Sponsor Check › Person
Related person on Form D filings · address state/country as listed: Bermuda (as filed: D0) · listed May 4, 2009 → Jul 17, 2023
Data last updated: Oct 23, 2026, 5:45 PM ET · Courts (RECAP) last checked: Oct 23, 2026, 11:56 PM ET · SEC enforcement last checked: not yet
Privacy: business-related public information only. Residential addresses are never shown; only the state from the filing.
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None found in sources searched.
Sources searched: CourtListener bulk data (RECAP dockets as of 2026-09-30) — federal district + bankruptcy courts; live RECAP re-check pending. State courts: not yet searched. PACER: not searched. · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
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No SEC search has run yet for this person.
None found in sources searched.
Sources searched: Federal bankruptcy courts via CourtListener / RECAP archive (federal district courts, federal bankruptcy courts). State courts: not yet searched. PACER: not searched (RECAP only). · Last checked Oct 23, 2026, 11:56 PM ET.
State courts: not yet searched. No state offers a lawful automated statewide source PartnerFacts can use today. Texas (re:SearchTX) terms prohibit storing results in a database open to third parties; New York (WebCivil) and Massachusetts (MassCourts) require a browser check that blocks scripted queries; California has no statewide index (58 county portals; Rule of Court 2.503 grants name-based access case by case); Florida, Utah and Illinois offer paid or partial access whose terms for automated use are unverified. Washington (dw.courts.wa.gov; bulk index reports under a JISC data-dissemination agreement), Delaware (CourtConnect; Court of Chancery not included) and Arizona (apps.azcourts.gov/publicaccess, which has an official channel to request high-volume access) are the candidates; PartnerFacts will request written permission before any automated search. Federal courts are searched through CourtListener / RECAP.
Comparisons are made for sponsors and sponsor groups, not individual people.
0 of 26 offerings report sales commissions; 0 report finder's fees; 1 reports proceeds to related persons totalling $6,300. (includes amounts the issuer reported as estimates)
| Source | Offering (latest filing) | Sales commissions | Finder's fees | To insiders | Paid to sell it |
|---|---|---|---|---|---|
| EDGAR ↗ | Jul 17, 2023 D/A File 021-315556 | $0 | $0 | $6,300 (est.) Each of the Directors, with exception of the Chairman, receives a compensation of $2,000 USD per year. The Chairman receives $2,300 USD per year. The Directors are also entitled to reimbursement of out of pocket expenses incurred in carrying out duties. | None listed on this filing |
| EDGAR ↗ | Sep 8, 2022 D/A File 021-94840 | $0 (est.) | $0 (est.) | $0 (est.) Details are disclosed in Issuer's PPM | None listed on this filing |
| EDGAR ↗ | May 27, 2021 D/A File 021-133437 | $0 | $0 | $0 | GAM Services Inc. BrokerCheck CRD 25631 ↗ via GAM Services Inc. (CRD 25631 ↗) |
| EDGAR ↗ | Nov 5, 2020 D/A File 021-192032 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Sep 11, 2020 D/A File 021-204719 | $0 | $0 | $0 (est.) Certain persons named in Item 3 or affiliates thereof may receive payments deemed to be made from the proceeds of the offering, including management fees. The amount of such fees cannot be estimated at this time. | None listed on this filing |
| EDGAR ↗ | Jun 1, 2018 D/A File 021-139000 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Jun 1, 2018 D/A File 021-203766 | $0 | $0 | $0 | GAM Services Inc. BrokerCheck CRD 25631 ↗ via GAM Services Inc. (CRD 25631 ↗) |
| EDGAR ↗ | Feb 7, 2018 D/A File 021-150019 | $0 (est.) | $0 (est.) | $0 (est.) Details are disclosed in Issuer's PPM | None listed on this filing |
| EDGAR ↗ | Oct 4, 2017 D/A File 021-208482 | $0 | $0 | $0 | N/A BrokerCheck CRD 25631 ↗ via GAM Services Inc. (CRD 25631 ↗) |
| EDGAR ↗ | Mar 2, 2016 D/A File 021-192051 | $0 | $0 | $0 | N/A BrokerCheck CRD 25631 ↗ via GAM Services Inc. (CRD 25631 ↗) |
| EDGAR ↗ | Mar 2, 2016 D/A File 021-213718 | $0 | $0 | $0 | N/A BrokerCheck CRD 25631 ↗ via GAM Services Inc. (CRD 25631 ↗) |
| EDGAR ↗ | Feb 21, 2014 D/A File 021-132279 | $0 | $0 | $0 (est.) | None listed on this filing |
| EDGAR ↗ | Feb 19, 2013 D File 021-192055 | $0 | $0 | $0 | N/A BrokerCheck CRD 25631 ↗ via GAM Services Inc. (CRD 25631 ↗) |
| EDGAR ↗ | Feb 15, 2013 D/A File 021-105299 | $0 | $0 | $0 | GAM Services, Inc. BrokerCheck CRD 25631 ↗ |
| EDGAR ↗ | Feb 15, 2013 D/A File 021-107896 | $0 | $0 | $0 | GAM Services, Inc. BrokerCheck CRD 25631 ↗ |
| EDGAR ↗ | Jan 2, 2013 D/A File 021-137440 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | May 21, 2012 D/A File 021-142797 | $0 | $0 | $0 | GAM Services, Inc. BrokerCheck CRD 25631 ↗ |
| EDGAR ↗ | May 14, 2012 D/A File 021-142792 | $0 | $0 | $0 | GAM Services, Inc. BrokerCheck CRD 25631 ↗ |
| EDGAR ↗ | Mar 12, 2012 D/A File 021-72631 | $0 (est.) | $0 (est.) | $0 (est.) An affiliate may be entitled to a performance allocation and the investment manager entitled to a management fee. Allocations and fees are discussed in detail in the Issuer's confidential offering materials. | None listed on this filing |
| EDGAR ↗ | Jun 6, 2011 D/A File 021-143261 | $0 | $0 | $0 | GAM Services, Inc. BrokerCheck CRD 25631 ↗ |
| EDGAR ↗ | Jul 8, 2010 D File 021-144573 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 16, 2010 D/A File 021-132056 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 15, 2010 D/A File 021-132057 | $0 | $0 | $0 | None listed on this filing |
| EDGAR ↗ | Jun 1, 2010 D File 021-142802 | $0 | $0 | $0 | GAM Services, Inc. BrokerCheck CRD 25631 ↗ |
| EDGAR ↗ | Feb 24, 2010 D File 021-139002 | $0 (est.) | $0 (est.) | $0 (est.) | None listed on this filing |
| EDGAR ↗ | May 26, 2009 D File 021-120649 | $0 | $0 | $0 | GAM Services, Inc. BrokerCheck CRD 25631 ↗ |
As reported by the issuer on Form D (Items 12–15), latest filing per offering (one offering = one SEC file number; an amendment updates its offering rather than adding one). "To insiders" = gross proceeds used for payments to executive officers, directors or promoters. "—" = not reported on that filing. Amounts marked (est.) were reported as estimates. "Paid to sell it" = sales compensation recipients named on that filing (Item 12), each linked to FINRA BrokerCheck when a CRD number is reported.
Counted across every filing this person is listed on (latest filing per offering, per issuer).
| Source | Issuer | Role | Filed | Form | Offering | Sold | Investors | Min. investment |
|---|---|---|---|---|---|---|---|---|
| EDGAR ↗ | GAM Institutional Emerging Equity Inc. group: Gam | Director | Jul 17, 2023 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,300,000 | 1 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM INSTITUTIONAL DIVERSITY INC. group: Gam | Director | Sep 8, 2022 | D/A | $174,257,600 similar: $155,000–$5,250,000 | $174,257,600 | 3 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM Institutional Emerging Equity Inc. group: Gam | Director | Jul 15, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,300,000 | 1 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM INSTITUTIONAL DIVERSITY INC. group: Gam | Director | May 27, 2022 | D/A | Indefinite similar: $155,000–$5,250,000 | $174,257,600 | 3 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM Institutional Emerging Equity Inc. group: Gam | Director | Jul 15, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,300,000 | 1 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM Beachwood Total Return Offshore Fund | Director | May 27, 2021 | D/A | $1,543,537 similar: $155,000–$5,250,000 | $1,543,537 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM INSTITUTIONAL DIVERSITY INC. group: Gam | Director | May 27, 2021 | D/A | Indefinite similar: $155,000–$5,250,000 | $174,257,600 | 3 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM FCM Cat Bond Inc. group: Gam | Director | Nov 5, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $24,461,288 | 7 similar: 4–27 | $25,000 similar: $1,000–$100,000 |
| EDGAR ↗ | A.R.T. INTERNATIONAL INVESTORS (BVI) LTD. | Director | Sep 11, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $176,434,999 | 8 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM Institutional Emerging Equity Inc. group: Gam | Director | Jul 15, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,300,000 | 1 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM Beachwood Total Return Offshore Fund | Director | Jun 1, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,543,537 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM INSTITUTIONAL DIVERSITY INC. group: Gam | Director | Jun 1, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $174,257,600 | 9 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM INSTITUTIONAL DIVERSITY INC. group: Gam | Director | May 29, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $174,257,600 | 9 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM Beachwood Total Return Offshore Fund | Director | May 29, 2020 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,543,537 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | A.R.T. INTERNATIONAL INVESTORS (BVI) LTD. | Director | Sep 11, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $176,434,999 | 8 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM Institutional Emerging Equity Inc. group: Gam | Director | Jul 15, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $6,300,000 | 1 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM Beachwood Total Return Offshore Fund | Director | Jun 20, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,543,537 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM INSTITUTIONAL DIVERSITY INC. group: Gam | Director | May 30, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $174,257,600 | 9 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM INSTITUTIONAL DIVERSITY INC. group: Gam | Director | May 30, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $174,257,600 | 9 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM Beachwood Total Return Offshore Fund | Director | Feb 7, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,543,537 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM INSTITUTIONAL DIVERSITY INC. group: Gam | Director | Feb 7, 2019 | D/A | Indefinite similar: $155,000–$5,250,000 | $174,257,600 | 9 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | A.R.T. INTERNATIONAL INVESTORS (BVI) LTD. | Director | Sep 11, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $176,212,425 | 8 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM Institutional Emerging Equity Inc. group: Gam | Director | Jun 27, 2018 | D | Indefinite similar: $155,000–$5,250,000 | $6,300,000 | 1 similar: 4–27 | $3,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM Unconstrained Bond Fund group: Gam | Director | Jun 1, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,223,296,402 | 121 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM FCM Cat Bond Inc. group: Gam | Director | Jun 1, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $24,461,288 | 7 similar: 4–27 | $25,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Alternative Premia Inc. group: Gam | Director | Jun 1, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $20,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM TXT Multi-Strategy Inc. group: Gam | Director | Feb 7, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $251,974,000 | 1 similar: 4–27 | $100,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM INSTITUTIONAL DIVERSITY INC. group: Gam | Director | Feb 7, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $174,257,600 | 9 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM Beachwood Total Return Offshore Fund | Director | Feb 7, 2018 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,117,100 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM Divergent Trading Inc. group: Gam | Director | Oct 4, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $93,000,000 | 2 similar: 4–27 | $20,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | A.R.T. INTERNATIONAL INVESTORS (BVI) LTD. | Director | Sep 11, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $149,325,179 | 6 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM FCM Cat Bond Inc. group: Gam | Director | Jul 13, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $24,276,765 | 5 similar: 4–27 | $25,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM Unconstrained Bond Fund group: Gam | Director | Jun 2, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,146,296,402 | 119 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM FCM Cat Bond Inc. group: Gam | Director | Jun 2, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,224,276,765 | 5 similar: 4–27 | $25,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Alternative Premia Inc. group: Gam | Director | Jun 2, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $20,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM TXT Multi-Strategy Inc. group: Gam | Director | Feb 7, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $251,974,000 | 1 similar: 4–27 | $100,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM INSTITUTIONAL DIVERSITY INC. group: Gam | Director | Feb 7, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $174,250,000 | 9 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM Beachwood Total Return Offshore Fund | Director | Feb 7, 2017 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,117,100 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM Divergent Trading Inc. group: Gam | Director | Oct 5, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $93,000,000 | 2 similar: 4–27 | $20,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | A.R.T. INTERNATIONAL INVESTORS (BVI) LTD. | Director | Sep 9, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $148,739,925 | 6 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Manager Skill II Inc. group: Gam | Director | Mar 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Manager Skill Inc. group: Gam | Director | Mar 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $91,092,879 | 39 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM FCM Cat Bond Inc. group: Gam | Director | Mar 2, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $2,224,276,765 | 5 similar: 4–27 | $25,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM Beachwood Total Return Offshore Fund | Director | Feb 11, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,117,100 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM TXT Multi-Strategy Inc. group: Gam | Director | Feb 11, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $251,974,000 | 1 similar: 4–27 | $100,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM INSTITUTIONAL DIVERSITY INC. group: Gam | Director | Feb 11, 2016 | D/A | Indefinite similar: $155,000–$5,250,000 | $174,250,000 | 9 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM Divergent Trading Inc. group: Gam | Director | Oct 23, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $93,000,000 | 2 similar: 4–27 | $20,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM Unconstrained Bond Fund group: Gam | Director | Sep 15, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,891,073,633 | 108 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | A.R.T. INTERNATIONAL INVESTORS (BVI) LTD. | Director | Sep 9, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $146,807,128 | 6 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Manager Skill II Inc. group: Gam | Director | Mar 17, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM FCM Cat Bond Inc. group: Gam | Director | Feb 26, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $22,650,000 | 4 similar: 4–27 | $25,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM TXT Multi-Strategy Inc. group: Gam | Director | Feb 20, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $181,974,000 | 1 similar: 4–27 | $100,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM Beachwood Total Return Offshore Fund | Director | Feb 20, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $1,117,100 | 1 similar: 4–27 | $1,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM INSTITUTIONAL DIVERSITY INC. group: Gam | Director | Feb 11, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $173,250,000 | 9 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM FCM Cat Bond Inc. group: Gam | Director | Feb 9, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $22,650,000 | 3 similar: 4–27 | $25,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Manager Skill Inc. group: Gam | Director | Feb 9, 2015 | D/A | Indefinite similar: $155,000–$5,250,000 | $90,491,700 | 38 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM Divergent Trading Inc. group: Gam | Director | Oct 30, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $93,000,000 | 2 similar: 4–27 | $20,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | A.R.T. INTERNATIONAL INVESTORS (BVI) LTD. | Director | Sep 8, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $28,832,955 | 2 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Alternative Premia Inc. group: Gam | Director | Aug 27, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $20,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM Unconstrained Bond Fund group: Gam | Director | Aug 4, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $295,038,523 | 56 similar: 4–27 | $100,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Manager Skill II Inc. group: Gam | Director | Mar 17, 2014 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM US Institutional Trading II Inc. group: Gam | Director | Feb 21, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM TXT Multi-Strategy Inc. group: Gam | Director | Feb 21, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $111,900,000 | 1 similar: 4–27 | $100,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM INSTITUTIONAL DIVERSITY INC. group: Gam | Director | Feb 12, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $245,980,000 | 16 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Manager Skill Inc. group: Gam | Director | Feb 10, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $52,099,700 | 31 similar: 4–27 | $250,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM FCM Cat Bond Inc. group: Gam | Director | Feb 10, 2014 | D/A | Indefinite similar: $155,000–$5,250,000 | $22,650,000 | 3 similar: 4–27 | $25,000 similar: $1,000–$100,000 |
| EDGAR ↗ | GAM Divergent Trading Inc. group: Gam | Director | Dec 20, 2013 | D | Indefinite similar: $155,000–$5,250,000 | $93,000,000 | 2 similar: 4–27 | $20,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | A.R.T. INTERNATIONAL INVESTORS (BVI) LTD. | Director | Oct 16, 2013 | D | Indefinite similar: $155,000–$5,250,000 | $26,895,955 | 1 similar: 4–27 | $5,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Alternative Premia Inc. group: Gam | Director | Sep 30, 2013 | D | Indefinite similar: $155,000–$5,250,000 | $0 | 0 similar: 4–27 | $20,000,000 similar: $1,000–$100,000 |
| EDGAR ↗ | Manager Skill LLC | Director Director of the Master Fund in which the entity will invest all or substantially all of its investable assets | Feb 19, 2013 | D | Indefinite | $75,500,000 | 50 | $250,000 |
| EDGAR ↗ | Manager Skill Inc. group: Gam | Director | Feb 19, 2013 | D | Indefinite | $10,000,000 | 16 | $250,000 |
| EDGAR ↗ | GAM FCM Cat Bond Inc. group: Gam | Director | Feb 19, 2013 | D | Indefinite | $15,000,000 | 1 | $25,000 |
| EDGAR ↗ | GAM US INSTITUTIONAL MULTI-ARBITRAGE PLUS INC group: Gam | Director | Feb 15, 2013 | D/A | Indefinite | $2,500,000 | 1 | $5,000,000 |
| EDGAR ↗ | GAM PORTABLE MULTI-ALPHA SPC INC group: Gam | Director | Feb 15, 2013 | D/A | Indefinite | $25,000,000 | 1 | $3,000,000 |
| EDGAR ↗ | GAM US Institutional Trading II Inc. group: Gam | Director | Jan 2, 2013 | D/A | Indefinite | $0 | 0 | $5,000,000 |
| EDGAR ↗ | GAM TXT Multi-Strategy Inc. group: Gam | Director | Jan 2, 2013 | D/A | Indefinite | $0 | 0 | $100,000,000 |
| EDGAR ↗ | GAM Multi-Global Equity Hedge Inc group: Gam | Director | Jan 2, 2013 | D/A | Indefinite | $0 | 0 | $5,000,000 |
| EDGAR ↗ | GAM INSTITUTIONAL DIVERSITY INC. group: Gam | Director | Jan 2, 2013 | D/A | Indefinite | $953,500,000 | 20 | $5,000,000 |
| EDGAR ↗ | GAM US INSTITUTIONAL MULTI-ARBITRAGE PLUS INC group: Gam | Director | May 21, 2012 | D/A | Indefinite | $2,500,000 | 1 | $5,000,000 |
| EDGAR ↗ | GAM PORTABLE MULTI-ALPHA SPC INC group: Gam | Director | May 14, 2012 | D/A | Indefinite | $25,000,000 | 1 | $3,000,000 |
| EDGAR ↗ | Capital Preservation Partners Ltd group: Paloma | Director | Mar 12, 2012 | D/A | Indefinite | $28,264,480 | 17 | $100,000 |
| EDGAR ↗ | GAM TXT Multi-Strategy Inc. group: Gam | Director | Jan 27, 2012 | D/A | Indefinite | $0 | 0 | $100,000,000 |
| EDGAR ↗ | GAM US Institutional Trading II Inc. group: Gam | Director | Jan 27, 2012 | D/A | Indefinite | $0 | 0 | $5,000,000 |
| EDGAR ↗ | GAM INSTITUTIONAL DIVERSITY INC. group: Gam | Director | Jan 4, 2012 | D/A | Indefinite | $953,500,000 | 20 | $5,000,000 |
| EDGAR ↗ | GAM Multi-Global Equity Hedge Inc group: Gam | Director | Jan 4, 2012 | D/A | Indefinite | $0 | 0 | $5,000,000 |
| EDGAR ↗ | GAM US INSTITUTIONAL MULTI-DIVERSIFIED LV INC group: Gam | Director | Jun 6, 2011 | D/A | Indefinite | $107,000,000 | 2 | $5,000,000 |
| EDGAR ↗ | GAM US INSTITUTIONAL MULTI-ARBITRAGE PLUS INC group: Gam | Director | May 25, 2011 | D/A | Indefinite | $2,500,000 | 1 | $5,000,000 |
| EDGAR ↗ | GAM PORTABLE MULTI-ALPHA SPC INC group: Gam | Director | May 25, 2011 | D/A | Indefinite | $25,000,000 | 1 | $3,000,000 |
| EDGAR ↗ | Capital Preservation Partners Ltd group: Paloma | Director | Mar 10, 2011 | D/A | Indefinite | $28,264,480 | 17 | $100,000 |
| EDGAR ↗ | GAM INSTITUTIONAL DIVERSITY INC. group: Gam | Director | Dec 9, 2010 | D/A | Indefinite | $953,500,000 | 20 | $5,000,000 |
| EDGAR ↗ | GAM US Institutional Trading II Inc. group: Gam | Director | Nov 19, 2010 | D/A | Indefinite | $0 | 0 | $5,000,000 |
| EDGAR ↗ | GAM TXT Multi-Strategy Inc. group: Gam | Director | Nov 4, 2010 | D | Indefinite | $0 | 0 | $100,000,000 |
| EDGAR ↗ | Caxton Global Investments (Institutional) Ltd group: Caxton | Executive Officer, Director Director and Secretary | Jul 8, 2010 | D | Indefinite | $15,750,000 | 2 | $5,000,000 |
| EDGAR ↗ | AllianceBernstein Select US Equity (BVI) Ltd group: Alliancebernstein | Executive Officer, Director Director and Secretary | Jun 16, 2010 | D/A | Indefinite | $27,433,333 | 12 | $5,000,000 |
| EDGAR ↗ | Caxton Equity Growth (BVI) Ltd. group: Caxton | Executive Officer, Director Director and Secretary | Jun 15, 2010 | D/A | Indefinite | $2,000,000 | 1 | $5,000,000 |
| EDGAR ↗ | GAM US INSTITUTIONAL MULTI-DIVERSIFIED LV INC group: Gam | Director | Jun 10, 2010 | D | Indefinite | $107,000,000 | 2 | $5,000,000 |
| EDGAR ↗ | Gam Portable Diversity/S&P 500 inc group: Gam | Director | Jun 1, 2010 | D | Indefinite | $25,000,000 | 1 | $3,000,000 |
| EDGAR ↗ | GAM US INSTITUTIONAL MULTI-ARBITRAGE PLUS INC group: Gam | Director | Jun 1, 2010 | D | Indefinite | $2,500,000 | 1 | $5,000,000 |
| EDGAR ↗ | GAM PORTABLE MULTI-ALPHA SPC INC group: Gam | Director | Jun 1, 2010 | D | Indefinite | $25,000,000 | 1 | $3,000,000 |
| EDGAR ↗ | GAM INSTITUTIONAL DIVERSITY INC. group: Gam | Director | Mar 26, 2010 | D | Indefinite | $953,500,000 | 20 | $5,000,000 |
| EDGAR ↗ | Capital Preservation Partners Ltd group: Paloma | Director | Mar 16, 2010 | D/A | Indefinite | $28,264,480 | 17 | $100,000 |
| EDGAR ↗ | GAM Global Rates Hedge Fund group: Gam | Director | Feb 24, 2010 | D | Indefinite | $79,433,891 | 7 | $500,000 |
| EDGAR ↗ | GAM Unconstrained Bond Fund group: Gam | Director | Feb 24, 2010 | D/A | Indefinite | $0 | 0 | $10,000 |
| EDGAR ↗ | GAM Unconstrained Bond Fund group: Gam | Director | Feb 24, 2010 | D | Indefinite | $0 | 0 | $10,000 |
| EDGAR ↗ | GAM Multi-Global Equity Hedge Inc group: Gam | Director | Jan 5, 2010 | D | Indefinite | $0 | 0 | $5,000,000 |
| EDGAR ↗ | GAM US Institutional Trading II Inc. group: Gam | Director | Jun 26, 2009 | D | Indefinite | $0 | 0 | $5,000,000 |
| EDGAR ↗ | Caxton Equity Growth (BVI) Ltd. group: Caxton | Executive Officer, Director Director and Secretary | Jun 17, 2009 | D | Indefinite | $2,000,000 | 1 | $5,000,000 |
| EDGAR ↗ | AllianceBernstein Select US Equity (BVI) Ltd group: Alliancebernstein | Executive Officer, Director Director and Secretary | Jun 17, 2009 | D | Indefinite | $6,000,000 | 2 | $5,000,000 |
| EDGAR ↗ | GAM US INSTITUTIONAL MULTI-DIVERSIFIED LV INC group: Gam | Director | May 26, 2009 | D | Indefinite | $0 | 0 | $5,000,000 |
| EDGAR ↗ | GAM US INSTITUTIONAL MULTI-ARBITRAGE PLUS INC group: Gam | Director | May 26, 2009 | D | Indefinite | $2,500,000 | 1 | $5,000,000 |
| EDGAR ↗ | GAM PORTABLE MULTI-ALPHA SPC INC group: Gam | Director | May 26, 2009 | D | Indefinite | $25,000,000 | 1 | $3,000,000 |
| EDGAR ↗ | GAM INSTITUTIONAL DIVERSITY INC. group: Gam | Director | May 7, 2009 | D/A | Indefinite | $987,891,915 | 12 | $5,000,000 |
| EDGAR ↗ | GAM INSTITUTIONAL DIVERSITY INC. group: Gam | Director | May 4, 2009 | D/A | Indefinite | $987,891,915 | 12 | $5,000,000 |
Every row is a Form D or D/A on which the issuer listed this name as a related person. Related-person names are matched on first + last name and the address state on the filing; records that share a name but could not be tied together by a second identifier are listed separately below.
"Similar" = offerings in the same industry claiming the same exemption, filed in the last 5 years: Pooled Investment Fund / 506(b) (83,801 filings); ranges are the middle half (25th–75th percentile). Computed by PartnerFacts from SEC EDGAR Form D data as of Oct 23, 2026, 5:45 PM ET. Rows without a range: fewer than 30 comparable filings, or not a Rule 506 offering. No ranking or score.
Separate person records under the same name, not combined with this page. Each line says whether it is listed on an issuer this record is also listed on (a second identifier); where it is not, it could be the same person or a different one.
People and management entities the issuers listed as related persons on the same Form D filings as Maxwell L.H. Quin. Source: the EDGAR rows in the table above.
None found in sources searched.
Sources searched: SEC Regulation A Data Sets (Forms 1-A, 1-K, 1-Z; 2015 Q2 → 2026 Q3); SEC Crowdfunding Offerings Data Sets (Form C family; 2016 Q2 → 2026 Q3); EDGAR form index for 2026 Q3 → 2026 Q4 · Last checked Oct 23, 2026, 8:41 PM ET.
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