Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 9:45 AM ET

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Sergio Rivera

Named as an officer, director or promoter on SEC Form D filings · British Columbia, Canada (as filed: A1) · Jan 8, 2014 → Feb 11, 2014

1deal (issuers)

$426Kreported sold

9investors

2Form D filings

2014year on file

Follow this person Look further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:30 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Sergio Rivera is listed as an executive officer on 2 SEC Form D filings by 1 issuer between Jan 2014 and Feb 2014: Coro Mining Corp (Vancouver, British Columbia, Canada (as filed: A1) — industry reported as "Other" — 2014; $426K reported sold to 9 investors).

What this means One deal on file with the SEC, filed Feb 2014. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.

Listed alongside Alan J. Stephens (2 shared filings), Alvin W. Jackson (2 shared filings), Damian Towns (2 shared filings), Gordon Fretwell (2 shared filings), Marcelo Cortes (2 shared filings) and 3 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Sergio. Each name links to their own page.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 1 court case matching the name, 64 bankruptcy cases matching the name listed in Key records below.

What this means 65 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 2 public filings for Sergio Rivera and found 4 differences: Sergio Rivera appears on 1 deal that stopped filing before reaching its target; Form D filed 19 days after the first sale; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Sergio Rivera has not run yet — it is #35,615 of 40,189 in line; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

1 case: 1 closed (disposition not in docket feed)

RIVERA, SERGIO v. HHS closed

District Court, E.D. New York · No. · Filed Apr 8, 1988 · Closed Dec 19, 1988 · Nature of suit: 863 D.I.W.C. / D.I.W.W.

Role of RIVERA, SERGIO: Plaintiff · Outcome: Terminated 1988-12-19 — FJC Integrated Database disposition: Remanded to U.S. agency Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in NY (not a filing state)

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:30 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Sergio Rivera..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

64 cases: 4 open, 60 closed (disposition not in docket feed)

Sergio A Rivera, Jr. and Maria Celeste Reyes open

United States Bankruptcy Court, S.D. Florida. · No. 26-17483 · Filed Jun 8, 2026

Role of Sergio A Rivera, Jr.: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in FL (not a filing state)

Sergio Rivera, Jr. open

United States Bankruptcy Court, D. New Jersey · No. 26-12157 · Filed Feb 27, 2026

Role of Sergio Rivera, Jr.: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in NJ (not a filing state)

Sergio Rivera, Jr. open

United States Bankruptcy Court, C.D. California · No. 2:25-bk-17827 · Filed Sep 5, 2025

Role of Sergio Rivera, Jr.: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in CA (not a filing state)

Sergio A Rivera open

United States Bankruptcy Court, D. New Jersey · No. 25-12315 · Filed Mar 6, 2025

Role of Sergio A Rivera: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in NJ (not a filing state)

Sergio Rivera closed

United States Bankruptcy Court, S.D. Florida. · No. 24-18382 · Filed Aug 19, 2024 · Closed Nov 15, 2024

Role of Sergio Rivera: Debtor · Outcome: Case closed 2024-11-15 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in FL (not a filing state)

Sergio Rivera closed

United States Bankruptcy Court, S.D. Florida. · No. 24-14396 · Filed May 3, 2024 · Closed Jun 25, 2024

Role of Sergio Rivera: Debtor · Outcome: Case closed 2024-06-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in FL (not a filing state)

Sergio Rivera closed

United States Bankruptcy Court, S.D. Florida. · No. 24-10189 · Filed Jan 10, 2024 · Closed Mar 26, 2024

Role of Sergio Rivera: Debtor · Outcome: Case closed 2024-03-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in FL (not a filing state)

Sergio Rivera closed

United States Bankruptcy Court, N.D. Georgia · No. 23-20037 · Filed Jan 13, 2023 · Closed Sep 8, 2023

Role of Sergio Rivera: Debtor · Outcome: Case closed 2023-09-08 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in GA (not a filing state)

Sergio Rivera closed

United States Bankruptcy Court, S.D. Florida. · No. 21-17870 · Filed Aug 13, 2021 · Closed Oct 25, 2021

Role of Sergio Rivera: Debtor · Outcome: Case closed 2021-10-25 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in FL (not a filing state)

Sergio D. Rivera closed

United States Bankruptcy Court, D. Connecticut · No. 21-20421 · Filed Apr 29, 2021 · Closed Aug 26, 2021

Role of Sergio D. Rivera: Debtor · Outcome: Case closed 2021-08-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in CT (not a filing state)

Sergio Rivera closed

United States Bankruptcy Court, S.D. Florida. · No. 20-22208 · Filed Nov 5, 2020 · Closed Jan 26, 2021

Role of Sergio Rivera: Debtor · Outcome: Case closed 2021-01-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in FL (not a filing state)

Sergio Rivera closed

United States Bankruptcy Court, S.D. Texas · No. 20-35127 · Filed Oct 27, 2020 · Closed Feb 2, 2021

Role of Sergio Rivera: Debtor · Outcome: Case closed 2021-02-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in TX (not a filing state)

Sergio Rivera and Gabriela Rivera closed

United States Bankruptcy Court, D. Utah · No. 20-21732 · Filed Mar 18, 2020 · Closed Feb 16, 2021

Role of Sergio Rivera and Gabriela Rivera: Debtor · Outcome: Case closed 2021-02-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in UT (not a filing state)

Sergio Rivera closed

United States Bankruptcy Court, C.D. California · No. 9:19-bk-10917 · Filed May 22, 2019 · Closed May 5, 2020

Role of Sergio Rivera: Debtor · Outcome: Case closed 2020-05-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in CA (not a filing state)

Sergio Rivera closed

United States Bankruptcy Court, S.D. California · No. 18-02711 · Filed May 1, 2018 · Closed Aug 6, 2018

Role of Sergio Rivera: Debtor · Outcome: Case closed 2018-08-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in CA (not a filing state)

Sergio Rivera closed

United States Bankruptcy Court, D. New Jersey · No. 15-20691 · Filed Jun 6, 2015 · Closed Oct 6, 2015

Role of Sergio Rivera: Debtor · Outcome: Case closed 2015-10-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in NJ (not a filing state)

Sergio Rivera closed

United States Bankruptcy Court, S.D. Florida. · No. 15-14220 · Filed Mar 6, 2015 · Closed Apr 27, 2017

Role of Sergio Rivera: Debtor · Outcome: Case closed 2017-04-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in FL (not a filing state)

Sergio Rivera and Gabriela Rivera closed

United States Bankruptcy Court, D. Utah · No. 15-21202 · Filed Feb 18, 2015 · Closed Jan 3, 2020

Role of Sergio Rivera and Gabriela Rivera: Debtor · Outcome: Case closed 2020-01-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in UT (not a filing state)

Sergio Rivera closed

United States Bankruptcy Court, C.D. California · No. 2:14-bk-31788 · Filed Nov 21, 2014 · Closed Mar 3, 2015

Role of Sergio Rivera: Debtor · Outcome: Case closed 2015-03-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in CA (not a filing state)

Sergio E Rivera closed

United States Bankruptcy Court, E.D. New York · No. 1-14-41352 · Filed Mar 24, 2014 · Closed Jul 2, 2014

Role of Sergio E Rivera: Debtor · Outcome: Case closed 2014-07-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in NY (not a filing state)

SERGIO RIVERA RIVERA and MARIA DE LOS ANGELES ORTIZ RODRIGUEZ closed

United States Bankruptcy Court, D. Puerto Rico · No. 14-00805 · Filed Feb 5, 2014 · Closed May 6, 2014

Role of SERGIO RIVERA RIVERA and MARIA DE LOS ANGELES ORTIZ RODRIGUEZ: Debtor · Outcome: Case closed 2014-05-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in PR (not a filing state)

Sergio Rivera and Carmelina Rivera closed

United States Bankruptcy Court, M.D. Florida · No. 6:13-bk-03731 · Filed Mar 28, 2013 · Closed Sep 30, 2016

Role of Sergio Rivera and Carmelina Rivera: Debtor · Outcome: Case closed 2016-09-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in FL (not a filing state)

Sergio M. Rivera and Maria D. Rivera closed

United States Bankruptcy Court, W.D. Michigan · No. 13-02320 · Filed Mar 22, 2013 · Closed Sep 3, 2013

Role of Sergio M. Rivera and Maria D. Rivera: Debtor · Outcome: Case closed 2013-09-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in MI (not a filing state)

Sergio Rivera and Sharmet Melissa Rivera closed

United States Bankruptcy Court, C.D. California · No. 1:12-bk-13286 · Filed Apr 6, 2012 · Closed Jul 18, 2012

Role of Sergio Rivera and Sharmet Melissa Rivera: Debtor · Outcome: Case closed 2012-07-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in CA (not a filing state)

Sergio A. Rivera and Maria C. Reyes closed

United States Bankruptcy Court, S.D. Florida. · No. 12-10719 · Filed Jan 11, 2012 · Closed Sep 20, 2013

Role of Sergio A. Rivera and Maria C. Reyes: Debtor · Outcome: Case closed 2013-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in FL (not a filing state)

Sergio Rivera closed

United States Bankruptcy Court, C.D. California · No. 8:11-bk-24575 · Filed Oct 20, 2011 · Closed Jan 30, 2012

Role of Sergio Rivera: Debtor · Outcome: Case closed 2012-01-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in CA (not a filing state)

Sergio Rivera closed

United States Bankruptcy Court, D. New Jersey · No. 11-32728 · Filed Jul 29, 2011 · Closed Nov 7, 2011

Role of Sergio Rivera: Debtor · Outcome: Case closed 2011-11-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in NJ (not a filing state)

Sergio Rivera and Angelica Juanita Rivera closed

United States Bankruptcy Court, E.D. California · No. 11-17201 · Filed Jun 23, 2011 · Closed Oct 7, 2011

Role of Sergio Rivera and Angelica Juanita Rivera: Debtor · Outcome: Case closed 2011-10-07 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in CA (not a filing state)

Sergio G Rivera closed

United States Bankruptcy Court, C.D. California · No. 1:11-bk-16741 · Filed May 31, 2011 · Closed Sep 19, 2011

Role of Sergio G Rivera: Debtor · Outcome: Case closed 2011-09-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in CA (not a filing state)

Sergio Rivera closed

United States Bankruptcy Court, C.D. California · No. 8:11-bk-17287 · Filed May 23, 2011 · Closed Sep 23, 2011

Role of Sergio Rivera: Debtor · Outcome: Case closed 2011-09-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in CA (not a filing state)

Sergio Rivera closed

United States Bankruptcy Court, E.D. California · No. 11-91301 · Filed Apr 12, 2011 · Closed Jul 22, 2011

Role of Sergio Rivera: Debtor · Outcome: Case closed 2011-07-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in CA (not a filing state)

Sergio G Rivera closed

United States Bankruptcy Court, C.D. California · No. 1:11-bk-11490 · Filed Feb 4, 2011 · Closed Apr 11, 2011

Role of Sergio G Rivera: Debtor · Outcome: Case closed 2011-04-11 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in CA (not a filing state)

Sergio Rivera and Sonia Rivera closed

United States Bankruptcy Court, N.D. California · No. 10-63077 · Filed Dec 23, 2010 · Closed Nov 19, 2013

Role of Sergio Rivera and Sonia Rivera: Debtor · Outcome: Case closed 2013-11-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in CA (not a filing state)

Sergio Rivera and Linda Rivera closed

United States Bankruptcy Court, E.D. New York · No. 8-10-75857 · Filed Jul 27, 2010 · Closed Oct 28, 2010

Role of Sergio Rivera and Linda Rivera: Debtor · Outcome: Case closed 2010-10-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in NY (not a filing state)

Sergio Rivera closed

United States Bankruptcy Court, S.D. California · No. 10-06669 · Filed Apr 23, 2010 · Closed Aug 2, 2010

Role of Sergio Rivera: Debtor · Outcome: Case closed 2010-08-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in CA (not a filing state)

Sergio Rivera Jr closed

United States Bankruptcy Court, C.D. California · No. 2:10-bk-19143 · Filed Mar 12, 2010 · Closed Apr 16, 2010

Role of Sergio Rivera Jr: Debtor · Outcome: Case closed 2010-04-16 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in CA (not a filing state)

Rebeca Rivera and Sergio Rivera closed

United States Bankruptcy Court, C.D. California · No. 1:09-bk-22741 · Filed Sep 28, 2009 · Closed Feb 21, 2014

Role of Sergio Rivera: Debtor · Outcome: Case closed 2014-02-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in CA (not a filing state)

Sergio Rivera closed

United States Bankruptcy Court, C.D. California · No. 2:09-bk-26611 · Filed Jun 29, 2009 · Closed Dec 23, 2009

Role of Sergio Rivera: Debtor · Outcome: Case closed 2009-12-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in CA (not a filing state)

Sergio Rivera closed

United States Bankruptcy Court, N.D. Illinois · No. 08-22891 · Filed Aug 29, 2008 · Closed Mar 23, 2011

Role of Sergio Rivera: Debtor · Outcome: Case closed 2011-03-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in IL (not a filing state)

Sergio Rivera closed

United States Bankruptcy Court, N.D. Illinois · No. 05-61542 · Filed Oct 16, 2005 · Closed May 12, 2006

Role of Sergio Rivera: Debtor · Outcome: Case closed 2006-05-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in IL (not a filing state)

Sergio Rivera closed

United States Bankruptcy Court, S.D. California · No. 05-07620 · Filed Aug 18, 2005 · Closed Dec 22, 2005

Role of Sergio Rivera: Debtor · Outcome: Case closed 2005-12-22 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in CA (not a filing state)

Sergio A. Rivera closed

United States Bankruptcy Court, D. New Mexico · No. 05-15228 · Filed Jun 25, 2005 · Closed Apr 10, 2007

Role of Sergio A. Rivera: Debtor · Outcome: Case closed 2007-04-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in NM (not a filing state)

Sergio Rivera closed

United States Bankruptcy Court, W.D. Arkansas · No. 5:04-bk-76095 · Filed Sep 11, 2004 · Closed Feb 12, 2008

Role of Sergio Rivera: Debtor · Outcome: Case closed 2008-02-12 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in AR (not a filing state)

Sergio Rivera closed

United States Bankruptcy Court, N.D. Illinois · No. 02-27190 · Filed Jul 17, 2002 · Closed Nov 30, 2007

Role of Sergio Rivera: Debtor · Outcome: Case closed 2007-11-30 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in IL (not a filing state)

Sergio A Rivera and Clara A Rivera closed

United States Bankruptcy Court, D. New Jersey · No. 02-36797 · Filed Jun 19, 2002 · Closed Oct 21, 2002

Role of Sergio A Rivera and Clara A Rivera: Debtor · Outcome: Case closed 2002-10-21 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in NJ (not a filing state)

Sergio Rivera closed

United States Bankruptcy Court, D. New Jersey · No. 02-11878 · Filed Feb 27, 2002 · Closed Jun 28, 2007

Role of Sergio Rivera: Debtor · Outcome: Case closed 2007-06-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in NJ (not a filing state)

Sergio Rivera and Carolina O Rivera closed

United States Bankruptcy Court, N.D. Illinois · No. 02-04146 · Filed Feb 1, 2002 · Closed May 23, 2002

Role of Sergio Rivera and Carolina O Rivera: Debtor · Outcome: Case closed 2002-05-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in IL (not a filing state)

Sergio Rivera closed

United States Bankruptcy Court, N.D. Illinois · No. 02-00033 · Filed Jan 2, 2002 · Closed Oct 10, 2002

Role of Sergio Rivera: Debtor · Outcome: Case closed 2002-10-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in IL (not a filing state)

SERGIO RIVERA and LISA RIVERA closed

United States Bankruptcy Court, N.D. Alabama · No. 01-84390 · Filed Oct 5, 2001 · Closed Mar 24, 2003

Role of SERGIO RIVERA and LISA RIVERA: Debtor · Outcome: Case closed 2003-03-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in AL (not a filing state)

Sergio Rivera and Linda Rivera closed

United States Bankruptcy Court, E.D. New York · No. 8-01-84467 · Filed Jun 4, 2001 · Closed Sep 24, 2001

Role of Sergio Rivera and Linda Rivera: Debtor · Outcome: Case closed 2001-09-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in NY (not a filing state)

Sergio J Rivera closed

United States Bankruptcy Court, C.D. California · No. 2:01-bk-19752 · Filed Apr 2, 2001 · Closed Jul 31, 2001

Role of Sergio J Rivera: Debtor · Outcome: Case closed 2001-07-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in CA (not a filing state)

SERGIO RIVERA closed

United States Bankruptcy Court, D. Nevada · No. 01-12899 · Filed Mar 30, 2001 · Closed Aug 3, 2001

Role of SERGIO RIVERA: Debtor · Outcome: Case closed 2001-08-03 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in NV (not a filing state)

Sergio Rivera closed

United States Bankruptcy Court, S.D. Florida. · No. 01-10646 · Filed Jan 25, 2001 · Closed Nov 20, 2002

Role of Sergio Rivera: Debtor · Outcome: Case closed 2002-11-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in FL (not a filing state)

SERGIO RIVERA and BERTHA A. RIVERA closed

United States Bankruptcy Court, D. Arizona · No. 0:00-bk-01292 · Filed Dec 21, 2000 · Closed Aug 19, 2004

Role of SERGIO RIVERA and BERTHA A. RIVERA: Debtor · Outcome: Case closed 2004-08-19 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in AR (not a filing state)

SERGIO RIVERA RIVERA and MARIA DE LOS ANGELES ORTIZ RODRIGUEZ closed

United States Bankruptcy Court, D. Puerto Rico · No. 00-07566 · Filed Jun 29, 2000 · Closed Oct 23, 2000

Role of SERGIO RIVERA RIVERA and MARIA DE LOS ANGELES ORTIZ RODRIGUEZ: Debtor · Outcome: Case closed 2000-10-23 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in PR (not a filing state)

Sergio Rivera and Clara J Rivera closed

United States Bankruptcy Court, C.D. California · No. 6:99-bk-31590 · Filed Dec 29, 1999 · Closed Apr 27, 2000

Role of Sergio Rivera and Clara J Rivera: Debtor · Outcome: Case closed 2000-04-27 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in CA (not a filing state)

SERGIO RIVERA and LISA RIVERA closed

United States Bankruptcy Court, N.D. Alabama · No. 99-84460 · Filed Dec 28, 1999 · Closed Jan 14, 2002

Role of SERGIO RIVERA and LISA RIVERA: Debtor · Outcome: Case closed 2002-01-14 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in AL (not a filing state)

Sergio Rivera closed

United States Bankruptcy Court, N.D. Illinois · No. 99-20053 · Filed Jun 24, 1999 · Closed Mar 10, 2000

Role of Sergio Rivera: Debtor · Outcome: Case closed 2000-03-10 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in IL (not a filing state)

Sergio D. Rivera and Miriam E. Rivera closed

United States Bankruptcy Court, D. New Jersey · No. 98-15743 · Filed Jun 17, 1998 · Closed Oct 6, 1998

Role of Sergio D. Rivera and Miriam E. Rivera: Debtor · Outcome: Case closed 1998-10-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in NJ (not a filing state)

Sergio E Rivera closed

United States Bankruptcy Court, C.D. California · No. 6:98-bk-13032 · Filed Feb 23, 1998 · Closed May 24, 1999

Role of Sergio E Rivera: Debtor · Outcome: Case closed 1999-05-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in CA (not a filing state)

Sergio Rivera and Susan Ann Rivera closed

United States Bankruptcy Court, D. New Mexico · No. 97-11225 · Filed Mar 4, 1997 · Closed Jun 18, 1997

Role of Sergio Rivera and Susan Ann Rivera: Debtor · Outcome: Case closed 1997-06-18 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in NM (not a filing state)

Sergio Rivera and Myrna Rivera closed

United States Bankruptcy Court, N.D. Illinois · No. 95-08785 · Filed May 3, 1995 · Closed Aug 31, 1995

Role of Sergio Rivera and Myrna Rivera: Debtor · Outcome: Case closed 1995-08-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in IL (not a filing state)

Sergio A. Rivera and Brenda v. Rivera closed

United States Bankruptcy Court, D. New Jersey · No. 92-31853 · Filed Mar 25, 1992 · Closed Nov 6, 1992

Role of Sergio A. Rivera and Brenda: Plaintiff · Outcome: Case closed 1992-11-06 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in NJ (not a filing state)

SERGIO RIVERA closed

United States Bankruptcy Court, E.D. Washington · No. 91-03583 · Filed Nov 21, 1991 · Closed Apr 9, 1992

Role of SERGIO RIVERA: Debtor · Outcome: Case closed 1992-04-09 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗

same full name (a name found in 100 federal dockets); court in WA (not a filing state)

What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:30 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

4 differences found between the filings for Sergio Rivera (compared 2 filings on Oct 24, 2026)

Note · Feb 11, 2014

Sergio Rivera appears on 1 deal that stopped filing before reaching its target

Coro Mining Corp (last filing Feb 11, 2014; $426,499 sold of $1,906,713). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

Coro Mining Corp — PartnerFacts page ↗

Sources

Coro Mining Corp — PartnerFacts page ↗ (Feb 11, 2014)

Note · Dec 20, 2013 – Jan 8, 2014

Form D filed 19 days after the first sale — Coro Mining Corp

The filing says the first sale was Dec 20, 2013. The Form D was filed Jan 8, 2014 — 19 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 4 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Jan 8, 2014 ↗Coro Mining Corp — PartnerFacts page ↗

Sources

Form D · Jan 8, 2014 ↗ (Jan 8, 2014)
Coro Mining Corp — PartnerFacts page ↗ (Feb 11, 2014)

Note · Dec 20, 2013 – Feb 11, 2014

No amendment in the last 12 months on an offering that may still be open — Coro Mining Corp (latest filing Feb 11, 2014)

The latest filing for this offering is dated Feb 11, 2014 (first sale Dec 20, 2013). It reports $426,499 sold of $1,906,713 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D/A · Feb 11, 2014 ↗Coro Mining Corp — PartnerFacts page ↗

Sources

Form D/A · Feb 11, 2014 ↗ (Feb 11, 2014)
Coro Mining Corp — PartnerFacts page ↗ (Feb 11, 2014)

Note · Jan 8, 2014 – Feb 11, 2014

Offering amount changed between filings — Coro Mining Corp

The Jan 8, 2014 filing says $1,169,002 offered; the Feb 11, 2014 Form D/A says $1,906,713.

What this means The target raise changed. Raising the cap is common when a deal grows; ask whether the extra money has the same terms and use.

Form D (earlier) · Jan 8, 2014 ↗Form D/A (later) · Feb 11, 2014 ↗Coro Mining Corp — PartnerFacts page ↗

Sources

Form D (earlier) · Jan 8, 2014 ↗ (Jan 8, 2014)
Form D/A (later) · Feb 11, 2014 ↗ (Feb 11, 2014)
Coro Mining Corp — PartnerFacts page ↗ (Feb 11, 2014)

What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

1 of 1 offering reports sales commissions totalling $25,029; 0 report finder's fees; 0 report proceeds to related persons. (includes amounts the issuer reported as estimates)

Offering (latest filing)	Sales commissions	Finder's fees	To insiders	Paid to sell it	Source
Feb 11, 2014 D/A Coro Mining Corp File 021-209564	$25,029 (est.)	$0	$0 In the ordinary course of business, the issuer may use some of the proceeds of the offering to pay salaries to certain of its executive officers and directors.	Sprott Global Resource Investments Ltd. BrokerCheck CRD 35878 ↗ Canaccord Genuity Wealth Management (USA) Inc. BrokerCheck CRD 7449 ↗	EDGAR ↗

How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 1

Every issuer that named Sergio Rivera on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

Other

Coro Mining Corp

Vancouver, British Columbia, Canada (as filed: A1) · Jan 8, 2014 → Feb 11, 2014 · 2 filings

Feb 11, 2014 · D/A · $426,499 sold of $1,906,713 · 9 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
Jan 8, 2014 · D · $405,431 sold of $1,169,002 · 8 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $426K from 9 investors (22% of the $1.91M target) as of the latest filing. Sergio is listed as executive officer on 2 filings for this deal.

Latest filing on EDGAR ↗

Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

People around Sergio 8

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

No photo found yet (own website and image search run after this page is viewed)

Person

Gordon Fretwell

Director · 2 shared filings (1 issuer) · also on 5 other issuers

Gordon Fretwell is on 6 issuers in total — a repeat sponsor. Their page lists every one.

No photo found yet (own website and image search run after this page is viewed)

Person

Robert A. Watts

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Sergio Rivera. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Michael D. Philpot

Executive Officer, Director · 2 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Sergio Rivera. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Damian Towns

Executive Officer · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Sergio Rivera. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Alan J. Stephens

Executive Officer, Director · 2 shared filings (1 issuer)

Listed on the same filings as Sergio Rivera. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Roderick J. Webster

Director · 2 shared filings (1 issuer)

Listed on the same filings as Sergio Rivera. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Marcelo Cortes

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Sergio Rivera. Their page shows their other deals.

No photo found yet (own website and image search run after this page is viewed)

Person

Alvin W. Jackson

Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Sergio Rivera. Their page shows their other deals.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 1 issuer this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records none — individuals are not matched

Property records are matched to companies only, never to individuals, so none are matched to Sergio Rivera by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 1 issuer this person is listed on — nothing matched.

Public profiles and social

Websites and social links of the issuers Sergio Rivera is listed on: none on file. No website or social profile named in Coro Mining Corp's SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #320,775 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Vancouver, A1). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Change history

No corrections have been requested for this page.

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Sergio Rivera

The short version

What the community is saying

Key records

1. Lawsuits

2. Regulatory actions

3. Bankruptcies

4. Differences between public sources

Sergio Rivera appears on 1 deal that stopped filing before reaching its target

Form D filed 19 days after the first sale — Coro Mining Corp

No amendment in the last 12 months on an offering that may still be open — Coro Mining Corp (latest filing Feb 11, 2014)

Offering amount changed between filings — Coro Mining Corp

5. Money to insiders

Deals 1

People around Sergio 8

Registrations and other filings

Business registration (state registry / Secretary of State)

Adviser registration (Form ADV)

Other offering types (Regulation A and Regulation Crowdfunding)

Public profiles and social

Look further

Social and web

Courts

Securities regulators

Business registries

Change history

Request a correction

Add a response

Monitor this person