John Mendelson is listed as an executive officer and director on 3 SEC Form D filings by 1 issuer between Jun 2022 and Feb 2025: Ria Technology Management Inc. (San Francisco, CA — other health care — 2022–2025; $20.3M reported sold to 38 investors).
What this means One deal on file with the SEC. A Form D is the notice a company files after it starts selling a private investment — it is a notice, not an approval.
Listed alongside Michael Balmuth (3 shared filings), Aimee Peters (2 shared filings), Carol Vallone (2 shared filings), Martin Rosenzweig (2 shared filings), Mike Stapleton (2 shared filings) and 5 others.
What this means These are the other officers, directors or promoters the companies named on the same forms — the team around John. Each name links to their own page.
Public records searched: federal courts (CourtListener / RECAP), SEC enforcement releases, state securities regulators (AK, AL, AR, AZ, CA, CT, DE, FINRA, GA, HI, ID, IL, KS, KY, LA, MA, MD, ME, MI, MO, MS, MT, NASAA, NC, ND, NH, NM, NV, OK, OR, PA, RI, SC, SD, TN, TX, VT, WA, WI, WV, WY) — none found.
What this means Nothing turned up where we looked (3 sources). That does not prove there is nothing — it means none was found in those sources on that date.
We compared 3 public filings for John Mendelson and found 4 differences: Form D filed 48 days after the first sale; Form D filed 27 days after the first sale; and more below.
What this means These are differences between the sponsor's own SEC filings — both values, dates and sources are listed in Key records, section 4. Most have ordinary explanations; ask the sponsor.