 – Jan 20, 2023

Same name, different state: "Michael Dougherty" (IL) is a separate record

This page covers filings where the address state is MN. A separate record, "Michael Dougherty" with address state IL, is listed on 22 filings — most recently by Deloitte Touche Tohmatsu Services, LLC (Jan 20, 2023). The two records do not overlap in time: this page runs Mar 26, 2013 to Nov 12, 2013; the other runs Sep 15, 2016 to Jan 20, 2023.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Dougherty (IL) — PartnerFacts page ↗Form D · Jan 20, 2023 ↗Deloitte Touche Tohmatsu Services, LLC — PartnerFacts page ↗MICHAEL DOUGHERTY (MN) — this page ↗
Sources
Note · Dec 19, 2019 – Apr 4, 2022

Same name, different state: "Michael R. Dougherty" (PA) is a separate record

This page covers filings where the address state is MN. A separate record, "Michael R. Dougherty" with address state PA, is listed on 2 filings — most recently by MARINUS PHARMACEUTICALS, INC. (Apr 4, 2022). The two records do not overlap in time: this page runs Mar 26, 2013 to Nov 12, 2013; the other runs Dec 19, 2019 to Apr 4, 2022.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael R. Dougherty (PA) — PartnerFacts page ↗Form D · Apr 4, 2022 ↗MARINUS PHARMACEUTICALS, INC. — PartnerFacts page ↗MICHAEL DOUGHERTY (MN) — this page ↗
Sources
Note · Jun 3, 2020

Same name, different state: "Michael Dougherty" (CT) is a separate record

This page covers filings where the address state is MN. A separate record, "Michael Dougherty" with address state CT, is listed on 1 filing — most recently by ViralClear Pharmaceuticals, Inc. (Jun 3, 2020). The two records do not overlap in time: this page runs Mar 26, 2013 to Nov 12, 2013; the other has one filing dated Jun 3, 2020.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Dougherty (CT) — PartnerFacts page ↗Form D · Jun 3, 2020 ↗ViralClear Pharmaceuticals, Inc. — PartnerFacts page ↗MICHAEL DOUGHERTY (MN) — this page ↗
Sources
Note · Mar 24, 2010 – Mar 9, 2018

Same name, different state: "Michael J. Dougherty" (WA) is a separate record

This page covers filings where the address state is MN. A separate record, "Michael J. Dougherty" with address state WA, is listed on 9 filings — most recently by Systematech Technical Management Services, Inc. (Mar 9, 2018). Both records have filings in the same period (Mar 26, 2013 to Nov 12, 2013).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael J. Dougherty (WA) — PartnerFacts page ↗Form D · Mar 9, 2018 ↗Systematech Technical Management Services, Inc. — PartnerFacts page ↗MICHAEL DOUGHERTY (MN) — this page ↗
Sources
Note · Jun 7, 2010 – Jun 13, 2011

Same name, different state: "Michael Dougherty" (CA) is a separate record

This page covers filings where the address state is MN. A separate record, "Michael Dougherty" with address state CA, is listed on 2 filings — most recently by JELLI INC (Jun 13, 2011). The two records do not overlap in time: this page runs Mar 26, 2013 to Nov 12, 2013; the other runs Jun 7, 2010 to Jun 13, 2011.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Dougherty (CA) — PartnerFacts page ↗Form D · Jun 13, 2011 ↗JELLI INC — PartnerFacts page ↗MICHAEL DOUGHERTY (MN) — this page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

2 of 2 offerings report sales commissions totalling $750,000; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Nov 12, 2013 D
ReconRobotics, Inc.
File 021-206148
$450,000 (est.)$0$0BrokerBank Securities, Inc. BrokerCheck CRD 130116 ↗
Aethlon Capital, LLC BrokerCheck CRD 42241 ↗		EDGAR ↗
Mar 26, 2013 D
ReconRobotics, Inc.
File 021-193925
$300,000 (est.)$0$0BROKERBANK SECURITIES, INC. BrokerCheck CRD 130116 ↗EDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Michael Dougherty on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

R
Other Technology

ReconRobotics, Inc.

Edina, MN · Mar 26, 2013 → Nov 12, 2013 · 2 filings
  • Nov 12, 2013 · D · $100,000 sold of $4,500,000 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Mar 26, 2013 · D · $252,500 sold of $3,000,000 · 8 investors · min. No minimum reported · role: Director EDGAR ↗

Raised $1.54M from 44 investors (34% of the $4.5M target) as of the latest filing. Michael is listed as director on 2 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (7)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

People around Michael 6

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

MW
No photo found yet (own website and image search run after this page is viewed)
Person

MARY WILSON

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Michael Dougherty. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

ALAN BIGNALL

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Dougherty. Their page shows their other deals.

PW
No photo found yet (own website and image search run after this page is viewed)
Person

PHILLIP S. WALTER

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael Dougherty. Their page shows their other deals.

CS
No photo found yet (own website and image search run after this page is viewed)
Person

CHARLES H. SWANNACK, JR.

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael Dougherty. Their page shows their other deals.

DS
No photo found yet (own website and image search run after this page is viewed)
Person

DENNIS W. SCHULSTAD

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael Dougherty. Their page shows their other deals.

AB
No photo found yet (own website and image search run after this page is viewed)
Person

ANDRES BRUGAL

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael Dougherty. Their page shows their other deals.

Registrations and other filings

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to MICHAEL DOUGHERTY by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Michael Dougherty is listed on: none on file. No website or social profile named in ReconRobotics, Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #324,362 of 374,652 in line (1,174 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Edina, MN). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗Minnesota court records online ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

Minnesota Secretary of State business search ↗OpenCorporates ↗

Change history

No corrections have been requested for this page.

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