Michael D. Philpot is listed as an executive officer and director on 4 SEC Form D filings by 3 issuers between Nov 2009 and Feb 2014: Valley High Ventures Ltd. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2010; $2.35M reported sold to 1 investors), Coro Mining Corp (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2014; $426K reported sold to 9 investors) and El Nino Ventures Inc. (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2009; $55K reported sold to 6 investors).
What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 5 years. Across those companies the filings report $2.84M sold in total.
Listed alongside Damian Towns (4 shared filings), Alan J. Stephens (2 shared filings), Alvin W. Jackson (2 shared filings), Gordon Fretwell (2 shared filings), Marcelo Cortes (2 shared filings) and 14 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.
1 of the issuers belongs to the sponsor group Pacific North West (3 issuers, $205K reported sold, 2009–2014).
What this means A sponsor group is one team that sets up a new company for each deal. Pacific North West has 3 companies on file and $205K reported sold in total — the group page shows the whole track record in one place.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 4 public filings for Michael D. Philpot and found 7 differences, 1 worth asking the sponsor about: 4 paid sellers are listed without a CRD number; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.