PartnerFacts
Data last updated: Oct 23, 2026, 5:45 PM ETLatest filing: Oct 22, 2026Now: Oct 24, 2026, 10:36 AM ET

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Michael Carpenter

Named as an officer, director or promoter on SEC Form D filings · CA · Apr 8, 2015 → Aug 27, 2019

3deals (issuers)
$224.7Mreported sold
75investors
10Form D filings
2015–2019years on file
Follow this personLook further ↓PDF

Data last updated Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 24, 2026, 2:33 AM ET · SEC enforcement last checked: covered by the index scan as of Oct 24, 2026, 2:50 AM ET

The short version

Michael Carpenter is listed as an executive officer and director on 10 SEC Form D filings by 3 issuers between Apr 2015 and Aug 2019: Tanium Inc. (Emeryville, CA — other technology — 2015; $201M reported sold to 26 investors), AutoWeb, Inc. (Irvine, CA — other technology — 2015–2017; $23.5M reported sold to 9 investors) and KULR Technology Group, Inc. (Campbell, CA — industry reported as "Other" — 2018–2019; $184K reported sold to 40 investors).

What this means A repeat sponsor — 3 separate companies raised money with this person listed as executive officer and director, over about 4 years. Across those companies the filings report $224.7M sold in total.

Listed alongside Glenn E. Fuller (4 shared filings), Jeffrey H. Coats (4 shared filings), Jeffrey M. Stibel (4 shared filings), Kimberly S. Boren (4 shared filings), Mark N. Kaplan (4 shared filings) and 26 others.

What this means These are the other officers, directors or promoters the companies named on the same forms — the team around Michael. Each name links to their own page.

The issuers belong to 2 sponsor groups: Autoweb (4 issuers, $11.4M reported sold, 2010–2017) and Kulr Technology (2 issuers, $1.13M reported sold, 2016–2019).

What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.

Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CO, CT, DC, DE, FINRA, FL, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VT, WA, WI, WV, WY) — 14 bankruptcy cases matching the name listed in Key records below.

What this means 14 records came back. Each one is listed below with a link to the original document and a line saying why it matched. A name match is not proof it is the same person or company — read the why line and the document. Being sued or named in a release is an accusation, not a finding.

We compared 10 public filings for Michael Carpenter and found 15 differences, 1 worth asking the sponsor about: 51% of the money raised went to insiders; and more below.

What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.

What the community is saying

Community search for Michael Carpenter has not run yet — it is joining a line of 57,584 names; searches run around the clock at the hosts' allowed rate. Searched so far: 641 names.

Community comments are quoted as written by their authors. Sources searched: Bing (site:reddit.com / site:biggerpockets.com) and Reddit's own search, plus DuckDuckGo/Brave/BiggerPockets search when they are answering.

Key records

Five things investors ask first. Items still in human review are counted, not shown.

1. Lawsuits

None found in sources searched — federal courts (CourtListener / RECAP), checked Oct 24, 2026

What was searched

Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30; recall-first rule 10-24) — federal district + bankruptcy courts State courts: not covered (one-tap state court links under Look further). PACER: not searched. · Last checked Oct 24, 2026, 2:33 AM ET.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

2. Regulatory actions

None found in sources searched — SEC enforcement releases (index scan as of Oct 24, 2026, 2:50 AM ET) · state securities regulators: 48 regulators (FINRA, NASAA, 37 states) — crawled Oct 24, 2026, 8:48 AM ET

What was searched

SEC enforcement searched: SEC litigation releases and administrative proceedings — respondent names in the sec.gov index titles (30,205 releases, 1995-09-19 to 2026-10-23); release text is read only to confirm a candidate. Names that appear only in the body of a release are not found. — Searched SEC litigation releases and administrative proceedings (1995→ / 2007→) (30,205 records as of Oct 24, 2026, 2:50 AM ET) — nothing matched Michael Carpenter..

State securities regulators: Securities regulators searched (64,910 actions): FINRA (38,350 actions, 1995–2026), NASAA (31 actions, 2000–2026; listing starts 1997), AK Division of Banking and Securities (273 actions, 1971–2025), AL Securities Commission (880 actions, 2001–2026), AR Securities Department (1,305 actions, 1998–2026), AZ Corporation Commission Securities Division (411 actions, 2017–2026), CA DFPI (25 actions, 2007–2024; listing starts 2002 — 16 of 12,159 DFPI respondent pages read so far; sponsor-name matches are read first), CO Division of Securities (731 actions, 2001–2026; older years from the Internet Archive (snapshot of 2026-05-02)), CT Department of Banking Securities Division (940 actions, 2006–2026; older years from the Internet Archive (snapshot of 2026-04-22)), DC DISB Securities Bureau (25 actions, 2012–2026), DE DOJ Investor Protection Unit (257 actions, 1987–2026), FL Office of Financial Regulation (49 actions, 2018–2026), GA Secretary of State Securities Division (65 actions, 2015–2026; listing starts 2012), HI DCCA Securities Enforcement Branch (26 actions, 2012–2026), ID Department of Finance Securities Bureau (663 actions, 1994–2026), IL Secretary of State Securities Department (4,122 actions, 2003–2023), KS Insurance Department Securities Division (58 actions), KY Department of Financial Institutions (342 actions, 2005–2026), LA Office of Financial Institutions Securities Division (13 actions, 2010–2025; listing starts 2008), MA Secretary of the Commonwealth Securities Division (125 actions, 2012–2025; live site blocks automated access — loaded from the Internet Archive snapshot of 2026-02-04), MD Attorney General Securities Division (1,054 actions, 2004–2026), ME Office of Securities (539 actions, 2000–2026), MI LARA Corporations, Securities & Commercial Licensing Bureau (201 actions), MO Secretary of State Securities Division (919 actions, 1998–2026), MS Secretary of State Securities Division (209 actions, 1995–2026), MT Commissioner of Securities and Insurance (597 actions, 2000–2026), NC Secretary of State Securities Division (265 actions, 2004–2024), ND Securities Department (711 actions, 1990–2026; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2026-01-06), NH Bureau of Securities Regulation (402 actions, 2002–2026), NM Regulation and Licensing Department Securities Division (90 actions, 2010–2025), NV Secretary of State Securities Division (118 actions, 2018–2026), NY Attorney General Investor Protection Bureau (44 actions, 2012–2026), OH Division of Securities (327 actions, 1993–2006), OK Department of Securities (2,531 actions, 1998–2026), OR Division of Financial Regulation (589 actions, 1988–2026), PA Department of Banking and Securities (1,448 actions, 2008–2024; the regulator no longer publishes this list live — loaded from the Internet Archive snapshot of 2024-08-09), RI DBR Securities Division (98 actions, 2005–2025), SC Attorney General Securities Division (540 actions, 2006–2026), SD Division of Insurance – Securities Regulation (106 actions, 2017–2026), TN Department of Commerce and Insurance Securities Division (405 actions, 1992–2026), TX State Securities Board (936 actions, 1999–2026), UT Division of Securities (772 actions, 2000–2026; older years from the Internet Archive (snapshot of 2010-05-27)), VT DFR Securities Division (137 actions, 2010–2026), WA DFI (2,039 actions, 2001–2026), WI DFI Division of Securities (1,072 actions, 1998–2026), WV Securities Commission (State Auditor) (64 actions), WY Secretary of State Compliance Division (6 actions, 2016–2024) — last crawled Oct 24, 2026, 8:48 AM ET. No machine-readable public listing today for IA, IN, MN, NE, NJ, VA (see docs/state-regulators.md).

3. Bankruptcies

14 cases: 2 open, 12 closed (disposition not in docket feed)

Michael Carpenter open
United States Bankruptcy Court, E.D. California · No. 25-21104 · Filed Mar 12, 2025
Role of Michael Carpenter: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 400 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Michael G. Carpenter and Natalie K. Carpenter open
United States Bankruptcy Court, C.D. California · No. 8:25-bk-10383 · Filed Feb 18, 2025
Role of Michael G. Carpenter and Natalie K. Carpenter: Debtor · Outcome: Open — no termination date on the docket (bulk snapshot 2026-09-30) Docket on CourtListener ↗
same full name (a name found in 400 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Michael Carpenter closed
United States Bankruptcy Court, C.D. California · No. 6:10-bk-37276 · Filed Aug 25, 2010 · Closed Dec 28, 2010
Role of Michael Carpenter: Debtor · Outcome: Case closed 2010-12-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 400 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Michael Carpenter closed
United States Bankruptcy Court, C.D. California · No. 6:10-bk-34123 · Filed Jul 30, 2010 · Closed Sep 20, 2010
Role of Michael Carpenter: Debtor · Outcome: Case closed 2010-09-20 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 400 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Michael R. Carpenter and Cathleen J. Carpenter closed
United States Bankruptcy Court, E.D. California · No. 09-61567 · Filed Nov 25, 2009 · Closed Sep 5, 2012
Role of Michael R. Carpenter and Cathleen J. Carpenter: Debtor · Outcome: Case closed 2012-09-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 400 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Michael Carpenter closed
United States Bankruptcy Court, C.D. California · No. 2:07-bk-17272 · Filed Aug 21, 2007 · Closed Mar 31, 2010
Role of Michael Carpenter: Debtor · Outcome: Case closed 2010-03-31 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 400 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Michael Carpenter closed
United States Bankruptcy Court, C.D. California · No. 2:07-bk-10040 · Filed Jan 3, 2007 · Closed Jul 26, 2007
Role of Michael Carpenter: Debtor · Outcome: Case closed 2007-07-26 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 400 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Michael Carpenter closed
United States Bankruptcy Court, S.D. California · No. 04-04417 · Filed May 13, 2004 · Closed Aug 28, 2009
Role of Michael Carpenter: Debtor · Outcome: Case closed 2009-08-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 400 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Michael Carpenter closed
United States Bankruptcy Court, S.D. California · No. 03-07679 · Filed Aug 19, 2003 · Closed Nov 24, 2003
Role of Michael Carpenter: Debtor · Outcome: Case closed 2003-11-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 400 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Michael J Carpenter closed
United States Bankruptcy Court, C.D. California · No. 2:02-bk-33094 · Filed Aug 14, 2002 · Closed Dec 13, 2002
Role of Michael J Carpenter: Debtor · Outcome: Case closed 2002-12-13 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 400 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Michael S. Carpenter closed
United States Bankruptcy Court, E.D. California · No. 00-93237 · Filed Aug 24, 2000 · Closed Dec 5, 2000
Role of Michael S. Carpenter: Debtor · Outcome: Case closed 2000-12-05 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 400 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Michael Carpenter and Deborah Carpenter closed
United States Bankruptcy Court, N.D. California · No. 98-70960 · Filed Nov 9, 1998 · Closed Feb 24, 1999
Role of Michael Carpenter and Deborah Carpenter: Debtor · Outcome: Case closed 1999-02-24 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 400 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Michael J. Carpenter and Kimberly J. Carpenter closed
United States Bankruptcy Court, C.D. California · No. 1:93-bk-17715 · Filed Mar 5, 1993 · Closed Jul 28, 1993
Role of Michael J. Carpenter and Kimberly J. Carpenter: Debtor · Outcome: Case closed 1993-07-28 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 400 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
Michael A. Carpenter and Elizabeth A. Carpenter closed
United States Bankruptcy Court, S.D. California · No. 92-00648 · Filed Jan 17, 1992 · Closed Nov 2, 1994
Role of Michael A. Carpenter and Elizabeth A. Carpenter: Debtor · Outcome: Case closed 1994-11-02 (disposition not included in the bulk docket feed — see docket) Docket on CourtListener ↗
same full name (a name found in 400 federal dockets); 4 people with this name in Form D filings; court in the person's filing state (CA)
What was searched

Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not covered (one-tap state court links under Look further). PACER: not searched (RECAP only). · Last checked Oct 24, 2026, 2:33 AM ET.

Court records show docket facts only; we never restate allegations as facts. Outcome wording comes from the docket feed; where it does not state a disposition we say so.

State courts: not covered (one-tap state court links under Look further). No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.

4. Differences between public sources

Comparisons cover issuers and sponsor groups — see the issuer pages under Deals

15 differences found between the filings for Michael Carpenter — 1 worth asking about (compared 10 filings on Oct 24, 2026)

Note · May 10, 1999 – Mar 20, 2026

4 bankruptcy cases name the subject or team members

Bankruptcy case: Grant Hill — filed Mar 20, 2026 · Bankruptcy case: Kimberly Boren — filed Aug 27, 2008 · Bankruptcy case: Harley Harrison Hill and Kimberly Grant Hill — filed Apr 14, 2000 · Bankruptcy case: Autobytel.com Inc v. Hatten — filed May 10, 1999

What this means A bankruptcy filing was found. Many are old or personal and have nothing to do with the deal — but ask what it was and when it closed.

Docket · United States Bankruptcy Court, N.D. California ↗KULR Technology Group, Inc. — PartnerFacts page ↗Docket · United States Bankruptcy Court, E.D. California ↗Kimberly S. Boren — PartnerFacts page ↗
Sources
Worth asking · May 15, 2015

51% of the money raised went to insiders — Tanium Inc.

The May 15, 2015 Form D/A reports $64,000,007 sold and $32,894,854 of the proceeds used for payments to officers, directors or promoters.

What this means The filing reports how much of the money raised was paid to insiders. Over 10% is high for most deals. Ask what it paid for.

Form D/A · May 15, 2015 ↗Tanium Inc. — PartnerFacts page ↗
Sources
Note · Aug 27, 2019

Michael Carpenter appears on 1 deal that stopped filing before reaching its target

KULR Technology Group, Inc. (last filing Aug 27, 2019; $184,000 sold of $3,600,000). Each has no filing in more than two years and reported under half its target sold.

What this means An issuer whose last filing is more than two years old and reported under half its target sold. The raise may have closed early or quietly stopped. Ask what happened to each.

KULR Technology Group, Inc. — PartnerFacts page ↗
Sources
Note · Nov 30, 2018 – Dec 17, 2018

Form D filed 17 days after the first sale — KULR Technology Group, Inc.

The filing says the first sale was Nov 30, 2018. The Form D was filed Dec 17, 2018 — 17 days later. The rule: a Form D is generally due within 15 days after the first sale, so this one is 2 days past that.

What this means A late notice is common and carries no penalty by itself. It is worth asking the sponsor why the paperwork lagged.

Form D · Dec 17, 2018 ↗KULR Technology Group, Inc. — PartnerFacts page ↗
Sources
Note · Aug 19, 2019 – Aug 27, 2019

No amendment in the last 12 months on an offering that may still be open — KULR Technology Group, Inc. (latest filing Aug 27, 2019)

The latest filing for this offering is dated Aug 27, 2019 (first sale Aug 19, 2019). It reports $126,000 sold of $3,600,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Aug 27, 2019 ↗KULR Technology Group, Inc. — PartnerFacts page ↗
Sources
Note · Jul 3, 2018 – Jul 12, 2018

No amendment in the last 12 months on an offering that may still be open — KULR Technology Group, Inc. (latest filing Jul 12, 2018)

The latest filing for this offering is dated Jul 12, 2018 (first sale Jul 3, 2018). It reports $184,000 sold of $3,500,000 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Jul 12, 2018 ↗KULR Technology Group, Inc. — PartnerFacts page ↗
Sources
Note · Aug 26, 2015 – Sep 10, 2015

No amendment in the last 12 months on an offering that may still be open — Tanium Inc. (latest filing Sep 10, 2015)

The latest filing for this offering is dated Sep 10, 2015 (first sale Aug 26, 2015). It reports $127,549,974 sold of $149,999,964 offered. No later amendment is in our index as of Oct 24, 2026.

What this means SEC rules expect a yearly amendment while an offering is still going. The raise may simply have ended — a Form D does not say when it closed. Ask the sponsor whether the offering closed, when, and at what amount.

Form D · Sep 10, 2015 ↗Tanium Inc. — PartnerFacts page ↗
Sources
Note · Apr 8, 2015 – Oct 17, 2017

Michael Carpenter is written 3 different ways on the filings

listed as "Michael Carpenter" on 8 filings (from Apr 8, 2015), and "Michael A. Carpenter" on the May 5, 2015 filing, and "Michael Alan Carpenter" on the Oct 17, 2017 filing.

What this means Same person, written differently — a middle name or suffix left off, or spelled another way. It is normal, but check that the full legal name matches your subscription documents.

Form D · Apr 8, 2015 ↗Form D · May 5, 2015 ↗Form D · Oct 17, 2017 ↗Michael Carpenter — PartnerFacts page ↗
Sources
Note · Jul 12, 2018 – Dec 17, 2018

Industry group changed between filings — KULR Technology Group, Inc.

"Other Technology" (Jul 12, 2018); then "Other" (Dec 17, 2018 to Aug 27, 2019).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · Jul 12, 2018 ↗Form D · Dec 17, 2018 ↗KULR Technology Group, Inc. — PartnerFacts page ↗
Sources
Note · May 5, 2015 – Oct 5, 2015

Industry group changed between filings — AutoWeb, Inc.

"Other" (May 5, 2015); then "Other Technology" (Oct 5, 2015 to Oct 17, 2017).

What this means The issuer described its business differently on different forms. Often it is just a different box ticked; sometimes the deal itself changed. Ask which business your money is in.

Form D · May 5, 2015 ↗Form D/A · Oct 5, 2015 ↗AutoWeb, Inc. — PartnerFacts page ↗
Sources
Note · May 5, 2015 – Oct 5, 2015

Reported revenue range changed between filings — AutoWeb, Inc.

"$25,000,001 - $100,000,000" (May 5, 2015); then "Over $100,000,000" (Oct 5, 2015).

What this means This is the size band the issuer picks for itself on the form. A change can mean the business grew or shrank — or that it chose not to say. Ask for current numbers.

Form D · May 5, 2015 ↗Form D/A · Oct 5, 2015 ↗AutoWeb, Inc. — PartnerFacts page ↗
Sources
Note · Apr 18, 2023 – Feb 5, 2025

Same name, different state: "Michael Todd Carpenter" (MI) is a separate record

This page covers filings where the address state is CA. A separate record, "Michael Todd Carpenter" with address state MI, is listed on 4 filings — most recently by Plymouth Hardware, LLC (Feb 5, 2025). The two records do not overlap in time: this page runs Apr 8, 2015 to Aug 27, 2019; the other runs Apr 18, 2023 to Feb 5, 2025.

What this means Could be the same person who moved, or two people with the same name. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Todd Carpenter (MI) — PartnerFacts page ↗Form D/A · Feb 5, 2025 ↗Plymouth Hardware, LLC — PartnerFacts page ↗Michael Carpenter (CA) — this page ↗
Sources
Note · Jul 13, 2018 – Feb 11, 2022

Same name, different state: "Michael Carpenter" (NV or FL) is a separate record

This page covers filings where the address state is CA. A separate record, "Michael Carpenter" with address state NV or FL, is listed on 6 filings — most recently by Law Finance Group, Inc. (Feb 11, 2022). Both records have filings in the same period (Jul 13, 2018 to Aug 27, 2019).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael Carpenter (NV,FL) — PartnerFacts page ↗Form D · Feb 11, 2022 ↗Law Finance Group, Inc. — PartnerFacts page ↗Michael Carpenter (CA) — this page ↗
Sources
Note · May 11, 2011 – Mar 3, 2016

Same name, different state: "Michael J Carpenter" (MA) is a separate record

This page covers filings where the address state is CA. A separate record, "Michael J Carpenter" with address state MA, is listed on 8 filings — most recently by MindChild Medical, Inc (Mar 3, 2016). Both records have filings in the same period (Apr 8, 2015 to Mar 3, 2016).

What this means Two records with one name were active at the same time. That can be one person listing different company addresses, or two different people. We keep them apart until a filing ties them together. Check both pages before you decide.

Michael J Carpenter (MA) — PartnerFacts page ↗Form D · Mar 3, 2016 ↗MindChild Medical, Inc — PartnerFacts page ↗Michael Carpenter (CA) — this page ↗
Sources
Note · Jul 12, 2018 – Dec 17, 2018

Address moved from Saratoga, CA to Campbell, CA — KULR Technology Group, Inc.

The people listed on the Jul 12, 2018 filing give Saratoga, CA; on the Dec 17, 2018 filing they give Campbell, CA. The address now on file (1999 S. Bascom Ave., Suite 700, Campbell, CA) is a registered-agent or shared-office address used by 12 issuers.

What this means A registered agent's address is a mailbox, not where the team works. Ask where the business actually operates.

Form D · Jul 12, 2018 ↗Form D · Dec 17, 2018 ↗KULR Technology Group, Inc. — PartnerFacts page ↗
Sources
What is compared

What is compared: every Form D and D/A we hold for this subject, side by side — filing dates vs. first-sale dates (the 15-day rule), amendment timing on open offerings (the yearly-amendment expectation), amounts sold, investor counts, offering amounts and minimums across amendments, industry and size bands, addresses, how each person's name and role is written, paid sellers' CRD numbers, and (for groups) where the member companies were formed and sit. Everything is as filed by the issuer; the SEC does not check it. Differences are common and usually have ordinary explanations — we show both values, the dates, and the source so you can ask. As of Oct 24, 2026.

5. Money to insiders

0 of 8 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $32,894,854.

Offering (latest filing)Sales commissionsFinder's feesTo insidersPaid to sell itSource
Aug 27, 2019 D
KULR Technology Group, Inc.
File 021-347493
$0$0$0None listed on this filingEDGAR ↗
Dec 17, 2018 D
KULR Technology Group, Inc.
File 021-328126
$0$0$0None listed on this filingEDGAR ↗
Jul 12, 2018 D
KULR Technology Group, Inc.
File 021-316637
$0$0$0None listed on this filingEDGAR ↗
Oct 17, 2017 D
AutoWeb, Inc.
File 021-296831
$0$0$0None listed on this filingEDGAR ↗
Oct 5, 2015 D/A
AutoWeb, Inc.
File 021-248714
$0$0$0None listed on this filingEDGAR ↗
Sep 10, 2015 D
Tanium Inc.
File 021-247364
$0$0$0None listed on this filingEDGAR ↗
May 15, 2015 D/A
Tanium Inc.
File 021-237539
$0$0$32,894,854None listed on this filingEDGAR ↗
May 5, 2015 D
AutoWeb, Inc.
File 021-239142
$0$0$0None listed on this filingEDGAR ↗
How this is counted

Counts come from Form D Items 12–15 on the filings in our index (latest filing per offering; one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.

Counted across every filing this person is listed on (latest filing per offering, per issuer).

Deals 3

Every issuer that named Michael Carpenter on a Form D, newest first. A Form D is the notice a company files after it starts selling a private investment.

KT
Other · group: Kulr Technology

KULR Technology Group, Inc.

Campbell, CA · Jul 12, 2018 → Aug 27, 2019 · 3 filings
  • Aug 27, 2019 · D · $126,000 sold of $3,600,000 · 3 investors · min. $10,000 · role: Executive Officer EDGAR ↗
  • Dec 17, 2018 · D · $31,000 sold of $31,000 · 33 investors · min. $1 · role: Executive Officer EDGAR ↗
  • Jul 12, 2018 · D · $184,000 sold of $3,500,000 · 3 investors · min. $1 · role: Executive Officer EDGAR ↗

Raised $184K from 40 investors (5% of the $3.6M target) as of the latest filing. Michael is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other / 506(b) (18,678 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

A
Other Technology · group: Autoweb

AutoWeb, Inc.

Irvine, CA · May 5, 2015 → Oct 17, 2017 · 4 filings
  • Oct 17, 2017 · D · $4,975,992 sold of $4,975,992 · 1 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 5, 2015 · D/A · $23,500,000 sold of $23,500,000 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • Oct 5, 2015 · D · $23,500,000 sold of $23,500,000 · 9 investors · min. No minimum reported · role: Director EDGAR ↗
  • May 5, 2015 · D · $6,860,000 sold of $6,860,000 · 1 investors · min. $6,860,000 · role: Director EDGAR ↗

Raised $23.5M from 9 investors (100% of the $4.98M target) as of the latest filing. Michael is listed as director on 4 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

T
Other Technology

Tanium Inc.

Emeryville, CA · Apr 8, 2015 → Sep 10, 2015 · 3 filings
  • Sep 10, 2015 · D · $127,549,974 sold of $149,999,964 · 17 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • May 15, 2015 · D/A · $64,000,007 sold of $64,000,007 · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗
  • Apr 8, 2015 · D · $64,000,007 sold of $64,000,007 · 3 investors · min. No minimum reported · role: Executive Officer EDGAR ↗

Raised $201M from 26 investors (100% of the $150M target) as of the latest filing. Michael is listed as executive officer on 3 filings for this deal.

Latest filing on EDGAR ↗
Sources

Every row is a Form D or D/A on which the issuer listed this name as a related person. Amount sold and investors are the maximum reported on any filing for this issuer. "Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Other Technology / 506(b) (17,390 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.

Other pages with the same name (3)

Separate person records under the same name, not combined with this page. Each line says whether it shares an issuer with this record.

People around Michael 31

Officers, directors, promoters and management entities named on the same filings, as of Oct 23, 2026, 5:45 PM ET.

JC
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey H. Coats

Executive Officer, Director · 4 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Michael Carpenter. Their page shows their other deals.

GF
No photo found yet (own website and image search run after this page is viewed)
Person

Glenn E. Fuller

Executive Officer · 4 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Michael Carpenter. Their page shows their other deals.

MK
No photo found yet (own website and image search run after this page is viewed)
Person

Mark N. Kaplan

Director · 4 shared filings (1 issuer) · also on 30 other issuers

Mark N. Kaplan is on 31 issuers in total — a repeat sponsor. Their page lists every one.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

Jeffrey M. Stibel

Director · 4 shared filings (1 issuer)

Listed on the same filings as Michael Carpenter. Their page shows their other deals.

MF
No photo found yet (own website and image search run after this page is viewed)
Person

Michael J. Fuchs

Director · 4 shared filings (1 issuer)

Listed on the same filings as Michael Carpenter. Their page shows their other deals.

WF
No photo found yet (own website and image search run after this page is viewed)
Person

William A. Ferriolo

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Michael Carpenter. Their page shows their other deals.

KB
No photo found yet (own website and image search run after this page is viewed)
Person

Kimberly S. Boren

Executive Officer · 4 shared filings (1 issuer)

Listed on the same filings as Michael Carpenter. Their page shows their other deals.

MS
No photo found yet (own website and image search run after this page is viewed)
Person

Morten Simonsen

Director · 3 shared filings (1 issuer)

Listed on the same filings as Michael Carpenter. Their page shows their other deals.

DH
No photo found yet (own website and image search run after this page is viewed)
Person

David Hindawi

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Michael Carpenter. Their page shows their other deals.

OH
No photo found yet (own website and image search run after this page is viewed)
Person

Orion Hindawi

Executive Officer, Director · 3 shared filings (1 issuer)

Listed on the same filings as Michael Carpenter. Their page shows their other deals.

EB
No photo found yet (own website and image search run after this page is viewed)
Person

Eric Brown

Executive Officer · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Michael Carpenter. Their page shows their other deals.

SW
No photo found yet (own website and image search run after this page is viewed)
Person

Simon Westbrook

Executive Officer · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Carpenter. Their page shows their other deals.

NB
No photo found yet (own website and image search run after this page is viewed)
Person

Nathan Brill

Director · 3 shared filings (1 issuer)

Listed on the same filings as Michael Carpenter. Their page shows their other deals.

JV
No photo found yet (own website and image search run after this page is viewed)
Person

Jose Vargas

Executive Officer, Director · 3 shared filings (1 issuer) · also on 6 other issuers

Jose Vargas is on 7 issuers in total — a repeat sponsor. Their page lists every one.

SS
No photo found yet (own website and image search run after this page is viewed)
Person

Steven Sinofsky

Director · 3 shared filings (1 issuer) · also on 2 other issuers

Listed on the same filings as Michael Carpenter. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

John J. Skocilic, Jr.

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Michael Carpenter. Their page shows their other deals.

JS
No photo found yet (own website and image search run after this page is viewed)
Person

John D. Steerman

Executive Officer · 3 shared filings (1 issuer)

Listed on the same filings as Michael Carpenter. Their page shows their other deals.

MM
No photo found yet (own website and image search run after this page is viewed)
Person

Michael Mo

Executive Officer, Director · 3 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Carpenter. Their page shows their other deals.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

MATIAS DE TEZANOS

Executive Officer, Director · 2 shared filings (1 issuer) · also on 3 other issuers

Listed on the same filings as Michael Carpenter. Their page shows their other deals.

BD
No photo found yet (own website and image search run after this page is viewed)
Person

Bret Dunlap

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Michael Carpenter. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Jan Thompson

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael Carpenter. Their page shows their other deals.

JV
No photo found yet (own website and image search run after this page is viewed)
Person

John Vicidomino

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Michael Carpenter. Their page shows their other deals.

PD
No photo found yet (own website and image search run after this page is viewed)
Person

Philip W. DuPree

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Michael Carpenter. Their page shows their other deals.

RM
No photo found yet (own website and image search run after this page is viewed)
Person

Robert J. Mylod, Jr.

Director · 2 shared filings (1 issuer)

Listed on the same filings as Michael Carpenter. Their page shows their other deals.

HP
No photo found yet (own website and image search run after this page is viewed)
Person

H. Donald Perkins, Jr.

Executive Officer · 2 shared filings (1 issuer)

Listed on the same filings as Michael Carpenter. Their page shows their other deals.

TK
No photo found yet (own website and image search run after this page is viewed)
Person

Timothy Knowles

Executive Officer, Director · 2 shared filings (1 issuer) · also on 1 other issuer

Listed on the same filings as Michael Carpenter. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Janet Thompson

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Carpenter. Their page shows their other deals.

PD
No photo found yet (own website and image search run after this page is viewed)
Person

Phillip W. DuPree

Executive Officer · 1 shared filing (1 issuer)

Listed on the same filings as Michael Carpenter. Their page shows their other deals.

JT
No photo found yet (own website and image search run after this page is viewed)
Person

Janet Mary Thomson

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Carpenter. Their page shows their other deals.

DK
No photo found yet (own website and image search run after this page is viewed)
Person

Dr. Timothy Knowles

Executive Officer, Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Carpenter. Their page shows their other deals.

MT
No photo found yet (own website and image search run after this page is viewed)
Person

Matias Rodrigo de Tezanos

Director · 1 shared filing (1 issuer)

Listed on the same filings as Michael Carpenter. Their page shows their other deals.

The team behind the deals

A
Sponsor group

Autoweb

4 issuers · 10 filings · $11.4M reported sold · 2010–2017

One team, 4 deal companies. Michael Carpenter is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Michael Carpenter.

KT
Sponsor group

Kulr Technology

2 issuers · 5 filings · $1.13M reported sold · 2016–2019

One team, 2 deal companies. Michael Carpenter is listed on 1 of them.

Sources

Issuers are grouped when their Form D filings share related persons, a management entity or a business address (automatic match from the filings). "Listed" marks the issuers that name Michael Carpenter.

Same business address

12 other issuers file from the same address

A shared address can mean the same team, a shared office building or a registered agent. It is a lead, not a conclusion.

Registrations and other filings

Business registration (state registry / Secretary of State)

Individuals are not matched to business registrations — registries list companies, and a name alone is not enough to tie a person to one. Officers and managers appear by name inside each matched company's record on the issuer pages. Registries searched: AL (Alabama Secretary of State — Business Entity Records (arc-sos.state.al.us), searched by issuer name, data as of Oct 24, 2026); CO (Colorado Secretary of State — Business Entities in Colorado (data.colorado.gov), data as of Oct 23, 2026); CT (Connecticut Secretary of the State — Business Registry (data.ct.gov), data as of Oct 24, 2026); FL (Florida Department of State, Division of Corporations — quarterly corporate data file (Sunbiz), data as of Oct 7, 2026); KY (Kentucky Secretary of State — Business Entity Search (sosbes.sos.ky.gov), searched by issuer name, data as of Oct 24, 2026); NY (New York Department of State — Corporations and Other Entities (data.ny.gov: All Filings + Active Corporations), data as of Oct 20, 2026); OR (Oregon Secretary of State — Active Businesses, All (data.oregon.gov), data as of Oct 20, 2026); PA (Pennsylvania Department of State — Registered Businesses, Current (data.pa.gov), data as of Oct 6, 2026); TX (Texas Comptroller — Active Franchise Taxpayers incl. Secretary of State file data (data.texas.gov), data as of Oct 24, 2026). Registries of other states have not been searched: many publish no bulk file and require a CAPTCHA or bot challenge on their search page, which we do not bypass (Delaware, for example, offers no public bulk file).

Adviser registration (Form ADV)

None of the 3 issuers this person is listed on appears in Form ADV (searched 24,962 advisers as of Oct 2, 2026). A person is never an adviser firm; Form ADV is checked for the issuers and the management companies they are listed with.

Other offering types (Regulation A and Regulation Crowdfunding)

Searched SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 (51,358 records as of Oct 23, 2026, 8:41 PM ET) — nothing matched this name.

Property records 1 records on 1 issuer

Property records are matched to companies only, never to individuals, so none are matched to Michael Carpenter by design. Searched property records in Hillsborough County FL (Clerk recorded-document index Oct 14, 2026 to Oct 15, 2026 + FL DOR 2026 ownership roll), Miami-Dade County FL (FL DOR 2026 ownership roll), Harris County TX (HCAD 2026 ownership roll), Dallas County TX (DCAD 2026 ownership roll), New York City ACRIS documents and PLUTO ownership rows already retrieved for other issuers, Cook County IL sale and ownership rows already retrieved for other issuers (814,874 records as of Oct 23, 2026, 8:59 PM ET) for the 3 issuers this person is listed on — 1 issuer has property records: Tanium Inc. (1).

Public profiles and social

Websites and social links of the issuers Michael Carpenter is listed on: none on file. No website or social profile named in Tanium Inc.'s SEC filings (Form C, Reg A, Form ADV; checked Oct 24, 2026). Web search for this name: #208,172 of 374,652 in line (1,386 issuers searched so far). One-tap searches: Look further ↓

Look further

One-tap searches on sites we do not index ourselves, with the name pre-filled (Emeryville, CA). Each opens in a new tab; what you find there is not verified by PartnerFacts.

Social and web

LinkedIn people search ↗Instagram ↗X (Twitter) ↗Facebook ↗YouTube ↗Google ↗Google Images ↗Google News ↗Meta Ad Library ↗

Courts

CourtListener / RECAP (federal) ↗PACER case locator (federal, login) ↗California — find the county court ↗Los Angeles Superior Court case search ↗

Securities regulators

SEC EDGAR full-text search ↗SEC action look-up ↗FINRA BrokerCheck ↗SEC IAPD adviser search ↗

Business registries

California Secretary of State business search ↗OpenCorporates ↗

Change history

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