Michael Balmuth is listed as an executive officer and director on 19 SEC Form D filings by 11 issuers between Jul 2009 and Feb 2025. Largest by amount reported sold: SV Life Sciences Fund IV CF, L.P. (Boston, MA — pooled investment fund — 2022; $421.4M reported sold to 44 investors), SV7 Growth Fund, L.P. (Boston, MA — pooled investment fund — 2019–2020; $91.3M reported sold to 12 investors), Lightspeed Investment Holdco, LLC (Boston, MA — industry reported as "Other" — 2020; $71.3M reported sold to 56 investors), Centauri Holdings, LLC (Scottsdale, AZ — industry reported as "Other" — 2017–2018; $50.3M reported sold to 17 investors), Ria Technology Management Inc. (San Francisco, CA — other health care — 2022–2025; $20.3M reported sold to 38 investors) and 6 more (all listed below).
What this means That is a lot of deals — 11 separate companies raised money with this person listed as executive officer and director, over about 16 years. Across those companies the filings report $700.3M sold in total.
The issuers belong to 3 sponsor groups: Sv7 (2 issuers, $91.3M reported sold, 2019–2022), Silversmith (23 issuers, $8.38B reported sold, 2014–2025) and Sv Life Sciences (10 issuers, $1.56B reported sold, 2010–2026).
What this means This person is listed across more than one sponsor team; each group page shows that team's full track record.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AZ, CA, DE, TX, WA) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 19 public filings for Michael Balmuth and found 9 differences, 2 worth asking the sponsor about: Paid seller listed without a CRD number: Gencap Global Advisors DMCC; 4 Form Ds were filed more than 15 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.